3745 Regulatory Reporting Jobs - Page 2

Senior Manager - Regulatory Reporting/BFSI - 9+ Years - Gurugram Senior finance leadership role responsible for group reporting, regulatory compliances, audits, internal controls, and system enhancements within a regulated insurance environment. The role demands strong expertise in Ind AS, IRDAI, SEBI compliances, and stakeholder coordination. Location - Gurugram Your Future Employer - A leading organization in the life insurance domain with a strong regulatory framework and focus on governance, compliance, and financial excellence. Responsibilities - Managing group reporting and consolidation of financials in compliance with Ind AS, including coordination with the holding company for data a...

Risk Market Data Analyst responsible for ensuring accurate and timely market data feeds for risk models, regulatory reporting, and capital calculations Supports risk management by applying correct market data methodologies and monitoring controls Works closely with internal teams and external data vendors to maintain high-quality risk data Key Responsibilities Ensure accurate and timely market data feed to risk models in line with regulatory guidelines Assist in preparation of internal and regulatory reports on a weekly, monthly, and quarterly basis Produce impact analysis reports following changes to market data Support requirements gathering for market data systems used in market and count...

Role Overview: It is crucial for you to understand how profitable each business activity is and Finance has a responsibility to understand precisely the resource commitment the bank makes to any given client or transaction e.g. cost, capital, funding, liquidity, and risk. Finance is playing a central role in keeping the bank focused on simplification and financial resource management. Liquidity Data Measurement and Reporting (LDMR) Analysis and Design is an integral part of the bank's liquidity reporting framework responsible for regulatory interpretation of liquidity legislation and requirements, analysis, and control. As a Liquidity Data Measurement Analyst, you ensure accurate and timely ...

As a Vice President - Financial Accounting, Ledger Strategy at HSBC, you will play a crucial role in shaping the target state by contributing your detailed existing finance knowledge. Your responsibilities will include supporting test execution, developing communication materials, analyzing current state operating models, and assessing progress to ensure new operating models are fully embedded and benefits are realized. You will define and monitor performance measures for the success of change management activities and be accountable for defining the PE close, reporting process, and ensuring high-quality delivery. Key Responsibilities: - Contribute detailed existing finance knowledge to shap...

Job Description Stock Broking Operations, Back Office, Dp, Kyc & Vendor Management * Ensuring seamless day-to-day broking operations across back office, DP, KYC, surveillance, and CTCL management, supporting uninterrupted trading and strong client experience. * Managing and optimising back-office and DP operations to handle higher trading volumes, timely settlements, accurate reconciliations, and regulatory reporting. * Overseeing KYC and onboarding functions to reduce turnaround time, enable faster client acquisition, and ensure continuous compliance with SEBI, AML, and PMLA requirements. * Proactively monitoring and resolving surveillance alerts in coordination with Compliance and Risk tea...

Business Function Finance aims to deliver world-class standards in reporting, financial planning and finance processes. We provide insights and analyses that help the bank make sound business decisions whether in the areas of product development or customer profitability. We also provide capital management, business planning, forecasting, and tax and accounting advisory services. Job Purpose To drive Strategic initiatives with Business, Business analytics, Budgeting and Controls for Institutional Banking Group, Global Transaction Services and Global Financial Markets. Key Accountabilities Support all initiatives of DBS bank for Institutional Banking Group (Corporate & SME Banking) with speci...

As the Regulatory Reporting Group Manager within Services Operations specializing in Issuer and Investor Services, you will be accountable for the management of complex/critical/large professional disciplinary areas. You will lead and direct a team of professionals, requiring a comprehensive understanding of multiple areas within a function and how they interact to achieve objectives. Your role will involve applying an in-depth understanding of the business impact of technical contributions and maintaining strong commercial awareness. You will be responsible for delivering a full range of services to one or more businesses/geographic regions. Excellent communication skills are essential for ...

