673 Compliance Monitoring Jobs - Page 15

Position : AVP Assurance Location : Pune Industry : Banking Experience : 8+ years experience required WFO Skills : Compliance assurance, compliance audits, Compliance monitoring, control effectiveness, contol testing Interested candidates, please share resume at sakshi.n@manningconsulting.in | call/whatsapp at 9368820159

About your team General Counsel (GC)is a trusted advisor to all parts of FIL, providing high-value independent advisory and assurance expertise through our specialist teams. GC comprises of Legal, Risk, Compliance, Tax, and Public Policy & Strategic Relationship Management. General Counsel Shared services function is a global centre of expertise currently being built out in Dalian and India. It provides operational support and services to the General Counsel function. The Investment Compliance Advisory team is responsible for providing compliance advice and support to the investment teams, including fund managers, research analysts, trading desks, corporate finance and their respective suppo...

About the company: BDO India LLP is the India member firm of BDO International. We provide strategic, operational, accounting, tax, and regulatory advisory services to both domestic and international clients across diverse industries. With over 300 Partners & Directors and a team of more than 8500 professionals across 12 cities, we take pride in offering client-centric, knowledge-driven solutions that emphasize quality and efficiency. Our partner-led approach ensures tailored advisory, regulatory compliance, and business transformation services aligned with evolving global standards. About the Ethics & Independence Function: The Ethics & Independence (E&I) team plays a pivotal role in safegu...

SUMMARY Job Title: Pre delivery Incharge Key Responsibilities: Pre - Delivery Inspection (PDI): Supervise and execute all pre-delivery inspection processes as per OEM guidelines. Ensure vehicles are defect-free and comply with safety and quality standards. Team Management: Lead and guide the PDI and detailing team. Allocate daily tasks, monitor performance, and provide training when required. Process & Quality Control: Ensure proper fitment of accessories and adherence to standard operating procedures. Maintain cleanliness, polishing, and detailing standards before delivery. Implement quality checks and reduce repeat issues. Coordination: Coordinate with sales, service, and logistics teams f...

SUMMARY Job Title: Pre delivery Incharge Key Responsibilities: Pre - Delivery Inspection (PDI): Supervise and execute all pre-delivery inspection processes as per OEM guidelines. Ensure vehicles are defect-free and comply with safety and quality standards. Team Management: Lead and guide the PDI and detailing team. Allocate daily tasks, monitor performance, and provide training when required. Process & Quality Control: Ensure proper fitment of accessories and adherence to standard operating procedures. Maintain cleanliness, polishing, and detailing standards before delivery. Implement quality checks and reduce repeat issues. Coordination: Coordinate with sales, service, and logistics teams f...

SUMMARY Job Title: Pre delivery Incharge Key Responsibilities: Pre - Delivery Inspection (PDI): Supervise and execute all pre-delivery inspection processes as per OEM guidelines. Ensure vehicles are defect-free and comply with safety and quality standards. Team Management: Lead and guide the PDI and detailing team. Allocate daily tasks, monitor performance, and provide training when required. Process & Quality Control: Ensure proper fitment of accessories and adherence to standard operating procedures. Maintain cleanliness, polishing, and detailing standards before delivery. Implement quality checks and reduce repeat issues. Coordination: Coordinate with sales, service, and logistics teams f...

T&E Analyst Responsibilities: Oversee and manage the end-to-end T&E process, including expense reporting, reimbursements, and audits Conduct regular audits of expense reports to ensure compliance with company policies and identify potential violations or misuse Generate detailed T&E reports and provide actionable insights to Finance leadership Monitor and analyze T&E trends to identify cost-saving opportunities and recommend strategies for optimization Maintain and update T&E policies to reflect changes in regulations, industry standards, or company requirements Identify areas for process improvement, assist in the implementation and integration of new T&E software or tools, including testin...

Roles and Responsibility Manage and analyze legal data to provide insights for business decisions. Develop and maintain reports on legal cases and compliance issues. Collaborate with cross-functional teams to ensure regulatory compliance. Conduct research on new laws and regulations affecting the bank. Provide legal support and guidance to internal stakeholders. Ensure all legal documents are properly stored and maintained. Job Requirements Strong knowledge of legal principles and practices applicable to the BFSI industry. Excellent analytical and problem-solving skills. Ability to work independently and as part of a team. Effective communication and interpersonal skills. Proficiency in Micr...

