676 Compliance Monitoring Jobs - Page 19

The Compliance Associate will report to the Global Head of Internal Controls within the Compliance function of DBRSM. Main responsibilities include monitoring emails and MS Teams messages to ensure compliance with the Electronic Communications Global Policy. Additionally, the Associate will execute general monitoring activities, document monitoring results, communicate results within Compliance and with key stakeholders, complete follow-ups resulting from monitoring activities, and identify opportunities for improvement and automation to enhance program efficiency. Qualifications for this role include a bachelor's degree, with a preference for a degree in finance, accounting, or economics. A...

AML/Transaction monitoring for our Hyderabad location NP: 0 to 30 Days

Relevant Experience (In Years): Graduate / Postgraduate with a minimum of 3+ years of experience in US Banking Industry and good academic profile in Fraud and disputes claims Job Summary: We are looking for a detail-oriented and analytical Dispute Analyst to handle debit card disputes under Regulation E, where no provisional credit is issued during the investigation period. The ideal candidate should have a strong understanding of Reg-E compliance, excellent case investigation skills, and the ability to make accurate decisions based on supporting documentation and transaction history. Key Responsibilities: Investigate Reg-E related consumer disputes with multiple transactions primarily debit...

Prepare financial statements & reports.Handle GST, TDS, Income tax filings & compliance.Manage audits, internal controls, & statutory requirements.Budgeting, forecasting, & financial analysis.Liaise with external auditors & regulatory authorities

A leading NBFC company is keen to hire a SQ/Q - CA/CS for the Compliance Manager (Internal auditor) to lead and enhance the internal audit and compliance framework by conducting risk-based audit & identify gaps to ensure timely resolution. Required Candidate profile -3+yrs exp in banks/ NBFC Co. for process review, risk Assesment, Internal controls -Hands-on with compliance monitoring tool -RBI regulations for NBFC or banking Industry -good communication skills

Title Manager - Portfolio Compliance Monitoring Department General Counsel Shared Services Location Gurgaon, India Reports To Senior Manager - Portfolio Compliance Monitoring Level 5 Were proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this? By working together - and supporting each other - all over the world. So, join our General Counsel Shared Services Team and feel like you’re part of something bigger. Portfolio Compliance Monitoring: The Portfolio Monitoring team is a global function is part of FIL’s Global Investment Compliance and Monitoring department, with teams present in Hong Kong, London and Gurgaon. The team is primari...

The role at Courtyard Mumbai International Airport is focused on supporting the property's technology Information Resources objectives. This involves assisting in technology planning, decision-making, implementation, and maintenance while collaborating with vendors, owners, and property staff. As part of the Information Technology team, you will be responsible for various core work activities to ensure the smooth functioning of client technology needs. This includes utilizing computer systems to set up functions, monitoring and managing property-based systems, analyzing information to propose solutions, and maintaining equipment and infrastructure to ensure functionality at all times. To be ...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. We are counting on your unique voice and perspective to help EY become even better. Join us and build an exceptional experience for yourself, and a better working world for all. As a Compliance rule coder and tester on Blackrock Aladdin/other platforms professional, you will utilize your expertise and prior work experience on one or more asset classes such as fixed income, equity, derivatives, etc. Your responsibilities will include Guideline Interpretation, Rule Coding and Testing, Pre Trade & Post Trade Compliance Monitor...

You are invited to walk in for an exciting opportunity as a Team Lead, Customer Experience Analyst (QA) & Process Trainer for the Healthcare Voice process at TELUS Digital. As the Team Lead, you will play a crucial role in ensuring service quality and compliance within our healthcare support operations, overseeing both QA and training functions to uphold TELUS's high standards of care, privacy, and professionalism. In this hybrid leadership role, you will lead a team of QA Analysts and Process Trainers, supporting team goals through effective delegation, performance coaching, and mentoring. Collaboration with cross-functional teams such as clinical, compliance, operations, and digital produc...

