1682 Regulatory Reporting Jobs - Page 9

About The Role Skill required: Record to Report- Regulatory - Product Costing and Inventory Designation: Record to Report Ops Senior Analyst Qualifications: BCom/Master of Business Administration Years of Experience: 5 to 8 years What would you do? You will be aligned with our Finance Operations vertical and will be helping us in determining financial outcomes by collecting operational data/reports, whilst conducting analysis and reconciling transactions.Posting journal entries, preparing balance sheet reconciliations, reviewing entries and reconciliations, preparing cash forecasting statement, supporting month end closing, preparing reports and supports in audits.Design and implement proces...

About The Role Project Role : Tech Delivery Subject Matter Expert Project Role Description : Drive innovative practices into delivery, bring depth of expertise to a delivery engagement. Sought out as experts, enhance Accentures marketplace reputation. Bring emerging ideas to life by shaping Accenture and client strategy. Use deep technical expertise, business acumen and fluid communication skills, work directly with a client in a trusted advisor relationship to gather requirements to analyze, design and/or implement technology best practice business changes. Must have skills : SAP Document and Reporting Compliance Good to have skills : NAMinimum 12 year(s) of experience is required Education...

Role Description Deutsche Bank (DB) Group and its staff are committed to compliance with all applicable laws and official regulations in the respective jurisdictions. Restrictive measures under sanctions and embargoes are usually implemented by means of statutory regulations. The sanctions and embargoes program is aimed to ensure that DB Group and its staff fully comply with all sanctions and embargoes regulations in force in the respective jurisdiction. For this purpose, DB established a global organization with dedicated rights and responsibilities. DBs Sanctions & Embargoes Program has been implemented globally and throughout all business divisions via the Embargo Policy - DB Group and th...

Roles & Responsibilities The Analyst will work on back-office and middle-office processes for financial institutions, handling various stages of the client/product lifecycle across KYC, reference data management, legal docs, loans, portfolio reconciliation, document capture, system reconciliation, pre and post settlements, brokerage functions, drafting, trade support, corporate actions, tax operations, and more. Responsibilities also include data capture, cataloging, data processing, system inputs and updates, reconciliations, settlements, and fund transfers. The role involves preparing reports using MS Excel and may require external interaction with agents/counterparties/clients to resolve ...

Join us as a Trade & Transaction Reporting Associate You'll be at the forefront of protecting the bank and supporting with the design, development, and undertaking of assurance activity on an end-to-end basis This is a varied role, where youll be supporting with exception management, reconciliations, controls testing, process management and issue investigation and resolution This is an opportunity to develop relationships with stakeholders across the bank, allowing great exposure for you and your work This role is available at senior analyst level What you'll do In your new role, youll be supporting with trade and transaction reporting and executing a variety of processes. This will include ...

Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore ...

Role Description We are seeking a detail-oriented Operations Analyst to handle the initial processing of annual and semi-annual financial reports. The role involves executing a series of tasks to ensure compliance, accuracy, and efficiency in report preparation, including layout management, regulatory checks for various fund types. The role is to perform several key functions that support and control the business in complying with several regulatory requirements Perform initial processing of annual and semi-annual reports using QuarkXPress, along with other regulatory reporting BAU activities ensuring high-quality layout and formatting. Conduct IP-control checks and manage CMS (Content Manag...

The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR .This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). This role will also indulge in supporting in-house tech requirements in terms of building out reports, macros etc. What well offer you Your key responsibilities Performing and/or managing various exception management functions across report...

Role Description Regulatory Reporting is responsible for establishing and maintaining control frameworks designed to manage regulatory - monitoring, surveillance, compliance, transaction monitoring and screening. As a Regulatory Reporting team member, you will be responsible for managing daily reporting tasks and remediation activities. Your key responsibilities Participate in change and BAU activities. Perform daily reviews of exceptions within the SLAs. Ensure accurate investigation and timely escalations. Identify opportunities to create efficiency in the current process. Liaise with internal stakeholders for issue resolutions Participate in new system implementation and projects Review a...