Roles and Responsibility Manage and analyze legal data to provide insights for business decisions. Develop and maintain reports on legal cases and compliance issues. Collaborate with cross-functional teams to ensure regulatory compliance. Conduct research on new laws and regulations affecting the bank. Provide legal support and guidance to internal stakeholders. Ensure all legal documents are properly stored and maintained. Job Requirements Strong knowledge of legal principles and practices applicable to the BFSI industry. Excellent analytical and problem-solving skills. Ability to work independently and as part of a team. Effective communication and interpersonal skills. Proficiency in Micr...

Driving,promoting& enhancing the compliance culture within the businesses &developing strong partnerships at all levels of the organization Serving SME for assigned Commercial Compliance SMA with the overall responsibility for continuous improvement Required Candidate profile Leadership exp in driving organizational change&development,coaching,mentoring Exp US Customs Harmonized Tariff Schedule,Government Agency import/export regulations (OFAC,ITAR &sanctioned parties)

ABOUT US: Amicorp Group is an independent leading global provider of asset management, fund administration, trust fiduciary and corporate services to mostly corporate but also high-net-worth clients (www.amicorp.com). We are a Hong Kong based Group with an international network of 40+ offices in over 30 countries. Our private ownership further allows us to be fully committed to our client`s long-term financial needs and goals. We aim to provide a safe and stable working environment for our employees, we promote environmental consciousness and contribute positively to the communities in which we are active; we are also soundly profitable. We are proud to have our global team of 700+ specialis...

Key Responsibilities- To support the Global Investment Compliance colleagues in review and evaluation of Investment Restrictions and recommend and implement such investment restrictions for compliance testing. Liaison with the broader Investment Compliance colleagues globally to ensure that investment restrictions coded on the compliance system are correctly interpreted; this may require discussions with Client Services, Relationship Directors, Legal and Product teams. Identify, track, resolve and report compliance breaches in-line with internal policy and regulatory requirements. To assist with ongoing review of relevant processes and procedures to ensure best practice by bringing efficienc...

The Compliance Intern (GRC - Cyber security) will support key compliance activities, including monitoring and audit preparation. Your role involves maintaining records, assisting with documentation, and collaborating across departments to help ensure regulatory adherence and support ongoing compliance projects. Support the implementation of compliance training programs and help maintain training materials. Participate in compliance monitoring activities and assist in preparing reports for management. Provide support during internal and external audits, including documentation and responses. Maintain organized compliance records and manage a centralized document repository. Collaborate with o...

As a key member of the team at Kitchens@, you will play a crucial role in ensuring that our infrastructure remains robust, secure, and efficient to support our mission of simplifying food entrepreneurship. Your expertise in system and network administration will be instrumental in driving our growth and success in the dynamic food tech industry. Your responsibilities will include developing and maintaining our infrastructure strategy and planning, recommending and implementing upgrades for performance and security, and managing infrastructure budgets and cost optimization initiatives. You will oversee the installation, configuration, and maintenance of Windows, Linux, and Mac OS systems, as ...

As the Global Demand Planning EM for the US & Canada markets, your primary responsibility is to oversee the forecasting, supply chain planning, and inventory optimization processes. You will play a crucial role in ensuring the timely delivery of products across all markets by effectively managing capacity planning, coordinating with cross-functional teams, and ensuring compliance with regulatory and quality standards. Your role will involve active involvement in demand forecasting, stock management, and facilitating smooth order processing to meet the business objectives. Your key responsibilities include: Demand & Supply Planning: - Develop and implement demand planning strategies to meet d...

You are looking for a Senior Manager/AVP position in Credit Compliance at a bank in Mumbai. With 3-9 years of experience, you will be responsible for various key tasks related to regulatory compliance within the credit department. Your role will involve reviewing credit proposals presented to the Credit Committee, ensuring regulatory consistency, and highlighting any discrepancies. You will also evaluate credit policies, processes, and notes to provide feedback and advice for comprehensive and compliant bank operations. In this position, you will support the bank's business and credit functions by offering guidance on credit and lending matters from a compliance perspective. This includes ad...

