Manager Compliance

Role Overview: As a Regulatory & Statutory Compliance Officer, your main responsibility is to ensure compliance with various regulations such as RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws for NBFCs. You will be required to monitor changes in regulations, implement policy/procedure updates, prepare and file statutory returns within timelines, and manage regulatory inspections and audits while liaising with RBI and statutory bodies. Key Responsibilities: - Ensure compliance with RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws for NBFCs. - Monitor changes in regulations and implement required policy/procedure updates. - Prepare and file statutory returns (RBI, MCA, FIU, etc.) within timelines. - Manage regulatory inspections, audit, and liaise with RBI and statutory bodies. - Draft, review, and update compliance policies, SOPs, and internal controls. - Conduct regular compliance risk assessments across business functions. - Ensure compliance in areas like KYC/AML, fair lending practices, credit monitoring, and outsourcing guidelines. - Oversee company secretarial compliances (Board/Committee meetings, filings, resolutions). - Develop compliance dashboards and reports for senior management and the Board. - Highlight compliance risks and provide corrective action plans. - Support the design and monitoring of internal audits and risk management frameworks. - Provide compliance advisory to business and operations teams. - Conduct awareness sessions for employees on regulatory obligations, AML/KYC, data privacy, and ethical standards. Qualifications Required: - Bachelor's degree in Law, Finance, Business Administration, or related field. - Knowledge of RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws. - Strong understanding of compliance policies, SOPs, internal controls, and risk management frameworks. - Excellent communication and presentation skills for conducting awareness sessions and providing compliance advisory. - Relevant experience in regulatory and statutory compliance within the financial sector would be preferred.,