898 Regulatory Reporting Jobs - Page 6

As a senior SAP Consultant, you will serve as a client-facing practitioner working collaboratively with clients to deliver high-quality solutions and be a trusted business advisor with deep understanding of SAP Accelerate delivery methodology or equivalent and associated work products. You will work on projects that assist clients in integrating strategy, process, technology, and information to enhance effectiveness, reduce costs, and improve profit and shareholder value. There are opportunities for you to acquire new skills, work across different disciplines, take on new challenges, and develop a comprehensive understanding of various industries. Your primary responsibilities include: Strategic SAP Solution FocusWorking across technical design, development, and implementation of SAP solutions for simplicity, amplification, and maintainability that meet client needs. Comprehensive Solution DeliveryInvolvement in strategy development and solution implementation, leveraging your knowledge of SAP and working with the latest technologies. Required education Bachelor's Degree Preferred education Master's Degree Required technical and professional expertise 6-12 years + SAP functional experience specializing in design and configuration of SAP FIN TR modules. Domain experience in FI treasury area is preferred. 2 end to end Implementation experience in FI tr area with One HANA s/4 project implementation experience . Deep knowledge expected in following area Forex Money market Securities Derivatives Cash application Liquidity forecast and Cash position Inhouse cash BCM S/$ HANA - cash application S/4 HAN fiories Preferred technical and professional experience HANA implementation experience is preferred Creative problem-solving skills and superb communication Skill. Respond to technical queries / requests from team members and customers.

To be successful as a Axiom Developer you should have experience with: Sound hands-on experience in Oracle 12c, 19c Database and AXIOM reporting tool. Exposure to financial institution with exposure to Regulatory Reporting. Knowledge of the finance markets and financial products, including Balance Sheet and Income statement concepts. Familiarity with complex system integration and excellent understanding of the full SDLC lifecycle including both waterfall and agile methodologies. Some other highly valued skills may include: Experience in DevOps / UNIX / Autosys / Cloud / Python. Highly-motivated team player. Enthusiastic and eager to learn. Demonstrates initiative / Pro-active . Dedicated and reliable. Organized / manages time well. Detail oriented. Strong written and verbal communication skills. Capable of dealing with diversity. Ability to work in a virtual team, across boundaries. Ability to multi-task / self-sufficient. Ability to establish direction and drive progress. Excellent interpersonal skills to foster working relationships with all stakeholders. You may be assessed on key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen, strategic thinking and digital and technology, as well as job-specific technical skills. This role is based in Pune. Purpose of the role To design, develop and improve software, utilising various engineering methodologies, that provides business, platform, and technology capabilities for our customers and colleagues. Accountabilities Development and delivery of high-quality software solutions by using industry aligned programming languages, frameworks, and tools. Ensuring that code is scalable, maintainable, and optimized for performance. Cross-functional collaboration with product managers, designers, and other engineers to define software requirements, devise solution strategies, and ensure seamless integration and alignment with business objectives. Collaboration with peers, participate in code reviews, and promote a culture of code quality and knowledge sharing. Stay informed of industry technology trends and innovations and actively contribute to the organization s technology communities to foster a culture of technical excellence and growth. Adherence to secure coding practices to mitigate vulnerabilities, protect sensitive data, and ensure secure software solutions. Implementation of effective unit testing practices to ensure proper code design, readability, and reliability. Assistant Vice President Expectations To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness. Collaborate closely with other functions/ business divisions. Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function. Set objectives and coach employees in pursuit of those objectives, appraisal of performance relative to objectives and determination of reward outcomes If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L - Listen and be authentic, E - Energise and inspire, A - Align across the enterprise, D - Develop others. OR for an individual contributor, they will lead collaborative assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments. They will identify new directions for assignments and/ or projects, identifying a combination of cross functional methodologies or practices to meet required outcomes. Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues. Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda. Take ownership for managing risk and strengthening controls in relation to the work done. Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function. Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy. Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc).to solve problems creatively and effectively. Communicate complex information. Complex information could include sensitive information or information that is difficult to communicate because of its content or its audience. Influence or convince stakeholders to achieve outcomes.

Group Reporting - Fit for consolidation financials for group reporting (IND AS complied) Coordinating with Holding Company team for queries, data requirement etc. Regulatory Reporting (IGAAP and Ind AS) - Managing regulatory reporting to IRDAI ex. BAP submission, public disclosures, Life Council reporting, new business certificate, BAP operational, any other adhoc requirement from IRDAI etc. Managing Statutory Audit - Handling quarterly Statutory audit by joint statutory auditors (One auditor is Big 4 CA form) Internal Control Framework (ICF) - Ensuring ICF framework update all the time with respect to process and system changes. SEBI Compliances - Company having listed debentures. Ensure timely SEBI compliances w.r.t to listed debentures. Project Management - Planning and overseeing projects to ensure they are completed in a timely manner and within budget System Enhancements - Testing of system requirements, evaluate new requirements and providing CRs to IT, liase with IT for resolution of defects and delivery Preferred Candidate Profile Chartered Accountant (CA) Minimum 10 years of relevant experience Post Qualification Life Insurance Experience in Financial Reporting / Regulatory reporting Good knowledge of IND AS, IND AS 117 , IFRS, IFRS Reporting, IFRS 17 , Accounting Practices and Standards, SEBI and IRDAI Regulations etc.

