1682 Regulatory Reporting Jobs - Page 4

Looking for a professional who is an expert in Trade Transaction and Reporting (TTRO) Process. The role required deep understanding of Investment banking operations, derivative products, combined with business analyst capabiltiies to design solutions, remediate root causes and strengthen controls. The candidate will be a project / client manager and act as a key liaison between operations, technology and complaince to ensure accurate, timely and regulatory complaint reporting. Key Skills: SME in regulatory reporting across all regulations example, EMIR, MiFIR, SFTR, CFTC, MAS, HKMA, ASIC etc. Can handle all kind of exceptions arising out of data, process, system issues. Business Analyst mind...

An experienced consulting professional who has an understanding of solutions, industry best practices, multiple business processes or technology designs within a product/technology family. Operates independently to provide quality work products to an engagement. Performs varied and complex duties and tasks that need independent judgment, in order to implement Oracle products and technology to meet customer needs. Applies Oracle methodology, company procedures, and leading practices. Responsibilities Operates independently to provide quality work products to an engagement. Performs varied and complex duties and tasks that need independent judgment, in order to implement Oracle products and te...

10-12 Year Work ex. and already playing a BA role. Strong with Capital market (Trading ) and Trade Regulatory reporting and having a logical aptitude. Efficient with Requirement gathering and documentation. Open for Hybrid working mode (3 Day WFO) Stakeholder management and team player attitude and proactive. Strong comm & presentation skills. Mandatory Competencies BA - Business Analyst - Requirement Gathering BA - Business Knowledge BA - Client Interaction Soft Skills / Leadership skills - Soft Skills / Leadership skills - Stakeholder Management BA - Communication - Verbal, Written FS Domain - Capital Markets & Investment Banking - Trade Reconciliation Platforms

Oversee financial strategy, investor relations, and revenue growth for a fast-growing digital health startup Manage fundraising, financial modeling, and regulatory compliance Must have startup experience and a deep understanding of financial analytics Key Responsibilities: Develop and execute the companys financial strategy to support business growth and operational excellence. Oversee budgeting, forecasting, and financial planning processes. Lead fundraising initiatives including investor presentations, term sheet negotiations, and due diligence. Manage investor relations and maintain transparent communication with stakeholders. Ensure compliance with all financial, tax, and regulatory repo...

Regulatory Compliance Monitoring Assist in monitoring compliance with SEBI Mutual Fund Regulations, ensuring timely reporting by the Mutual Fund and AMC, including exception handling and escalation to SEBI, the Board of AMC, and Trustees. Reporting to Regulators and Stakeholders Ensure timely submission of periodical reports to SEBI, AMFI, Board of Trustees, and the AMC. Investor Grievance Redressal Address and resolve investor grievances promptly in coordination with relevant departments. Investor Communications Draft and prepare investor-facing materials including advertisements, factsheets, posters, and assist in front office transactions such as ISTs and FDs. Compliance Documentation and...

As a Senior Specialist-Business Continuity Management, your role involves developing and maintaining the bank's business continuity program. You will be responsible for coordinating, communicating, managing, and controlling activities during a crisis, ensuring the recovery of critical business functions. Additionally, you will collaborate with business units and support functions to identify business criticality, establish plans, test them, and help manage and minimize continuity risks. Key Responsibilities: - Conduct Business Impact Analysis (BIA) for the bank - Drive the development and review of BC plans and related documentation - Communicate the BCM plans effectively - Coordinate the BC...

Role Overview: At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Key Responsibilities: - Define new procedures and controls to enhance the overall operational risk process - Drive high-quality work products within expected timeframes and budget - Ability to execute detailed procedures based on knowledge of fund controllership, investment books and records, and/or financial reporting process...

As a Senior Consultant (Regulatory Reporting) at EY, you will oversee all financial reporting for US regulators in the banking domain. Your responsibilities will include preparing and reviewing various schedules, supporting reporting activities, conducting financial analysis, and assisting management with US statutory reports and working notes. You will need to have in-depth knowledge of reporting requirements for FR Y-14 Q/M, FR Y-9C, FFIEC031, and FR 2052a, along with a general understanding of regulatory reporting principles and regulator focus areas. Key Responsibilities: - Foundational accounting and finance knowledge, experience with financial products, and understanding of the transac...

