29 Compliance Reviews Jobs

As a Risk and Compliance Specialist at Accenture, you will be part of the Risk and Compliance vertical, contributing to compliance reviews, report generation, and closure guidance as necessary. Your role will involve designing and recommending effective controls to mitigate risks and assisting the service delivery team in preparing for upcoming client and external audits. Working within the Risk & Compliance team, you will collaborate with clients and organizations to identify risks and develop mitigation strategies. Your responsibilities will include auditing and managing the implementation of functional processes in operations to minimize risks, such as policies related to Anticorruption, ...

As a Risk and Compliance Associate Manager at Accenture, you will be a part of the Risk and Compliance vertical, assisting in compliance reviews, report generation, and closure guidance. Your responsibilities will include designing and recommending effective controls to mitigate risks, preparing service delivery teams for audits, and identifying risks for clients and organizations. You will be expected to audit and manage the implementation of functional processes to mitigate risks such as Policies, Anticorruption, BCM, InfoSec, P104, Records Management, and Contractor controls. Your role will involve establishing processes to validate control effectiveness and driving improvements as necess...

The Compliance Testing Manager will be responsible for conducting Compliance reviews of Banks functions and new products to provide reasonable assurance to the Management regarding compliance with regulatory norms. This includes assisting in the preparation of Compliance Review plans, updating Compliance review checklists, and ensuring that reviews are completed within prescribed timelines. The incumbent will be required to prepare Draft Compliance Review reports, discuss them with relevant stakeholders, and obtain responses for the preparation of Final Compliance Review Reports. Proper documentation and working papers must be maintained for all compliance reviews conducted, including the pr...

You should have experience working with ERP software and possess basic knowledge of MS Office. Additionally, you should be able to understand and interpret financial reports, demonstrate self-learning capabilities, and manage work with minimal supervision. Self-motivation, eagerness to learn new concepts, flexibility to work in different time zones, attention to detail, and accuracy are key attributes for this role. Your responsibilities will include preparing loan files for submission, reviewing and verifying each file for accuracy, analyzing various assets and liability documents, updating information in ERP systems, calculating serviceability, and preparing mortgage loan applications. You...

In this role, you will have the opportunity to work in critical areas of Compliance and Governance for BharatPe alongside some of the brightest minds in the industry who are dedicated to building #bharatpeforbharat. Your responsibilities will include maintaining oversight of developments in the BFSI and Fintech regulatory environment, particularly focusing on Anti Money Laundering (AML). You will be responsible for developing internal procedures to prevent money laundering, building new scenarios/rules, creating BRDs, and evaluating exception reports and alert closures. Additionally, you will review policies and procedures in the AML program (KYC/CDD/EDD) to ensure information consistency wi...

The role is in the Global Risk Monitoring team and involves performing Operational and Compliance Reviews for member firms. This includes reviewing internal controls and processes to ensure they are in line with regulatory requirements and industry best practices. You will work closely with System of Quality Management (SoQM) leads of member firms to monitor, review, test, and report on the operation of relevant SoQM components and controls. This collaborative effort is essential in maintaining a robust risk management framework. Collaboration is key in this role, as you will work with global teams and senior stakeholders across member firms to identify and implement best practices for effec...

The Manager of Legal, Contracts, and Compliance will provide comprehensive legal support and guidance across multiple business areas. You will be responsible for ensuring adherence to legal and regulatory standards, minimizing legal risks, preparing and evaluating contracts, and offering reliable legal counsel to support business decisions. Your key responsibilities will include providing expert legal advice to senior management and other departments on various legal issues such as contracts, export control laws, corporate governance, compliance, intellectual property, and employment law. You will draft, review, and negotiate contracts, NDAs, and agreements to protect company interests. Addi...

Line of Service Advisory Industry/Sector FS X-Sector Specialism Risk Management Level Senior Associate Job Description & Summary At PwC, our people in cybersecurity focus on protecting organisations from cyber threats through advanced technologies and strategies. They work to identify vulnerabilities, develop secure systems, and provide proactive solutions to safeguard sensitive data. As a cybersecurity generalist at PwC, you will focus on providing comprehensive security solutions and experience across various domains, maintaining the protection of client systems and data. You will apply a broad understanding of cybersecurity principles and practices to address diverse security challenges e...

