903 Regulatory Reporting Jobs - Page 9

You are a strategic thinker passionate about driving solutions as a Product Owner. You have found the right team. As a Product Owner in our Finance team, you will play a crucial role in defining, refining, and achieving our firm's goals. You'll be part of the Firmwide Financial Business Architecture Team (FFBA), which manages large-scale infrastructure programs and business process changes to ensure accurate, complete, and consistent data for internal financial and external regulatory reporting. Your focus will be on evolving a globally consistent data and reporting strategy that meets business, finance, risk, and regulatory needs. You'll also prioritize delivering high-quality, well-controlled data for these processes. As a Vice President within the Corporate Finance Banking Book team, you'll collaborate with Line of Business stakeholders, Corporate Technology, data SMEs, consumers, and reporting teams across Finance, Credit Risk & Treasury. You'll manage a team of Data Quality analysts, overseeing the book of work for Data Quality issues, creating frameworks and operating models, and leading the team to triage, analyze, and resolve these issues. Job responsibilities: - Design and develop the operating model for a Data Quality Team function. - Partner with the Banking Book Product Owner team to deliver data quality solutions with upstream data providers. - Strengthen the operating and control environment of the Banking Book team, including creation and maintenance of procedures, policies, standards, and tooling for daily operations. - Manage the book of Data Quality issues throughout the entire lifecycle. - Adhere to Firmwide Data Quality principles, standards, and mandates, and report status updates through proper channels. - Represent and drive Data Quality issues in multiple Firmwide Finance Business Architecture, Internal Stakeholder, and Firmwide forums. - Support end-to-end project and release cycles, including scope, critical milestones, sourcing requirements, test strategy, execution, implementation checklists, and stakeholder/technology activities. - Present key project updates and risks to key consumers and stakeholders. - Build strong relationships with stakeholders to influence and facilitate multiple work streams. - Resolve issues and escalate critical risks. - Lead and drive other Banking Book projects as needed. Required qualifications, capabilities, and skills: - Bachelors degree and 10+ years of Project management or Product Owner experience and process re-engineering. - Proven and passionate Product Owner with firm understanding of agile principles and experience delivering large complex programs. - Strong analytical and problem-solving skills with an ability to quickly learn and assimilate business and technical knowledge in a fast-paced environment and articulate complex concepts to varied audiences. - Strong written and verbal communications skills, with the ability to present to senior stakeholders. - Strong organizational skills and ability to manage multiple streams of work concurrently and within tight deadlines while maintaining sound judgment and a risk mindset. - Solid understanding of Financial and/or Regulatory reporting processes. - People Management skills required with an ability to lead, influence, and build strong relationships with partner teams. Preferred qualifications, capabilities, and skills: - Experience in Financial Services (Finance, Risk, or Operations) and as a Product lead. - Knowledge and experience of traditional credit (Loans, Deposits, Cash) and Liquidity and Credit Reporting related data. - Knowledge of JIRA tooling and dashboarding. - Overall strong desktop skills including Excel and PowerPoint.,

You will be joining KPMG in India, a professional services firm affiliated with KPMG International Limited. Established in August 1993, our network of professionals across India, including Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara, and Vijayawada, are well-versed in global practices and local regulations. As part of KPMG in India, you will have the opportunity to work with national and international clients across various sectors. Our focus is on delivering efficient, industry-specific, and technology-driven services that draw from our deep understanding of global and local markets, as well as our extensive experience in the Indian business landscape. We are looking for an individual with expertise in Liquidity Reporting, Regulatory Reporting, Data Lineage, MS Visio, and strong verbal communication skills. At KPMG in India, we are committed to providing equal employment opportunities to all qualified candidates.,

As a Manager - Traded Risk Assurance at HSBC, you will play a crucial role in defining and scoping the Market Risk Assurance function. Your responsibilities will include promoting and implementing synergies and efficiencies to ensure an optimal control environment. You will challenge first-line control and risk owners to ensure that risk management activities are effective, particularly in the area of Market Risk. Your expertise will be vital as you provide advice, guidance, and effective challenge to the Risk and Control Owners. You will monitor compliance with minimum requirements related to Market Risk management and report on the risk and control profile, including the impacts of external environment changes and emerging risks. Collaborating with the business, you will assess the impact of emerging risks and recommend changes to controls, resources, and operations to align with the risk appetite. Your role will involve working closely with the Internal Audit team to understand the outcomes of their reviews and their implications for the control environment. Additionally, you will contribute to the definition of the Risk and Control Library, including minimum control standards, key risks, and key controls. To be successful in this role, you should hold a CA/MBA in Finance or a related field and have at least 2 years of experience in a Big4 or financial services firm in areas like internal audit, assurance, or traded risk management. A strong understanding of counterparty credit risk reporting requirements, regulations, and metrics is essential, along with practical experience in counterparty credit risk management within a financial institution. Your ability to provide independent review and challenge of key counterparty credit risk processes will be critical, as well as your skills in building relationships with stakeholders at various levels. Join HSBC and be part of a culture that values its employees, fosters continuous professional development, and offers opportunities for growth in an inclusive and diverse environment. Your personal data will be handled in accordance with our Privacy Statement.,