The Financial Crime Monitoring Team is part of Compliance department at Nomura and is responsible for investigations of alerts that are generated in different surveillance systems, with the intent to combat money laundering and terrorist financing. Nomura applies a risk-based approach to its fight against financial crime, money laundering and terrorist financing, and has implemented complementary checks and controls to manage financial crime related risks. The Financial Crime Monitoring Team is responsible for identifying these risks, and for escalating the same to respective regional / global Compliance teams for review and action. Role Responsibilities: Ensure adherence to global and regional Financial Crime related policies and procedures. Be a key point of contact with regards to providing advice to Senior Management and other relevant stakeholders on Financial Crime Related Matters. Ensure effective and timely escalation of issues requiring management attention and review. Work with regional stakeholders towards implementing best practices and minimum operating standards. Review alerts generated against international sanctions (OFAC), politically exposed persons, and adverse media lists. Review and advise on other financial crime related matters including Anti-bribery and Corruption (e.g., Gift and Entertainment escalations) and Sanctions. Review any suspicious activities or transactions and assist the Money Laundering Reporting officer. Participate in regional or global projects or initiatives, as required, resulting from changes in legal or regulatory requirements and / or expectations and new business strategies. Assist the FCMT Team Lead in in liaising with stakeholders on relevant related Financial Crime matters. Ensure support for execution of senior management functional responsibilities, as applicable. Prepare and present MIS to senior management and key stakeholders. Ensure quality deliverables as per standard operating procedures, in a timely manner. Ensure strict adherence to the firm s and process related guidelines. Identify processing and operational risks proactively and formulate steps to mitigate the same. Domain / Technical Basic understanding of Investment Banking business and the Financial Regulatory environment Sound understanding of AML, KYC, Sanctions and Conflict of Interest related regulations, processes and functions. Prior experience in the Securities or Financial services industry Sound product knowledge of financial products Good MS office skills, Presentation, MIS, Data Analysis, Project Management Proven ability to think outside the box in case existing procedures do not specifically indicate a solution. Excellent communication skills (Written and Oral) with experience in dealing with external stakeholders. Eye for detail to proactively identify issues and breaches in order to mitigate potential risk Compliance Background. Knowledge of advanced Excel functions / Excel macros Ability to multitask and handle high pressure situations. Flexibility (Openness to Change) - Adaptable to change, open and flexible when faced with changing circumstances and ambiguity. ACAMS/CAMI or any other AML relevant certification will be preferred. Interpersonal Good interpersonal skills; high ethical standard; collaborative; detail oriented, willing to learn and adapt. Ability to identify issues and knowing when to escalate. Methodical and attention to detail Ability to demonstrate decisiveness and sound judgement on a consistent basis. Collaborates within and across teams, involving the right people Critical thinking,Conflict Management Self-starter and ability to multi-task under pressure and meet various deadlines

The role covers responsibilities for running processes and projects in the daily reporting team, which underpin the internal Regulatory Reporting of the European consolidation group and its regulated subsidiaries It will include working with colleagues in Mumbai, London, Frankfurt, and Paris The role will encompass production of key capital adequacy metrics as per Basel III rules including: Calculation covering standardised approaches for counterparty credit risk, market risk, settlement risk and capital deductions Responding to business/management driven queries and requests Large Exposure calculation in accordance with CRDIV and Basel III norms Analysis of RWA to monitor movements and identifying optimization opportunities Development of daily MI through new age BI tools such as Alteryx and Power BI/Tableau Interaction with Risk management for validating Risk inputs Interaction with other teams like IT, Ops, LE Controllers and Legal Defining business requirements for IT implementation in case of new projects/process enhancements The role will be challenging and will provide a variety of responsibilities covering technical, process, and interpersonal skill sets It will be an excellent opportunity to develop knowledge of regulatory financial and capital reporting, providing deep insight into the financial positions of EMEA entities Key Skills: Mandatory: Financial services industry exposure / good working knowledge in Financial reporting function with exposure to IFRS and US GAAP Capital Market knowledge Excellent communication skills, ability to communicate ideas concisely and clearly Ability to work in stringent deadlines Ability to deliver accurate reports within agreed timelines Proficiency in bringing issues to closure by keeping all the relevant stakeholders informed Previous experience in Financial reporting / Capital reporting within Investment Banking is preferred Understanding of financial products Self-starter, problem solver and ability to work with minimal supervision Technical: Advanced Excel and PowerPoint skills and ability to learn Finance specific systems Inquisitive mind set with ability to challenge the norm Working knowledge with Tableau, Power BI, Alteryx, Excel VBA macros and SQL and ability to self-learn similar new age IT tools

Apply a structured methodology and lead change management activities. Develop program strategies and plans, including stakeholder assessment, leadership alignment, organization transition, change readiness, capability transfer, and end-user training. Defining the program governance (controls) Support the design, development, delivery, and management of communications. Oversee team execution in accordance with project plans, tools, and methods, and support resource planning and acquisition. Develop short and long-term goals, KPIs, and objectives, and develop and execute against operational plan. Managing risks and issues and taking corrective measurements Lead and evaluate project managers and other staff. Develop and control deadlines, budgets and activities. Lead/facilitate meetings with stakeholders to ensure an understanding of the requirements, and jointly develop a change adoption plan. Must have ability to work with the team and train people on various subjects, structure the project governance model and work together with regional counterparts to devise induction framework for all the resources entering the project. Resolve projects higher scope issues. Skills, experience, qualifications and knowledge required: Minimum 12+ years of experience in consulting or handling change programs within investment banking. Proven experience as a Program Manager CA / MBA from top Tier institutes / CFA / FRM and nice to have Prince 2 or equivalent PMI certification. Thorough understanding of project/program management techniques and methods (Agile and Waterfall) Excellent Knowledge of performance evaluation andchange management principleswith outstanding leadership and organizational skills Experience as Techno-Functional Business Analyst / Product owner in managing a product in the Capital market domain Extensive knowledge in Regulatory Reporting of OTC derivatives across different regulations: Dodd-Frank (CFTC), Canadian Regulations, EMIR (ESMA) for asset classes Interest Rate, Credit, Commodity, Equity, and FX Experience in front to back testing cycle (i.e.developing test plans, test scenarios, test cases based on functional specifications, defect management including tracking and its reporting) for reg reporting Projects. Drafting and owning Go-live runbooks Experience in global rewrite programme e.g. CFTC, EMIR or JFSA Effective communication skills to be able to communicate at all levels of the organization. Strong conflict management/resolution skills Sound understanding of financials products, Trade lifecycle and asset classes. Diligence and high-quality standards of documentation, processes and control environment. Detailed knowledge of all Microsoft Office products, i.e. Word, Excel, Power Point, Project and Visio Excellent Communication, Organization and Documentation Skills Flexibility (openness to change) - adapts effectively to changing plans, domains and priorities; Is open and flexible when faced with changing project constraints. Education UG: Any Graduate PG: MBA/PGDM in Any Specialization, CA in CA

