673 Compliance Monitoring Jobs - Page 11

Job Purpose The Inter-Regulatory Forum (IRF) consists of multiple regulatory bodies, including the RBI, SEBI, IRDAI, NHB and others. In this framework, the RBI has been designated as the Principal Regulator for the Bajaj Group, with Bajaj Finance Ltd identified as the Designated Entity within the group. The team handling IRF Compliance will be responsible for engaging with the RBI, understanding their requirement, and liaising within the group companies. Build strong relationships within the group to ensure alignment with regulatory expectations. Duties and Responsibilities Compliance Inter Regulatory Forum (IRF) Compliance Function plays a central role in identifying the level of Compliance...

WALKIN DRIVE - 11th, 12th Sept : between 2 pm to 5 pm only. 13th Sept, Saturday : between 9 am to 12 pm only. Mizuho Global Services Pvt Ltd (MGS) is a subsidiary company of Mizuho Bank, Ltd, which is one of the largest banks or so called Mega Banks of Japan. MGS was established in the year 2020 as part of Mizuho's long-term strategy of creating a captive global processing center for remotely handling banking and IT related operations of Mizuho Banks domestic and overseas offices and Mizuho's group companies across the globe. At Mizuho we are committed to a culture that is driven by ethical values and supports diversity in all its forms for its talent pool. Direction of MGSs development is p...

Role & responsibilities Manage pharmacovigilance activities including adverse event reporting and vigilance documentation. Ensure compliance with USFDA, EU MDR, ISO 13485 and global regulatory requirements Prepare pharmacovigilance data, safety reports, and regulatory submissions/dossiers Conduct post market surveillance, risk assessments and trend analysis Handle product recalls, field corrective actions, and regulator communications Support product registrations, renewal and audits across global markets Liase with cross functional teams (R&D, Quality, Manufacturing) for compliance. Preferred candidate profile Strong knowledge of pharmacovigilance reporting systems, dossier filing and regul...

Role Responsibilities: Manage daily operations across multiple branches to ensure policy compliance. Drive sales performance and revenue growth through strategic initiatives. Lead recruitment, training, and development of store managers and staff. Ensure high customer satisfaction and handle escalations efficiently. Job Requirements: 610 years of experience in multi-unit or district management. Strong leadership, communication, and analytical skills. Proven track record in driving operational and financial performance. Ability to implement inventory, compliance, and cost-control measures.

Design and develop advanced Power BI reports, dashboards, and data models. Collaborate with stakeholders to understand business requirements and deliver effective BI solutions. Create and optimize DAX measures, calculations, and complex data transformations. Integrate and transform data from multiple sources, including SQL Server, Excel, and cloud platforms. Implement data security practices, including row-level security (RLS). Troubleshoot and resolve performance issues, ensuring data accuracy and report efficiency. Qualifications: 5-7 years of experience in Power BI development, data modeling, and DAX. Strong SQL skills for data extraction and analysis. Experience with Power BI Service for...

Role Overview: As a member of the Exams department in India on a Fixed Term Contract for 1 year, your main responsibility will be to provide remote support to Examiners and Test Centers during live Video Call Speaking testing. You will play a crucial role in ensuring that systems and processes are adhered to, enabling an efficient, compliant, and high-quality marking operation. Your focus will be on delivering Test Takers speaking scores within the agreed time frame. Key Responsibilities: - Schedule and allocate tests for Global Hub Examiners - Share relevant results with Test Centers - Act as a point of escalation for Test Centre queries related to Local Examiners - Send Apportionment timet...

**Job Description:** As an Endpoint Security Applications Specialist at Lenovo, your role will involve the following responsibilities: - **Endpoint Security Applications:** Possess basic knowledge of endpoint security applications like Sentinel-One, SCCM, Netskope, and other security solutions. - **Compliance Monitoring:** Oversee and ensure compliance with relevant laws, regulations, and internal policies across systems and endpoints. - **Stakeholder Engagement:** Foster and manage effective relationships with internal and regional stakeholders regarding compliance and security issues. - **Compliance Support:** Provide guidance and assistance to internal teams in meeting security and compli...

Role Overview: As an Associate in UK Compliance and Risk - Compliance Monitoring & Acquisitions at EY, you will play a crucial role in managing internal risks associated with accepting new clients or engagements, as well as ongoing audit and non-audit activities. The Risk Management team at EY, established in 2007, serves as a Center of Excellence for standardized quality and compliance-related activities efficiently executed from Global Delivery Services location. Key Responsibilities: - Developing subject matter expertise to support due diligence checks for clients and suppliers before acquisitions - Managing data activities for acquisitions, including maintaining process schedules, conduc...

