Manager Compliance

Role Overview: You will be responsible for ensuring that the Company's operations comply with all applicable RBI regulations, including those related to capital adequacy, asset classification, provisioning, liquidity management, and Fair Practices Code. You will need to stay updated on changes in regulatory requirements, disseminate relevant information to the organization, and assist in the implementation and maintenance of compliance policies and procedures. Monitoring and reporting on compliance risks will also be part of your key responsibilities. Key Responsibilities: - Ensure adherence to KYC/AML guidelines, including customer due diligence, transaction monitoring, and reporting of suspicious transactions. - Identify and report compliance gaps, recommend corrective actions, monitor the implementation of corrective actions, and track their effectiveness. - Assist in the preparation of compliance-related reports to the RBI and internal management. - Provide assistance in automating systems and processes through a compliance tool. - Assist in developing compliance training programs. - Liaison with regulatory authorities, including the RBI and others, prepare responses to regulatory inquiries and requests for information, facilitate regulatory inspections and audits, and maintain records of regulatory communications. Qualifications Required: - Bachelor's degree in finance, law, business administration, or a related field from a reputed university. - Qualified Company Secretary or Chartered Accountant with a minimum of post-qualification experience of 6+ years, preferably in the financial services industry, with a focus on NBFC regulations. - Good understanding of RBI regulations, PMLA, KYC, and other relevant statutory requirements. - Expert analytical, problem-solving, and communication skills. - Ability to work independently and as part of a team. - Strong ethical standards and integrity. - Proficient in MS Office Suite. Additional Details of the Company: N/A Role Overview: You will be responsible for ensuring that the Company's operations comply with all applicable RBI regulations, including those related to capital adequacy, asset classification, provisioning, liquidity management, and Fair Practices Code. You will need to stay updated on changes in regulatory requirements, disseminate relevant information to the organization, and assist in the implementation and maintenance of compliance policies and procedures. Monitoring and reporting on compliance risks will also be part of your key responsibilities. Key Responsibilities: - Ensure adherence to KYC/AML guidelines, including customer due diligence, transaction monitoring, and reporting of suspicious transactions. - Identify and report compliance gaps, recommend corrective actions, monitor the implementation of corrective actions, and track their effectiveness. - Assist in the preparation of compliance-related reports to the RBI and internal management. - Provide assistance in automating systems and processes through a compliance tool. - Assist in developing compliance training programs. - Liaison with regulatory authorities, including the RBI and others, prepare responses to regulatory inquiries and requests for information, facilitate regulatory inspections and audits, and maintain records of regulatory communications. Qualifications Required: - Bachelor's degree in finance, law, business administration, or a related field from a reputed university. - Qualified Company Secretary or Chartered Accountant with a minimum of post-qualification experience of 6+ years, preferably in the financial services industry, with a focus on NBFC regulations. - Good understanding of RBI regulations, PMLA, KYC, and other relevant statutory requirements. - Expert analytical, problem-solving, and communication skills. - Ability to work independently and as part of a team. - Strong ethical standards and integrity. - Proficient in MS Office Suite. Additional Details of the Company: N/A