3745 Regulatory Reporting Jobs - Page 7

Join Barclays as Controls Assurance Analyst, where you'll provide first class support to our clients by managing and providing the full range of control services to the Finance Function to support risk management across the Controls environment. At Barclays, our vision is clear to redefine the future of banking. To be successful in this role, you should have below skills: Effective written and oral communication skills, with the ability to present credibly to senior stakeholders. Working knowledge of operational risk & control processes and practices, including experience in their application across functions with ability to demonstrate a risk management mindset. Good understanding of SOx re...

Functional Designation : Processor FMMO Business Unit : Operations & Service Delivery Sub Business Unit : Financial Markets Mid Office Business Title : Processor FMMO and Manager Location : Santacruz - Mumbai, Maharashtra, India, Role and Responsibilities:- Monitoring of Market Risk Limit NOOP / AGL / PnL / Pv01 Regulatory reporting GPB / FTD / Credit Exposure, Basel III reports etc Understanding of Treasury Products i.e FX , Derivative & Fixed Income Money Market Understanding of valuation of Treasury Products i.e Forex & Derivative etc Ensuring regulatory compliance and internal controls Producing timely risk and management reports Minimum 2 years of experience in similar background . Grad...

Project Manager Techno Functional Engineer, AVP Position Overview Job Title: Techno Functional Engineer, AVP Location: Pune, India Role Description A Techno Functional Engineer is responsible for designing, developing and delivering end to end working product for the business users, based on a given broader business requirement, by applying techno functional expertise drawn from both technical and functional experience / knowledge so that to accomplish business goals efficiently and reliably. Key responsibilities of this role include Responsible for leading activities which details the complex requirements from Business users into system specific functional specifications. Active participati...

1. Accounting & Financial Reporting Oversee and review day-to-day accounting for multiple clients. Finalization of financial statements as per applicable accounting standards (Ind AS/AS). Ensure accurate month-end and year-end closing. Prepare MIS reports, variance analyses, and financial reviews. 2. Regulatory & Statutory Compliance Manage compliance under Companies Act, Income Tax Act, GST, FEMA, and other relevant regulations. Review and file statutory returns (TDS, GST, Income Tax, ROC filings, etc.). Interpret regulatory updates and advise clients on implications. Ensure timely preparation and submission of compliance calendars. 3. Audit Support Coordinate with internal and statutory au...

Handle SEBI/NSE compliance including client fund & collateral segregation, margin reporting, audits, FATCA filings, net worth certificates, VAPT reports, risk-based supervision, ROC work, and exchange-related submissions. Required Candidate profile 0–1 yr experience or fresher with knowledge of SEBI/NSE regulations. Qualified CA/CA Inter/CS/CS Inter/MBA/CFA. Detail-oriented, compliance-focused, and capable of timely regulatory reporting.

Hiring for a very Renowned NBFC- Role - Regulatory Reporting Head Location - Pune *Relocation cases can also be considered. Role & responsibilities -- Key Skills - RBI Reporting, RBI Compliances, RBI Inspection, RBI Audit, Regulatory Reporting. 1-Preparation of weekly/ monthly / quarterly / half yearly /annual RBI returns. 2-Preparation of data required for Regulatory inspection requirement and adhoc data requirements from RBI 3-Handling statutory, internal and regulatory audits w.r.t RBI reporting 4-End to end handling of RBI Reporting related automation projects 5-Analysis of various system changes required for capturing granular level details for RBI Reporting and its implementation. 6-An...

As a Compliance Operations Manager at Olam Agri, your primary focus will be on developing and maintaining compliance operations for global commodities derivatives trading. You will ensure that the operations program evolves in line with business activities and regulatory expectations. The commodities business includes soft commodities such as cotton, grains, edible oils, rubber, and related products. Key Responsibilities: - Manage daily compliance operations for commodities trading, including trade surveillance, regulatory reporting, position limit monitoring, and management reporting to identify and mitigate regulatory risks. - Oversee the efficiency and effectiveness of controls managed by...

