1682 Regulatory Reporting Jobs - Page 5

About The Role We are looking for Team Member- Financial Inclusion Location Mumbai Grade M2/M3 Experience- 4-6 years About The Role : He/ She will be responsible for: Manage end to end Aadhaar Seva Kendra"™s (ASK) or Aadhaar Enrolment Centres or Aadhaar on Wheels( AOW) through Branch channel and Vendors. Ensuring profitability of ASK/AOW by driving cross sell and enrolment transactions Liaise with various teams / stake holders to improvise process and technological solutions Conducting Vendor audit, ensuring proper governance, periodic vendor reviews and ensuring compliance. Proper maintenance of documents and records. Conducting VendorAgreement reviews and closures Responsible for managing ...

About The Role Dealer GIFT City Branch Department BMU Location Gandhinagar Number of Positions 01 Reporting Relationships VP GIFT City Position Grade M5 / M6 Kotak Mahindra Bank Gift City Branch is the International Financial Services Center Banking Unit [IBU] set up in Gujarat International Finance Tec - (GIFT) City. It deals with non-individual entities across the globe for their funding (Non INR) requirements; extending ECBs to Indian corporates, Trade and other transaction banking products. The Treasury function at KMB GIFT City is responsible for balancing and managing the daily cash flow and liquidity of funds for the Kotak GIFT City , and ensures that all parts of the associated areas...

Job Purpose The data analyst plays a crucial role in ensuring that organizations adhere to regulatory standards and internal policies. In their work, they may examine practices and policies within the business, identify areas where they are out of compliance, and offer suggestions for how to make necessary modifications. Duties and Responsibilities Preparation of weekly/ monthly / quarterly / half yearly /annual RBI returns Preparation of data required for Regulatory inspection requirement and adhoc data requirements from RBI Handling statutory, internal and regulatory audits w.r.t RBI reporting End to end handling of RBI Reporting related automation projects Analysis of various system chang...

Job Purpose This position is open with Bajaj Finance Ltd. Duties and Responsibilities Analysis and review of system data points pertaining to lending portfolio, exception reports and identification of gaps and assistance in finalization of remedial measures for closure of the same in co-ordination of various stakeholders Review of specific business function process w.r.t regulatory compliance requirements Assist in preparation and implementation of policies as per RBI Regulations Publishing of periodic MIS to management w.r.t key compliance requirements and their status of compliance for specific business and functions Analysis of new directions issued by Regulator and its impact assessment ...

1. Coordinate with Sales team and Plant from Order punching to despatch details 2. Regular Follow up for the Payments from clients 3. Support sales team for Quotes, Ledgers, PI, Debtor reports, monthly and weekly sales reports

Purpose of the Job This is a Subject Matter expertise profile which requires a detail-oriented and experienced Regulatory Reporting professional to join our team. The ideal candidate will have a strong background in banking, possess relevant regulatory knowledge Candidate will be responsible for preparing, reviewing, and submitting timely and accurate regulatory reports regulators. 1. Conduct comprehensive product audits and compliance checks to ensure adherence to regulatory standards. 2. Monitor and implement daily regulatory compliance requirements. 3. Develop and maintain robust internal control frameworks for banking products. 4. Implement and track regulatory circulars, with a specific...

- Provide support in regulatory reporting and documentation. - Assist in developing and delivering compliance training programs for employees. - Collaborate with different departments to ensure compliance with anti-money laundering (AML), Know Your client.

You will be joining the PhonePe team as a Risk Investigator - AML & Sanctions, where you will play a crucial role in safeguarding the platform from potential ML / TF risks by implementing controls and taking timely actions. Your responsibilities will include: - Identifying and researching patterns, trends, and anomalies in complex transactional & customer data to detect, prevent, mitigate & report suspicious activity related to ML / TF - Monitoring and regulating high-risk activities for various PhonePe business verticals - Documenting Ground of Suspicion (GOS) for suspicious users / transactions and filing STR / SAR to the Financial Intelligence Unit - India (FIU-IND) as per RBI guidelines ...