You are a strategic thinker passionate about driving solutions in business analysis. You have found the right team. As a Business Analyst in our Finance team, you will spend each day defining, refining, and delivering set goals for our firm. Join our Asia Pacific Regulatory Reporting Projects team as an Associate Business Analyst, where you will be responsible for working on projects to implement regulatory reporting changes mandated by different Asia Pacific country regulators for local financial or BASEL reporting. In addition, you will support demands for new business initiatives, SAP general ledger optimization, technology platforms modernization, and global alignment in data sourcing and consumption. Partner closely with Finance users, Technology and external vendors to deliver strategic regulatory reporting solutions, including process re-engineering for our Finance function. Write JIRA for business requirements and functional specifications. Perform Product Validation/Proof of Concept, System Integration testing in partnership with Finance users, Technology and external vendors, developing testing approach, scope and plan. Follow the Agile methodology - Be a product owner, work closely with Technology-scrum master and teams, participate in design/build discussions. Act as a subject matter expert in Asia Pacific Local Regulatory Reporting implementations space. Learn and deploy business intelligence tools like Alteryx to build expected results and run regression or end to end tests, identify areas of improvement, best practices in processes, brainstorm and propose solutions to address project or test issues and concerns in a timely manner. Provide Project Management Office support for the projects including creating and delivering project communications to multiple stakeholders, chairing project governance calls, preparing and presenting project materials/decks for project working group and steerco meetings. Required qualifications, capabilities and skills: - Bachelor's Degree in Accountancy, Finance, Information Systems or a related discipline. - Minimum of 2 years of experience in the banking industry as a Finance/Product Controller/Business Analyst/Product Owner/Auditor with regulatory reporting solution implementation experience. - Good in data analysis with the ability to gather and validate facts, define gaps, perform impact analyses, draft business requirements, translate and streamline complex business requirements into functional specifications for technology builds. - Good qualitative and quantitative analytical and problem-solving skills with a strong interest to analyze large volumes of data sets and present conclusions concisely. - Positive attitude and easy to work with while delivering on high priority and time-sensitive initiatives. Highly inquisitive, solution-focused, enthusiastic, diligent, and capable of challenging the status quo. - Good verbal and written communication skills with the ability to articulate complex issues clearly. Preferred qualifications, capabilities and skills: - Knowledge and experience of industry-leading regulatory reporting vendor applications e.g., Adenza (Axiom), WKFS, Reveleus, and ledger and system upgrade/implementation. - Knowledge of Confluence/Jira/Tableau/Alteryx/UiPath/Excel macro or any digital accelerator tools to support project deliverables. - Good Understanding of Microsoft Excel.,

The role requires you to handle Regulatory Compliance for the Bank's third-party products distribution business, including insurance and mutual funds. You will be responsible for ensuring compliance with regulations set by SEBI, IRDA, AMFI, and other regulatory bodies. Your core responsibilities will include overseeing compliance with regulations related to Mutual Fund & Insurance Distribution Business, disseminating action points from regulatory circulars, and ensuring timely implementation. You will review and update processes, manage correspondences with regulators, and facilitate Onsite Regulatory Inspections by SEBI and IRDA. Additionally, you will provide clarifications on compliance queries, draft submissions for ACB/Board, and submit regulatory reports as required. The role also involves interacting with regulatory authorities such as SEBI and IRDA, as well as collaborating with middle and senior management within the Bank. Overall, the position entails a strategic focus on Regulatory Compliance and proactive engagement with stakeholders to uphold the Bank's compliance standards effectively.,

As a part of a leading asset management firm, Invesco, you will play a vital role in assisting investors worldwide to achieve their financial goals. By leveraging our unique investment management capabilities, you will be involved in offering a diverse range of investment strategies and vehicles to clients across the globe. Your responsibilities will include overseeing day-to-day activities related to reporting, reconciliations, and exception monitoring. It is essential to possess knowledge of various trading instruments and a comprehensive understanding of trade operations functions. You will be required to analyze reconciliation results, investigate highlighted issues concerning trade and transaction reporting breaks to ensure the accuracy and completeness of reporting. Timely escalations for encountered issues during routine activities will be a key aspect of your role. Building and maintaining relationships with regional stakeholders and various business areas will be crucial. Your contribution to the team's overall progress through participation in team meetings, sharing ideas, initiating initiatives, and facilitating training and development activities will be highly valued. In addition, your role will involve documenting procedures, developing training plans, and creating relevant business process documentation. Ad hoc activities and maintaining information systems will also be part of your responsibilities. The ideal candidate for this role should have 5-7 years of experience in Regulatory Reporting (MiFID, EMIR, ASIC, and SFTR). Preferred technical knowledge of DTCC, understanding of regulation guidelines, and Kaizen principles will be advantageous. Knowledge of various security types and instruments used in the industry is essential. A formal education background in Commerce or Business Administration at the Graduation/Post Graduation level is required. Key Skills/Competencies/Attributes: - Team player - Knowledge of the Investment Management industry, various security types, and instruments - Understanding of various Derivative instruments is desirable - Strong Accounting skills - Excellent communication skills (verbal/written) - Proven ability to work under pressure and meet strict deadlines - Excellent interpersonal skills - Flexible team player with the ability to multitask and work additional hours when needed - Proven ability to work with accuracy This is a full-time position that offers a competitive compensation package along with a host of benefits including flexible work arrangements, annual leave, insurance coverage, retirement planning, and various other personal and professional development opportunities. At Invesco, we foster a diverse, inclusive, and supportive workplace where every individual is valued and respected. Join us in creating impactful solutions for our clients and our business while nurturing personal and professional growth. To learn more about us and our culture, visit: - About Invesco: [Invesco Corporate Website](https://www.invesco.com/corporate/en/home.html) - Our Culture: [Invesco Culture](https://www.invesco.com/corporate/en/about-us/our-culture.html) - Diversity & Inclusion Policy: [D&I Policy](https://www.invesco.com/corporate/en/our-commitments/diversity-and-inclusion.html) - Corporate Responsibility Program: [CR Program](https://www.invesco.com/corporate/en/our-commitments/corporate-responsibility.html) If you are ready to explore your potential and make a difference every day, apply for this role at Invesco Careers [here](https://careers.invesco.com/india/).,

