1682 Regulatory Reporting Jobs - Page 7

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Position: Staff Responsibilities: Define new procedures and controls to enhance the overall operational risk process. Drive high-quality work products within expected timeframes and budget. Ability to execute detailed procedures based on knowledge of fund controllership, investment books and records, and/or financial reporting processes. Per...

You are a strategic thinker passionate about driving solutions in business architecture and data management. You have found the right team. As a Banking Book Product Owner Analyst in our Firmwide Finance Business Architecture (FFBA) team, you will spend each day defining, refining, and delivering set goals for our firm. You will partner with stakeholders across various lines of business and subject matter experts to understand products, data, source system flows, and business requirements related to Finance and Risk applications and infrastructure. As a Product Owner on the Business Architecture team, you will work closely with Line of Business stakeholders, data Subject Matter Experts, Cons...

You are a strategic thinker passionate about driving solutions in Regulatory Reporting. You have found the right team. As a Regulatory Reporting Business Associate within the Regulatory Reporting Team, you will support Mortgage Banking External/Regulatory Reporting by gathering and documenting business requirements in accordance with regulatory requirements. You will be responsible for regulatory and non-regulatory exam requirements, working under tight deadlines to ensure compliance and timely completion of projects. Interpret business needs of customers and translate them into application and operational requirements (BRD) in compliance with JPMC standards, utilizing strong analytical and ...

Join us as a Senior Business Analyst & Data Modeler (BA-DM) where you will play a critical role in bridging the gap between business requirements and technical implementation, ensuring that regulatory data solutions meet the Regulatory Reporting expectations. Also, ensuring that the data analytics solutions deliver unparalleled customer insights, in full compliance with Barclays Data, security, accuracy and efficiency standards. You may be assessed on the key critical skills relevant for success in role, such as strong experience in business analysis (involving Investment Bank) and data modelling in delivering regulatory data projects. As an ideal candidate you will have a strong background ...

The ideal candidate for the Financial Analyst position in Mumbai should possess strong communication skills, with the ability to listen, comprehend information, and effectively share it with key stakeholders. You will be responsible for highlighting opportunities for improvement and any concerns that may arise. Collaboration with teams to execute tasks within defined timeframes while upholding high-quality standards and superior service levels is crucial. Additionally, the willingness to take proactive actions and assume responsibilities beyond the assigned work area will be considered a plus. As a Financial Analyst, your roles and responsibilities will include working on back office and mid...

The role aims to identify, assess, and mitigate prudential regulatory reporting risks while ensuring compliance with all applicable laws, regulations, and internal control policies. This includes overseeing regulatory reporting activities and maintaining open communication with regulators to uphold the bank's operational integrity. Key responsibilities include: - Identifying and assessing prudential regulatory reporting risks related to the bank's activities and services. - Developing strategies to mitigate risks and conducting compliance reviews and audits. - Assessing internal control processes and governance frameworks to address weaknesses and enhance controls. - Preparing and submitting...

The senior associate in regulatory compliance will be responsible for preparing and delivering compliance and regulatory reports, such as market conduct exams, subpoenas, and data extracts. You will support internal and external audits, including Early Warning Reports and TEFRA-related documentation. Additionally, maintaining and updating compliance-related SOPs and documentation will be part of your role. You will conduct fraud investigations using tools like GIACT and monitor and report suspicious activities in alignment with AML/OFAC guidelines. Collaboration with subject matter experts for escalations and legal signoffs is essential. Tracking and reporting customer complaints and escalat...

As a Trade Execution Specialist at Jainam Broking Limited, your primary responsibility will be to execute trading transactions for clients in the Retail - B2C - JBL department. This includes buying and selling currencies, stocks, bonds, and other financial instruments while ensuring accurate trade confirmations. You will need to monitor market conditions closely and execute trades promptly to provide the best service to our clients. Risk management will be a crucial aspect of your role, where you will assess and manage trading risks, including market, credit, and operational risks. Implementing risk mitigation strategies, adhering to established risk limits, and continuously monitoring expos...