4-6 Year Work ex. and already playing a BA role. Mandatory Capital market (Trading) experience. Trade Regulatory reporting is good to have. Have Requirement gathering and documentation experience. Open for Hybrid working mode (3 Day WFO) Stakeholder management and team player attitude and proactive. Mandatory Competencies BA - Business Knowledge BA - Client Interaction BA - Communication - Verbal, Written BA - Business Analyst - Requirement Gathering Soft Skills / Leadership skills - Soft Skills / Leadership skills - Stakeholder Management FS Domain - Capital Markets & Investment Banking - Regulatory Reporting

Job Purpose This position is open with Bajaj Finance ltd. Risk Management is core to Bajaj Finance. Most of the decisions in Risk Management are data driven and ECL framework involves implementation of regulatory guidelines. Credit Loss calculation is an integral part of the Risk- Expected Credit loss framework. The team looks at multi-variate dimensions from a risk perspective for calculating the expected credit loss, scenario analysis, forecasting etc. The Risk -ECL team assesses parameters like PD (probability of default), EAD and LGD which are critical from a regulatory perspective and forms important aspect of regulatory reporting purpose. Expected credit loss being an important part of...

Job Purpose Risk Management is core to Bajaj Finance. Most of the decisions in Risk Management are data driven and analytical. Statistical models are required to look at multi-variate dimensions from a risk perspective including calculating the expected credit loss, scenario analysis, forecasting, Stress Testing etc. Statistical models are built and scorecards are prepared which assesses parameters like PD (probability of default), EAD and LGD which are critical from a regulatory perspective and forms important aspect of regulatory reporting purpose.This role gives an opportunity of going beyond the above and gives deeper insights on the Regulatory norms on Credit Risk. The role allows candi...

Job Purpose Risk Management is core to Bajaj Finance. Most of the decisions in Risk Management are data driven and analytical. Statistical models are required to look at multi-variate dimensions from a risk perspective including calculating the expected credit loss, scenario analysis, forecasting, Stress Testing etc. Statistical models are built and scorecards are prepared which assesses parameters like PD (probability of default), EAD and LGD which are critical from a regulatory perspective and forms important aspect of regulatory reporting purpose.This role gives an opportunity of going beyond the above and gives deeper insights on the Regulatory norms on Credit Risk. The role allows candi...

Job Purpose The prospective candidate shall handle work related to: RBI Inspections (Department of Supervision, DPSS, CSITE and Regulatory studies) Liaising with RBI, Internal and Group level stakeholders. Update KYC policy and handling of KYC/ AML references Assist in Internal Risk Assessment, Annual Review of Compliance, Inter-Regulatory Forum Prepare Notes to the Board/ ACB/ RMC Submission of Ad-hoc Regulatory Reportings Participation in Company/ Group level projects. Duties and Responsibilities Work closely with internal teams to ensure the relevant legal and regulatory requirements are well understood and are reflected in the relevant documentation and internal procedures and processes....

Job Purpose This position is open with Bajaj Finance ltd. Risk Management is core to Bajaj Finance. Most of the decisions in Risk Management are data driven and ECL framework involves implementation of regulatory guidelines. Credit Loss calculation is an integral part of the Risk- Expected Credit loss framework. The team looks at multi-variate dimensions from a risk perspective for calculating the expected credit loss, scenario analysis, forecasting etc. The Risk -ECL team assesses parameters like PD (probability of default), EAD and LGD which are critical from a regulatory perspective and forms important aspect of regulatory reporting purpose. Expected credit loss being an important part of...

Job Purpose The data analyst plays a crucial role in ensuring that organizations adhere to regulatory standards and internal policies. In their work, they may examine practices and policies within the business, identify areas where they are out of compliance, and offer suggestions for how to make necessary modifications. Duties and Responsibilities Finalization of data elements and scenarios for data analysis and review Alignment and Co-ordination with cross functional team to ensure end to end implementation of data analytics tool. Monitoring and review of various data elements financial and non financial on a periodic basis Ensure end to end support to regulatory reporting team & central c...

Job Purpose Risk Management is core to Bajaj Finance. Most of the decisions in Risk Management are data driven and analytical. Statistical models are required to look at multi-variate dimensions from a risk perspective including calculating the expected credit loss, scenario analysis, forecasting, Stress Testing etc. Statistical models are built and scorecards are prepared which assesses parameters like PD (probability of default), EAD and LGD which are critical from a regulatory perspective and forms important aspect of regulatory reporting purpose.This role gives an opportunity of going beyond the above and gives deeper insights on the Regulatory norms on Credit Risk. The role allows candi...

Essential Responsibilities: Responsible for Reinsurance Financial Reporting activities, which will include preparation of Financial Statements, Regulatory Reporting (for CBI, DFSA), Statutory Reporting, Solvency II reporting, and Management Reporting activities for Reinsurance business. Analysis and reporting for all line items related to Income Statement and Balance Sheet. Detailed analysis of numbers, analyzing trends and reporting the same to management. Working with Auditors and resolving the audit queries. Assist in quarterly close & reporting process & adhere to time schedules. Support management team on a regular basis for any ad-hoc request. Maintain effective communication with onsh...