Role & Responsibilities: IC role responsible for key Planning and Regulatory Treasury deliverables. Responsible for preparation, analysis, and sign off for Internal Liquidity Stress Model (MCO) and/or Regulatory Liquidity returns (LCR, NSFR, Asset Encumbrance, ALMM & PRA110), along with any external stress tests as mandated by EBA, PRA, JFSA, and BaFIN. Drive the implementation of new/revised Regulatory Liquidity requirements. Enhance the Liquidity Models to enable Global Treasury to make informed and key decisions. Provide subject matter knowledge and guidance to implement model changes. Process improvements through the implementation of system changes/enhancements and process refinements. Production and enhancement of meaningful and performance-driven MIS/KPIs/KRIs for both local and regional management using new-age tools like Power BI, Tableau, etc. Extensive liaison with regional Liquidity Reporting teams in US, HK, Tokyo, and London and other Finance functions in Mumbai and regions. Work with IT team to enhance, develop, and maintain Liquidity calculation tools. Contribute to the firm's strategic data sourcing programme and represent data requirements/changes for Liquidity/Treasury team. Mindset: Mandatory: Excellent financial reporting/analytics background, capital market knowledge. Minimum 1-year previous experience/internship in Finance reporting within Investment Banking. Excellent communication skills and ability to communicate ideas concisely and clearly. Ability to work under stringent deadlines and deliver accurate reports within agreed timelines. Resolution of queries in a timely and satisfactory manner. Desired: Past working experience in Treasury, Liquidity risk, or a Regulatory reporting profile. Technical: Must be very good with Advanced Excel, Word, and PowerPoint. Inquisitive mindset and extremely good attention to detail. Knowledge of Tableau, Power BI, and Macros would be an advantage.

The unit covers areas as follows: EMEA: Assurance on the data flowing from upstream in terms of accuracy and timeliness Posting adjustments in Regulatory tool to fix the data quality issues Performing various reconciliations to ensure the data used for regulatory calculations is correct. US: Preparation of US entities Data for Basel reporting to Nomura Group Supporting US based team by providing data for local regulatory reporting General: Preparation of KRIs & KPIs using new age BI tools such as Alteryx, Tableau & Power BI. Interaction with other teams like IT, Ops, LE Controllers and Legal Driving automation for processes. Defining business requirements for IT implementation in case of new projects / process enhancements User Acceptance testing of implementation with an eye for identifying gaps under different scenarios Key Skills: Mandatory Desired Domain Financial services industry exposure / good working knowledge in Financial reporting function with exposure to IFRS and US GAAP Capital Market knowledge Excellent communication skills & ability to communicate ideas concisely and clearly Ability to work in stringent deadlines Ability to deliver accurate reports within agreed timelines Proficiency in bringing issues to closure by keeping all the relevant stakeholders informed. Previous experience in Financial reporting / Capital reporting within Investment Banking is preferred Understanding of financial products Self-starter, problem solver and ability to work with minimal supervision Technical Advanced Excel and PowerPoint skills and ability to learn Finance specific systems Inquisitive mind set with ability to challenge the norm Working knowledge with Tableau, Power BI, Alteryx, Excel VBA macros and SQL and ability to self -learn similar new age IT tools

Prepare regulatory reports as per compliance requirements. Monitor and analyze financial transactions for accuracy. Stay updated on changes in regulatory policies. Ensure timely submission of reports to authorities.

The selected person would be a part of Cross Product Team - Wholesale Data Services & Operations Technology focusing on Regulatory business function. The roles and responsibilities are as follows: Lead critical Reg Deliveries including high priority Breach remediation items. Maintain a running view of all prioritized and backlog items. Manage regular communication with stakeholders, users and internal team about deliveries and Risk & issues. Liaise with Reg Tech to identify current logic for respective Jurisdiction. Identify Front office/Trade Service X-paths Impacted. Validate conditionality on linked/associated fields - verify system implementation aspect for linked/associated fields. Provide outbound x-paths. FSD Creation / Sign Off Advise data attributes FO should use for generating PDM/FpML messages. Advise data attributes consumers of Trade Service to pick data for processing. Mandatory Skills: 2 - 5 years of experience as a BA Mandatory knowledge of Financial Products especially OTC/FX Derivatives Experience in working on a Regulatory project like BCBS, EMIR, etc. Knowledge of Trade Life cycle Strong problem-solving experience in a technical environment Candidate should be a quick learner. Should have demonstrated in the past quick learning capabilities. Strong listening, problem solving, analytical skills and excellent communication skills (both spoken and written English) Must be a team player with prior experience in working in a global development team. Self-motivated individual, quality and improvement focused. Desirable Skills: Working knowledge of Python Experience in any Continuous Integration and Build environment. Industry exposure of Investment banking

