63 Regulatory Liaison Jobs

About Vanguard Founded in 1975, Vanguard is one of the world's leading investment management companies. The firm offers investments, advice, and retirement services to tens of millions of individual investors around the globedirectly, through workplace plans, and through financial intermediaries. Vanguard's India Office Vanguard's office in India is a significant milestone in our global expansion. We are committed to establishing an enduring technology center in Hyderabad, Telangana and are excited to be adding talent who will focus on Artificial Intelligence (AI), mobile, and cloud-based technologies that drive our business outcomes and deliver a world-class experience for our clients. Role...

Job Description Overall Responsible for leading process engineering activities for project work, ensuring optimal process design, efficiency, and integration across all initiatives. Responsible for comprehensive project planning and scheduling for all process engineering initiatives, ensuring timely execution and achievement of critical milestones from a process standpoint. Responsible for the preparation, review, and finalization of detailed process engineering designs and specifications for Process systems (e.g., Cartridge filling line with isolator, PFS filling machine with Isolator, Component processing system, Automatic Visual Inspection Machine for Cartridge, Automatic Visual Inspectio...

Role & responsibilities The Company Secretary will oversee all statutory, regulatory, and governance-related functions of the organization. The role involves leading secretarial operations, ensuring full compliance with the Companies Act, coordinating with the Board of Directors, and supporting management in corporate governance initiatives. Lead and manage full secretarial compliance as per Companies Act, 2013. Conduct Board Meetings, Committee Meetings & Annual General Meetings (AGM). Draft notices, agendas, resolutions, and meeting minutes Ensure timely filing of all ROC forms & statutory documents (AOC-4, MGT-7, etc.). Maintain and update statutory registers & records Ensure compliance w...

Job Description: We are seeking an experienced Senior ESIA Specialist to lead and manage environmental and social clearance activities for 132 kV Transmission Line and other infrastructure projects . The role involves end-to-end handling of statutory approvals, stakeholder coordination, and compliance with national environmental and forest regulations. Eligibility Criteria: Minimum 7 years of professional experience , with at least 5 years in ESIA and statutory clearances for infrastructure projects. Mandatory experience in 132 kV Transmission Line projects or higher voltage transmission/distribution projects. Strong knowledge of Forest Conservation Act, Environmental Protection Act, Wildlif...

As a regulatory affairs professional at Azurity Pharmaceuticals, you will play a crucial role in ensuring the success of the business by developing and implementing effective regulatory strategies. Your responsibilities will include: - Ensuring the development and implementation of robust regulatory strategies and plans for projects in development and approved, to meet the company's goals. - Providing regulatory guidance, requirements, and strategy for assigned projects to internal and external stakeholders, ensuring compliance with regulations and company standards. - Developing regulatory strategies for pipeline assets, considering necessary clinical and regulatory requirements for FDA app...

As an Assistant Vice President Large Holdings- Remediation at the company, your role involves a strong understanding of Long, Short, and Takeover Panel (TOP) reporting requirements related to Major Shareholding / Disclosure of Interest / Major Holdings. You will be responsible for managing end-to-end Major Shareholding/Major Disclosure processes across multiple jurisdictions, overseeing monitoring and reporting of positions, reviewing and submitting disclosure filings within regulatory timelines, monitoring regulatory changes, and acting as the primary liaison for issuer queries. Your role will require hands-on experience with major shareholding/disclosure of interest, shot position reportin...

As a Senior Legal & Compliance Manager for a leading company operating in the NBFC and fintech sectors, your role will be crucial in overseeing legal and regulatory initiatives. Your expertise in contract management, regulatory compliance, and litigation support will play a vital role in ensuring the company's adherence to SEBI, RBI, and other financial regulations. Key Responsibilities: - Draft, review, and negotiate various legal documents such as loan agreements, co-lending agreements, NDAs, vendor contracts, joint venture agreements, disclaimers, privacy policies, and terms & conditions. - Ensure continuous compliance with SEBI, RBI, and other relevant legal frameworks. - Represent the c...

Role Overview: You will be responsible for ensuring that the Company's operations comply with all applicable RBI regulations, including those related to capital adequacy, asset classification, provisioning, liquidity management, and Fair Practices Code. You will need to stay updated on changes in regulatory requirements, disseminate relevant information to the organization, and assist in the implementation and maintenance of compliance policies and procedures. Monitoring and reporting on compliance risks will also be part of your key responsibilities. Key Responsibilities: - Ensure adherence to KYC/AML guidelines, including customer due diligence, transaction monitoring, and reporting of sus...