WNS is currently seeking CAT Modeling professionals for their global reinsurance client with expertise in the following skill sets: 1. **Portfolio Modeling:** - Understanding of Cat Modeling process and workflows - Experience in running vendor catastrophe modeling platforms (RMS, AIR, Elements) for insureds and conducting portfolio risk analyses - Knowledge of RMS model scope across peril-regions and cat-modelling four-box principle - Assisting clients in understanding catastrophe risk through analytics - Providing analytical support, developing processes, preparing reports, training team members, and ensuring SLAs are met 2. **Regulatory Reporting:** - Understanding Cat Modeling process and workflows - Running catastrophe modeling platforms for accumulation analysis for reporting needs - Knowledge of RMS EDM-RDM schema and regulatory reports like LCM, RDS Scenarios, etc. - Ability to understand regulatory requirements and deliver accordingly - Providing analytical support, developing processes, ensuring SLAs are met, and communicating with stakeholders 3. **Model Validation:** - Performing model validation, providing recommendations, and working with internal teams and data providers - Contributing to Group projects, producing customized reports, and evaluating re/insurance pricing - Analyzing catastrophe reinsurance structures, supporting placements, and identifying learnings from post-event reviews - Strong analytical and numerical ability, experience with catastrophe data, and excellent communication skills - Desirable requirements include knowledge of commercial insurance, coding experience, and proficiency in Excel 4. **Technical Solution (SQL Query):** - Working as a Catastrophe Modelling Analyst in the Accumulation Management department with the Technical Solutions team - Developing customized tools and databases, maintaining existing tools, and assisting users with technical questions - Testing new functionality, designing new tools, and collaborating with global colleagues on projects - Qualifications include a Bachelor's Degree in Mathematics, Applied Mathematics, Statistics, Operations Research, or Actuarial Science These roles offer a unique opportunity to work with cutting-edge technology and contribute to the digital transformation of the reinsurance industry. If you have the required skills and qualifications, we invite you to be a part of our dynamic team at WNS.,

The position of Manager is currently open within the Global Regulatory Affairs Specialty Pharma department. The ideal candidate should hold a M. Pharm education and possess 5-10+ years of hands-on experience in regulatory affairs. The preferred job location is Gurgaon, with Baroda and Mumbai as alternative options. As a Regulatory CMC Product Lead, you will be responsible for providing CMC Regulatory leadership within Regulatory and on cross-functional teams for branded products being developed for markets such as the US, EU, and Canada. Your key responsibilities will include ensuring product lifecycle management through timely submission of annual reports and supplements, as well as delivering all regulatory milestones for higher complexity products. You will also be accountable for leading the development and review of the CMC Regulatory Strategy Document for projects of increasing complexity. In addition, you will be required to support new technology development within the company and demonstrate an unwavering focus on compliance in all activities. Your technical skills should include expertise in the preparation and review of dossiers, response to queries, and communication with agencies for markets like the US and EU. Furthermore, you should have proven experience in critically reviewing scientific information and possess superior oral and written communication skills in multicultural settings. The ideal candidate for this role will have demonstrated leadership skills, including the ability to generate innovative solutions to complex regulatory problems and effectively work with key stakeholders. You should also exhibit flexibility in responding to changing priorities and possess effective leadership, communication, interpersonal, and negotiating skills. Additionally, you should have good inter-personal skills with the ability to direct multi-departmental functions. This role requires a seasoned professional who is proficient in English, with additional language skills considered a plus. A minimum educational requirement of M-Pharm in pharmaceutical sciences is essential for this position. Lastly, you may be required to manage or mentor junior team members as part of your responsibilities.,

As an Assistant Vice President in Group Financial Reporting at HSBC, you will play a crucial role in owning and reviewing disclosures in the external financial reporting of HSBC Group. Your analytical skills will be key in understanding the impact of various financial transactions on the Group's financial statements and resolving technical accounting and reporting issues. You will be responsible for conducting deep dive reviews of financial reporting areas, continuously improving and updating Group financial reporting disclosures, and implementing controls to ensure the accuracy of consolidated financial information in external publications. Collaboration with subject matter experts from various finance functions including Regulatory Reporting, Business, Product Control, Accounting Policy, Investor Relations, Tax, and Risk will be essential in this role. Your qualifications as a qualified chartered accountant, combined with relevant financial reporting experience in a large financial services institution, will be crucial. A strong understanding of external disclosure requirements for large organizations, particularly financial institutions, and knowledge of IFRSs and best practice financial reporting will be required. Your ability to design, document, and communicate analytical procedures to ensure the accuracy of external financial statements will be a key aspect of your role. Furthermore, you will be expected to identify opportunities to optimize and automate financial reporting processes and drive initiatives to do so. Your communication skills will be vital in effectively conveying complex financial concepts to senior stakeholders, including the Group Audit Committee, through written GAC papers. Desirable skills for this role include knowledge of consolidation and the Saracen application, experience with Wdesk, and a background in implementing process optimization or automation. By joining HSBC, you will be part of a culture that values all employees, fosters continuous professional development, and provides opportunities for growth within an inclusive and diverse environment. At HSBC, we are committed to creating a workplace where every employee is respected, valued, and where opinions are heard. Your personal data related to employment applications will be handled in accordance with our Privacy Statement, reflecting our commitment to maintaining a safe and secure work environment. Join us at HSBC and discover how your contributions can make a real impact.,