As a KYC Operations Analyst 1 at Citi, you will participate in Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting activities. Your primary responsibility will involve assisting in the development and management of a dedicated internal KYC (Know Your Client) program. Your key responsibilities will include: - Partnering with Relationship Management and Compliance teams to assist in the preparation, development, due diligence, and approval of the electronic Know Your Client (KYC) record and supporting appendices. - Creating and maintaining KYC records by gathering information from internal and external sources such as the firm website and regulatory websites...

Role Overview: As the CFO (Chief Financial Officer) at the company in Pune, Maharashtra, you will be a key member of the executive management team, reporting directly to the CEO. Your primary role will involve planning, implementing, managing, and controlling all financial activities to align with strategic planning, risk management, and compliance initiatives. You will oversee various functions including finance, investor relations, treasury, commercial, and legal matters, while also driving initiatives for inorganic growth. Key Responsibilities: - Develop and execute the company's financial strategy in alignment with business objectives. - Provide strategic recommendations to the CEO and e...

preparation , submission & maintenance of regulatory filings ®istration of (API), comply with global standards & regulation, Prepare dossier for API registration in market ,Interaction with depts &gather data for regulatory submissions , respond Required Candidate profile have exposure in submissions , preparation of dossiers , track & respond to regulatory queries ,compliance of documentations , maintenance of regulatory filing , maintain regulatory standards ,

The Role:The Technology Solutions Practice Lead drives a disciplined program of cybersecurity services and offers development.The Lead understands the constantly changing cyber marketplace, identifies solution opportunities, and leads to the development of compelling offerings from business cases through to operations and market readiness.In this highly collaborative role, you will bring together diverse functions such as architecture and engineering, security operations, finance, vendor management, and marketing, to establish a differentiated market position and accelerate time to revenue.Your deep cybersecurity and technical experience are balanced by a strong business acumen enabling effe...

About this role: Wells Fargo is seeking a Business execution consultant In this role, you will: Participate in a variety of assigned and ongoing business operations to ensure success in meeting business goals and objectives Identify opportunities for process improvement by conducting root cause testing of all compliance and business metrics Determine areas of strength or Business Execution opportunity within defined scope of work Review and research strategies and action plans to establish effective processes while meeting performance metrics and policy expectations Utilize independent judgment to guide moderate risk deliverables Present recommendations to develop, implement, and monitor str...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

Reinsurance Administration process is part of finance team,which takes care the reinsurance administrative activities including - Reinsurance premium and claims computation. Products/treaty set-up in ReNova. Analysis and impact assessment on re-insurance process ofnew product launch Coordination with reinsurer for account settlement. Internal/regulatory reporting. Technical accounting. Automation and process improvement What are we looking for A dynamic and energetic Subject Matter Expert (SME) tosupport reinsurance team in managing overall reinsurance activities with a highlevel of integrity, faster execution, respect for timeline and efficientinteraction with internal and external stakehol...

What you ll do- The role of the(Axiom Developer will have a strong focus placed on: translation of business requirements into system design, undertaking impact assessment and change analysis across the landscape and integrations, completing Axiom functional configuration with traceability to met requirements undertaking and supporting testing activities through the development and delivery lifecycle supporting technical and business implementation activities to ensure changes are delivered to high quality As well as the required technical skills we are looking for someone who is solutions driven and thrives in working in a team to achieve overall service and project delivery goals The role h...

About The Role Key Responsibilities Develop and configure OFSAA ECM modules to meet business and regulatory requirements. Collaborate with stakeholders to gather and analyze functional requirements. Customize workflows, alerts, and case management rules within OFSAA ECM. Perform unit testing, integration testing, and support UAT. Troubleshoot and resolve issues in existing OFSAA ECM implementations. Required Qualifications 5??10 years of experience in OFSAA implementation, with strong focus on ECM. Proficiency in PL/SQL, Oracle DB, and Unix scripting. Experience in regulatory reporting and compliance systems. Strong understanding of banking domain and financial crime compliance. Preferred Sk...