As a detail-oriented and proactive product counsel, you will play a crucial role within our Legal team, collaborating closely with the Product team to ensure our products meet all necessary legal, regulatory, and industry standards. Your responsibilities will extend to working with various cross-functional teams, such as product development, marketing, and quality assurance, to identify compliance requirements and establish effective strategies. In this role, you will be an integral member of the Chargebee Legal department, working alongside the Product team and other relevant cross-functional units. Your primary responsibilities will include: Research and Analysis: Conduct in-depth research...

As a member of the Capgemini team, you will have the opportunity to shape your career according to your aspirations. You will work in a collaborative environment with colleagues from around the world, receiving support and inspiration to push boundaries and reimagine what is achievable. By joining us, you will play a crucial role in assisting the world's leading organizations in leveraging technology to create a more sustainable and inclusive world. In this role, you will be responsible for administering and maintaining the JAMF Pro environment, which includes configuring policies, profiles, and scripts for effective Apple device management. You will oversee the enrollment and configuration ...

The job involves collecting the daily attendance of auditors and sending the consolidated status to the Audit & Recovery Dept. Also, submitting a monthly leave report to the corporate office. Processing soft copies of annexure to audit reports and recording major irregularities branch-wise. Sending letters to branches about irregularities and forwarding major irregularities report to Corporate Office. Recording receipt of hard copies of audit reports, diarizing due dates for FRCs submission, and follow-up. Making daily follow-ups on serious irregularities and submitting status reports to Corporate Office. Collecting FRCs & Reply for Audit reports and submitting to Corporate Office. Qualifica...

Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets. This candidate will work directly with the Specialty Finance investment team within the Blackstone Insurance Structure. Responsibilities: Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring. Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies. Support onshore team by assisting them in post trade complia...

: Candidates will gain exposure to a wide range of industries and investment structures. As a result of the breadth of the experience, candidates will develop a unique understanding of companies, capital structures, and credit markets. Responsibilities: Analyzing investment guidelines and interpret them to build logic-based rules to implement into automated investment compliance system for monitoring. Deliver daily/monthly/quarterly compliance reports to PM team for the new violations across all investment policies. Support onshore team by assisting them in post trade compliance monitoring activities across all the investment strategies. Assist in identifying the data governance and data rec...

Your Role Administer and maintain the JAMF Pro environment, including configuration of policies, profiles, and scripts for effective Apple device management. Oversee the enrollment and configuration of Apple devices using JAMF Pro, ensuring compliance with organizational standards. Manage deployment of software and updates to Apple devices via JAMF Pro, ensuring timely and accurate installations. Implement and manage security policies including encryption, password policies, and compliance monitoring to meet organizational security standards. Provide technical support for Apple device management issues, including troubleshooting enrollment, configuration, and deployment problems. Your Profil...

Hiring, Senior Manager, Investment Compliance Monitoring with below skills and expertise. You must have hands on experience in Trade Surveillance and Ecomm Surveillance along with people management. Preferably 10+ years of experience in a Compliance or assurance-type role within the financial services industry. Firm understanding of concepts and practices relating to monitoring and surveillance. Strong analytical skills and experience performing thematic reviews or audits would be beneficial. Excellent written and verbal communication skills. Proven ability to coordinate and work with teammates and stakeholders across multiple locations. Strong organizational skills, capacity to work under p...

Key Responsibilities Market Analysis: Monitor and analyze domestic and international trade trends, including import/export data, tariffs, and trade agreements, to identify opportunities and risks. Data Management: Collect, organize, and maintain trade data from various sources, ensuring accuracy and accessibility for reporting and analysis. Reporting: Prepare regular reports and presentations on trade performance, market conditions, and policy impacts for senior management and stakeholders. Compliance Monitoring: Ensure adherence to trade regulations and company policies, identifying and addressing any compliance issues. Collaboration: Work closely with sales, logistics, finance, and legal t...