As a Manager, Reporting Operations Americas at HSBC, you will play a crucial role in producing and reviewing Liquidity Risk reports for assigned geographies. This includes handling reports such as Internl Liquidity Metric, PRA 110, Liquidity Coverage Ratio (LCR), Net Stable Funding Ratio (NSFR), Additional Monitoring Metrics (AMM), ALCO packs, and other liquidity reports like Depositors Conc and Term Funding. Your responsibilities will involve collaborating with onshore team members through email and phone, demonstrating a strong grasp of financial products, market product-specific knowledge, financial and management reporting with a balance sheet focus, as well as the Basel III framework. It will be essential for you to have a comprehensive understanding of GLRS systems, specifically Cloud and FoTC, and provide sites with various liquidity monitoring reports such as Wholesale Mismatch Report and daily LCR. Additionally, you will be required to produce and review ALCO packs to support the Asset Liability Committee (ALCO) in decision-making related to liquidity adequacy, capital adequacy, structural funding profile, interest rate risk in the banking book, and transfer price policy. Your role will involve interpreting business requirements, analyzing data to offer meaningful insights for informed decision-making, and providing commentaries on business performance. To excel in this position, you should be a Qualified CA (Chartered Accountant)/CWA /CPA /CFA/ MBA (Finance)/ PGDBM-Finance with a minimum of 8+ years of post-qualification experience or a commerce graduate with at least 5+ years of experience in accounting, financial reporting, management reporting, global consolidation, and financial analysis within IFRS and IAS reporting framework. Hands-on experience in Liquidity or Regulatory reporting, a deep understanding of Bank Balance Sheet, and familiarity with financial products impacting finance operations and the banking business are required. Proficiency in MS Excel, PowerPoint, and Access is crucial for this role, along with experience in leading or managing teams. You should be adept at defining approaches, handling complex requirements, managing multiple global planning & regulatory liquidity reporting tasks, and ensuring accurate recognition of potential risk areas. Independent thinking, lateral thinking, and the ability to deliver solutions effectively and in a timely manner are key attributes for success in this role at HSBC. Joining HSBC means being part of a culture where employee value, respect, and opinions are paramount. You will have access to continuous professional development, flexible working arrangements, and opportunities for growth within an inclusive and diverse environment. Your personal data will be handled in accordance with HSBC's Privacy Statement.,

At PwC, our finance consulting team specializes in providing consulting services related to financial management and strategy. You will analyze client needs, develop financial solutions, and offer guidance to help clients optimize their financial performance, improve decision-making, and achieve their financial goals. Within enterprise performance management at PwC, your focus will be on assisting clients in enhancing their financial performance and decision-making processes. Your responsibilities will include analyzing financial data, developing performance metrics and key performance indicators (KPIs), and designing and implementing performance management frameworks. You will also play a key role in providing guidance on budgeting, forecasting, and financial planning processes to drive operational efficiency and achieve strategic objectives. In this role, you will collaborate with PwC and client team members to design an efficient Financial Close and FP&A process. You will oversee all aspects of OneStream implementation, from planning and configuration to design, testing, training, change management, go-live, and post go-live support. This position may involve working directly with clients both from offshore locations and on-site. Responsibilities: - Demonstrate good knowledge of OneStream, Regulatory reporting, and the Financial Close Process. - Implement Multi GAAP and Multi-currency applications in OneStream effectively. - Build best practices within planning, forecasting, and reporting processes, and implement new performance reporting, planning, and forecasting processes within OneStream. - Understand intercompany elimination, consolidation adjustments, and ownership accounting. - Design metadata, configure security settings, and create business rules. - Have a good grasp of Smart View and Reporting. Job Requirements: - Showcase abilities and proven success in end-to-end implementation of OneStream CPM/EPM Projects. - Proficient in understanding business requirements and translating them into OneStream solutions. - Develop best practices within financial close, consolidation, FP&A processes, and reporting. - Possess 2-4 years of experience in OneStream with at least 1-2 end-to-end project experiences. - Have a comprehensive understanding of the entire Financial Close Process at standalone and group levels. - Functional knowledge of Consolidation and FP&A to guide business users during the financial close process. - Create various reports (OneStream Cube Views and Excel Add-in) and dashboards as required. - Ability to build prototype proof of concept applications within the OneStream platform. - Assist in transforming FP&A from excel-based to technology-supported integrated planning using OneStream.,

At Macquarie, you will be part of a global financial services group focused on creating lasting value for communities, clients, and employees. With operations in 34 markets and 54 years of continuous profitability, you will join a collaborative team where every member contributes ideas and drives outcomes. Your role will involve conducting monthly balance sheet and P&L analysis, overseeing month-end close processes, and preparing financial, regulatory, and tax reporting submissions. Your expertise in IFRS-based financial reporting will be crucial as you translate commercial business transactions into appropriate accounting treatments. Additionally, you will be responsible for reporting on new transactions, deals, products, entities, acquisitions, or restructures. To excel in this position, you should demonstrate a strong sense of accountability, effective problem-solving skills, and excellent planning and organizational abilities to manage competing priorities. A postgraduate accounting qualification such as CA (November 2024) is required, along with a deep understanding of IFRS reporting requirements, especially those relevant to the banking industry. Financial Management, People, and Engagement (FPE) at Macquarie serves as a central hub for the Group's businesses in key areas such as people, strategy, communications, and financial management. Comprising two pillars Financial Management and People and Engagement FPE oversees financial, tax, and treasury activities, strategic priorities, and fosters a culture of engagement through community and people strategies. Macquarie is committed to diversity, equity, and inclusion. We strive to provide reasonable adjustments to individuals who may require support during the recruitment process or in their work arrangements. If you need additional assistance, please inform us during the application process. If you are inspired to contribute to building a better future and are excited about a role at Macquarie, we encourage you to apply.,