JD of CS Trainee: Kindly share your resume on : [HIDDEN TEXT] Qualities- CS Trainee who has passed Executive Level or Professional. Active enough to take part in the affairs of the Company. Well versed with provisions of Companies Act. Basic knowledge of Secretarial and Legal Compliances. Exposure- Private Placement Management: Facilitate private placement transactions by ensuring compliance with legal requirements and preparing necessary documentation. Allotment Processes: Oversee the allotment of shares, including managing shareholder records and ensuring timely communication with stakeholders. Disbursement Oversight: Manage financial disbursements related to dividends and other shareholde...

JD of CS Trainee: Kindly share your resume on : [HIDDEN TEXT] Qualities- CS Trainee who has passed Executive Level or Professional. Active enough to take part in the affairs of the Company. Well versed with provisions of Companies Act. Basic knowledge of Secretarial and Legal Compliances. Exposure- Private Placement Management: Facilitate private placement transactions by ensuring compliance with legal requirements and preparing necessary documentation. Allotment Processes: Oversee the allotment of shares, including managing shareholder records and ensuring timely communication with stakeholders. Disbursement Oversight: Manage financial disbursements related to dividends and other shareholde...

Role : Legal and Secretarial Associate(Industry FinTech) Experience : 5 to 6 years Qualification : LLB Location : Lower Parel Job Description : Legal Compliance and Advisory: Legal Advisory: Provide proactive legal guidance to internal stakeholders (business units, product teams, etc.) on regulatory changes, new initiatives, and compliance risks. Regulatory Compliance: Monitor and ensure compliance with local and international financial services regulations (e.g., RBI guidelines in India, or other relevant jurisdictions). Contract Management: Draft, review, and negotiate various commercial agreements, including partnership agreements, service agreements, vendor contracts, and NDAs with a foc...

As a Part-Time Executive Environmental Clearance Coordinator at Skyline Resins and Chemicals, you will play a crucial role in coordinating the efforts between the internal team and the EIA Consultant for obtaining Environmental Clearance (EC) for the upcoming Unsaturated Polyester Resin manufacturing expansion project at SIPCOT Gummidipoondi. Your strong coordination, documentation, and regulatory follow-up skills will be essential to ensure timely progress and full compliance throughout the clearance process. Key Responsibilities: - Coordination with EIA Consultant: - Act as the primary point of contact between company management and the appointed EIA consultant. - Ensure timely sharing of ...

Responsibilities Technical Liaison Single-point interface for all authority interactions; represent Adani Realty in hearings, site inspections, and compliance reviews. Drawing Preparation & Submission Oversee/review architectural, structural, MEP, and layout drawings for 100 % alignment with authority checklists; ensure error-free submissions within SLA timelines. Internal & External Stakeholder Coordination Orchestrate inputs from design, legal, consultants, and site teams for compliance closure and technical due-diligence reports. NOC & Permission Procurement Secure 360 approvals (IOA, CC, OC, EC, Fire NOC, Height NOC, CRZ, Tree NOC, etc.) with minimum rejections; target ? 95 % first-time ...

Responsibilities Technical Liaison Single-point interface for all authority interactions; represent Adani Realty in hearings, site inspections, and compliance reviews. Drawing Preparation & Submission Oversee/review architectural, structural, MEP, and layout drawings for 100 % alignment with authority checklists; ensure error-free submissions within SLA timelines. Internal & External Stakeholder Coordination Orchestrate inputs from design, legal, consultants, and site teams for compliance closure and technical due-diligence reports. NOC & Permission Procurement Secure 360 approvals (IOA, CC, OC, EC, Fire NOC, Height NOC, CRZ, Tree NOC, etc.) with minimum rejections; target ? 95 % first-time ...

As an Assistant Manager Public Affairs at our company based in Mumbai, you will be responsible for leading regional stakeholder engagement, with a key focus on the Food Safety and Standards Authority of India (FSSAI). Your role will be crucial in ensuring compliance, managing advocacy, and safeguarding our brand reputation. **Key Responsibilities:** - Act as the primary liaison with FSSAI at all levels, establishing strong relationships, monitoring policy changes, and ensuring timely license renewals and modifications. - Provide support to Herbalife distributors regarding FSSAI licensing and compliance, managing thousands of interactions each month. - Oversee Consumer Affairs compliance and ...

As a Lawyer cum Company Secretary at our company, you will be responsible for managing legal, statutory, and compliance functions for our group. Your role will involve handling corporate governance, drafting and vetting contracts, ensuring compliance with company law, mining and environmental regulations, and representing the company before statutory authorities. Key Responsibilities: - Managing corporate governance activities - Drafting and vetting contracts - Ensuring compliance with company law, mining, and environmental regulations - Representing the company before statutory authorities Qualifications Required: - LLB + CS (ICSI) mandatory; LLM preferred - 6-10 years of experience in Lega...