JLL supports the Whole You, personally and professionally. The Compliance Analyst Specialist: Maintains compliance capabilities while adding dedicated compliance analyst specialist support for: (1) Orbit Data Governance and (2) Asset Management Inventory Governance and File/Edit Document Management Key Responsibilities: GRC Control Controllership Program (GREF GRC Controls) Task: Use data analytics to create a trend analysis on GRC Controls linked to GREF systems and processes. Task: Create a reporting mechanism (dashboard) for compliance effectiveness and monitoring of repeated issues. Task: Identify opportunity areas and create an action plan to minimize the risk of repeated issues and/or ...

JLL supports the Whole You, personally and professionally. The Compliance Analyst Specialist: Maintains compliance capabilities while adding dedicated compliance analyst specialist support for: (1) Orbit Data Governance and (2) Asset Management Inventory Governance and File/Edit Document Management Key Responsibilities: GRC Control Controllership Program (GREF GRC Controls) Task: Use data analytics to create a trend analysis on GRC Controls linked to GREF systems and processes. Task: Create a reporting mechanism (dashboard) for compliance effectiveness and monitoring of repeated issues. Task: Identify opportunity areas and create an action plan to minimize the risk of repeated issues and/or ...

JLL empowers you to shape a brighter way . Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology for our clients. We are committed to hiring the best, most talented people and empowering them to thrive, grow meaningful careers and to find a place where they belong. Whether you’ve got deep experience in commercial real estate, skilled trades or technology, or you’re looking to apply your relevant experience to a new industry, join our team as we help shape a brighter way forward. Role Overview A Compliance Executive ensures that an organization adheres to legal standards, regulatory requiremen...

Role Overview A Compliance Executive ensures that an organization adheres to legal standards, regulatory requirements, and internal policies. This role is pivotal in mitigating risks, fostering ethical practices, and maintaining the company's integrity across all operations. Key Responsibilities Policy Development & Implementation: Formulate and enforce compliance policies and procedures aligned with applicable laws and industry standards. Regulatory Monitoring: Stay updated on changes in legislation and regulations affecting the organization, ensuring timely adaptation of internal policies. Risk Assessment: Conduct regular compliance risk assessments to identify potential vulnerabilities an...

JLL supports the Whole You, personally and professionally. The Compliance Analyst Specialist: Maintains compliance capabilities while adding dedicated compliance analyst specialist support for: (1) Orbit Data Governance and (2) Asset Management Inventory Governance and File/Edit Document Management Key Responsibilities: GRC Control Controllership Program (GREF GRC Controls) Task: Use data analytics to create a trend analysis on GRC Controls linked to GREF systems and processes. Task: Create a reporting mechanism (dashboard) for compliance effectiveness and monitoring of repeated issues. Task: Identify opportunity areas and create an action plan to minimize the risk of repeated issues and/or ...

JLL supports the Whole You, personally and professionally. The Compliance Analyst Specialist: Maintains compliance capabilities while adding dedicated compliance analyst specialist support for: (1) Orbit Data Governance and (2) Asset Management Inventory Governance and File/Edit Document Management Key Responsibilities: GRC Control Controllership Program (GREF GRC Controls) Task: Use data analytics to create a trend analysis on GRC Controls linked to GREF systems and processes. Task: Create a reporting mechanism (dashboard) for compliance effectiveness and monitoring of repeated issues. Task: Identify opportunity areas and create an action plan to minimize the risk of repeated issues and/or ...

PREFERRED INDUSTRYAPPLY ONLY Immediate Joiners JOB LOCATION: SOUTH GOA, GOA PREFERRED INDUSTRY: Solar, energy efficiency or regulatory sector Job Description: Audit and Compliance Executive Location: South Goa, India (Work from Office) Experience: Minimum 3 years in International process (must) Job Type: Full-time Job Timings: 6am - 3pm IST About Us Cogncise Business Services is a fast-growing business solutions company with expertise across energy efficiency, marketing, and customer engagement. We partner with leading energy providers to help households in Oceania region adopt renewable energy solutions from solar panels and batteries to state-driven energy efficiency upgrades. Position Ove...

Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets. This candidate will work directly with the Specialty Finance investment team within the Blackstone Insurance Structure. Responsibilities: Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring. Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies. Support onshore team by assisting them in post trade complia...

This is where your work makes a difference. At Baxter, we believe every person regardless of who they are or where they are from deserves a chance to live a healthy life. It was our founding belief in 1931 and continues to be our guiding principle. We are redefining healthcare delivery to make a greater impact today, tomorrow, and beyond. Our Baxter colleagues are united by our Mission to Save and Sustain Lives. Together, our community is driven by a culture of courage, trust, and collaboration. Every individual is empowered to take ownership and make a meaningful impact. We strive for efficient and effective operations, and we hold each other accountable for delivering exceptional results. ...