Responsibilities Roles & responsibilities •Assist in the execution of regulatory audits and assessments in the financial services sector (i.e. financial institutions, banks, asset managers). •Conduct research and analysis on regulatory requirements and changes. •Prepare reports and presentations for internal and external stakeholders. •Support internal projects aimed at the continuous development of the audit approach, digitalization and ongoing improvement of quality and efficiency. •Collaborate with cross-functional teams to ensure compliance with regulatory standards. Qualifications Educational qualifications •Bachelor's or Master's degree in Business Administration, Finance, Law, natural sciences or a related field. Work experience •Demonstrate a keen interest in regulatory matters and stay updated on relevant regulatory developments relevant for Germany and European financial institutions. •Work experience with regard to financial services industry. Ideally experience in regulatory reporting within the financial services industry (COREP etc.). •Knowledge of relevant regulatory requirements (e.g. BASEL III / BASEL IV, BCBS) •Skills in VBA, Python, SQL, PowerBI etc. is a plus but not a prerequisite. Mandatory technical & functional skill: Proficiency in MS Office software (Excel, Word etc.)

Role Responsibilities 1. Monitor and manage volume, progress, risk and metrics for KYC Refresh. 2. Ensure client engagement and sales engagement for all entities to avoid missing target deadlines 3. Regularly discuss progress/ challenges and overall program status with each BCU within the region. 4. Ensure that all escalation calls and reports are executed timely and accurately. 5. Manage relationships with external vendors, ensuring targets are met and issues/ escalations quickly resolved. 6. Coordinate process improvements and complex issue resolution by partnering with BCU, GFC, KYC management, program management, and other Operations teams. 7. Manage a client contact framework for sourcing and validating contacts to ensure outreach is performed efficiently. Qualifications 1. Excellent problem solving skills, ability to independently assess and identify plans for resolution. 2. Ability to multi-task and prioritize time accordingly. 3. Strong interpersonal and communication skills with experience in communicating with external clients. 4. Good command of Microsoft office skills, specifically Microsoft Excel (v-lookup, pivot tables), PowerPoint- Strong ability to manage large data sets in order to analyse project trackers and metrics. 5. Ability to work as part of a team in a fast paced environment and adapt to the needs of the team as they arise- AML, client onboarding, or client reference data experience desired 1. Contract Duration 1 year 2. Location Bangalore 3. Shift Time APAC 4. Years of experience required 3-5 years

Role & responsibilities Local Financial Regulatory reporting experience like: MAS in Singapore Returns such as MAS 610 & MAS 649 RBI in India Returns such as ALE, Form A, RAQ, IRS, LR & computation of SLR HKMA in Hong Kong – Returns such as BS1 , DSS , BS 14, BS 21 • Financial accounting (IFRS ) and reporting for Banks ; relevant IFRS regulations & standards • Balance sheet management • Understanding of the bank’s products and services with specialisation in at least one of FM, CIB, or Treasury products • Fundamental understanding Product control functions • Strong analytical review skills • Robust understanding of the Regulatory Framework & Taxonomy associated with Financial Regulatory Reporting • Proficiency is BI tools – SQL, Python and industry standard tools such as Axiom Preferred candidate profile

Do you want your voice heard and your actions to count Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world s leading financial groups. Across the globe, we re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world s most trusted financial group, it s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. Purpose of Role Ensure compliance for the Bank s business division(s), product line, and operational system. Communicate, coordinate and monitor regulatory compliance policies, systems and procedures, provide relevant and conduct audits/testing. Structure and implement efficient and effective compliance programs and functioning systems of internal control under the supervision of Compliance Manager and in coordination with Regional Compliance team. Ensure proper, adequate and timely coverage of the compliance testing, and suitable redressal of the findings. Main Responsibilities Strategic Execution of the financial crime compliance program priorities. Ensure timely identification, escalation and remediation of issues by driving a no-surprises culture and ensuring comprehensive and timely actions plans with a focus on immediate control of issues and sustainability. Support the Bank s strategic work being done with global capability centre/offshore delivery centre Financial Review and close L1 and L2 customer alerts on monthly basis and to support ODC Team by providing RFI responses and other adhoc requests. Perform Data Governance Periodic assessment activity Cordinate with regional and operations team for Data Quality Monitoring activity Performing manual reviews for transaction monitoring Perform Law Enforcement Agency enquiries and exposure reviews Support regulatory reporting such as CCR, CTR, NTR CBWTR Perform sanctions screening review for name and trade finance screening Customer Work in close collaboration with various departments and colleagues located within and outside India, to ensure due compliance of applicable norms. Coordinate with front line of defense for regulatory reporting and issue maangemetn process People Connect beyond your team and leverage our global strength as One MUFG. Engage and collaborate with the teams for ensuring improved understanding of the requirements and promote better adherence and enhanced risk control over the guideline. Other/ Control Ongoing delivery of an organised and structured Compliance Program including the Global Risk Assessment and Management Information, process reviews, rollout of policies and training. Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.