As a Chartered Accountant with 2 to 3 years of experience, you must have SAP exposure. Your responsibilities will include preparing Daily Management Information System (MIS), Monthly MIS, Monthly Financial Statements, and Reports as needed by the management. You will also be tasked with preparing Financial Statements and supporting the Annual Audit of both Indian and Foreign Companies. Additionally, you will handle Tax Audits, Income Tax Returns (ITR) filing, and ensure compliance with Transfer Pricing regulations for both Indian and Foreign Companies. Furthermore, you will be responsible for ensuring all necessary compliances in the respective jurisdictions are met, including handling Statu...

We are seeking an experienced professional to join our Balance Sheet team within the Finance & Accounts department. This role offers opportunities at the Deputy Manager/ Manager/ Senior Manager level and is based in Jagatpura, Jaipur. With a minimum of 7-10 years of experience in financial reporting, particularly within the banking or financial services sector, the ideal candidate will play a crucial role in various financial activities. Key Responsibilities: - Preparation and Finalization of Financial Statements - Regulatory Reporting - MIS and Management Reporting - Collaborate with internal and external auditors for smooth completion of statutory and regulatory audits - Address audit obse...

As a Finance professional at our organization, you will play a crucial role in delivering world-class standards in reporting, financial planning, and finance processes. Your insights and analyses will support the bank in making sound business decisions, whether it pertains to product development or customer profitability. Additionally, you will be involved in capital management, business planning, forecasting, and providing tax and accounting advisory services. Your primary responsibility will be to support the Finance Head of Gift City in various functions, including financial accounting and reporting, IFRS accounting for Head Office, regulatory reporting, FP&A and MIS reporting, taxation m...

About The Role Project Role : Application Lead Project Role Description : Lead the effort to design, build and configure applications, acting as the primary point of contact. Must have skills : SAP Document and Reporting Compliance Good to have skills : NA Minimum 7.5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Application Lead, you will lead the effort to design, build, and configure applications, acting as the primary point of contact. Your day will involve overseeing the application development process and ensuring seamless communication within the team and stakeholders. Roles & Responsibilities:- Expected to be an SME- Collabo...

About The Role Project Role : Application Lead Project Role Description : Lead the effort to design, build and configure applications, acting as the primary point of contact. Must have skills : SAP Document and Reporting Compliance Good to have skills : NA Minimum 5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Application Lead, you will lead the effort to design, build, and configure applications, acting as the primary point of contact. Showcasing your leadership skills, you will drive the team towards successful project completion and client satisfaction. Roles & Responsibilities:- Expected to be an SME- Collaborate and manage the...

About The Role Project Role : Application Lead Project Role Description : Lead the effort to design, build and configure applications, acting as the primary point of contact. Must have skills : SAP Document and Reporting Compliance Good to have skills : NA Minimum 7.5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Application Lead, you will lead the effort to design, build, and configure applications, acting as the primary point of contact. You will oversee the application development process and ensure successful implementation. Roles & Responsibilities:- Expected to be an SME- Collaborate and manage the team to perform- Responsible...

About The Role Skill required: Asset Management - Asset Portfolio Analysis Designation: Capital Markets Operations New Associate Qualifications: Any Graduation Years of Experience: 0 to 1 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in...

About The Role Skill required: Asset Management - Asset Portfolio Analysis Designation: Capital Markets Operations New Associate Qualifications: Any Graduation Years of Experience: 0 to 1 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in...

KIMS HOSPITAL & SURGICAL CENTER is looking for TRAINEE - KIMS - SEC to join our dynamic team and embark on a rewarding career journey Collaborate with cross-functional teams to achieve strategic outcomes. Apply subject expertise to support operations, planning, and decision-making. Utilize tools, analytics, or platforms relevant to the job domain. Ensure compliance with policies while improving efficiency and outcomes.