About The Role Project Role : Custom Software Engineer Project Role Description : Develop custom software solutions to design, code, and enhance components across systems or applications. Use modern frameworks and agile practices to deliver scalable, high-performing solutions tailored to specific business needs. Must have skills : SAP BusinessObjects Data Services Good to have skills : NA Minimum 5 year(s) of experience is required Educational Qualification : 15 years full time education Job Title:SAP BODS Job Summary :You will design and manage ETL processes for enterprise data integration and reporting. You will lead migration and transformation projects using SAP BODS and Sybase IQ as the...

Job Description Position Title, Responsibility Level Assistant Manager Function F&A GL Reports to Manager Permanent/ Temporary Permanent Span of Control I C Location Noida - C42a Basic Function - Preparation & review of reconciliations, journal entries and month-end close activities Subject Matter Expert in General Accounting, Expense Allocations, Fixed Assets, Intercompany, Reconciliations, etc Preparation & review of process documentation, ad hoc reports Essential Functions Requires the knowledge and ability to prepare and review Journals and Reconciliations, investigate problems, and organize projects Insurance accounting regulatory reporting experience and US GAAP and IFRS knowledge pref...

P rimary Skills: 3-15 Years of experience within the financial services industry (Banking, NBFC) Strong knowledge on Balance sheet management including various Banking Book products (like deposits, loans, repos etc.) and comprehensively understands the impact of changes in the interest rates. Experience of working in a Change management project for global banks/ financial institution. End-to-end technology implementation project related to Finance/Accounting data. Experience in writing BRDs/FRDs, process diagram and Requirement traceability matrix (RTM) Exposure to SDLC / Agile Ability to work independently with team across different geographies. Secondary Skills: Understanding of Technology...

| Regulatory & HO Reporting | 40% | | Treasury Monitoring | 25% | | Limit Monitoring | 10% | | Head Office Reporting | 10% | | Market & Liquidity Risk Analysis | 5% | | Policy Review | 5% | | ALM / Governance Support | 5% | Required Candidate profile - Commercial bank exposure in MRM - FRM/PRM/CISI Risk Mgmt Certification - Mandatory - Prep. liquidity report & interest rate risk report - VBA macro coding & analytical skill - Relocate to Gujarat Perks and benefits Yes

Who we are looking for The Global Liquidity Management (GLM) Group, within the Global Treasury organization, oversees State Street's liquidity planning, monitoring, methodologies, analytics, and regulatory reporting globally. The group manages regulatory ratios such as the LCR, NSFR as well as the liquidity buffer requirements resulting from its Internal Liquidity Stress testing (ILST) and Recovery and Resolution planning (RRP) framework (RLAP/RLEN). The group is also responsible for ensuring compliance with all regulatory reporting requirement such as the daily FR2052a and associated public disclosures. We work collaboratively with the Global Treasury Risk Management (GTRM) function to ensu...

As a Finance Business Partnering Securities Services Global at HSBC, your role will involve managing end-to-end service delivery Opco reporting, Business finance reporting, FRP/ Forecasting processes, Cost reporting, and Customer Profitability. You will be responsible for driving financial performance management across the team/I&A sub function. Building strong relationships with stakeholders and senior leadership will be crucial, as you provide Business Analytics, Executive MI, insights, Cost reporting, and business finance reporting. Additionally, you will provide constructive challenge and an independent perspective as the face-off between Finance Operations teams, country stakeholders, F...

As a part of SMBC Group, your role will involve managing Deposits operations, Account Maintenance operations, Clearing/NACH, and KYC operations with the following responsibilities: - Supervising Deposits and Account Maintenance Desk. - Monitoring cash transactions and vault limits. - Checking CBS Transactions. - Arranging and providing data for all reports (H.O. & Regulatory). - Monitoring CMS and Clearing desk. - Liaising with correspondent Banks. - Checking and approving SFMS. - Monitoring reconciliation of all sundry accounts and vostro accounts. - Supervising housekeeping and filing of documents. - Controlling all department registers. - Submitting data for Internal/external audits for t...