Some careers open more doors than others. If you re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Business Descriptor HSBC Corporate and Institutional Banking (CIB) is a markets-led, financing-focused business that provides investment and financial solutions. Within CIB, Securities Services provides robust and reliable solutions that help clients mitigate risk and enhance their business performance. Working with institutional investors, banks, insurance companies, governments, and multinational corporations, this team covers fund administration, global custody, sub-custody and clearing, and corporate trust and loan agency services. Job Introduction The Role is for Client and Regulatory Reporting activities. Principal Responsibilities Preparation of customised reports of Clients and timely distribution of the same Accurate reporting to the market regulators like SEBI , RBI and Depositories Understanding the new regulations or amendment to the regulations and actions for the regulatory reporting Timely escalation of situations wherein the normal process steps might need to be diverted from Back-up for other officers in the section by learning other officer s desk jobs to ensure rotation is in place and to ensure continuous movement of process Maintaining a good relationship with internal customers like client Service team, Treasury, IFS, and Cross Border Team. Ensuring deadlines are met to meet the overall objective of ensuring excellent service to clients Requirements Excellent excel knowledge, Advanced excel preferred Minimum Graduation or as required for the role, whichever is higher Link to Careers Site: Click HERE

Project description The Business Analyst will work with Moody's Credit Risk team of UK Based Investement Bank and work collaboratively with Country Finance, Treasury, Group Liquidity Regulatory reporting and BAU teams to understand requirements and articulate them within the Business and data requirements document Responsibilities To act as a business solution owner of the projects' target state and support analysis included in relevant concept and methodology papers required for preparation of BRDs To be accountable for ensuring that detailed requirements are documented in BRDs, and are duly signed off by relevant stakeholders To ensure that the new solutions comply with internal procedures / external regulatory guidelines and project deliverables are properly understood by business stakeholders, project team, and end-users. Analysis of new data sourcing to support ETL design and development Elicitation of data requirements and documentation of data mapping specifications for Funds Transfer Pricing (FTP) computation Analysis and fixing of data quality issues Validate all downstream data extracts To validate that the strategic system architecture proposed by Technology is fit for its business purpose and is in line with the agreed business target state To drive prioritization taking into consideration business benefits, delivery timelines, system performance etc. To centrally coordinate system interfaces/dependencies/change releases for the Treasury and Liquidity Reporting work streams and ensure alignment across all centres Test planning, coordinate testing, validate test results and obtain sign off from stakeholders To support the development of testing packs with predefined results sets To review test cases ensuring completeness of UAT coverage To monitor any gaps / defects identified, and work with Technology counterparts to track progress and ensure resolution Skills Must have 6-12 years of functional experience in Credit Risk, Capital risk, regulatory reporting change Management roles Good understanding of financial & capital markets domain with sound knowledge of products like equities, fixed income, derivatives, forex etc. Knowledge of Basel Capital regulations and good understanding of financial risk Expertise in SQL and Oracle tools. Experience with both waterfall & agile methodologies Experience in analysing data to draw business-relevant conclusions and in data visualization techniques and tools Strong communication and stakeholder management skills Nice to have unctional experience with Moody's Fermat/Risk Authority risk calculation and reporting engine

Project description The Business Analyst will work with Moody's Credit Risk team of UK Based Investement Bank and work collaboratively with Country Finance, Treasury, Group Liquidity Regulatory reporting and BAU teams to understand requirements and articulate them within the Business and data requirements document Responsibilities To act as a business solution owner of the projects' target state and support analysis included in relevant concept and methodology papers required for preparation of BRDs To be accountable for ensuring that detailed requirements are documented in BRDs, and are duly signed off by relevant stakeholders To ensure that the new solutions comply with internal procedures / external regulatory guidelines and project deliverables are properly understood by business stakeholders, project team, and end-users. Analysis of new data sourcing to support ETL design and development Elicitation of data requirements and documentation of data mapping specifications for Funds Transfer Pricing (FTP) computation Analysis and fixing of data quality issues Validate all downstream data extracts To validate that the strategic system architecture proposed by Technology is fit for its business purpose and is in line with the agreed business target state To drive prioritization taking into consideration business benefits, delivery timelines, system performance etc. To centrally coordinate system interfaces/dependencies/change releases for the Treasury and Liquidity Reporting work streams and ensure alignment across all centres Test planning, coordinate testing, validate test results and obtain sign off from stakeholders To support the development of testing packs with predefined results sets To review test cases ensuring completeness of UAT coverage To monitor any gaps / defects identified, and work with Technology counterparts to track progress and ensure resolution Skills Must have 6-12 years of functional experience in Credit Risk, Capital risk, regulatory reporting change Management roles Good understanding of financial & capital markets domain with sound knowledge of products like equities, fixed income, derivatives, forex etc. Knowledge of Basel Capital regulations and good understanding of financial risk Expertise in SQL and Oracle tools. Experience with both waterfall & agile methodologies Experience in analysing data to draw business-relevant conclusions and in data visualization techniques and tools Strong communication and stakeholder management skills Nice to have unctional experience with Moody's Fermat/Risk Authority risk calculation and reporting engine

