676 Compliance Monitoring Jobs - Page 17

As the Community Engagement Manager, you will be responsible for serving as the primary point of contact for community members. Your role will involve using data to address their needs, ensuring a positive experience, and fostering inclusivity. Additionally, you will plan and execute online and offline community events, utilizing engagement metrics to optimize event outcomes and increase participation. Tracking community activity, collecting feedback, and analyzing key metrics will be essential to identify trends, areas for improvement, and opportunities to enhance community engagement. By leveraging data insights, you will create and curate relevant content that keeps the community informed...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself and a better working world for all. The job involves compliance rule coding and testing experience in CRD platform with expertise and prior work experience on one or more asset classes such as fixed income, equity, derivatives, etc. It includes Guideline Interpretation, Rule Coding and Testing, Pre-Trade & Post-Trade, Compliance Monitoring, and Investment Compliance. The ideal ...

The purpose of the role is to support process delivery by ensuring daily performance of the Production Specialists, resolve technical escalations and develop technical capability within the Production Specialists. Oversee and support process by reviewing daily transactions on performance parameters. Review performance dashboard and the scores for the team. Support the team in improving performance parameters by providing technical support and process guidance. Record, track, and document all queries received, problem-solving steps taken and total successful and unsuccessful resolutions. Ensure standard processes and procedures are followed to resolve all client queries. Resolve client querie...

Lead and oversee HR functions like recruitment, onboarding, employee engagement, compliance, performance management, and HR operations. The candidate should be a strategic thinker with hands-on experience.

Reference 25000FMX Responsibilities Report to the India Chief Compliance Officer to implement efficient and best practice compliance and risk policies, procedures, and standards, Primary responsibility will include Trade surveillance and monitoring, supporting day to day stock broking and research compliances and regulatory filings Engage with the local business team to promote a culture of compliance The candidate will be expected to engage with all front office and middle office operations, including Sales, Trading, Research, Operations, Finance and Technology groups in implementing compliance programs Ensure global policies are adhered to by staff, including enforcing our Code of Business...

Responsibilities: * Ensure regulatory compliance at all times * Collaborate with stakeholders on risk mitigation strategies * Monitor compliance performance regularly * Develop & implement compliance programs Health insurance Provident fund

About the Opportunity Job TypeApplication 18 August 2025 About The Role Title Senior Manager - Compliance Monitoring & Surveillance Department: General Counsel Shared Services Location Gurgaon, India Reports To Head of GC Shared services Compensation Grade 6 We are proud to have been helping our clients build better financial futures for over 50 years. How have we achieved thisBy working together - and supporting each other - all over the world. So, join our General Counsel (GC) Shared Services team and feel like you are part of something bigger. About your team: General Counsel (GC) is a trusted advisor to all parts of Fidelity International Limited (FIL), providing high-value independent a...

Hiring Manager Hina Doon Team Compliance About Navi Navi is one of the fastest-growing financial services companies in India providing Personal Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navis mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is dedicated to building delightful customer experiences. Founders Sachin Bansal Ankit Agarwal Know what makes you a Navi_ite 1.Perseverance, Passion and Commitment Passionate about Navi s mission and vision Demonstrates dedication, perseverance and high ownership Goes above and beyond by taking on additional res...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. Description How we serve our customers is constantly evolving and is a challenge we gladly accept. Whether youre finding new ways to prevent identity fraud or enab...

As a Finance & Collections Manager, you will be responsible for driving credit control, managing in-house collections, and facilitating communication between financing partners and internal teams. Your role will involve taking ownership of sensitive tasks that require a combination of operational efficiency and strategic oversight. Your key responsibilities will include managing the collections lifecycle, handling customer escalations, addressing exceptions, resolving disputes, overseeing the recovery process, managing delinquencies, handling debt recovery, coordinating with third-party collections agencies, monitoring compliance, and tracking customer satisfaction metrics. The ideal candida...

The Supply Chain Sourcing Analyst 1 is an entry-level position responsible for assisting in procurement activities such as placing orders, receiving delivery, and identifying comparable supplies and suppliers in coordination with the Corporate Services team. Your main objective in this role will be to acquire goods and services requested by company personnel in support of the company's business. In this specific role, you will be performing Quality Assurance activities for contracts with third parties. This will include QA reviews before and after signature, as well as providing tracking to closure of identified findings. You will also assist in global data and information analytics strategy...

As the Data Protection Officer (DPO) at our organization, your primary responsibility is to monitor compliance with Data Protection and Privacy Policy. You will work under the directions of the Chief Compliance and Security Officer to develop and review the Data Protection Policy. This includes liaising with the IT department to collect Data Leakage Prevention (DLP) reports and analyzing them to ensure data processors handle data in alignment with key data protection principles. You will be tasked with identifying and monitoring potential data breaches, investigating anomalies, and coordinating with relevant stakeholders to mitigate risks. In addition, you will advise the Head of Information...

You should have 2-3 years of experience in Quality Assurance (QA) with a reputed BPO company. As a Sr. Executive Quality, you will be responsible for monitoring call quality, audits, and transactional quality analysis. You will need to identify gaps and process inefficiencies to enhance customer experience and operational performance. Conducting Root Cause Analysis (RCA) on recurring issues and recommending corrective measures will be a key part of your role. Your responsibilities will also include ensuring adherence to SLAs, KPIs, and quality benchmarks within the BPO process. You will need to conduct process audits and ensure compliance with organizational and client standards. Working on ...