As a Regulatory Compliance Specialist, your primary responsibility will be to ensure that company products adhere to relevant regulatory requirements, including those stipulated by USFDA, FDA, EMA, and local regulatory bodies. You will be tasked with preparing and submitting regulatory documents such as INDs, NDAs, and MAAs to regulatory agencies. Additionally, you will play a pivotal role in developing and executing regulatory strategies that support product development and commercialization efforts. Your role will also involve staying abreast of evolving regulatory standards and providing guidance to internal stakeholders based on regulatory intelligence. You will coordinate and oversee re...

As a Compliance Professional at Siemens Ltd, India, located in Mumbai, you will be instrumental in shaping the future of industrial technology and software. Your role within the compliance function will involve implementing the Siemens Compliance Management Systems across various compliance activity fields such as Anti-Corruption, Anti-Money Laundering, Anti-Trust, Data Privacy, Export Control, and Human Rights. Reporting to the Regional Compliance Officer (RCO), you will collaborate closely with senior compliance team members and business stakeholders from different divisions and entities in the region. Your responsibilities will revolve around supporting the RCO and Division Compliance Off...

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day! Your Team The position is part of the Anti-Money Laundering (AML) team, which operates within the larger Investment & Distribution Services function. The role oversees all AML, KYC, PEP, and sanction screenin...

At EY, you will have the opportunity to shape your future with confidence in a globally connected powerhouse of diverse teams. We are committed to helping you succeed and take your career to new heights. By joining EY, you will contribute to building a better working world. As an Assistant Manager in the Risk Management Services team, you will play a crucial role in executing global processes related to compliance monitoring of engagements across Service Lines on Legal & Regulatory requirements as well as EY Policy requirements. This role requires working in an unstructured and complex environment, where out-of-the-box thinking, logical reasoning, and effective communication skills are essen...

You are looking for a highly skilled and experienced Individual Tax Deputy Manager/Manager to join the Tax Services team. With 8-10 years of relevant experience in U.S. individual tax preparation and compliance, proficiency in CCH, ProSeries, and UltraTax software is required. Your role involves leadership, attention to detail, and a focus on outstanding client service. Responsibilities include overseeing tax preparation and compliance, building client relationships, utilizing tax software effectively, leading and mentoring a team, assisting with tax planning and strategy, ensuring compliance with tax laws, maintaining quality control, preparing documentation, and contributing to process imp...

As a Data Governance Policy Compliance Manager, you will be responsible for conducting gaps assessment and developing a compliance monitoring and testing framework. Your key role will involve collaborating with internal audit, GRC, risk, and technology teams to align and define controls and metrics for the adoption of policies and standards within the Banking and Financial services industry. To excel in this role, you should have a strong background in policy governance within Data Management & Governance. Your excellent communication and interpersonal skills will be pivotal in identifying and assessing gaps, developing compliance monitoring and testing frameworks, and acting as a focal poin...

As a Procurement Analyst in our Sourcing & Procurement Department, you will play a crucial role in various key responsibilities. You will be responsible for tracking savings, creating scorecards and dashboards to evaluate supplier performance, conducting sourcing scenario analytics, and contributing to the development of negotiation strategies. Your insights gleaned from data will be instrumental in building effective negotiation tactics. Additionally, you will oversee spend management across categories, analyze spend trends over time, conduct root cause analysis for spend variances, and ensure compliance monitoring. Your primary responsibilities will include data extraction from structured ...

PolicyBazaar.com is India's leading digital insurance marketplace and one of the most valuable insur-tech companies globally. The journey started in 2008; in 2018, the company became just the third Unicorn in India and went public in 2021. As a data and technology company, Policybazaar has revolutionized the insurance market in India by deploying cutting-edge technology, advanced data analytics, and leveraging AI/ML to offer customer-centric products, optimize customer journeys, and ensure superior customer experience across the insurance value chain. The company has significantly influenced how protection insurance products are bought in the country and is responsible for sourcing a notable...

The Senior QA Executive plays a crucial role in overseeing various aspects of quality management within the organization. This includes but is not limited to document control, compliance monitoring, internal audits, quality metrics tracking, and non-conformance management. The position also involves contributing to change control, supplier evaluation, risk management, product and process validation, complaint handling, CAPA support, and quality improvement projects. A key part of the role is to engage in data entry, analysis, and report preparation to ensure alignment with quality and compliance objectives. Responsibilities of the role include: - Document Control: Assisting in the organizati...