Project description Our client, a leading financial institution, is initiating a Murex Release Upgrade for 2025 as part of their strategic roadmap to enhance trading platform performance, regulatory compliance, and overall system stability. We are seeking an experienced Front Office/Back Office (FO/BO) Murex Senior Consultant to join the upgrade team and play a critical role in analyzing, validating, and implementing the new Murex version across FO and BO functions. Responsibilities Lead and coordinate FO/BO stream activities for the Murex 2025 release upgrade. Analyze and assess current FO/BO configurations and workflows impacted by the new Murex release. Liaise with Front Office and Back Office stakeholders to gather requirements, define test cases, and validate business processes. Conduct functional gap analysis between current Murex setup and target release features. Support regression testing, system integration testing (SIT), and user acceptance testing (UAT) for FO/BO functionalities. Identify, escalate, and help resolve defects or functional mismatches discovered during the upgrade lifecycle. Ensure trade booking workflows, P&L calculations, settlement, and confirmation processes are functioning as expected post-upgrade. Provide post-go-live support and knowledge transfer to internal teams. Skills Must have 7+ years of hands-on experience with Murex (MX.3), focusing on Front Office and Back Office modules. Strong functional knowledge of Murex trade lifecycle from deal capture to settlement. Proven experience in at least one prior Murex upgrade or large-scale implementation project. Expertise in FO modules such as Pricing, Simulation, Trade Booking, and Market Data Management. Expertise in BO modules such as Settlement Instructions, Confirmations, Payments, and Accounting workflows. Experience working with MxML workflows, Datamart reporting, and test automation tools is a plus. Familiarity with various asset classes (FX, IRD, EQD, Credit) is advantageous. Strong analytical, problem-solving, and communication skills. Ability to work collaboratively across FO/BO, QA, DevOps, and project management teams. Nice to have Bachelor's or Master's degree in Finance, Computer Science, Engineering, or related field. Murex certification or training in MX.3 is a plus. Knowledge of regulatory reporting, risk modules, or collateral management is a bonus.

GBSU/REG Team deals with processes required to comply with various regional regulations in the OTC Derivatives space,for Ex.: DFA, EMIR, HKMA, MAS, MiFID etc.REG Team carry out periodic post reporting controls to identify Regulatory reporting anomalies rectify the issues in coordination with technology teams. In addition, team responsible to managedaily reporting activities for regulators. Skill : Experience in regulatory reporting or Good Knowledge on OTC Derivatives products /capital market Operational Excellence Provide guidance/ follow-up closely on complex issues Monitor the production parameters on a daily basis Identify short term production priorities Drive production efficiencies Ensure compliance / regulatory adherence Address internal / external audits Monitor/Escalate reconciliation/reporting errors and incidents Ensure reconciliation process is executed efficiently Change Management Continuously identify and implement CI ideas thereby bringing in more efficiency across teams Contribute/Implement action items from strategic projects implement organizational changes Contribute to team's transformation initiatives Identify and implement action items from transversal optimization projects / initiatives Contribute and influence adoption of emerging technologies and best practices Identify and resolve medium to high-level issues. Detect and define process enhancements, regularly. Prepare, attend and contribute to process governance. Train analysts. Profile required Ability to understand control framework. Proven knowledge of functional, domain and operational risk management. Intermediate stakeholder and partner management skills. Clear and concise communication skills. Ability to visualize process enhancements.

Client/stakeholder management Client Centric Report and escalate Client Incidents Develop and maintain a strong connect with stake holders Provide a quick/satisfactory resolution for issues Build effective synergy with cross-functional units Operational Excellence: Deliver BAU per set benchmarks/ agreements Monitor/Escalate errors and incidents Identify production efficiencies and deliver Monitoring all the below activities handled by the team to ensure better quality, controls are maintained. Processing/Validating of Deals, Facilities and Outstanding in Loan IQ. Review credit agreement to reconcile terms and conditions to deal structure Handling of Loan Servicing activities. Processing/Validating loan participations (new borrowings, increases, rollovers, pay-downs, commitment reductions) Daily transfer of loan proceeds; receipt of funds and matching incoming cash Process/Validate Interest and Fee billing for the direct/Agented Loans, billing the customers and send pro-rata shares to the participants. Process/Validate notice for breakage fee activity for fax to agent bank; follow-up with traders on rate to be assigned and process accordingly. Process/Validate notices of activities to fax to all participants/customers for loan confirmation. Handling of Swift Payments. Review the reconciliation of positions, discrepancies in Interest and fee payments etc. Preparation/posting of manual G/L entries as required. Review various system generated reports to ensure proper monitoring of the facilities; investigating past due items, suspense, receivables, expiring SBLC, etc Ensure all process requirements are documented fully, appropriately, and sign-off is obtained from all stakeholders periodically Ensure compliance/regulatory adherence Guide the team on complex production issues Effectively manage the KRI/KP Profile required A good academic background Strong understanding of syndicated/bi-lateral financing and loan life cycle (Includes deal origination, transaction management, secondary trading, amendment/restructures and corresponding regulatory reporting) Knowledge on Basel Norms and credit risk Knowledge of Financial Products (Especially Loans, Guarantee and Stand by Letter of Credit etc.). Through knowledge of syndicated loan documentation Full suite of Loan Servicing Knowledge on Operational Risk. Ensure the risks are well anticipated and managed