The ideal candidate should possess 8-10 years of experience in SAP GRC Risk Management and SAP GRC Process Controls. Your role will involve developing, implementing, and optimizing the SAP GRC Risk Management framework to ensure compliance with legal and regulatory standards. You will be responsible for identifying and mitigating risks across the enterprise by utilizing risk assessment methodologies, mitigation strategies, and compliance requirements. Working closely with business stakeholders, auditors, and IT teams, you will gain an understanding of the organization's governance, risk, and compliance needs. This will include identifying key business processes and associated risks. Your exp...

Silicon Labs (NASDAQ: SLAB) is the leading innovator in low-power wireless connectivity, building embedded technology that connects devices and improves lives. Merging cutting-edge technology into the world's most highly integrated SoCs, Silicon Labs provides device makers the solutions, support, and ecosystems needed to create advanced edge connectivity applications. Headquartered in Austin, Texas, Silicon Labs has operations in over 16 countries and is the trusted partner for innovative solutions in the smart home, industrial IoT, and smart cities markets. Learn more at www.silabs.com. As a Product Security Incident Response Analyst (PSIRA) at Silicon Labs, you'll be at the forefront of id...

The position of MEP Engineer - Commercial Projects at KVAT & Co involves leading a team to oversee CAPEX Infrastructure Audit Projects with a primary focus on Quality Validation, Cost Optimization, Interim/ Finishing Checks, and Detailed Reporting. As an MEP Engineer, you will play a crucial role in ensuring that all aspects of the project meet the highest quality standards, from plumbing lines to lighting fixtures. If you are passionate about delivering sustainable value in high-scale commercial spaces, this role is tailor-made for you. Your key responsibilities will include conducting interim site visits for in-progress validation, reviewing and validating finishing activities, performing ...

As a Junior HR at our company based in Pune, you will play a crucial role in the recruitment process by sourcing, screening, and interviewing candidates. Your responsibilities will include coordinating with hiring managers, managing the end-to-end recruitment process, and ensuring the IT talent hub is effectively utilized to attract the right talent for the organization. Your main objectives will revolve around overseeing the recruitment process, supporting onboarding procedures, implementing performance management processes, ensuring employee engagement through various activities, and monitoring compliance with company policies and labor regulations. To excel in this role, you should posses...

As an Associate, Compliance & Control II at BNY, you will have the opportunity to join the Insight Investment team in Chennai, TN HYBRID. Your main responsibilities will involve handling Pre & Post trade alerts, Guideline coding, and Guideline drafting reviews within Charles River. You will collaborate closely with senior team members to work on Guideline-related projects, suggest process improvements, and enhance your CRD technical skills. Your key responsibilities will include monitoring post-trade batch alerts daily, ensuring timely notification to front office and other business groups, coding new mandates/amendments into Charles River within agreed timelines, and verifying the accuracy ...

As a Senior Associate, Compliance & Control at BNY, you will be an integral part of the Insight Investment team based in Chennai, TN HYBRID. Your primary responsibility will be to handle Pre & Post trade alerts, Guideline coding, and Guideline drafting reviews within Charles River. You will play a key role in assisting with Guideline related projects, suggesting process improvements, and supporting junior associates in enhancing their CRD technical skills. Your daily tasks will include monitoring post trade batch alerts, ensuring accurate and timely coding of new mandates/amendments into Charles River, collaborating with Fund Managers and Client Directors for accurate interpretation of codin...

Key Responsibilities: Prepare replies for assessments & scrutiny Ensure timely compliance for GST, TDS, Income Tax, ROC Assist in statutory and tax audits, including drafting audit reports Communicate with clients to resolve queries and share updates

Join Vonage and help us innovate cloud communications for businesses worldwide! Why this role matters: The Carrier Operations Analyst (Registration) plays a vital role in supporting our business operations by overseeing a range of registration processes. This position is critical to ensuring regulatory compliance and enabling customer access to our suite of registration services. As a key member of the team, you will be responsible for onboarding customer traffic onto our platform, helping to streamline workflows and contributing to the overall effectiveness and efficiency of our operations. Your key responsibilities: Manage Registration Verifications: Oversee the end-to-end process of brand...

Some careers shine brighter than others. If you re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team i...

The Associate Director IES CIS Governance Service Delivery will be responsible for ensuring delivery excellence and governance for enterprise-wide strategic programs delivered by the Cloud and IT infrastructure organization. Efficiently managing stakeholder engagements and program communications will be key in this role. Additionally, the role involves developing and implementing comprehensive organizational operational policies based on long-term strategic priorities. The ideal candidate should have a minimum of 15 years of total work experience in the IT industry, with at least 10 years of experience in operational policy development, governance, stakeholder management, and program governa...

As an Email Security Engineer located in Noida, you will play a pivotal role in the design, implementation, and management of advanced email security solutions. With a B.Tech./MCA or equivalent educational background and technical certification, you are positioned to provide fourth-tier support for email security issues, resolving complex technical problems efficiently. Your responsibilities include designing and implementing email security architectures encompassing encryption, anti-phishing, and anti-spam solutions. You will lead the investigation and resolution of high-severity email security incidents, conducting forensic analysis and delivering detailed incident reports. Your expertise ...

YASH Technologies is a leading technology integrator specializing in helping clients reimagine operating models, enhance competitiveness, optimize costs, foster exceptional stakeholder experiences, and drive business transformation. At YASH, you will be part of a team of bright individuals working with cutting-edge technologies. Our purpose is to bring about real positive changes in an increasingly virtual world, transcending generational gaps and disruptions of the future. We are currently seeking Banking, Financial Services, and Insurance Professionals to join us in the following areas: **Digital** - Develop Digital/Business Transformation Roadmaps - Implement Digital Products and Digital ...