3745 Regulatory Reporting Jobs - Page 9

Proven experience in designing and implementing business models in regulated environments. Analyze and optimize end-to-end loan servicing workflows including onboarding, payment processing, arrears management, refunds, cancellations, and regulatory reporting. Collaborate with teams managing platforms like Core system, Portals, RPA, and AML screening tools to ensure seamless integration and compliance. Strong understanding of loan servicing systems and workflows Proficiency in business process modeling tools (e.g., Visio, BPMN, Blueworks). Excellent communication, stakeholder management, and problem-solving skills. Ability to visualize and document complex business structures and data flows. ...

What youll be DOING What will your essential responsibilities include? Serve as the primary policy administrator to AXA XL underwriters and Middle Office, own the end-to-end policy lifecycle with precision and timeliness. Conduct name clearance and sanctions screening: screen insureds/counterparties, investigate matches, escalate to Compliance as needed, and document actions for audit readiness. Interpret instructions issued by producing office UAs, handle rejections and close relevant cases, communicating with UAs and MO to help resolve queries Manage bookings as per good local standard - process premium bookings basis instructions, update local deductions and taxes, validate update Reinsur...

The Officer will be responsible for the P&L and Balance Sheet reconciliations, reporting including regulatory and SEC reportings on a daily, weekly, monthly and quarterly for FX Products. Work closely with other operational teams like FX Operations, Collateral Operations, Global Cash Teams to resolve any issues causing breaks in the accounts monitored for FX products. Business As Usual (BAU) Activities: Develop the team to adopt owner's mind set, work independently, and effectively manage timelines May be required to provide accounting analyses or research on critical and complex issues which may include variance analysis of accounting transactions related to the products supported. Develop ...

Functional Job Title : Team Lead Reports to : Lead for Regulatory Reporting Report Preparation Department/ Division : Report Preparation Basic Purpose of Job: Responsibiity to submit TIC Reports disclosures to regulators within due time. Responsibilities & Tasks Include: Preparation of Monthly/Quarterly/Annually TIC reports. Working on UAT for changes suggested by regulator from time to time. Job Requirements: Education and Experience Graduate degree in finance, business, or equivalent 4-6 years of progressive experience in banking or financial services. Familiarity with Financial Reporting and Analysis. Experience in Regulatory Reporting is an added advantage. Excellent communication, docum...

Role Overview: At EY, you will have the opportunity to build a career tailored to your unique skills and qualities, supported by a global network, inclusive culture, and cutting-edge technology. Your distinctive voice and perspective will be essential in contributing to EY's continuous improvement. Join EY to create an exceptional experience for yourself while contributing to building a better working world for all. Key Responsibilities: - Manage the quality of service delivery in Investment accounting and reporting - Execute FAAS solutions using the Global service delivery framework, including Financial Accounting and Reporting Excellence, Accounting Processes, Regulation, Governance, Finan...

As a Senior Consultant (Regulatory Reporting) at EY, you will be responsible for overseeing all financial reporting for US Regulators. Your role will involve preparing and reviewing various schedules to support reporting activities, conducting financial analysis, and assisting management with US statutory reports, schedules, and working notes. Your expertise in regulatory reporting requirements for FR Y-14 Q/M, FR Y-9C, FFIEC031, and FR 2052a, as well as your understanding of regulatory reporting principles and regulator focus areas, will be crucial in this role. Key Responsibilities: - Ensure accurate and timely financial reporting for US Regulators - Prepare and review schedules to support...

As a Compliance Manager, you will be responsible for overseeing compliance with IFSCA regulations, SEBI rules, and all applicable laws governing financial/market activities in GIFT City. Your key responsibilities will include: - Drafting, updating, and implementing compliance policies, SOPs, and internal control frameworks. - Conducting periodical compliance checks, internal audits, and regulatory reporting. - Liaising with regulators, auditors, exchanges, and legal teams for timely submissions and clarifications. - Monitoring changes in laws/regulations and ensuring prompt policy updates. - Reviewing and approving new products, processes, and client onboarding from a compliance standpoint. ...

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success. Control Management maintains a strong and consistent control environment through a joint accountability model that aligns managers with each function and region to mitigate operational risk. The team focuses on four areas: Control Design & Expertise, Risks & Controls Identification/Assessment, Issues & Control Deficiencies and Control Governance & Reporting. As a Compliance and Operations Risk Test Lead in the Tes...

Exciting opportunity to join as an Associate in the Legal Entity Controller Group (LEC)! Job Summary: As an Associate within the LEC team, you will be responsible for providing coverage to India business legal entities. The role involves Regulatory Reporting, USGAAP and IFRS Financials, Statutory Audits, Regulatory Automation Agenda, Concurrent Audits, Regulatory Inspections. The role is based in Mumbai. Job Responsibilities : Responsible for preparation, review, and submission of regulatory returns and ensuring compliance with applicable regulatory requirements Responsible for preparation, review, and submission of monthly USGAAP and IFRS Financials Coordination for Statutory Audit with int...

