Manager – Compliance

Regulatory & Statutory Compliance

• Ensure compliance with RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws for NBFCs.
• Monitor changes in regulations and implement required policy/procedure updates.
• Prepare and file statutory returns (RBI, MCA, FIU, etc.) within timelines.
• Manage regulatory inspections, audit, and liaise with RBI and statutory bodies.

Internal Compliance & Governance

• Draft, review, and update compliance policies, SOPs, and internal controls.
• Conduct regular compliance risk assessments across business functions.
• Ensure compliance in areas like KYC/AML, fair lending practices, credit monitoring, and outsourcing guidelines.
• Oversee company secretarial compliances (Board/Committee meetings, filings, resolutions).

Monitoring & Reporting

• Develop compliance dashboards and reports for senior management and the Board.
• Highlight compliance risks and provide corrective action plans.
• Support the design and monitoring of internal audits and risk management frameworks.

Training & Advisory

• Provide compliance advisory to business and operations teams.

Conduct awareness sessions for employees on regulatory obligations, AML/KYC, data privacy, and ethical standards.