Job Description Who we are looking for We are looking for a Regulatory Reporting Auditor, Officer to join our Finance Audit Team. The Regulatory Reporting area is comprised of global teams responsible for the governance and preparation of reports on weekly, monthly, quarterly and annual basis with highest level of accuracy as per the external deadlines. In this role, you will operate as part of dynamic and cross functional teams responsible for the execution of individual audit engagements. Working under the direction of the audit project lead, you will carry out a variety of responsibilities, which include: interfacing with business partners, executing control design assessments and operati...

As an IT Business Intermediate Analyst in Wholesale Banking at Citigroup, your role involves acting as a liaison between business users and technologists to facilitate the exchange of information in a clear and concise manner. Your primary objective is to contribute to the continuous exploration of business performance and drive business planning. **Responsibilities:** - Formulate and define systems scope and project objectives through research activities, providing guidance to new or lower-level analysts - Analyze business client needs, document requirements, new technology, and derive test cases - Define and analyze enhancements, assist in redesigning business processes, and process automa...

As a Senior at EY, you will have the opportunity to leverage your 4-8 years of experience in the Asset management sector, focusing on providing hands-on advisory services in Fund Accounting, Investment Accounting, Financial Reporting, Regulatory and Statutory reporting, and more. Your previous consulting experience in Wealth and Asset Management or a transformation role within the industry will be valuable, with key qualifications and skills including: - Advanced proficiency in Fund accounting and financial reporting, Investment accounting, financial statement close process, regulatory and statutory reporting, management and financial reporting, consolidation reporting, advanced data readine...

Role Overview: Join our Regulatory Operations CoE, serving private clients worldwide with offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management. Key Responsibilities: - Drive the design, delivery, and implementation of strong and sustainable control frameworks and operating models in t...

support the implementation &enhancement of regulatory reporting platforms & ensure compliance with BCBS 239. leading technical solutioning,data integration& collaborating across IT, Risk, & Compliance teams to deliver high-quality reporting systems. Required Candidate profile Regulatory Reporting Support,Lead the technical design & maintenance of regulatory reporting frameworks.accurate delivery of reports to meet regulatory requirements BCBS 239,Basel III, Project Implem

Oracle PL/SQL Developer with 4to 8 years of exp. in the Capital Markets, Finance, or Regulatory Reporting domains. The ideal candidate will possess strong expertise in Oracle PL/SQL, with hands-on experience in both on-premise and cloud environments. Required Candidate profile Design, develop, and optimize complex Oracle PL/SQL stored procedures, functions, packages, triggers, views to support business requirements.Performance Tuning,Data Modeling & Design,Data Integration,

Strategy, Risk and Transaction Counterparty Credit Risk What impact will you make? Every day, your work will make an impact that matters, while you thrive in a dynamic culture of inclusion, collaboration and high performance. As the undisputed leader in professional services, Deloitte is where you'll find unrivaled opportunities to succeed and realize your full potential Deloitte is where you'll find unrivaled opportunities to succeed and realize your full potential. The Team Deloitte SRT helps entities mitigate risk while discovering new opportunities to create value. Our end-to-end risk services span all domains, from managing strategic risks in the C-Suite to improving board oversight, an...

Exp. in leading & managing technical teams within the Finance & Regulatory Reporting domains.strong technical background in C#, .NET, and Oracle PL/SQL, coupled with a proven track record of managing scalable development, QA, and DevOps teams. Required Candidate profile technical strategy, project execution,finance transformation & regulatory reporting initiatives.Oracle PL/SQLstored procedures,functions,packages,& performance tuning. SDLC & Agile methodologies,

Team Lead: Pairing, Matching & Assurance (Regulatory Trade Reporting) We are seeking an experienced Subject Matter Expert (SME) to lead a critical engagement. The role requires deep expertise in regulatory trade reporting processes—specifically pairing, matching, and assurance (PMA). The SME will be responsible for conducting an “as-is” process review, identifying gaps, and delivering a comprehensive business review document with solutions, remediation strategies, and implementation plans that align with industry best practices and regulatory expectations. Key Responsibilities Lead the end-to-end assessment of trade reporting processes (pairing, matching, assurance) for multiple regulatory r...

