676 Compliance Monitoring Jobs - Page 18

As a Compliance Monitoring Expert at Servaada, a Wipro company, you will play a crucial role in ensuring compliance with regulatory requirements for retail investments and pensions. This new role is central to the organization's growth agenda, focusing on leading strategic deals and enhancing financial outsourcing services. Servaada, authorized by the FCA, offers regulated outsourcing services in the Financial Services industry. Our clients include leading providers for pension schemes and investment platforms, with a focus on delivering business and technology process outsourcing services for front and back-office operations. Your role as a Compliance Monitoring Expert comes with competitiv...

The main purpose of your role is to plan, organize, and manage all activities to drive Retail Sales through the assigned channel (IFA channels) in the branch. This is aimed at increasing AUM, market share, quality, and profit potential of assets. You will face several key challenges in this role: 1. Ensuring that our schemes are top-of-mind among the extensive bouquet of products available with the distributor base. 2. Identifying suitable resources from other industries and motivating them to join our industry. 3. Maintaining a high rate of activation across all channels. Your key result areas include: - Achieving and exceeding AUM & Market Share targets through targeted sales activities su...

As the Internal CSR Partner, you will play a crucial role in contributing to building and managing actions of the CSR purchasing roadmap. Your responsibilities will include ensuring the updating of various documents related to responsible purchasing such as purchasing policies and conflict minerals. Additionally, you will provide support to the purchasing community, particularly the buyers, on CSR topics. In the realm of Suppliers CSR Management, you will be tasked with managing the relationship with ECOVADIS. This involves overseeing the contract, services offered, conducting monthly meetings, maintaining a maturity matrix, and implementing an action plan. Furthermore, you will be responsib...

As a Compliance Monitoring Manager at Servaada, a Wipro company, you will play a crucial role in overseeing compliance monitoring for retail investments and pensions. You will be instrumental in leading the delivery of strategic deals and contributing to the development of financial outsourcing services. Servaada, authorized by the FCA, specializes in providing regulated outsourcing services within the Financial Services industry to leading providers for pension schemes and investment platforms. Your responsibilities will include designing an annual monitoring plan, identifying control gaps, proposing solutions, and ensuring risks are mitigated in alignment with regulatory expectations and c...

As a Senior Auditor at Task Source, you will play a crucial role in leading and executing comprehensive audit engagements within our organization. Your responsibilities will include developing risk-based audit plans, conducting financial and operational audits to ensure compliance with internal policies and external regulations, assessing areas of significant business risk, evaluating internal controls, and preparing detailed audit reports with actionable recommendations for management. Additionally, you will be supervising and mentoring junior auditors, engaging with various departments to discuss audit findings, and staying updated with industry regulations and best practices. To be succes...

As part of the Executive Team, you will be responsible for leveraging AI-driven performance dashboards, predictive analytics, market trend analysis, compliance monitoring, and benchmarking to drive strategic decision-making and enhance overall organizational efficiency. In Sales & Business Development, your focus will be on utilizing a chatbot for client engagement, crafting effective email communications, implementing lead scoring mechanisms, generating client insights for account optimization, developing dynamic pricing models, and utilizing geo-targeting strategies to enhance business growth. Within Recruitment/Talent Acquisition, your role will involve drafting compelling emails, gaining...

You will have the opportunity to join a leading global investment management firm in Hyderabad as a mid-senior Compliance professional. This role is suited for individuals with a PQE of 8-12 years and a strong background in Global Regulatory Filings such as Form PF, Form CPO-PQR. Your responsibilities will include Compliance Monitoring and Oversight within the Investments and Financial Services sector. If you have extensive experience in this field and are looking for a new challenge, we encourage you to reach out to nilasha@vahura.com and utkarsh@vahura.com for a confidential discussion.,

Responsible for Payment Follow-ups and Collections Prepare AR reports, cash flow forecasts and aging analysis for management, Accounts receivable aging. Manage credit control and account reconciliations Address client billing inquiries. MIS, reports

Education Qualification : Any Graduate Skills : Tertiary -> Behavioral | Aptitude | Leadership Skills | 4 - Advanced Certification : Technology | Certifications in Project Management | PMI Certified Associate in Project Management (CAPM) Skills required: - AD-Good Knowledge of AD Roles, Global Catalog Server, AD Group Policy, Knowledge of AD tools. Working knowledge of deploying Windows Group Policies and resolving any issues w.r.t to Group policies Win 7/8 - Excellent working knowledge of Windows 7 transition planning, Good Working knowledge on Win 7 deployment and Image Engineering. - Knowledge on MDT 2010 framework deployment Image and SOE creation. - Working knowledge of Deployment of Wi...

