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Morningstar
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Compliance Associate

Compliance Associate

Morningstar

2 - 6 years

0 Lacs

navi mumbai maharashtra

Posted:3 days ago| Platform: Shine logo

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Skills Required

compliance monitoring documentation testing analytical skills interpersonal skills critical thinking finance accounting economics electronic communications global policy compliance reviews investigative skills credit ratings business

Work Mode

On-site

Job Type

Full Time

Job Description

The Compliance Associate will report to the Global Head of Internal Controls within the Compliance function of DBRSM. Main responsibilities include monitoring emails and MS Teams messages to ensure compliance with the Electronic Communications Global Policy. Additionally, the Associate will execute general monitoring activities, document monitoring results, communicate results within Compliance and with key stakeholders, complete follow-ups resulting from monitoring activities, and identify opportunities for improvement and automation to enhance program efficiency. Qualifications for this role include a bachelor's degree, with a preference for a degree in finance, accounting, or economics. Advanced degrees and compliance-related professional certifications are recommended. Preferred qualifications include experience in compliance monitoring or testing programs, drafting procedures and internal communications, performing compliance reviews or testing, and specialized knowledge in products and processes related to the credit ratings business. The ideal candidate will possess strong analytical and investigative skills, critical thinking, sound judgment, interpersonal skills, professionalism, integrity, and the ability to handle confidential matters effectively. Morningstar is an equal opportunity employer. The hybrid work environment allows for remote work and in-person collaboration on a regular basis. Various benefits are available to enhance flexibility as needed, ensuring that employees have the tools and resources to engage meaningfully with colleagues globally.,

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Compliance Associate