38 Pmla Jobs

Position Name - Compliance Officer-AIF Location - Gift City, Gandhinagar Experience Range - 5-8 yrs Mandatory Requirement: Ensure end-to-end compliance with IFSC regulations , corporate laws, and other regulatory frameworks Job Roles and Responsibilities: Ensure full compliance with all regulatory requirements under SEBI and/or IFSCA jurisdictions. Supervise investor onboarding, KYC/AML checks, due diligence of portfolio companies, and reporting. Monitor, interpret, and implement regulatory changes in internal policies and procedures. Coordinate with trustees, auditors, valuers, fund administrators , and other stakeholders. Track and maintain compliance with SEBI AIF / IFSCA FME regulations ...

# Drive SEBI PMS compliance # Embed compliance culture, develop policies, manage risk controls, # Oversee AML/PMLA, ensure investor protection, lead audits, train teams, implement compliance tech. Required Candidate profile # 8-10 yrs in financial compliance # Strong SEBI/PMLA/AML knowledge, # Experienced in audits & policy, professional certs like CS/CA/NISM preferred # From Wealth / Portfolio Management Background

You will be responsible for the following key responsibilities: - Regulatory & Statutory Compliance: - Ensure full compliance with RBI guidelines, Companies Act, PMLA, FIU-IND, and other applicable NBFC regulations. - Monitor regulatory developments and assess their impact on business operations; ensure timely implementation of required changes. - Prepare and submit regulatory returns, filings, and responses to authorities. - Liaise and coordinate with RBI and other regulators during inspections, audits, and compliance reviews. - Policy & Framework Management: - Develop, review, and update compliance policies, manuals, and SOPs in line with evolving regulatory expectations. - Oversee impleme...

About Credit Saison India Established in 2019, Credit Saison India (CS India) is one of the country's fastest-growing Non-Bank Financial Company (NBFC) lenders, with verticals in wholesale, direct lending, and tech-enabled partnerships with Non-Bank Financial Companies (NBFCs) and fintechs. Its tech-enabled model coupled with underwriting capability facilitates lending at scale, meeting India's huge gap for credit, especially with underserved and underpenetrated segments of the population. Credit Saison India is committed to growing as a lender and evolving its offerings in India for the long-term for MSMEs, households, individuals, and more. Credit Saison India is registered with the Reserv...

Company Description ACUMEN ATTORNEYS & ADVISORS is a multi-disciplinary law firm headquartered in New Delhi, with partner offices in Mumbai, Kolkata, Nanital and Prayagraj. The team comprises experienced advocates, retired officials, and professionals from various legal domains, collaborating to deliver efficient and comprehensive legal services. Role Description This is a full-time, on-site Advocate role based in Delhi, India. The Advocate will handle a wide range of legal responsibilities, including drafting, legal research and appearing in court proceedings. Qualifications Experience in Criminal Litigation, having considerable exposure to PMLA and white collar crime cases Proficiency in D...

Job Title : Finance Manager Location: Jaipur,Rajasthan Salary Range: 1012 LPA Work expereince: CA qualification (mandatory) with 34 years post-qualification experience. Employment Type: Full-Time About The Role We are seeking a highly skilled Finance Manager to lead finance, taxation, and regulatory compliance for a fast-growing organization in the financial technology and digital assets space. The ideal candidate will have strong experience in taxation, statutory compliance, corporate finance, and trading book management, with a proven ability to provide strategic insights to senior leadership. This is an excellent opportunity for finance professionals looking to grow their career in a dyna...

Job Title : Finance Manager Location: Jaipur,Rajasthan Salary Range: 1012 LPA Work expereince: CA qualification (mandatory) with 34 years post-qualification experience. Employment Type: Full-Time About The Role We are seeking a highly skilled Finance Manager to lead finance, taxation, and regulatory compliance for a fast-growing organization in the financial technology and digital assets space. The ideal candidate will have strong experience in taxation, statutory compliance, corporate finance, and trading book management, with a proven ability to provide strategic insights to senior leadership. This is an excellent opportunity for finance professionals looking to grow their career in a dyna...

This is regarding opening for Deputy Manager - AMC Compliance Anti-Money Laundering with India's leading Bank!! Location: Mumbai Position : AML Cell Compliance Team Member Job Description : Identifying and tracking account transactions in accordance with PMLA rules and the RBI's periodically released KYC/AML/CFT guidelines will be your responsibility as a member of the Anti-Money Laundering (AML) team. Other crucial tasks for the position include: Red flags and alerts produced by the AML system are analyzed to find possible suspicious conduct. examination of odd transaction patterns based on several system-defined scenarios Send AML alerts to the appropriate branches or enterprises so they c...

Ensure compliance with SEBI PMS Regulations Develop and maintain Compliance Manual, Checklist, Tracking, and Reporting Assist in AML/PMLA & Insider Trading Compliance Assist in concurrent, internal, and statutory audits related to PMS.2-3 years of experience in PMS/AIF/MF compliances. Knowledge of SEBI PMS regulations, Companies Act 2013, AML/PMLA, and Insider Trading regulations.