Role & Responsibilities: Administer and support theElectronic Records Preservation Attestationglobally as perSEC regulationby performing below mentioned activities: Coordination with Global compliance for agreement on scope, exclusions, audience cut-off date, reminder schedule, launch and deadline date, attestation wordings, system, launch draft email wordings etc. Coordination with various regional compliance on the audience scoping and reporting requirements. Prepare population list across regions basis the scoping criteria and seek sign off from regional compliance teams. System setups, UAT & Production testing, changes on the same post feedback. Manage launch of affirmation program with proper control checks by ensuring quality. Manage employee queries on system access and errors along with business queries on staff exemption and assignments. Group mailbox management for tracking/actioning of requests/queries. Reporting MIS to businesses and compliance as per schedule or as and when requested. Regular follow-up with exempted staffs post program due date. Timely escalations of employee who respond of not following of applicable policies to Regional Heads. Documentation & producing evidences of records as and when requested. Record keeping of important program related emails in shared drive. Regular updates to SOP and other required documents. Mind Set: Mandatory Desired Domain / Technical Basic understanding of Investment Banking business and the Financial Regulatory environment Basic knowledge of the US regulatory environment Good MS office skills Knowledge of Regulatory registrations & Certifications, Training/Affirmations, US Blue Sheet Regulatory Reporting Demonstrable project management skills Experience with using Word, Excel, PowerPoint Compliance Background. Power BI / Tableau and other data visualization tools Knowledge of Excel macros Interpersonal Ability to represent the Compliance function credibly in discussions with other departments, including front office and Human Resources Good interpersonal skills; high ethical standard; collaborative; detail oriented, with a willingness to learn and adapt Strong time management skills Strong attention to detail, with the ability to ensure data completeness and accuracy Strong administrative skills and analytical approach to problem solving Willingness to be flexible and adapt quickly to changing demands of the role Collaborates within and across teams, involving the right people

Description We are seeking a Finance Executive to join our team . The ideal candidate will have 3-5 years of experience in finance or accounting, with a strong understanding of financial reporting and analysis. This role will involve working closely with the finance team to ensure accurate financial operations and support strategic decision-making. Responsibilities Prepare and maintain financial reports and statements Assist in budget preparation and forecasting Monitor financial performance and identify areas for improvement Ensure compliance with financial regulations and standards Perform financial analysis and provide insights to management Assist with audits and tax preparation Skills and Qualifications CA/ CA intermediate/Cma intermediate Strong understanding of financial principles and practices Proficient in Microsoft Excel and financial software Excellent analytical and problem-solving skills Strong attention to detail and accuracy Effective communication and interpersonal skills

KEY RESPONSIBILITIES Strategy Client Focus Improving the way, we operate Improving our challenge and performance culture Driving Innovation Re-igniting and empowering our workforce Business To adhere to the regulators timelines and provide accurate reporting to regulators. To support record keeping/ archive on all unit related activities/ work Ensure all complaint & queries on Regulatory Returns are handled effectively and timely. Maintain all regulatory circulars/ clarifications received from L & C and Finance where reporting is required by the unit. To provide cost reduction suggestions which will not compromise on quality of delivery. To manage Systems and EUCs/ ECNs relating to the unit (documentation, approvals, agreements, reviews etc to be kept up to date. (Including Regulator's systems) Ensure compliance with the Regulatory Reporting Risk Policy/ Standards and other key Group policies. All Regulatory breaches to be reported in the Regulatory Reporting Error log to UORM/ Compliance. Ensure no failed audits on Regulatory Reporting. To update DOIs periodically (at least on an annual basis). Ensure no financial penalties/ warnings due to errors / delays on Regulatory Returns. Processes Ongoing review of material internal and external events against current control performance. As the first line of defence, to comply with the applicable laws and regulatory expectations and manage the risk that arises from first line activities and comply with policies set by the Second Line of Defence. People & Talent Ensure behaviour consistent with the Group's values. Display Team spirit, strengthening internal relationships with no conflicts. Ensure annual self appraisals are completed and submitted on time. Risk Management Support Operations in enhancing the service levels without compromising Risk/ adherence to service level agreements with the other functions. Assist in coordinating, facilitating, and promoting understanding of operational risk and in implementation and management of OR within the assigned unit. Ensure compliance with the Regulatory Reporting Risk Policy/ Standards and other key Group policies Gain the required knowledge and skills related to the systems used and explore /recommend possible automations to enhance service/ reduce Risk exposure. Manage the Audit & Risk Control Standards associated with Operations. Understand inherent Operational risks in all processes and assist to develop appropriate control systems and manage them. Creativity in terms of proactively identifying risk and mitigating same. Governance Ensure compliance with the Laws of the land, implement and exercise local/ International banking regulations. To adhere to the regulators time lines and provides accurate reporting to regulators Ensure all complaint & queries on Regulatory Returns are handled effectively and timely Update RR Register once the reporting is submitted in the absence of the manager. All Regulatory breaches to be reported in the Regulatory Reporting Error log to UORM/ Compliance. Ensure no failed audits on Regulatory Reporting Ensure no financial penalties/ warnings due to errors / delays on Regulatory Returns Managing risk and compliance as part of my role Take personal responsibility for understanding the risk and compliance requirements of my role. Understand and comply with applicable laws and regulations, the Groups policies, procedures and the Group Code of Conduct. Effectively identify, escalate, mitigate and resolve risk and compliance matters. Contribute to a culture in which all stakeholders feel safe to raise concerns and where risk and compliance matters are addressed, and misconduct appropriately dealt with. Regulatory & Business Conduct Display exemplary conduct and live by the Group's Values and Code of Conduct. Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct. Lead the Risk & Controls-Operations to achieve the outcomes set out in the Bank's Conduct Principles: Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment. Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters. Local Regulations as available in the bank policy site. Key stakeholders Operations GBS Teams Regulators Compliance Finance Country OR HR Legal Other Responsibilities To identify and report all exceptions on non-compliance with standard controls SKILLS AND EXPERIENCE Analytical Skills Computer Literacy Time Management Skills Internal negotiation skills and interpersonal skills Knowledge of Ops processes and procedures Knowledge of group policies / Local regulations, controls and procedures Communication, planning, problem solving and organization skills Experience in Ops products Team player Good behaviour with a good understanding of values of the Group QUALIFICATIONS Commerce Graduate Good experience in Regulatory Reporting Good Knowledge of group policies / Local regulations, controls and procedures Good Knowledge of Operations processes and procedures Good Internal negotiation skills and interpersonal skills Experience At least 6+ years experience in operations Advanced Knowledge in Excel