MAIN PURPOSE OF ROLE Leads/supervises a team of more than 2 professionals within the Regulatory Affairs Sub-Function. First level manager of a work team that may comprise professionals, technical and/or administrative staff. Typically without budget or hire/fire authority. Focuses on mentoring, coaching, and coordination. Main Responsibilities As the Team Leader (Professionals) of the Regulatory Affairs Sub-Function, supervises professionals in directing development of product registration submission, progress reports, supplements, amendments, or periodic experience reports. Interacts with regulatory agency to expedite approval of pending registration. Serves as regulatory liaison throughout...

LoLocation: Ranchi (plant & corporate liaison) Reporting to: Head Experience: 3-6 years in patent coordination, EHS compliance and regulatory liaison CTC Range: ?6 -10 LPA Role summary Hybrid role: Managing the company's patent filing/follow-up and ensuring statutory compliance with SPCB/CPCB/MoEF/ DGFT (as applicable), and EHS processes at manufacturing units. Key responsibilities: Patent Maintain patent docket: assist in drafting, filing, tracking patent families, filing dates, renewals and correspondence with patent attorneys. Coordinate internal invention disclosures, organise inventor interviews and prepare technical inputs for filings. Manage patent budgets, timelines, and follow up on...

Role Overview The Compliance Officer will be responsible for ensuring Ascentra Capitals adherence to all applicable laws, regulations, and circulars issued by SEBI, NSE, and other regulatory authorities. This role involves developing and maintaining compliance frameworks, monitoring regulatory risks, and promoting a strong compliance culture across the organization. Key Responsibilities Ensure compliance with SEBI, NSE, and other regulatory requirements applicable to stockbrokers. Develop, implement, and maintain internal compliance policies and procedures. Monitor trading activities, settlement operations, and client onboarding processes for compliance. Coordinate with regulatory authoritie...

Some Careers Open More Doors Than Others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. We are currently seeking an experienced professional to join the team (GPSO). GPSO is a pivotal part of the Group, providing essential operational and technical support to our global businesses and helping improve customer service and efficiency. GPSO combines global expertise and technology to help keep us ahead of the competition. Job Introduction GPSO would be...

Role Overview The Compliance Officer will be responsible for ensuring Ascentra Capitals adherence to all applicable laws, regulations, and circulars issued by SEBI, NSE, and other regulatory authorities. This role involves developing and maintaining compliance frameworks, monitoring regulatory risks, and promoting a strong compliance culture across the organization. Key Responsibilities Ensure compliance with SEBI, NSE, and other regulatory requirements applicable to stockbrokers. Develop, implement, and maintain internal compliance policies and procedures. Monitor trading activities, settlement operations, and client onboarding processes for compliance. Coordinate with regulatory authoritie...

As an Admin Officer at KL Deemed to be University, your role will involve coordinating and facilitating institutional and departmental accreditation processes such as NAAC, NBA, AICTE, and UGC. You will be responsible for preparing and compiling institutional and departmental data for submission to accreditation bodies. Additionally, you will ensure timely submission of compliance reports like AQAR, SSR, SAR, and other documentation. It will be your duty to liaise with statutory and regulatory agencies to ensure that the institution meets all norms and standards. Keeping updated records, approvals, and renewal documents from bodies such as AICTE, UGC, and affiliating universities is crucial....

Some Careers Open More Doors Than Others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. We are currently seeking an experienced professional to join the team (GPSO). GPSO is a pivotal part of the Group, providing essential operational and technical support to our global businesses and helping improve customer service and efficiency. GPSO combines global expertise and technology to help keep us ahead of the competition. Job Introduction GPSO would be...

Company Description Sandeep P Parekh & Co (SPPC) is a Company Secretary firm located in Vashi, Navi Mumbai,The firm specializes in providing comprehensive company secretarial services with a focus on compliance, corporate governance, and advisory services. Role Description This is a full-time, on-site (No Work from Home) role for a Qualified Company Secretary located in Navi Mumbai. The Company Secretary will be responsible for ensuring compliance with statutory and regulatory requirements, managing corporate governance, preparing and filing necessary documents with regulatory bodies, and maintaining company records. Key Responsibilities: Handling Company Law and NBFC Compliance under RBI Re...

Company Description Sandeep P Parekh & Co (SPPC) is a Company Secretary firm located in Vashi, Navi Mumbai,The firm specializes in providing comprehensive company secretarial services with a focus on compliance, corporate governance, and advisory services. Role Description This is a full-time, on-site (No Work from Home) role for a Qualified Company Secretary located in Navi Mumbai. The Company Secretary will be responsible for ensuring compliance with statutory and regulatory requirements, managing corporate governance, preparing and filing necessary documents with regulatory bodies, and maintaining company records. Key Responsibilities: Corporate & Secretarial Compliance under the Companie...