Experience: 10 years of working with an equity listed (mandatory) large manufacturing company or working with consultancy firms providing compliance support to corporates (focus area being manufacturing sector). CS and LLB. Location: Mumbai Brief job description: Compliance reporting system: To own compliance reporting process and ensure it is working effectively at all times. This involves: Compliance Portal is up and running free of any IT issues Compliance Portal is up to date with regulatory and organisational changes within the defined SLAs after stakeholder consultation To set SLAs for resolution of technical and legal queries and ensure atleast 90% adherence to the SLAs Statutory Comp...

Role & responsibilities Oversee all food and beverage outlets: restaurant, bar, room service, and banquets. Plan and manage daily F&B operations, ensuring smooth service and guest satisfaction. Develop and implement menus, pricing strategies, and promotional offers. Monitor food and beverage quality, presentation, and service standards. Manage F&B inventory, vendor relations, and supply ordering. Control departmental costs, prepare budgets, and maximize profitability. Lead, train, and supervise F&B staff across all outlets. Ensure compliance with health, safety, and hygiene regulations. Coordinate with kitchen, front office, and housekeeping for seamless operations. Address guest feedback an...

Role Overview A Compliance Executive ensures that an organization adheres to legal standards, regulatory requirements, and internal policies. This role is pivotal in mitigating risks, fostering ethical practices, and maintaining the company's integrity across all operations. Key Responsibilities Policy Development & Implementation: Formulate and enforce compliance policies and procedures aligned with applicable laws and industry standards. Regulatory Monitoring: Stay updated on changes in legislation and regulations affecting the organization, ensuring timely adaptation of internal policies. Risk Assessment: Conduct regular compliance risk assessments to identify potential vulnerabilities an...

Hiring, Senior Manager, Investment Compliance Monitoring with below skills and expertise. You must have hands on experience in Trade Surveillance and Ecomm Surveillance along with people management. Preferably 10+ years of experience in a Compliance or assurance-type role within the financial services industry. Firm understanding of concepts and practices relating to monitoring and surveillance. Strong analytical skills and experience performing thematic reviews or audits would be beneficial. Excellent written and verbal communication skills. Proven ability to coordinate and work with teammates and stakeholders across multiple locations. Strong organizational skills, capacity to work under p...

We are looking for a person who will be handling regulatory compliance of the company. He /she will be responsible to adhere law & regulations, guidelines as per govt. policies & law. You will be responsible tp perform core compliances and ethics.

Conduct compliance risk assessment/develop risk-oriented activity plan Identify Compliance risk level in all business line/mitigate same Subject new products launches to compliance test Oversee risk-based compliance program Required Candidate profile 8+ yrs exp in handling compliance testing in BFSI at corporate level Job location is Chennai, TN CA / LLB qualifications will be an advantage

As a Senior Compliance Manager in the Retail Liabilities & Wealth department at our Bank, your role will be crucial in managing overall compliance risk and ensuring regulatory requirements are met. You will collaborate with various business units and support functions to implement and oversee compliance activities effectively. Your responsibilities will include providing compliance oversight and advisory support to businesses, ensuring regulatory compliance, and managing overall compliance risk. You will review and update policies, procedures, manuals, and internal process documents in alignment with RBI guidelines, focusing on closing any observations from regulatory inspections. Additional...

As an IT Compliance Specialist at our Vadodara, India location, you will play a crucial role in ensuring the effectiveness of IT controls across all Standex businesses. Reporting directly to the Director IT Security, Operations and Compliance, you will be tasked with defining, reviewing, and assessing the control environment within our IT systems, controls, and processes to guarantee efficiency, effectiveness, and compliance with relevant regulations and industry best practices. Your primary responsibilities will include collaborating with management to develop and implement action plans aimed at rectifying any identified control weaknesses. You will also be involved in hands-on implementati...