Were looking for someone who has these abilities and skills: Required Skills and Abilities: University Degree with minimum 50% aggregate. French language skills: business level. Relevant years of experience in IT/ITES or Insurance Oriented roles. Excellent written and communication skills. Excellent analytical skills with an attention to detail. Knowledge of database searching techniques. Prior experience in Compliance / Sanctions role an advantage (not mandatory). Knowledge of database searching techniques. Able to prioritise competing workloads.

Role & responsibilities Review of Manufacturing Processes : QA personnel ensure that all manufacturing processes meet the required quality standards by reviewing procedures, batch records, and testing protocols. Stability Testing : They are responsible for conducting stability testing of pharmaceutical products to ensure they maintain their quality over time and under various conditions. Compliance Monitoring : QA professionals monitor compliance with Good Manufacturing Practices (GMP) and other regulatory requirements, ensuring that all operations adhere to established guidelines. Batch Record Audits : They conduct audits of batch records to verify that all products are manufactured accordi...

Role Overview The role focuses on ensuring that Senior Management, including Boards and Committees, are confident that regulatory requirements are met. This involves conducting risk-based assurance reviews to evaluate compliance with regulatory procedures and internal control standards. The Analyst wills support business units in meeting compliance responsibilities and executes a work program approved by the Risk Committee. The role will assist with reviews and provide recommendations to resolve issues identified in these reviews, covering Artex regulated businesses. Additionally, the role fosters collaboration within the Risk & Compliance division. The Lead Specialist must be a consummate t...

As a Franchise Sales Manager at Cloud Dhobi, you will be instrumental in establishing and leading our franchise business. Your role is pivotal in designing the franchise sales strategy, creating the lead pipeline, converting prospects into partners, and overseeing the end-to-end deployment of each location. You will play a key role in shaping the success of our franchise ecosystem across India. You will be responsible for developing the franchise model, including sales strategy, onboarding processes, documentation, support systems, and performance standards. Collaborating with various teams, you will ensure a scalable and profitable franchise offering. Crafting SOPs, pitch decks, agreements,...

A Security Compliance Analyst plays a crucial role in ensuring that an organization complies with various security policies, standards, and regulations. Your responsibilities will include evaluating and monitoring compliance across different frameworks, collaborating with IT and other teams to enforce security measures, and developing and updating policies to enhance security practices. Additionally, you will conduct audits, track compliance metrics, provide training, and stay updated on industry regulations and trends. Your primary duties will involve assessing the organization's systems and procedures against security requirements, creating and maintaining security policies, conducting reg...

As a member of our team at Medanta, you will play a crucial role in ensuring the delivery of world-class multi-specialty care to our patients in India. With our hospitals located in Gurgaon, Lucknow, Patna, Indore, and Ranchi, as well as clinics in Delhi and Gurgaon, including at the Delhi Airport, Medanta has been at the forefront of providing exceptional healthcare services for over 15 years. In addition to our hospital and clinic services, we have also expanded into the retail sector with diagnostics and pharmacies, along with the launch of homecare services. Your responsibilities will include conducting specialty-wise spend analysis, leading strategic negotiations to set new benchmarks, ...

Postgraduate / CA / CS / CFA / MBA (Finance) Job Responsibilities Assistant Vice President - Compliance About the Role: The Assistant Vice President Compliance will play a critical role in ensuring full adherence to regulatory frameworks applicable to the Exchange. This includes proactive compliance with SEBI regulations, internal control frameworks, and various statutory obligations. The role requires strong engagement with regulatory bodies, and other stakeholders, to uphold the highest standards of integrity and governance. Key Responsibilities: Ensure full compliance with SEBI Regulations, Byelaws, and Exchange Rules and Regulations. Monitor and implement SECC Regulations, ensuring accur...