As a part of this role, you will be responsible for supporting the Firm's social networking initiatives by reviewing and approving profiles, status updates, and tweets. You will also play a key role in validating closed action items and coordinating with the MICOS staff in Poland to upload and track issues in the centralized tracking system. Additionally, you will be assisting the Americas Head of Compliance Reviews with management reports and information metrics. This will involve gathering and analyzing relevant documents for branch/desk reviews, updating and revising procedures manuals, and researching applicable regulatory rules or Firm policies. Moreover, you will be maintaining a datab...

Leadership Position Be a part of fast growing industry Job Description Key Responsibilities: Head - Risk and Compliance (20+ years of experience) | Mumbai City | Call Centre and Customer Service Oversee enterprise-wide governance, risk management, and compliance frameworks. Lead compliance reviews, audits, and implementation of controls across geographies. Collaborate with global teams and senior stakeholders to ensure adherence to regulatory and contractual requirements. Manage incident response, regulatory updates, ESG/CSR programs, and cross-functional risk committees. Drive policy implementation, training, and risk mitigation strategies while providing regular reporting to senior managem...

As an Execution Intermediate Analyst at our organization, you will play a crucial role in conducting risk and compliance reviews in collaboration with our Anti-Money Laundering (AML) team. Your primary responsibility will be leveraging your extensive AML expertise to analyze, review, and carry out thorough due diligence and investigations on high-risk cases that pose a potential threat to Citi. Your day-to-day tasks will include creating KYC Records in the KYC system by gathering information from various internal and external sources within specified deadlines. You will proactively engage with stakeholders to ensure the system is updated with accurate information until the final approval of ...

Company Description MOONSEZ Consultants Group is one of India&aposs leading SEZ and IFSC consultancy firms, operating across 17 locations with a client base of over 400 clients in various sectors including IT, Pharma, Engineering, R&D, MROs, PSUs, and BFSI. Our team of more than 300 professionals offers a range of services related to SEZ, IFSC, STPI, Non-STPI, and other types of entities. We pride ourselves on being one of the oldest and most reputable SEZ consultants in India, known for our commitment to learning, dedication, and passion for excellence. Role Description This is a full-time on-site role for a Principal Officer at our Gandhinagar Taluka location. The Principal Officer will ov...

Job Title: CA Article Trainee Firm: Jasuja Kapoor & Associates Location: Noida Sector 3, India Key Responsibilities: - Assist in conducting audits and compliance reviews. - Support in Direct Taxation matters including filing returns and compliance. - Participate in GST-related activities such as filing returns and reconciliation and Notices. - Assist in ROC compliances and related regulatory filings. - Collaborate with senior team members on ad-hoc projects and assignments. Requirements: - Pursuing CA -Transfer cases are also accepted (not more than 6 months) - Strong willingness to learn and adapt in a fast-paced environment. - Good communication and interpersonal skills. - Ability to work ...

???? We&aposre Hiring | CA Article Trainee ???? Location: Noida Sector 3, India ???? Firm: Jasuja Kapoor & Associates Are you an aspiring Chartered Accountant looking for the right opportunity to learn, grow, and excel Join Jasuja Kapoor & Associates, a dynamic firm offering hands-on exposure across diverse domains of accounting, audit, taxation, and compliance. ???? Key Responsibilities: Assist in Internal Audits and Compliance Reviews Work on Direct Taxation matters including filing of returns & compliance Gain exposure to GST: return filing, reconciliations & responding to notices Support in ROC Compliances & other statutory filings Collaborate with senior professionals on ad-hoc projects...

As a Contract Drafting & Review Specialist at our company located in Thane, you will be responsible for owning the drafting, reviewing, negotiating, and managing a variety of contracts. Your role will involve ensuring legal compliance, aligning agreements with business goals, mitigating risks, and maintaining accurate contractual records. Your key responsibilities will include drafting, reviewing, and negotiating various contracts such as vendor agreements, service contracts, employment contracts, NDAs, licensing, and partnership agreements. You will collaborate with legal, procurement, finance, sales, and other internal teams to align contractual terms with company strategies and policies. ...

You are a highly experienced UK Corporate Tax professional with 9-12 years of experience in UKCT PQE. You have the opportunity to join and lead within a newly launched Corporate Tax Centre of Excellence (CoE) for a Top 10 UK accountancy practice. In this leadership role, you are expected to demonstrate strong technical capabilities, a strategic mindset, and the ability to drive innovation, quality, and client value. Your key responsibilities will include: - Providing technical leadership by reviewing and signing off complex compliance and advisory files. - Taking ownership of technically challenging projects such as BEPS Pillar 2 assessments, M&A/restructuring, and cross-border financing str...