Career Category Compliance Job Description Compliance Director, Amgen India Amgen s Worldwide Compliance and Business Ethics Department has built a highly qualified and motivated team of professionals who bring high levels of integrity, respect, experience, talent, perseverance, intelligence, creativity, energy, and passion to work as effective contributors within the company. Reporting to the Associate Vice-President of Compliance for Global Functions, the Compliance Director will join the Amgen India site leadership team supporting all aspects of Amgen s Worldwide Compliance and Business Ethics (WC&BE) Program at Amgen India. This compliance leader will ultimately assume leadership respons...

Role Purpose: To build and operate NxtWave's content quality engine, ensuring every piece of public-facing communication from social media posts to influencer videos is accurate, compliant, and perfectly aligned with our internal policies and regulations, thereby safeguarding and enhancing our brand integrity as we scale. Key Responsibilities: Multi-Format Content Auditing: Meticulously audit a high volume of diverse content formats, including video scripts, final video edits, on-screen text, social media captions, ad copy, customer communications, and influencer-generated content, ensuring 100% alignment with our internal policies and regulations. System & Process Builder: Design, implement...

Mizuho Global Services Pvt Ltd (MGS) is a subsidiary company of Mizuho Bank, Ltd, which is one of the largest banks or so called Mega Banks of Japan. MGS was established in the year 2020 as part of Mizuho's long-term strategy of creating a captive global processing center for remotely handling banking and IT related operations of Mizuho Banks domestic and overseas offices and Mizuho's group companies across the globe. At Mizuho we are committed to a culture that is driven by ethical values and supports diversity in all its forms for its talent pool. Direction of MGSs development is paved by its three key pillars, which are Mutual Respect, Discipline and Transparency, which are set as the bas...

As the Quality Head / Compliance Officer in the DDU-GKY program, your primary responsibility is to ensure adherence to all quality standards, guidelines, and Standard Operating Procedures (SOPs) to maintain the integrity and effectiveness of the skilling project. Your key roles and responsibilities include: 1. Quality Assurance and Auditing: - Conducting both internal and external audits to ensure compliance with DDU-GKY guidelines in training centers, infrastructure, and all training activities. - Inspecting key processes like candidate mobilization, training delivery, biometric attendance, and assessment through scheduled and unannounced visits. 2. Compliance Monitoring and Reporting: - En...

You will be joining our team as a Risk Escalations Lead, responsible for identifying, investigating, and resolving risk-related escalations. Your expertise in fraud detection, compliance monitoring, and dispute resolution will contribute to timely risk mitigation and adherence to regulatory frameworks. Your key responsibilities will include investigating high-risk transactions, fraud alerts, and compliance violations to ensure swift resolution. You will also monitor and assign cases across risk investigation workflows, facilitating efficient tracking and escalation management. Collaboration with financial institutions, compliance teams, and internal stakeholders will be crucial in resolving ...

As a Procurement Specialist, you will play a key role in supporting strategic sourcing initiatives to identify cost-saving opportunities. You will conduct market intelligence, supplier risk assessments, and benchmarking. Your responsibilities will include assisting in the procurement transaction cycle, managing vendor databases, and ensuring compliance with procurement policies and vendor contracts. You will collaborate with internal stakeholders to understand procurement requirements and ensure timely fulfillment. Additionally, you will be responsible for generating and analyzing procurement dashboards and reports to optimize costs and monitor supplier performance. You will also support aud...

Handle customer complaints, rejections, and field failures. Conduct Root Cause Analysis (RCA) and implement Corrective & Preventive Actions (CAPA). Prepare and submit 8D reports/concern reports to customers within the defined timelines. Support customer audits, visits, and product approvals. Monitor Customer PPM (Parts Per Million defects) and take actions to reduce it. Ensure timely communication with customers regarding quality issues. Drive internal quality improvements to prevent recurrence of issues. Maintain records for traceability and compliance.

Manager - NBFC Compliance (RBI Regulation) Key Responsibilities: - Preparing and finalizing of regulatory returns on periodical basis. - Drafting and reviewing of various polices and ensuring Board / Audit/ Internal approval as per the requirements. - RBI Inspection ; Assisting in RBI inspection including obtaining data from various business. - Meeting Compliance requirements as per RBI, SEBI, IRDAI and drafting, Review and Monitoring of RBI escalated complaints and Ombudsman matters. - Review and advisory on FEMA compliance, Outsourcing guidelines, Vendor agreements, Press -releases, Marketing materials, etc. - Compliance audits: Continuous engagement with various Business and support funct...