KEY RESPONSIBILITIES To have a good knowledge about the product (Equities and Fixed income) and understand the Trade life cycle. To have a good knowledge on Mutual fund order process. To ensure the trades are pre-matched in timely manner and status updated to client/Agent/Brokers within agreed timelines. Ensure to inform clients/Brokers on the amendments required and follow up to get the same from client and brokers. Ensure Maker/Checker controls are strictly adhered to and ensure to follow the activities checklist. To identify and highlight the open risk areas in the process and highlight the same to management and work towards addressing the risk. High level team management. Ensure E2E BAU is completed by EOD. Any open/risk items to be mitigated accordingly. Support risk and audit related activities High level team management. Ensure E2E BAU is completed by EOD. Any open/risk items to be mitigated accordingly. Regular follow up with agents until trades gets settled in the market and relay the communication to client Work with Projects and technology team to automate the manual process. Stake holder management. Business Knowledge of Custody operations, Securities Settlements, Financial Market Operations. Knowledge of Agent banking, Sub Custody operations and clearing will be an added advantage. Processes Processing of Settlements transactions, Pre-matching of trades and Reporting of Trade Status, To ensuring that the trades are sent to market within stipulated cut off time and to ensure funding/reaptriation of funds are done. Checking of Funds and Holdings prior to settlements In case of Failed trades, the same have been updated with the correct reasons Ensure to book FX deal and confirm the rates to clients/Agents based on the SI from Clients/Agents. Contractual Settlements processing Ensure the open items in Suspense/Nostro/Stock reconcilations are properly remideated. BAU escalation handling Process improvement People & Talent Collaborative skills and should be able to work with staff across locations and grades. Risk Management To ensure all control/operating procedure and documentations are properly followed. To ensure compliance to all established procedures, regulations and the Group Guidelines. To keep track of changes (internal and external) affecting Clients and communicate such changes, along with impact analyses, on a pro-active basis, through newsflashes, market insights, operations guides and through other routine communication. SKILLS AND EXPERIENCE An experienced operations professional in the banking or financial sector with Securities Services and minimum 4-7 years of experience, across conventional asset services (Securities trade/clear/settlement payments, regulatory reporting, reconciliation, exception handling and business continuity management) QUALIFICATIONS Bachelor's degree in Banking/Finance/Information Technology or a similar subject or comparable professional training.

About Citco: At Citco, we have been at the forefront of the asset servicing sector since our establishment in 1948. Our innovative and pioneering spirit drives us to evolve, expand, and shape the future of the industry. From our initial work with hedge funds to our current extensive services for all alternatives, corporations, and private clients, we have experienced significant growth across various asset classes and geographies. This growth pattern is a testament to our commitment to performance and continuous progress. If you are seeking to excel in your field and be a part of the leading edge, welcome to Citco. About the Team & Business Line: Fund Administration is the core business of Citco, and our alternative asset and accounting service is highly regarded in the industry. We invest continuously in learning and technology solutions to ensure our team is equipped to provide a seamless client experience. Your Role: Working under limited supervision, your responsibilities will include preparing and reviewing annual, semi-annual, and quarterly financial statements in compliance with GAAP or IFRS. You will compile and review various financial reports and regulatory filings, maintain strong relationships with internal and external stakeholders, troubleshoot client issues, and contribute to the year-end financial statement process. Additionally, you will assist in developing training programs for accountants in financial reporting and the alternative fund industry. About You: To succeed in this role, you should have four to six years of asset management accounting experience in Accounting Firms, Hedge Funds, Hedge Fund Administrators, Mutual Funds, or other financial institutions. Previous experience in financial statement preparation is essential, along with a Bachelor's degree in Accounting, Finance, or Economics. Strong communication skills are a must. Our Benefits: At Citco, we prioritize your well-being and offer a range of benefits, training, and flexible working arrangements to support your career growth while maintaining a healthy work-life balance. We value diversity and actively seek candidates from diverse backgrounds to foster innovation and mutual respect. Accommodations are available for candidates with disabilities upon request. (Note: The above job description has been summarized for clarity and conciseness.),