Line of Service Advisory Industry/Sector Not Applicable Specialism Risk Management Level Associate Job Description & Summary At PwC, our people in audit and assurance focus on providing independent and objective assessments of financial statements, internal controls, and other assurable information enhancing the credibility and reliability of this information with a variety of stakeholders. They evaluate compliance with regulations including assessing governance and risk management processes and related controls. Those in internal audit at PwC help build, optimise and deliver end-to-end internal audit services to clients in all industries. This includes IA function setup and transformation, ...

You will be leading a team of legal professionals specialized in Alternative Legal Service Provider (ALSP) work at a top global legal firm backed LPO. Your responsibilities will include overseeing various aspects such as e-discovery, document review, cyber incident response, collections, claim evaluation, witness preparation, contract management, DSAR, and compliance reviews to ensure efficient service delivery in a timely and accurate manner. You will need to ensure smooth service delivery by leveraging technology for client deliverables, supporting new client acquisition through client meetings, presentations, and discussions of the company's capabilities, and fostering team growth and col...

Key Responsibilities Manage and execute forensic audits, investigations, and compliance reviews Engage with clients on risk, fraud, and misconduct matters Apply forensic techniques and data analytics to identify anomalies Supervise teams and ensure project quality and timely delivery Prepare detailed, well-documented reports for client and regulatory use Skills & Attributes Strong forensic, audit, and investigative acumen Excellent communication and execution capabilities Data analytics and CFE certification are added advantages

As a Senior Auditor - I at Fiserv, you will be responsible for independently directing and executing audit projects, covering planning, fieldwork, and reporting stages. Your role will involve leading moderately complex to complex finance and operations focused audits across various domains including finance, operations, and compliance within Fiserv business functions. You will coordinate and facilitate audits by conducting meetings with key personnel, planning and conducting walkthroughs, drafting process understanding, and relevant controls. Your duties will also include preparing planning memos, risk assessment matrix, risk assessment control matrix (RACM), and internal controls documentat...

The Compliance Associate will report to the Global Head of Internal Controls within the Compliance function of DBRSM. Main responsibilities include monitoring emails and MS Teams messages to ensure compliance with the Electronic Communications Global Policy. Additionally, the Associate will execute general monitoring activities, document monitoring results, communicate results within Compliance and with key stakeholders, complete follow-ups resulting from monitoring activities, and identify opportunities for improvement and automation to enhance program efficiency. Qualifications for this role include a bachelor's degree, with a preference for a degree in finance, accounting, or economics. A...

You will be responsible for supporting our company's compliance programs and initiatives to ensure that our operations, procedures, and practices align with regulatory and legal requirements. Your role will involve monitoring and interpreting relevant laws and regulations, assisting in the development of compliance policies and procedures, and conducting compliance reviews and risk assessments. It will be essential to maintain accurate records of compliance activities, audits, and training, as well as supporting internal investigations of compliance issues and preparing reports and documentation. Additionally, you will be coordinating and delivering employee compliance training programs, pre...

As an Article Assistant at Chirag Solanki & Co, a Chartered Accountant firm based in Vadodara, Gujarat, you will play a crucial role in providing comprehensive financial services to clients. Your responsibilities will include assisting with bookkeeping, financial statement preparation, auditing tasks, tax planning, and compliance. You will have the opportunity to support business advisory, strategic consulting services, and company secretarial services such as corporate governance and regulatory compliance. This full-time hybrid role offers the flexibility of some work from home, ensuring a balance between work and personal life. To excel in this role, you should possess knowledge of bookkee...

The Compliance IT position at our organization, reporting to the Head of Regulatory and Compliance, entails overseeing regulatory inspections. As the incumbent, you will be responsible for managing IT compliance and conducting Information Systems Audits for the Bank. This includes evaluating Information Systems and Security audits, application control reviews, and application functionality reviews. Additionally, you will be required to execute IT audits according to the annual audit plan and possess practical experience in audit methodology. Your role will also involve supporting team members in performing compliance reviews and contributing to the preparation of regular submissions to the B...

As a Senior Auditor - I at Fiserv, you will be responsible for independently directing and executing audit projects, covering planning, fieldwork, and reporting stages. Your role will involve leading a variety of moderately complex to complex finance and operations focused audits across finance, operations, and compliance domains within Fiserv's business functions. You will coordinate and facilitate audits by conducting meetings with key personnel, planning and conducting walkthroughs, drafting process understanding and relevant controls, and preparing necessary documentation such as planning memos, risk assessment matrix, and internal controls. In this position, you will be expected to perf...