Internal employees - Level 5, 6, 7 can applyExternal employees - CA with relevant experience of 4+ yearsKey accountabilityEnsuring complete accuracy and controls in all financial and regulatory reporting Project management - End to End automation of all manual reports Raising BRS s, understanding the flow of system, user acceptance testing (UAT) of the output Close co-ordination with other cross functional teams and stakeholders of the organization Management and support in financial forecasts and report variances CompetenciesProficient in MS Office, primarily in Excel & wordAn analytical mind and inclination for problem solvingString verbal and written communication skills

About the Role: Grade Level (for internal use): 07 The Team As our Client Support team expands, you will play a pivotal role in sustaining our momentum. Join a team of innovators dedicated to problem-solving and delivering unparalleled customer experiences in a dynamic environment. Together, we serve our diverse global clientele with excellence. Our management is committed to fostering a workplace that nurtures the growth and potential of our colleagues. The Impact As a leading force in transaction reporting worldwide, Cappitech has been delivering regulatory technology solutions for over twenty years. Our cloud-based, cross-regulation Software as a Service (SaaS) platform empowers banks, br...

About The Role Dealer GIFT City Branch Department BMU Location Gandhinagar Number of Positions 01 Reporting Relationships VP GIFT City Position Grade M5 / M6 Kotak Mahindra Bank Gift City Branch is the International Financial Services Center Banking Unit [IBU] set up in Gujarat International Finance Tec - (GIFT) City. It deals with non-individual entities across the globe for their funding (Non INR) requirements; extending ECBs to Indian corporates, Trade and other transaction banking products. The Treasury function at KMB GIFT City is responsible for balancing and managing the daily cash flow and liquidity of funds for the Kotak GIFT City , and ensures that all parts of the associated areas...

About The Role We are looking for Team Member- Financial Inclusion Location Mumbai Grade M2/M3 Experience- 4-6 years About The Role : He/ She will be responsible for: Manage end to end Aadhaar Seva Kendra"™s (ASK) or Aadhaar Enrolment Centres or Aadhaar on Wheels( AOW) through Branch channel and Vendors. Ensuring profitability of ASK/AOW by driving cross sell and enrolment transactions Liaise with various teams / stake holders to improvise process and technological solutions Conducting Vendor audit, ensuring proper governance, periodic vendor reviews and ensuring compliance. Proper maintenance of documents and records. Conducting VendorAgreement reviews and closures Responsible for managing ...

Finance Manager Location: Bangalore | Work from Office | EdTech | Startup About Crio At Crio, were on a mission to transform how professionals learn tech skills. Our programs are designed to give learners real-world, hands-on experience so they can build careers that truly stand out. We’re growing fast, and to fuel this journey, we need a Finance Manager who can bring structure, speed, and strategy to our numbers game. What You’ll Do Own the finance engine — accounting, reporting, compliance, audits Drive budgets, forecasts, and MIS that help leadership make smarter decisions Keep a close eye on cash flow & working capital — ensuring we’re always growth-ready Manage taxation (direct & indire...

The Officer will be responsible for the P&L and Balance Sheet reconciliations, reporting including regulatory and SEC reportings on a daily, weekly, monthly and quarterly for FX Products. Work closely with other operational teams like FX Operations, Collateral Operations, Global Cash Teams to resolve any issues causing breaks in the accounts monitored for FX products. Business As Usual (BAU) Activities: Develop the team to adopt owner's mind set, work independently, and effectively manage timelines May be required to provide accounting analyses or research on critical and complex issues which may include variance analysis of accounting transactions related to the products supported. Develop ...

Key Responsibilities Leadership and Management: Lead the ISS distribution, Client Propositions, Sustainable Investing and Regulatory reporting data outcomes defining the data roadmap and capabilities and supporting the execution and delivery of the data solutions as a Data Product lead within the ISS Data Programme. Line management responsibilities for junior data analysts within the chapter, coaching, influencing and motivating them for high performance. Define the data product vision and strategy with end-to-end thought leadership. Lead and define the data product backlog , documentation, enable peer-reviews, analysis effort estimation, maintain backlog, and support end to end planning. Be...

Key Responsibilities Leadership and Management: Lead the ISS distribution, Client Propositions, Sustainable Investing and Regulatory reporting data outcomes defining the data roadmap and capabilities and supporting the execution and delivery of the data solutions as a Data Product lead within the ISS Data Programme. Line management responsibilities for junior data analysts within the chapter, coaching, influencing and motivating them for high performance. Define the data product vision and strategy with end-to-end thought leadership. Lead and define the data product backlog , documentation, enable peer-reviews, analysis effort estimation, maintain backlog, and support end to end planning. Be...