Role Description The Business Management Specialist is responsible for ensuring the execution of activities from the wide range of Business Management tasks, either directly responsible for task execution or indirectly responsible via the efforts of other team members. The Business Manager Specialists responsibilities may include all or some of the following, financial planning and business forecasting, reporting output quality and performance metrics, ensuring satisfactory infrastructure and control function service level delivery and supplier sourcing and pricing negotiations. In addition, the Business Management Specialist may be responsible for analyzing the impact of changes and evaluat...

Tasks and Responsibilities: Job duties include but not limited to: Prepare monthly tax calculation for APAC entities, this includes extracting SAP reports, analyzing and reconciling financial data, and coordinating with finance teams. Collation and managing all aspects of information necessary for submission in tax audits, inquiries and notices raised by tax authorities. Perform financial data analysis/schedules/reports necessary for internal and external tax reporting for APAC entities Involve in month-end/statutory audit activities, this includes preparing tax provision/deferred tax calculation and reconciliation relating to tax accounts for APAC entities Identify and drive opportunities f...

You are a strategic thinker passionate about driving solutions in Regulatory Change & Controls. You have found the right team. As a Change Manager in the GRCC team, you will be a strategic thinker passionate about promoting solutions in Regulatory Change & Controls. You will partner with multiple internal stakeholders to define, implement, and provide ongoing support for strategic programs that meet business and regulatory requirements. This position addresses both European and UK regulatory requirements, offering you the opportunity to manage project initiatives for these changes, develop strong partnerships with Technology for initiative delivery, and become a subject matter expert in regu...

Drug Safety Physician ICON plc is a world-leading healthcare intelligence and clinical research organization. We're proud to foster an inclusive environment driving innovation and excellence, and we welcome you to join us on our mission to shape the future of clinical development We are currently seeking a Drug Safety Physician to join our diverse and dynamic team. As a Drug Safety Physician at ICON, you will play a pivotal role in overseeing the medical aspects of pharmacovigilance activities, ensuring the safety of investigational drugs and contributing to the advancement of inNvative treatments and therapies. What you will be doing Review of coding (e.g. MedDRA) and accurate assessment (s...

As an IT Business Analyst in Controllers Technology, your primary responsibility will be to assist in the implementation of the next generation Digital Automation Platform and drive the BAU Change Management. You should have a background in Finance or Risk, along with expertise in Change Management, process automation, and be a strong team player. Preference will be given to candidates with exposure to Financial Accounting processes, Accounting Engine, Accounting Concepts, and Regulatory reporting. This role offers a significant opportunity for a Business Analyst with Finance/Risk experience to collaborate closely with teams such as Finance Close, Regulatory reporting, and FP&A teams. To suc...

You are a strategic thinker passionate about driving solutions in Trade Support. You have found the right team. As a Trade Support Vice President in our Finance team, you will spend each day defining, refining, and delivering set goals for our firm. T/CIO Global Operations is part of the Treasury/Chief Investment Office (T/CIO) which is responsible for firm-wide asset and liability management including aggregating and managing the firm's structural interest rate risk, fx rate risk, and the firm's funding and liabilities, including both long-term debt and short-term cash deployment, managing and reporting the firm's liquidity risk. Perform trade support functions such as EOD blotter generatio...

As a Financial Control - Governance and Control professional at HSBC, you will play a crucial role in supporting the control environment for Financial Reporting, Tax, and Treasury risks. Your responsibilities will include enhancing the Finance Risk and Control governance, conducting Risk and Control Assessments, and ensuring timely management of risk Events, Issues, and Actions. Your role will involve collaborating with Risk Owners, Risk Stewards, and Control Owners to update and calibrate risk assessments, drive effective Finance CCO Risk and Control governance, and provide oversight on key processes and governance reporting. You will be responsible for maintaining the integrity of the cont...

Lead the QA activities for Calypso Upgrade projects, ensuring quality is maintained throughout the process. Collaborate with cross-functional teams during the migration from legacy applications to the Calypso platform, validating the successful transition of data, workflows, and functionality. Perform in-depth testing of Interest Rates, Commodity, and FX products within Calypso, with expertise in the entire front-to-back office lifecycle. Validate and test Calypso Pricing, Accounting, and Reporting frameworks to ensure accuracy and consistency across the platform. Conduct testing of Calypso's Back-office templates, Task Station, and Scheduled Task functionality. Ensure compliance with regula...

