Role Overview The Compliance Officer will ensure Rational Asset Management (RAM) IFSC LLP, the Fund Management Entity (FME) and its associated Category III AIFs funds in GIFT City operate in strict adherence to IFSCA regulations, Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT) requirements and other applicable laws. The Compliance Officer will also oversee fund documentation, investor compliance, and operational risk frameworks. Key Responsibilities: Ensure day-to-day compliance with IFSCA Regulations Maintain up-to-date knowledge of regulatory changes and ensure timely implementation Act as the key contact with IFSCA on all compliance matters Oversee compliance related to fund raising, investor onboarding (including KYC/AML), and ongoing reporting Establish and update the compliance manual, policies, and internal controls Perform regular compliance checks across departments Prepare and submit regulatory, GST, tax filings, reports, and returns on behalf of the AIF Coordinate with different teams to ensure compliance reporting Ensure timely disclosures to investors as per fund regulations Support audit (internal and regulatory) processes and documentation Ensure the fund and the manager follow the fit and proper requirements Oversee AML & CFT framework Preferred candidate profile Qualifications: Chartered Accountant / Company Secretary / LLB / MBA (Finance or Compliance) Minimum 5 years experience in compliance roles in financial services, preferably with an AIF, PMS, AMC, or international fund house In-depth knowledge of IFSCA, SEBI AIF Regulations, and AML/CFT frameworks Excellent communication, drafting, and interpretation skills Based in or willing to relocate to GIFT City Preferred: Familiarity with GIFT IFSC ecosystem and international financial regulations Ability to work independently and handle regulatory inspections
Fund management Serve as the designated Principal Officer under the IFSCA (Fund Management) Regulations, 2022. Lead the fund management activities , ensuring alignment with investment objectives and risk management policies. Oversee the day-to-day functioning of the fund, including investment execution, valuation, compliance, accounting, and fund administration. Undertake fund accounting for all funds oversee monthly and quarterly NAV calculations , daily reconciliations including coordination with fund administrators, brokers, bank accounts and custodians. Liaise with fund administrators , custodians, trustees, and auditors for all fund-related operations. Maintain precise records of capital contributions, redemptions, and profit-sharing allocations at investor level. Prepare monthly and quarterly investor reports and profit allocation statements. Regulatory Ensure compliance with Category III AIF guidelines , including risk, leverage, investor reporting, and operational transparency. Act as the liaison with IFSCA , ensuring all regulatory filings, audit responses, and inspections are managed professionally and timely. Coordinate audit and tax filings for funds and personal investment entities. Coordinate with the Compliance Officer, fund accountants, custodians, legal, operations, and external service providers. Approve and oversee key investor communications, disclosures, and marketing material. Research Lead internal review processes and contribute to strategy discussions with the board and CIO Assist CIO in investment research requirements and data analysis across all funds