Controllers play a crucial role in ensuring that the financial control and reporting obligations of a global, regulated, and public financial institution are met. They are responsible for measuring the profitability and risks associated with various aspects of the firm's business activities. Additionally, Controllers ensure that all activities conducted by the firm are in compliance with the regulations governing transactions in the financial markets. The team of specialists in the Controllers department is entrusted with managing the firm's liquidity, capital, and risk, as well as overseeing the financial control and reporting functions. Their work involves assessing the creditworthiness of the firm's counterparties, monitoring market risks related to trading activities, and providing analytical and regulatory compliance support. The collaborative nature of the role requires individuals with strong ethics and attention to detail to contribute directly to the firm's success. Within the Controllers group, professionals are responsible for safeguarding the firm's assets and maintaining the integrity of its finances and expenditures. Through detailed financial analysis and consideration of firm objectives and strategies, Controllers ensure the profitability and efficient operation of the firm's businesses. They also ensure that all business practices are in compliance with financial and regulatory requirements globally. Key responsibilities of a Controller include working closely with EMEA Compensation Accounting to deliver timely and accurate reports, ensuring employee satisfaction by responding promptly to queries, participating in global projects, managing compensation and statutory reporting, maintaining control over data flow through internal controls, and coordinating with global counterparts in compensation reporting administration. To excel in this role, candidates are required to hold a degree in Business, Accounting, or Finance, with 4-7 years of relevant work experience. Strong teamwork, interpersonal, and communication skills are essential, along with attention to detail and a commitment to control. Candidates should be flexible and adaptable to change, possess strong PC skills including proficiency in Peoplesoft, MS Word, MS Excel, and Outlook. Knowledge in taxes, local benefits, and regulatory reporting is considered a plus. Goldman Sachs, a leading global investment banking, securities, and investment management firm founded in 1869, is committed to fostering diversity and inclusion within its workplace and beyond. The firm provides numerous opportunities for professional and personal growth, including training and development programs, firmwide networks, benefits, wellness initiatives, personal finance offerings, and mindfulness programs. Goldman Sachs is dedicated to accommodating candidates with special needs or disabilities during the recruiting process and has implemented a COVID-19 vaccination requirement for employees working onsite at U.S. locations to ensure the health and well-being of all employees and visitors. Employees in onsite roles at U.S. locations must be fully vaccinated for COVID-19, unless prohibited by applicable laws. Requests for accommodations can be made later in the process and are considered on a case-by-case basis. The Goldman Sachs Group, Inc., 2023. All rights reserved.,

You will be working as an Associate Data Operations Analyst at Confluence, a global technology solutions provider in the investment management industry. In this role, you will be responsible for organizing and maintaining data to ensure accuracy and integrity while also looking for ways to enhance efficiency. Your tasks will include collaborating with Analysts, Specialists, and Subject Matter Experts to develop and implement data entry, storage, and retrieval processes. Your key contributions will involve updating and processing mapping tables, monitoring data traffic, analyzing data, creating reports, participating in projects, and preparing process documentation. You will also be responsible for identifying inconsistencies, performing filing validations, executing calculations, and managing timelines. Additionally, you will need to possess proficient problem-solving skills and be detail-oriented, organized, and capable of managing your workload independently. To excel in this role, you should have a relevant bachelor's degree from a recognized tertiary institute and at least 5 years of experience in a similar role. Experience in the Financial, Investment Services, or SaaS industry is preferred, with exposure to regulatory reporting of US/EU regulations and Fund Administration being advantageous. Proficiency in Microsoft Office Suite and Excel is essential, with basic knowledge of SQL, VBA Macros, and Python considered an additional asset. As an Associate Data Operations Analyst, you will be expected to be a self-starter, adaptable, and an effective communicator. You will work collaboratively with global colleagues, manage multiple priorities, and contribute to the team's success. Travel may be required, and you are expected to embody the company values of Integrity, Imagine, Discipline, and Service in your actions and interactions.,

As a Global Finance Operations - Asset Liability & Capital Management Manager at HSBC, you will play a crucial role in producing and reviewing liquidity risk reports for assigned geographies. Your responsibilities will include generating various liquidity reports such as Internal Liquidity Metric, PRA 110, Liquidity Coverage Ratio report, Net Stable Funding Ratio report, and more. You will collaborate with onshore team members through email and phone communication, demonstrating your expertise in financial products, market knowledge, and financial reporting with a balance sheet focus, including Basel III framework understanding. Your role will also involve utilizing General Ledger Reporting Software systems like Cloud and FoTC, providing liquidity monitoring reports to sites, and contributing to the Asset Liability Committee pack for decision-making processes related to liquidity adequacy, capital adequacy, and more. Understanding business requirements and interpreting data to provide valuable analysis for informed decision-making will be a key aspect of your responsibilities. To excel in this role, you should possess qualifications such as CA (Chartered Accountant), CWA, CPA, CFA, MBA (Finance), or PGDBM-Finance, along with 8+ years of post-qualification experience. Alternatively, commerce graduates with at least 5+ years of experience in accounting, financial reporting, management reporting, and financial analysis within IFRS and IAS reporting framework can also be considered. Hands-on experience in liquidity or regulatory reporting, a strong understanding of bank balance sheets, and familiarity with HSBC market products are essential requirements. Your ability to build effective relationships with stakeholders of varying seniority and geographical locations, coupled with experience in leading and managing teams, will be highly beneficial. Managing multiple global planning and regulatory liquidity reporting requirements, recognizing potential risk areas accurately, and ensuring timely delivery of solutions are critical aspects of this role. Basic knowledge of SQL database is preferred, along with the capability to interact in a multi-cultural environment and interpret complex regulatory requirements. In this dynamic environment characterized by ambiguity and pressure, your lateral thinking, independence of thought, and communication skills will be vital in providing expertise on upcoming requirements within short timelines. HSBC offers an opportunity for you to make a real impact and contribute significantly to the organization's goals. Applicants" personal data will be handled in accordance with the Bank's Privacy Statement. Join HSBC, and together we can achieve more.,