You are an experienced senior who will be joining a team of prudential and/or regulatory reporting assurance specialists. Your role will involve working with various banks and investment firms to provide assurance and advice on complex UK and European-wide prudential and regulatory reporting requirements. KPMG has a strong track record in this area and is experiencing significant growth due to ongoing regulatory scrutiny and changes. As a senior team member, you will be responsible for day-to-day business development, client targeting, and client engagements. You will have the opportunity to engage with executive-level clients and work with a diverse range of FCA and PRA regulated clients. Y...

Regulatory Reporting Prepare and submit timely and accurate reports to regulatory bodies (e.g. IRDAI). Ensure compliance with statutory guidelines and evolving regulatory frameworks. Liaise with compliance and legal teams to interpret new regulations and implement reporting changes. Maintain documentation and audit trails for all regulatory submissions. MIS and Reporting Design and maintain dashboards for business performance tracking. Generate periodic and ad-hoc reports for senior management and business units. Automate reporting processes using tools like Excel, SQL, Power BI, or Tableau. Ensure consistency, accuracy, and timeliness of MIS outputs. Data Management Oversee data collection,...

The Technology Intermediate Business Analyst position involves acting as a liaison between business users and technologists to facilitate the exchange of information in a clear and concise manner. The primary goal of this role is to contribute to the continuous exploration and analysis of business performance to provide insights for effective business planning. Responsibilities of the role include analyzing business client requirements, documenting needs, defining enhancements, and creating test cases. The Business Analyst is also responsible for identifying system analysis scope, establishing outcome criteria, and generating reports based on findings. Additionally, the role involves assessi...

Position Summary The candidate will be leading multiple teams including Reinsurance, Reinsurance Regulatory Reporting & Analytics, Global Finance Support, Investment Operations, Fixed Assets and Australia & HK F&A. This position requires a hands-on and quality-focused financial executive with experience that combines sound financial leadership with proven business effectiveness. This role involves managing a span of 150-200 employees at MGCC and will ensure business alignment and effective governance. In addition, the candidate will be spearheading various Enterprise Level Projects and collaborating with Leadership across Lines of Business. Job Responsibilities Lead a team of finance profess...

About this role: Wells Fargo is seeking a Institutional Investment Operations Associate In this role, you will: Provide operational and customer support for lifecycle tasks for institutional trades Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement services, asset servicing structured loan operations, general ledger reconciliation and work to resolve confirmation and ISDA related issues Assist in gathering data to support resolution of issues Receive direction from manager and exercise judgment within defined parameters of the area while developing understanding of various functions, ...

This is where your work makes a difference. At Baxter, we believe every person-regardless of who they are or where they are from-deserves a chance to live a healthy life. It was our founding belief in 1931 and continues to be our guiding principle. We are redefining healthcare delivery to make a greater impact today, tomorrow, and beyond. Our Baxter colleagues are united by our Mission to Save and Sustain Lives. Together, our community is driven by a culture of courage, trust, and collaboration. Every individual is empowered to take ownership and make a meaningful impact. We strive for efficient and effective operations, and we hold each other accountable for delivering exceptional results. ...

This role requires day to day processing of corporate actions for Equity securities, Proxy processing and Creation and Maintenance of static data, regulatory and client reporting, processing of corporate actions for debt securities, debt security master creation, income collection, regulatory and client reporting. The role is in the Global Securities Operation team which supports the clients of Investor Services India (GTB) The Jobholder report to VP - Head Asset Servicing, Global Securities Operations, in terms of guidance and authority and is guided by their in terms of strategic issues, compliance, etc. However the jobholder should be able to independently interact with Internal/External ...

Roles & Responsibilities The Analyst will work on back-office and middle-office processes for financial institutions, handling various stages of the client/product lifecycle across KYC, reference data management, legal docs, loans, portfolio reconciliation, document capture, system reconciliation, pre and post settlements, brokerage functions, drafting, trade support, corporate actions, tax operations, and more. Responsibilities also include data capture, cataloging, data processing, system inputs and updates, reconciliations, settlements, and fund transfers. The role involves preparing reports using MS Excel and may require external interaction with agents/counterparties/clients to resolve ...