Company Description FACE Prep is one of India's leading skill development companies, focused on preparing students for placements in the tech sector. Since its inception in 2008, FACE Prep has helped millions of students launch their careers through various programs including Masterclasses, self-paced courses, workshops, and bootcamps. The company specializes in equipping candidates with essential skills to secure top-paying jobs in the tech industry. Its alumni are employed at prestigious companies such as Google, Microsoft, Meta, Adobe, Amazon, and more. Role Description This is a full-time on-site role for a Finance Manager. The position is based in Coimbatore and involves overseeing fina...

Are you ready to make an impact in financial reporting and regulatory compliance As part of our External Reporting function, you'll play a vital role in overseeing financial statements, ensuring data accuracy, and supporting key management and regulatory reporting processes. Collaborate with cross-functional teams, apply your analytical expertise, and help drive continuous improvement in a dynamic, fast-paced environment. Job Summary As an Analyst in the external reporting function, you will handle the oversight of the financial statements and management reporting, ensuring a sound control environment understands and applies the accounting treatments and ensures compliance with appropriate c...

Are you ready to make an impact in financial oversight and regulatory reporting Join our External Reporting team and play a vital role in managing financial statements, ensuring compliance, and driving data accuracy across the organization. You'll collaborate with business partners, regulatory controllers, and cross-functional teams to consolidate and analyze financial data, produce key reports, and support continuous improvement initiatives The external reporting function handles the oversight of the financial statements and management reporting, ensuring a sound control environment understands and applies the accounting treatments and ensures compliance with appropriate corporate and regul...

Some careers shine brighter than others. If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team i...

Job Purpose To be responsible for the credit administration related work having expertise in managing documents / Limits / and team management and should have fair understanding on Regulatory Reporting and MIS related aspect. Key Accountabilities Ensuring that documents reflect the credit conditions, by appropriately incorporating the relevant clauses in the documentation Ensuring accuracies and appropriateness of documents for corporate clients by liaising with Credit, BU, Legal and external Vendors Tracking of covenants, monitoring conditions, security creation etc. and highlighting the gaps / exception, if any, to all stake holders on a frequent basis Ensuring smooth flow of documentation...

Job Description Exciting opportunity to join as an Associate in the Legal Entity Controller Group (LEC)! Job Summary As an Associate within the LEC team, you will be responsible for providing coverage to India business legal entities. The role involves Regulatory Reporting, USGAAP and IFRS Financials, Statutory Audits, Regulatory Automation Agenda, Concurrent Audits, Regulatory Inspections. The role is based in Mumbai. Job Responsibilities Responsible for preparation, review, and submission of regulatory returns and ensuring compliance with applicable regulatory requirements Responsible for preparation, review, and submission of monthly USGAAP and IFRS Financials Coordination for Statutory A...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Key responsibilities include: Identifying and escalating risks, promptly reporting outstanding issues to clients. Performing various trade support activities across the Trade Lifecycle, s...

Join us as an AVP - Reg Cap TC at Barclays, where youll spearhead the evolution of our digital landscape, driving innovation and excellence. Youll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To be successful in this role, you should have the below skills: Exposure to Regulatory Reporting. Good Accounting/Regulatory knowledge. Understanding of the control environment. Understand the risk environment. Operation knowledge of SAS. Some other highly valued skills may include: Mindset of stewardship. Team player. Quick learner. Strong Technical skills. You may be assessed on the key critical skills relevant for success in role...

Are you passionate about ficial reporting and regulatory complianceAs part of our External Reporting function, you ll play a key role in overseeing ficial statements, ensuring data accuracy, and supporting critical management and regulatory reporting processes. As an Analyst, Ficial Reporting as a part of our External Reporting function, you ll play a key role in overseeing ficial statements, ensuring data accuracy, and supporting critical management and regulatory reporting processes. Job responsibilities Apply up-to-date product/industry/market knowledge in specialty areas of reporting Consolidate, review, and analyze quarterly ficial data for accuracy and completeness; perform quarter-ove...

Step into the role of Regulatory Assurance -Vice President At Barclays, we are more than a Bank, we are force of progress As an Regulatory Assurance Vice President you will identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the bank's activities and operations comply with all applicable laws, regulations, and internal control policies To Be Successful In This Role, You Should Have Deep domain experience in large financial institutions on specific risks covered in EBA / PRA Regulatory reporting requirements Capital Requirements Directive (CRD) and Capital Requireme...