- Provide support in regulatory reporting and documentation. - Assist in developing and delivering compliance training programs for employees. - Collaborate with different departments to ensure compliance with anti-money laundering (AML), Know Your Customer (KYC), and other regulatory requirements. - Maintain accurate records and documentation related to compliance activities. - Stay updated with industry trends and best practices in compliance. Requirements: - Qualified Company Secretary with a valid membership. - Minimum of 2 years of experience in compliance, legal, or regulatory roles in the financial services industry, preferably in an investment bank. - Strong understanding of relevant...

Job Summary: The Business Analyst will play a key role in supporting finance and management information (MI) systems for an insurance company. The individual will bridge the gap between business operations, finance, and IT, ensuring the successful implementation and optimization of finance-related systems and management reporting tools. The role involves gathering business requirements, facilitating communication between stakeholders, and analyzing data to improve decision-making processes within the insurance domain. Key Responsibilities: Requirements Gathering: Collaborate with stakeholders (finance teams, insurance operations, and IT) to gather, document, and translate business requiremen...

Job Summary: The Business Analyst will play a key role in supporting finance and management information (MI) systems for an insurance company. The individual will bridge the gap between business operations, finance, and IT, ensuring the successful implementation and optimization of finance-related systems and management reporting tools. The role involves gathering business requirements, facilitating communication between stakeholders, and analyzing data to improve decision-making processes within the insurance domain. Key Responsibilities: Requirements Gathering: Collaborate with stakeholders (finance teams, insurance operations, and IT) to gather, document, and translate business requiremen...

Role Overview: You will be responsible for overseeing the sustainability reporting process for health and safety at SKF. Your role will involve understanding regulatory reporting frameworks, developing reporting processes, and driving continuous improvement in health and safety reporting. As a Process Delivery Manager, you will play a key role in ensuring the accuracy and timely collection of health and safety data from global sites, consolidating and analyzing performance metrics, and collaborating with cross-functional teams to meet reporting quality standards. Key Responsibilities: - Follow the sustainability reporting process for health and safety report - Understand regulatory reporting...

Role Overview: You will be working as a General & Op. Accounting Senior Analyst in the Finance and Accounting function based in Gurgaon, APAC region. Your main responsibilities will include maintaining Fixed Assets registers, creating and maintaining client & vendor master, conducting fixed assets verifications and reporting, running month-end depreciation, capitalizing assets, processing journal entries and accruals in SAP & BPC, clearing GL accounts and open items, supporting financial forecasting processes, conducting general ledger and consolidated financial reporting reconciliation, preparing regulatory and statutory reporting schedules, and handling GERP support with countries. Key Res...

You will be joining Northern Trust's Cash & Corporate Technology Team in Pune, India. In this role, you will be responsible for providing support and development for critical applications within Northern Trust dealing with data. Your main responsibilities will include: - Providing support to the business and other IT teams to ensure stability of production systems. - Ensuring priority incidents are addressed in a timely manner to avoid major incidents. - Resolving incidents/failures within SLAs, performing root cause analysis, and providing solutions/workarounds. - Debugging issues, incidents, and providing solutions through hands-on development. - Ensuring seamless running of batch processe...

As a Liquidity Requirements and Testing Sr. Analyst at our company, your role is crucial in ensuring compliance with liquidity metrics such as FR2052a, LCR, NSFR, and other liquidity submissions. Your responsibilities will include: - Demonstrating knowledge and executing testing procedures following strict standards, especially for complex products/reports assigned to you. - Actively participating in working groups, presenting items under testing, and clearly articulating expected impact and testing approach. - Identifying, communicating, and escalating risks to testing to maintain timeliness and quality. - Enforcing and documenting exception processes when triggered, and closely following d...

As a Regulatory Assurance - AVP at Barclays, you will be spearheading the evolution of the digital landscape, driving innovation and excellence by harnessing cutting-edge technology to enhance digital offerings and ensure unparalleled customer experiences. Key Responsibilities: - Identify and assess prudential regulatory reporting risks arising from the bank's activities, products, and services. - Develop and implement strategies to mitigate regulatory reporting risks and ensure compliance with laws, regulations, and internal control policies. - Conduct regular compliance reviews and audits to identify and address potential gaps or violations. - Assess the effectiveness of internal control p...