As a Regulatory Reporting Analyst, you will be responsible for preprocessing holdings data using RiskCore and enriching it with security master attributes, ensuring sign off on E-Risk results. You will assist in completing regulatory filings such as AnnexIV, FormPF, CPO, and more for a portfolio of clients on a periodic basis. Participating in regular service reviews with internal entities, leveraging the CoE for regulatory reporting activities will also be part of your responsibilities. Working closely with the Associate Director or Manager, you will ensure that KPIs and MI packs are accurately produced in a timely manner for internal entities and senior management. Your role will involve supporting client servicing through timely and accurate reporting, escalating issues as necessary. You will follow and enhance existing procedures to solve routine problems and demonstrate proficiency in problem-solving, taking ownership of tasks using your own initiative. Assisting the manager in supervising and managing staff members involved in regulatory filings and ensuring the timely completion of such filings will be crucial. Collaboration with other groups in different locations and time zones, particularly the teams in Cayman and Luxembourg, is essential. Providing adequate documentation and backup of all operational processes, participating in on-the-job training for new hires, and staying abreast of regulatory changes to help oversee and implement them within the business are also part of your responsibilities. You will assist the manager or Director with ad-hoc client queries and aim to become proficient in various risk and regulatory reporting requirements, such as AIFMD, while enhancing your Excel skills and knowledge of the funds industry. Moreover, you will be involved in various projects and duties as assigned. To excel in this role, you must hold a minimum of a 3rd level Degree in Finance, Business, or a related field. A Master's Degree in Finance or a related professional qualification would be desirable. Ideally, you should have 4-5 years of experience in a risk, regulatory, fund accounting, or similar role within the financial services industry, preferably in the funds sector. Knowledge of regulatory filings like AIFMD, UCITS, CPO-PQR, Form PF, Solvency II is preferred but not mandatory. Previous management or supervisor experience is beneficial. Proficiency in risk measurements, financial instruments, Excel, and Bloomberg would be advantageous for this quantitative role.,

Whether you are at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you will have the opportunity to expand your skills and make a difference at one of the world's most global banks. We are fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You will also have the chance to give back and make a positive impact where we live and work through volunteerism. Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling, and more. We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses. We have a variety of programs that help employees balance their work and life. In this role, you are expected to: The Securities & Derivatives Senior Analyst is an intermediate level position within Execution Services. The overall objective of this role is to facilitate the Governance and Regulatory Reporting for Agency Lending, Fx, Open Collateral, and the clearance, settlement, and investigation of client securities and derivatives transactions. Responsibilities: - Governance of Third-Party relationships for both Internal Service Providers and External Vendors - Instill and Monitor Records Management standards in the Region - Support Continuity of Business Management in the Region - Provide Sanctions Oversight for the Region - Work with Global partners to develop Risk and Activity related Metrics - Support End User Computing governance - Provide Coordination for Internal and External Audits and provide SME support for Incident Management as applicable - Provide local Support to Global Management on matters of Governance and Regulatory Reporting for Execution Services As a successful candidate, you ideally have the following skills and exposure: - 5-8 years of relevant experience - Consistently demonstrate clear and concise written and verbal communication skills - Bachelor's Degree/University degree or equivalent experience This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required. Working at Citi is far more than just a job. A career with us means joining a family of more than 230,000 dedicated people from around the globe. At Citi, you will have the opportunity to grow your career, give back to your community, and make a real impact. Take the next step in your career, apply for this role at Citi today.,

As a Relationship Manager within the Institutional Banking Group, you will play a crucial role in providing corporate customers with a wide array of commercial banking products and services. Your responsibilities will include selling cash management services, current accounts, time deposits, trade finance, working capital finance, term loans, and foreign exchange solutions to both existing and new clients. Your main objective will be to support Relationship Management teams by assisting in various activities. This includes preparing and submitting Credit Memos to CCG, handling documentation formalities in collaboration with clients and CCU, aiding RMs in completing Legal & Valuation reports, following up on overdue accounts, and providing client servicing support by coordinating with internal units. Additionally, you will be responsible for identifying early warning signs within the portfolio, managing existing client portfolios, exploring cross-selling opportunities for transaction banking products, and helping the team detect any potential risks. Key responsibilities will encompass preparing accurate credit proposals, maintaining close relationships with the Business Unit to ensure IBG deliverables are met, conducting need-based meetings with customers to understand their business and risks, cross-selling additional products such as trade, cash, and foreign exchange, monitoring portfolios for irregularities, ensuring compliance with regulatory reporting, enforcing risk management guidelines, minimizing bad debts & NPAs, enhancing customer retention and increasing wallet share, monitoring complaints and service quality, and communicating key messages to customers effectively. In terms of qualifications, you are expected to have 5-8 years of experience in sales or sales support activities, with 2-3 years specifically in business banking and/or cash management. A proven track record in asset business within the SME/Business Banking segment is crucial, along with knowledge of competitors and the marketplace. An MBA or CA with relevant banking experience is preferred for this role. Core competencies required include excellent written and verbal communication skills, strong analytical abilities, self-motivation, results orientation, relationship building skills, understanding of competitor products, and comfort in handling tight deadlines. Technical competencies should include a sound understanding of asset products, associated technology platforms, operational procedures, regulatory guidelines, local laws, KYC requirements, anti-money laundering policies, financial markets, and competitor offerings. You will closely interact with Relationship Managers, Branch Managers, and various stakeholders to ensure consistent onboarding of high-quality customers and reliable service delivery. This role at DBS India emphasizes a culture of valuing all employees, fostering continuous professional development, flexible working, and opportunities for growth within an inclusive and diverse environment. The expected behaviors include demonstrating business performance, ensuring customer focus, building pride and passion, enhancing self-knowledge and skills, and maintaining the highest standards of honesty and integrity.,

