12 Rule Coding Jobs

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to clients around the world. If you are seeking challenging work, smart colleagues, and a global employer with a social conscience, explore your potential at Invesco and make a difference every day. Your Role: - Daily Monitoring of investment restrictions and guidelines. - Learn and practice rule coding and testing in Order Management System (OMS). - Responsible for identifying any unusual or potential breaches...

As an Investment Compliance & Monitoring professional at UBS, your primary responsibility will be to ensure that portfolios adhere to regulatory, contractual, and internal investment restrictions. You will review and investigate post-trade breaches, collaborate with Portfolio Managers for resolution, and escalate issues when necessary. Additionally, you will conduct pre-trade compliance checks, approving or flagging trades that require further review. In the realm of Guideline Interpretation & Rule Coding, you will analyze and interpret client investment mandates, regulatory requirements (e.g., UCITS, 1940 Act, SFDR), and internal policies. Your tasks will include coding and maintaining inve...

As an Investment Compliance & Monitoring professional at UBS, your primary responsibility will be to ensure that portfolios adhere to regulatory, contractual, and internal investment restrictions. This includes reviewing and investigating post-trade breaches, collaborating with Portfolio Managers for resolution, and escalating issues when necessary. Additionally, you will conduct pre-trade compliance checks to approve or flag trades that require further review. You will also be tasked with analyzing and interpreting client investment mandates, regulatory requirements (e.g., UCITS, 1940 Act, SFDR), and internal policies. This will involve coding and maintaining investment restrictions in comp...

At BNY, our culture allows us to run our company better and enables employees growth and success.As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what #LifeAtBNY is all about. Join us and be part of s...

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day! This position would be part of the Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from the Hyderabad office. The role would...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself and a better working world for all. The job involves compliance rule coding and testing experience in CRD platform with expertise and prior work experience on one or more asset classes such as fixed income, equity, derivatives, etc. It includes Guideline Interpretation, Rule Coding and Testing, Pre-Trade & Post-Trade, Compliance Monitoring, and Investment Compliance. The ideal ...

As an Associate, Compliance & Control II at BNY, you will have the opportunity to join the Insight Investment team in Chennai, TN HYBRID. Your main responsibilities will involve handling Pre & Post trade alerts, Guideline coding, and Guideline drafting reviews within Charles River. You will collaborate closely with senior team members to work on Guideline-related projects, suggest process improvements, and enhance your CRD technical skills. Your key responsibilities will include monitoring post-trade batch alerts daily, ensuring timely notification to front office and other business groups, coding new mandates/amendments into Charles River within agreed timelines, and verifying the accuracy ...

As a Senior Associate, Compliance & Control at BNY, you will be an integral part of the Insight Investment team based in Chennai, TN HYBRID. Your primary responsibility will be to handle Pre & Post trade alerts, Guideline coding, and Guideline drafting reviews within Charles River. You will play a key role in assisting with Guideline related projects, suggesting process improvements, and supporting junior associates in enhancing their CRD technical skills. Your daily tasks will include monitoring post trade batch alerts, ensuring accurate and timely coding of new mandates/amendments into Charles River, collaborating with Fund Managers and Client Directors for accurate interpretation of codin...

Key Responsibilities • Onboarding of new clients for investment compliance by understanding the client requirements, interpreting the prospectus / investment mandate and extracting compliance restrictions to ensure guidelines and restrictions are effectively coded into compliance systems for ongoing monitoring of funds/accounts guidelines; • Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded; • Regular Rule maintenance on compliance system i.e. CRD; • Conduct Account Mapping / Review viz a viz applicable rule; • Continuously improve compliance monitoring of guidelines and regulatory rules by assisting with compliance rule testing,...

Title Manager - Portfolio Compliance Monitoring Department General Counsel Shared Services Location Gurgaon, India Reports To Senior Manager - Portfolio Compliance Monitoring Level 5 Were proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this? By working together - and supporting each other - all over the world. So, join our General Counsel Shared Services Team and feel like you’re part of something bigger. Portfolio Compliance Monitoring: The Portfolio Monitoring team is a global function is part of FIL’s Global Investment Compliance and Monitoring department, with teams present in Hong Kong, London and Gurgaon. The team is primari...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. We are counting on your unique voice and perspective to help EY become even better. Join us and build an exceptional experience for yourself, and a better working world for all. As a Compliance rule coder and tester on Blackrock Aladdin/other platforms professional, you will utilize your expertise and prior work experience on one or more asset classes such as fixed income, equity, derivatives, etc. Your responsibilities will include Guideline Interpretation, Rule Coding and Testing, Pre Trade & Post Trade Compliance Monitor...

About the job: Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts, combined with proprietary technology, supports more than 500 financial institutions and consulting companies to operate more efficiently and unlock their human capital, driving revenue higher and transforming operations. Acuity is headquartered in London and operates from 10 locations worldwide. The company fosters a diverse, equitable an...