Role & Responsibilities: Group reporting - Fit for consolidation financials for group reporting (IND AS complied). Coordinating with Holding Company team for queries, data requirement etc. Regulatory Reporting (IGAAP and Ind AS): Managing regulatory reporting to IRDAI ex. BAP submission, public disclosures, Life Council reporting, new business certificate, BAP operational, any other adhoc requirement from IRDAI etc. Managing Statutory audit Handling quarterly Statutory audit by joint statutory auditors (One auditor is Big 4 CA firm) Internal control framework (ICF) Ensuring ICF framework update all the time with respect to process and system changes. SEBI Compliances – Company having listed ...

CA Fresher - Underwriting - Life Insurance : - Audits handling IRDA, Statutory and Internal Audits, Financial Underwriting of High value cases. - Risk Management - identifying and executing various audit assignments for reducing risk at operational level - Handle IRDA reporting, MIS and ad-hoc reporting - Involved in Underwriting Automation projects and implement the latest developments in AI and Big Data - Meeting prospective vendors, evaluating them and putting forth business proposals to higher management. Education And Skills : Qualification Qualified CA Skills / experience required : - Underwriting experience or audit experience of Insurance company preferred - Experience in handling au...

Job Purpose To draft, review, negotiate and provide all required support for agreements, documentation and queries raised from time to time by business and other stakeholders across various verticals and to ensure legal and regulatory compliance in the documentation/agreements and framework of the verticals. Accountabilities: 1. Draft, review, and negotiate various transactional and commercial agreements and other legal documents for the fintech and its NBFC arm such as lending service provider agreements, facility agreements, corporate/ personal guarantees, cash margin agreements, agreements with lenders, business correspondent agreements, co-lending agreements, escrow agreements, anchor/ a...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

Job Track Description: Performs tasks based on established procedures. Uses data organizing and coordination skills to perform business support or technical work. Requires vocational training, certifications, licensures, or equivalent experience. General Profile Expands skills within an analytical or operational process. Maintains appropriate licenses, training, and certifications. Applies experience and skills to complete assigned work. Works within established procedures and practices. Works with a moderate degree of supervision. Functional Knowledge Developed skillsets in a range of processes, procedures, and systems. Business Expertise Understanding of how teams integrate and work best t...

Risk Consulting MENA FS Risk Operational Risk Management - Senior Consultant Description EY GDS Risk Consulting is a unique, industry-focused business unit that provides a broad range of integrated services that leverage deep industry experience with strong functional capability and product knowledge. MENA risk consulting practice provides integrated consulting services to financial institutions and other capital markets participants, including commercial banks, investment banks. About the Role As a Senior Consultant in our Financial Services Risk team, you will be responsible for assisting clients with issues of risk management (i.e., including Board and management oversight, risk culture, ...

Business Consulting - Vendor Solutions JD PositionStaff Responsibilities: Work as an individual contributor on multiple clients as a part of regulatory reporting implementation team. Work on the technical aspect of the project, perform coding, Unit Testing, SIT, UAT Etc. Working with Business and Technology stakeholders, supporting Production implementation. Support the production rollout and help support team. Develop reports based on specifications. Debug/modify the source code based on specifications. Provide support in production issues. Ensure SDLC process compliance Requirements: 1 to 3 years of overall experience in Finance industry with minimum 1 year of Development experience in Axi...

Business Consulting Axiom Developer JD PositionSenior Responsibilities: Work as Senior on multiple clients as a part of regulatory reporting implementation team. Work on the technical aspect of the project, perform coding, Unit Testing, SIT, UAT Etc. Working with Business and Technology stakeholders, supporting Production implementation. Support the production rollout and help support team. Develop reports based on specifications. Debug/modify the source code based on specifications. Provide support in production issues. Ensure SDLC process compliance. Should be able to Lead the team and guide other team members. Requirements: 4 to 7 years of overall experience in Finance industry with minim...