As an experienced and detail-oriented Accounts Manager, you will have the opportunity to join a reputed company in Bahrain. Your primary responsibilities will include overseeing all financial operations, ensuring compliance with accounting standards, and leading a team of finance professionals. Your key responsibilities will involve preparing monthly, quarterly, and annual financial reports and statements, managing budgeting, forecasting, and cost control procedures, ensuring compliance with local tax laws, VAT, and regulatory reporting, supervising and guiding junior accounting staff, liaising with external auditors, banks, and other financial institutions, maintaining accurate financial records and documentation, monitoring cash flow, financial performance, and profitability, implementing internal controls and financial best practices, and supporting management with data-driven financial insights for decision-making. To excel in this role, you should hold a Bachelor's degree in Accounting, Finance, or a related field (Masters preferred), possess a professional qualification such as CPA, CA, ACCA (preferred), have a minimum of 5-10 years of experience in accounting with at least 2 years in a managerial role, demonstrate strong knowledge of accounting principles, taxation, and financial regulations in Bahrain, be proficient in accounting software (e.g., Tally, QuickBooks, SAP, or ERP systems), and exhibit excellent analytical, leadership, and communication skills. GCC experience is preferred, and Bahrain experience is considered a strong advantage. In return, you can expect a competitive salary of 600 BHD, accommodation & transportation provided or included in the package, and other benefits as per Bahrain Labour Law. The interview mode will be conducted through Zoom/Online, and immediate joiners are preferred for this urgent requirement. If you believe you have the necessary skills and experience to lead the accounting department effectively, we encourage you to apply now.,

Project description Our client is a leading commodity trading and logistics company. They are committed to building and maintaining world-class IT applications and infrastructure. The Trading IT group directly supports the trading business, and this business has started a far-reaching programme to enhance and improve its trading applications using an innovative architecture to support business growth across the full range of business lines and geographies, and to enable the sharing of systems across different businesses. This programme is aimed at delivering functional capabilities, enhancements, and technical infrastructure upgrades to enable continued business growth and enhanced profitability for the firm. Client is looking to replace existing reconciliation system Gresham with Exceptor which will be enterprise-wide recon platform across FO, MO and BO Responsibilities Perform due diligence of existing recon platform and identify the gaps which needs to be addressed by new recon platform. Capture detailed requirement in JIRA, along with success criteria, and are signed off. Work closely with implementation team during the implementation of new platform Create test pack and perform functional testing Work closely with users to identify and resolve UAT issues Collaborate with cross-functional teams to ensure that the most critical and high-impact tasks are addressed in each sprint cycle. Working Relationships with Project stakeholders and key users across various IT and business departments External/Internal application support vendors Testing and training teams Skills Must have Knowledge & Experience Overall 8+ years of experience out of which at least 5 years in derivatives and associated controls, reconciliation ,underlying regulatory reporting. Must have 7+ years of experience in Business Analyst role At least 4 years of experience in reconciliation Must have the extensive knowledge of otc derivatives Must have general Business Analyst skills, like capturing business requirements, creating functional specs, JIRA stories, preparing test scenarios Prior experience in reconciliation space Good understanding of derivatives trade lifecycle starting from trading till settlement. Good understanding of ETD and OTC derivatives instruments like future, forward, FX Forward, Interest Rates Derivatives IRS, Cap, Floor, FX Derivatives etc Awareness to different types of fees & commissions charged on derivatives trading, clearing and settlement. Good documentation skill so that he / she can prepare functional specification doc using data flow diagram Attributes Independent delivery and ownership-focused End-to-end process mindset Able to self-manage, collaborate, and regularly prioritize and manage activities across multiple workstreams Good communicator, engaging, and able to work with offshore teams across various time zones Excellent written and verbal communication skills Ability to make data-driven decisions & thrive in a fast-paced environment Nice to have Hands-on exp on tools like Gresham CTC, Intellimatch, Duco, SmartStream will be added advantage.

Project description Our client is a leading commodity trading and logistics company. They are committed to building and maintaining world-class IT applications and infrastructure. The Trading IT group directly supports the trading business, and this business has started a far-reaching programme to enhance and improve its trading applications using an innovative architecture to support business growth across the full range of business lines and geographies, and to enable the sharing of systems across different businesses. This programme is aimed at delivering functional capabilities, enhancements, and technical infrastructure upgrades to enable continued business growth and enhanced profitability for the firm. Client is looking to replace existing reconciliation system Gresham with Exceptor which will be enterprise-wide recon platform across FO, MO and BO Responsibilities Perform due diligence of existing recon platform and identify the gaps which needs to be addressed by new recon platform. Capture detailed requirement in JIRA, along with success criteria, and are signed off. Work closely with implementation team during the implementation of new platform Create test pack and perform functional testing Work closely with users to identify and resolve UAT issues Collaborate with cross-functional teams to ensure that the most critical and high-impact tasks are addressed in each sprint cycle. Working Relationships with Project stakeholders and key users across various IT and business departments External/Internal application support vendors Testing and training teams Skills Must have Knowledge & Experience Overall 8+ years of experience out of which at least 5 years in derivatives and associated controls, reconciliation ,underlying regulatory reporting. Must have 7+ years of experience in Business Analyst role At least 4 years of experience in reconciliation Must have the extensive knowledge of otc derivatives Must have general Business Analyst skills, like capturing business requirements, creating functional specs, JIRA stories, preparing test scenarios Prior experience in reconciliation space Good understanding of derivatives trade lifecycle starting from trading till settlement. Good understanding of ETD and OTC derivatives instruments like future, forward, FX Forward, Interest Rates Derivatives IRS, Cap, Floor, FX Derivatives etc Awareness to different types of fees & commissions charged on derivatives trading, clearing and settlement. Good documentation skill so that he / she can prepare functional specification doc using data flow diagram Attributes Independent delivery and ownership-focused End-to-end process mindset Able to self-manage, collaborate, and regularly prioritize and manage activities across multiple workstreams Good communicator, engaging, and able to work with offshore teams across various time zones Excellent written and verbal communication skills Ability to make data-driven decisions & thrive in a fast-paced environment Nice to have Hands-on exp on tools like Gresham CTC, Intellimatch, Duco, SmartStream will be added advantage.