Role Overview The Compliance Officer will ensure Rational Asset Management (RAM) IFSC LLP, the Fund Management Entity (FME) and its associated Category III AIFs funds in GIFT City operate in strict adherence to IFSCA regulations, Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) requirements and other applicable laws. The Compliance Officer will also oversee fund documentation, investor compliance, and operational risk frameworks. Key Responsibilities: Ensure day-to-day compliance with IFSCA Regulations Maintain up-to-date knowledge of regulatory changes and ensure timely implementation Act as the key contact with IFSCA on all compliance matters Oversee compliance related ...

Role & responsibilities Assist the Procurement Lead with all stages of the procurement process and work cross-functionally with all internal and external teams. Real Estate experience a plus Manage weekly supplier communication channels to stay on top of all outstanding orders. Prepare and draft purchase orders and upload corresponding shipment data into our tools. Preferred candidate profile A highly organized and detail-oriented Procurement Coordinator to assist in the sourcing, procurement, and management of supplies and vendors to bring the Company experience to every guest. The candidate will be responsible for inputting order data, communicating with vendors, tracking shipments, and id...

Job description 1. Responsible for execution of construction works within the project timelines. 2. Preparation of construction schedule and Ensure that the work is executed as per dimensions & levels mentioned in the Drawings. 3. Responsible for quality of construction, adherence to approved drawing /specifications. 4. Preparation Quality Inspection reports & get it approved by clients representatives & General Manager. 5. Ensure that housekeeping is maintained at work place & all persons working at site are using proper Personal Protective equipment. 6. Finalization and certification of bills. 7. Delegation of work to subordinates. 8. Ensuring that all the required materials are indented a...

A leading NBFC company is keen to hire a Qualified CA for the Compliance Assistant/Deputy Manager to lead and enhance the internal audit and compliance framework by conducting risk-based audit & identify gaps to ensure timely resolution. Required Candidate profile -3+yrs exp in banks/ NBFC Co. for process review, risk Assessment, Internal controls -Hands-on with compliance monitoring tool -RBI regulations for NBFC or banking Industry -good communication skills

We are seeking a highly skilled and experienced Level 3 Facade QAQC Engineer to oversee all facade-related works in the Thane/Eat/West region- The incumbent will be responsible for ensuring quality assurance and quality control compliance in facade engineering, managing a small team carrying out inspections, coordinating with contractors and stakeholders, and ensuring adherence to project specifications and industry standards- This role reports directly to the QAQC Head- Key Responsibilities: Mangae the facade QAQC team for the Thane/East/West region of Mumbai- Manage and oversee all facade-related QAQC activities in the Pune region- Conduct inspections and audits of facade installations, ma...

We are seeking a highly skilled and experienced Level 4 Facade QAQC Engineer to oversee all facade-related works in the Pune region- The incumbent will be responsible for ensuring quality assurance and quality control compliance in facade engineering, managing inspections, coordinating with contractors and stakeholders, and ensuring adherence to project specifications and industry standards- This role reports directly to the QAQC Manager- Key Responsibilities: Manage and oversee all facade-related QAQC activities in the Pune region- Conduct inspections and audits of facade installations, materials, and workmanship to ensure compliance with project requirements, industry codes, and safety sta...

We are seeking a highly skilled and experienced Level 4 Facade QAQC Engineer to oversee all facade-related works in the Pune region- The incumbent will be responsible for ensuring quality assurance and quality control compliance in facade engineering, managing inspections, coordinating with contractors and stakeholders, and ensuring adherence to project specifications and industry standards- This role reports directly to the QAQC Manager- Key Responsibilities: Manage and oversee all facade-related QAQC activities in the Pune region- Conduct inspections and audits of facade installations, materials, and workmanship to ensure compliance with project requirements, industry codes, and safety sta...

Drive strategic growth of the Health Buddy channel, manage partner relationships, ensure compliance, achieve sales targets, and lead a team to enhance health insurance penetration across designated territories.

The role at Wipro Limited involves developing privacy solutions for clients, ensuring compliance with data protection regulations and trends to support business needs. You will be responsible for participating in requirements gathering, interpreting customer needs, and developing appropriate privacy solutions. Additionally, you will be expected to develop value-effective client proposals aligned with core business and privacy requirements, deploy processes and tools to detect and prevent privacy breaches, and conduct periodic data privacy impact assessments. Collaboration with team members is crucial to provide high-quality bids within the specified timelines. It is essential to maintain cur...