Internal employees - Level 5, 6, 7 can apply External employees - CA with relevant experience of 4+ years Key accountability Ensuring complete accuracy and controls in all financial and regulatory reporting. Project management - End to End automation of all manual reports Raising BRS s, understanding the flow of system, user acceptance testing (UAT) of the output. Close co-ordination with other cross functional teams and stakeholders of the organization. Management and support in financial forecasts and report variances. Competencies Proficient in MS Office, primarily in Excel & word An analytical mind and inclination for problem solving String verbal and written communication skills

Join Barclays as Analyst - Large Exposure, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To Be Successful In This Role, You Should Have Regulatory reporting experience either in UK or US regulatory reporting. MBA Finance/Economics Hons. Good knowledge on Basel 3/3.1 changes across risk types. Daily/Monthly/Quarterly monitoring of large exposure reporting. Have Good communication skills and will to work on shift. Some Other Highly Valued Skills May Include Basic understanding of SQL. Experience in Tableau / Alteryx or ot...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

Job Purpose Risk Management is core to Bajaj Finance. Most of the decisions in Risk Management are data driven and analytical. Statistical models are required to look at multi-variate dimensions from a risk perspective including calculating the expected credit loss, scenario analysis, forecasting, Stress Testing etc. Statistical models are built and scorecards are prepared which assesses parameters like PD (probability of default), EAD and LGD which are critical from a regulatory perspective and forms important aspect of regulatory reporting purpose.This role gives an opportunity of going beyond the above and gives deeper insights on the Regulatory norms on Credit Risk. The role allows candi...

Exciting opportunity to join as an Associate in the Legal Entity Controller Group (LEC)! Job Summary As an Associate within the LEC team, you will be responsible for providing coverage to India business legal entities. The role involves Regulatory Reporting, USGAAP and IFRS Ficials, Statutory Audits, Regulatory Automation Agenda, Concurrent Audits, Regulatory Inspections. The role is based in Mumbai. Job Responsibilities Responsible for preparation, review, and submission of regulatory returns and ensuring compliance with applicable regulatory requirements Responsible for preparation, review, and submission of monthly USGAAP and IFRS Ficials Coordination for Statutory Audit with internal sta...

Job Purpose Support and act as a key team member of Business Compliance units for ensuring end to end monitoring, adherence & monitoring in the given technology compliance check points & areas for achieving regulatory, security & governance adherence. Duties and Responsibilities Support and act as a key team member of Business Compliance units for ensuring end to end monitoring, adherence & monitoring in the given technology compliance check points & areas for achieving regulatory, security & governance adherence. Help the team to ensure Review of User access to systems & applications on periodic basis and help business heads to provide sign off on the same Review of technology controls in t...

Job Purpose End to end monitoring of Regulatory Reporting, Handling of regulatory Inspection, ESG reporting, monitoring of BASEL related reporting Duties and Responsibilities End to end Impact analysis of RBI guidelines w.r.t Basel -III End to end preparation of computation of Credit Risk, Market Risk and Operational Risk on Monthly basis as per Basel III Guidelines issued by RBI Computation of CET 1 and CRAR as per Basel III Review and monitoring of Computation of CRAR as per NBFCs Norms Performance of stress testing for all material risk and its assessment on adequacy of capital. Co-ordination with various stakeholders for understanding system functionality and identifying areas of system ...

Primary Details Time Type: Full time Worker Type: Employee Perform, analyze, draw, and document conclusions and make recommendations for actuarial management for making sound business decisions. Implement, and monitor a comprehensive management information strategy tailored to meet the strategic needs of the business while providing leadership on data quality and governance. Pricing: Candidate will be responsible for pricing of products. The products will include both Retail and Commercial products Filing of products with IRDAI including preparation of Technical Note, Rate Chart and other filing documents Response to queries raised by IRDAI on the filed products Regulatory Reporting: Candida...

We are looking for CA freshers for multiple roles in our Finance department. The roles available are - US GAAP IFRS reporting Financial reporting Business planning RPT Regulatory reporting Who should apply - Immediate Joinee Qualified CA fresher (Batch May 25 / Nov 24) ; not more than 4 attempts overall Proficient in MS PowerPoint, MS Excel and MS word Strong verbal and written communication skills Strong analytical mindset attention to detail Job for Automation

Role & responsibilities Perform product control activities , including P&L validation, balance sheet substantiation, and variance analysis Prepare and review regulatory reports in compliance with local and global regulations Support liquidity risk reporting , including LCR, NSFR, and related metrics Assist in credit risk reporting , exposure monitoring, and risk analytics Ensure accurate posting and reconciliation of general ledger and journal entries Conduct balance sheet reconciliations and resolve breaks in a timely manner Collaborate with Front Office, Risk, Finance, and Compliance teams Support internal and external audits and regulatory examinations Ensure adherence to internal control...

Minimum 8 Year+ Exp. in US Regulatory Reporting (End-to-End) (FR Call report, Y9C, FR Y9 LP, FFIEC 009 & FR Y 11, FR 2314) CA/CPA/MBA Budget - Upto 31 LPA (Fixed) 5 Days (Work from Office) Fixed Shifts (2 PM – 10.30 PM) Please Call - 9999869475 Required Candidate profile - Skills - Regulatory Reporting, Axiom, FR Call report: Y-9C, FR Y-9LP, FFIEC 009 and FR Y-11, FR 2314, - US geography exposure is must.

Hybrid mode of work Exp- 4+ Years, Relevant- 3+ years Skills- Reg Reporting + PRA Role- Regulatory reporting compliance. Calculation and reporting. The team is engaged in calculation- Analyst is support to read the code. Accessor- should be able to interpret the regulations Role- Compiling all the articles EBA QNA / mapping and preparing documents , initial assessment coverage, observation We are currently seeking an experienced professional to join our team in the role of Assistant Assessor Calculation Compliance Business: Finance Principal responsibilities Responsible for reviewing adherence of calculation logic with the regulatory rules and org's Policy determinations for less complex NMC...

Execute daily product control operations, including commodity curve validation, ensuring completeness and accuracy. Manage curve-related incidents and system issues, coordinating with support teams to resolve disruptions and implement process efficiencies. Construct and maintain forward curves for traded commodities, aligning with global methodology standards. Perform regular reviews and updates of exposure mapping tables to ensure consistency and accuracy across commodities and regions. Collaborate with Trade-hub Market Risk teams to ensure consistency and transparency in valuation methodologies and risk metrics. Support the development and maintenance of risk dashboards and tools to enhanc...