CRO Associate ( AML/KYC Regulatory Associate ) ( Client Ragulatory Outreach ) We are looking for immediate joiners/ less notice period for a position focused on regulatory reporting within the financial services and capital markets domain. The role involves reporting processes, understanding regulatory changes, and drafting professional communications for end clients. Exp :- 4-9 years ( Consultant/Analyst level ) Location :- Bangalore ( Eco Space ) Joining: Immediate Industry: Financial Services / Capital Market SKILLS & EXPERIENCE WERE LOOKING FOR BASIC QUALIFICATIONS Bachelors degree with a minimum of 5 years of relevant experience Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills and the ability to effectively manage competing priorities under tight regulatory deadlines Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail to help influence decisions and outcomes grounded in data Strong communication skills with the ability to develop relationships and engage senior stakeholders across divisions to communicate clearly and concisely at a time of considerable change PREFERRED QUALIFICATIONS Previous experience in the Financial Services industry dealing with regulatory change and/or client engagement Previous experience and/or coursework in data-driven analysis and strategic thinking Face off to senior stakeholders across the firm and engage with external vendors as you develop and drive each regulation’s outreach strategy Leverage data analytics to gain insight into clients in order optimize our engagement strategies Contribute your ideas and propose new solutions while partnering with Technology to develop the infrastructure to effectively manage through future engagements Leverage your risk management mind-set to ensure that the processes implemented to engage with clients and solicit data are operationally robust

The company secretary ensures the organization complies with standard financial & legal practice and maintains high standards of corporate governance. They act as a point of communication between the board of directors and company shareholders, managing various administrative tasks in compliance with statutory requirements. Ensure that the company complies with statutory and regulatory requirements, as well as internal policies. Maintain the statutory books, including registers of members, directors, and secretaries. Organize and prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs). Take minutes and ensure follow-up on actions from meetings. Monitor changes in relevant legislation and regulatory environments. Liaise with external regulators and advisors, such as lawyers and auditors. Manage shareholder communication, including overseeing the payment of dividends and the maintenance of accurate records. Support the development of corporate policies and governance frameworks. Desired Profile / Criteria / Skills : Professional qualification as a Company Secretary (eg, ICSI qualification). Strong knowledge of company law and corporate governance regulations. Excellent written and verbal communication skills. Strong attention to detail and accuracy. Ability to manage and prioritize multiple tasks effectively. Proficiency in relevant software and legal tools. Key Skills : Company Secretary Statutory Regulatory Compliance Regulatory Reporting

You are looking for a Senior Engineer, Full Stack SME with expertise in GCP data to join an exciting global team at Deutsche Bank in Bangalore, India. As part of the Sustainability Technology Platform initiative, you will contribute to developing sustainability data products and applications to support the bank's goals in Sustainable Finance, ESG Risk Mitigation, and Corporate Sustainability. Your key responsibilities will include technical leadership in Fullstack development, API design, hybrid cloud adaptation, code reviews, and best practices. You will also provide strategic direction by partnering with business stakeholders to translate requirements into technical solutions, develop a technology roadmap aligning with business goals, and analyze migration feasibility to GCP. Mentorship and collaboration are essential aspects of this role, where you will guide junior developers, foster knowledge sharing within the team, and communicate complex technical concepts effectively. Problem-solving and innovation will be crucial as you troubleshoot technical issues, recommend process improvements, and explore innovative solutions using GCP services. To excel in this position, you should have over 10 years of full-stack software development experience, a proven track record in leading successful GCP projects, expertise in web and application development technologies, containerization technologies, and strong communication and problem-solving skills. Your ability to think strategically, mentor others, and your proficiency in technologies like ReactJS, Spring Cloud, Docker, Kubernetes, and SQL will be essential. Deutsche Bank offers a supportive environment with training, coaching, and flexible benefits to aid your career progression. The company values a culture of empowerment, responsibility, commercial thinking, initiative, and collaboration. If you have knowledge of Sustainable Finance, ESG Risk, or experience in infrastructure automation and DevOps principles on GCP, it will be considered a plus. Join us in striving for excellence together at Deutsche Bank.,

As a key member of the asset management team at Invesco, you will be responsible for handling the day-to-day activities related to reporting, reconciliations, and exception monitoring. Your role will involve analyzing reconciliation results, investigating trade and transaction reporting breaks, and ensuring the accuracy and completeness of reporting. You will also play a crucial part in developing and maintaining relationships with regional stakeholders and various business areas. To excel in this role, you should have a minimum of 2 years of experience in Regulatory Reporting, with knowledge of regulations such as MiFID, EMIR, ASIC, and SFTR. Additionally, technical knowledge of DTCC, regulation guidelines, and Kaizen will be preferred. A solid understanding of different security types and instruments used in the industry is essential for success in this position. Your educational background should include a Graduation or Post Graduation in Commerce or Business Administration. Strong communication skills, both verbal and written, along with the ability to work under pressure and meet strict deadlines, will be crucial for this role. Being a team player with strong accounting skills and the ability to multitask effectively will also be beneficial. Invesco offers a supportive workplace culture that values diversity and inclusion. As a full-time employee, you will have the flexibility to work in a hybrid model, combining office-based and remote work. The company provides a range of benefits including competitive compensation, flexible work arrangements, generous leave policies, insurance coverage, retirement planning, and various employee support programs. Join Invesco to be part of a team that acts with integrity, values diversity and inclusion, and fosters personal and professional growth. Explore development opportunities, mentorship programs, and a supportive community that encourages continuous learning and advancement. Apply now to be a part of our dynamic team at Invesco and make a meaningful impact in the world of asset management.,