Looking for a professional who is an expert in Trade Transaction and Reporting (TTRO) Process. The role required deep understanding of Investment banking operations, derivative products, combined with business analyst capabiltiies to design solutions, remediate root causes and strengthen controls. The candidate will be a project / client manager and act as a key liaison between operations, technology and complaince to ensure accurate, timely and regulatory complaint reporting. Key Skills: SME in regulatory reporting across all regulations example, EMIR, MiFIR, SFTR, CFTC, MAS, HKMA, ASIC etc. Can handle all kind of exceptions arising out of data, process, system issues. Business Analyst mind...

Roles and Responsibility Collaborate with clients to understand their business requirements and develop solutions using Oracle Fusion Apps - HCM. Design, implement, and test Oracle Fusion Apps - HCM solutions to meet client needs. Provide training and support to end-users on Oracle Fusion Apps - HCM functionality. Troubleshoot and resolve technical issues related to Oracle Fusion Apps - HCM. Work closely with cross-functional teams to ensure successful project delivery. Develop and maintain documentation of Oracle Fusion Apps - HCM implementations. Job Requirements Strong knowledge of Oracle Fusion Apps - HCM modules and functionalities. Experience working with cliaents to understand their b...

To identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the banks activities and operations comply with all applicable laws, regulations, and internal control policies. Accountabilities Identification and assessment of prudential regulatory reporting risks arising from the banks activities, products, and services. Development and implementation of strategies to mitigate prudential regulatory reporting risks, ensuring compliance with all applicable laws, regulations, and internal control policies, and conduct regular compliance reviews and audits to identify and addr...

Join our Regulatory Operations CoE, serving private clients worldwide with offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management. As the Vice President in the Regulatory Controls team within the Regulatory Operations CoE, you will have the opportunity to promote the design, delivery, a...

As an Regulatory Assurance - Vice President you will identify, assess and mitigate prudential regulatory reporting risks, provide oversight on regulatory reporting, and maintenance of open communication with regulators to ensure that the banks activities and operations comply with all applicable laws, regulations, and internal control policies. To be successful in this role, you should have: Deep domain experience in large financial institutions on specific risks covered in EBA / PRA Regulatory reporting requirements - Capital Requirements Directive (CRD) and Capital Requirements Regulation (CRR). Alternatively, experience in large financial institutions delivering Assurance in Regulatory re...

Are you passionate about driving change across diverse functions and businesses within the Asset Management divisionDo you seek a role that offers comprehensive insights into the workings of Asset ManagementAre you determined to see projects through to successful completion We re looking for someone to: act as a Project / Initiative Manager for various programs and initiatives in UBS Asset Management help business stakeholders understand the impact of business and regulatory-driven initiatives on their business and processes contribute to planning and managing program design, analysis and implementation (e.g., scoping, business model, business processes risk, project co-ordination) manage de...

This Unit performs a 360 degrees role in designing solutions which are customer friendly, operationally efficient, risk conscious, cost effective and regulatory compliant About the Role BSG Bharat Banking function leaders play a crucial role in automation and implementation of critical applications in the areas of GCM and Regulatory Reporting This role requires good understanding of the applications related to these areas and the associated processes It will involve extensive discussions and coordination with the relevant stakeholders To take complete ownership of the Business Requirements/Solutions for any new Business initiative or customizations in the existing solutions (primarily Oracle...

About The Role Dealer GIFT City Branch Department BMU Location Gandhinagar Number of Positions 01 Reporting Relationships VP GIFT City Position Grade M5 / M6 Kotak Mahindra Bank Gift City Branch is the International Financial Services Center Banking Unit [IBU] set up in Gujarat International Finance Tec - (GIFT) City. It deals with non-individual entities across the globe for their funding (Non INR) requirements; extending ECBs to Indian corporates, Trade and other transaction banking products. The Treasury function at KMB GIFT City is responsible for balancing and managing the daily cash flow and liquidity of funds for the Kotak GIFT City , and ensures that all parts of the associated areas...