Senior Associate, Compliance & Control

As a Senior Associate, Compliance & Control at BNY, you will be an integral part of the Insight Investment team based in Chennai, TN HYBRID. Your primary responsibility will be to handle Pre & Post trade alerts, Guideline coding, and Guideline drafting reviews within Charles River. You will play a key role in assisting with Guideline related projects, suggesting process improvements, and supporting junior associates in enhancing their CRD technical skills. Your daily tasks will include monitoring post trade batch alerts, ensuring accurate and timely coding of new mandates/amendments into Charles River, collaborating with Fund Managers and Client Directors for accurate interpretation of coding, responding to client guideline queries promptly and accurately, and overseeing post-trade monitoring to escalate and record incidents proactively. Additionally, you will be responsible for producing monthly and quarterly compliance attestations within deadlines, supporting fund managers with ad-hoc queries related to pre-trade warnings, engaging with IT for system evolution, reviewing guidelines with Fund Management and Client Services teams, and devising ways to reduce operational risks and enhance process efficiency. Successful candidates for this role should possess excellent academic qualifications from a reputed institute, a minimum of 7-9+ years of rule coding experience on Charles River, expertise in pre & post trade compliance monitoring, strong communication and analytical skills, advanced knowledge of Microsoft Word, Power Point, and Excel, and a proactive and self-motivated approach towards promoting a positive compliance and risk culture within the organization. Furthermore, candidates should have a strong understanding of fixed income securities, including derivatives, and demonstrate a high level of ownership towards their role and responsibilities. BNY offers a rewarding and inclusive work culture, as evidenced by numerous awards such as Americas Most Innovative Companies, Worlds Most Admired Companies, and top performance in various sustainability and equality indices. BNY is committed to providing equal employment opportunities and fostering diversity and inclusion within the workplace, welcoming individuals from underrepresented racial and ethnic groups, females, individuals with disabilities, and protected veterans.,