At PayU, we are a global fintech investor and our vision is to build a world without financial borders where everyone can prosper. We give people in high growth markets the financial services and products they need to thrive. Our expertise in 18+ high-growth markets enables us to extend the reach of financial services. This drives everything we do, from investing in technology entrepreneurs to offering credit to underserved individuals, to helping merchants buy, sell, and operate online. Being part of Prosus, one of the largest technology investors in the world, gives us the presence and expertise to make a real impact. Find out more at www.payu.com About the Team Join PayU's dynamic Complia...

As a Sr. Manager / VP - Regulatory Compliance at the Leading Private Bank in Navi Mumbai, your role involves: You will be responsible for ensuring day-to-day compliance with regulatory requirements from authorities such as RBI, PMLA, UIDAI, NPCI, CKYC, etc. by disseminating regulatory guidelines, maintaining compliance trackers, and ensuring timely follow-up and closure of open items. Additionally, you will coordinate the circulation of regulatory correspondences to internal teams and submit accurate responses to regulators, updating compliance activities to executive and board-level committees regularly. Key Responsibilities: - Ensure day-to-day compliance with regulatory requirements from ...

About Bhavin Bhavin Turakhia is a serial entrepreneur and has founded multiple successful companies. His companies are unique in several ways - (1) all bootstrapped and self-funded (2) with an intense Focus on profitability (3) delivering High ROCE (4) serving Global Markets (6) in Enduring Categories (7) with Majority stake still owned by Bhavin. About Bhavin's Businesses Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future. Its flagship processing platform - Zeta Tachyon - is the industry's first modern, cloud-native, and fully API-enabled stack that brings together issuance, processing, lending, core banking, fraud & risk, and ...

We are Hiring: Principal Officer (PO) Compliance & AML Cofinex Exchange, a growing and regulated cryptocurrency platform, is looking for a Principal Officer (PO) to lead our compliance and AML/CFT operations in India. Location: Kolkata, India (On-site) Employment Type: Full-time Company Description Cofinex is an innovative blockchain ecosystem redefining digital finance. Our platform includes an Exchange, Forex, Launchpad, Info, Copay Card, Cofinex Wallet, and Lend, tailored to meet the evolving needs of the digital age. The Cofinex Exchange is renowned for its speed and efficiency, processing over 0.4 million orders per second and offering unmatched security, liquidity, and low trading fees...

As a candidate for this role in Ahmedabad with 2-3 years of experience, your responsibilities will include: - Monthly, Quarterly, Half yearly, yearly Report submissions to NSDL - Downloading and submitting NSDL PMLA report - Modification and verification of Accounts, DIS slip, and DRFs - Checking and reporting Grievance every month - Preparation of MIS In order to qualify for this position, you should have: - Experience in capital market preferably in DP/RTA or broking firm - Good communication skills - Proficiency in Microsoft Excel and Word - NCFM DP Module certified preferred The company offers a competitive salary package with additional incentives based on performance.,

Position Name - Compliance Manager - Mutual Fund Location - Mumbai Experience Range - 8-10 years Mandatory Requirement: strong background in compliance within the Mutual fund/Trustee/Financial Services domain, with expertise in regulatory frameworks, risk management, and governance processes. Job Roles and Responsibilities: Independently manage reporting requirements to SEBI, AMFI, AMC / Trustee Board. Also cater to the reporting needs of the management as may arise from time to time. Framework i.e. policies around PMLA, KYC, processes around client due diligence, analysis of alerts, tracking regulatory / industry developments, minutes, paperwork. Implementation of Policies around conflict o...

Job Summary As a Manager / Senior Manager of the Compliance team, you will be responsible for overseeing regulatory adherence, regulatory liaison, process improvement, performance management and stakeholder coordination. The role will also comprise of internal compliances wherein the duties may overlay with the teams such as product, risk, vigilance etc. This role involves working across various domains like Banking Regulations, Fintech, Digital Payments and compliance of several regulators governing the respective sectors that Easebuzz deals with. Job Description Compliance Management & Strategy Define and implement compliance frameworks, checklists, and policies. Manage regulatory projects...

Role Overview: As a Regulatory & Statutory Compliance Officer, your main responsibility is to ensure compliance with various regulations such as RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws for NBFCs. You will be required to monitor changes in regulations, implement policy/procedure updates, prepare and file statutory returns within timelines, and manage regulatory inspections and audits while liaising with RBI and statutory bodies. Key Responsibilities: - Ensure compliance with RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws for NBFCs. - Monitor changes in regulations and implement required policy/procedure updates. - Prepare and fi...

Title: Associate Location: Bangalore Role overview: A successful Sanction Screening Associate ensures that their organization remains compliant with all sanction requirements, helps mitigate legal and financial risks, and contributes to a secure and trustworthy financial environment. How you will create impact: Sanctions Screening Program Management: Oversee day-to-day operations related to the Sanctions Screening program, including collaboration with compliance officers to meet company goals Investigation and Analysis: Conduct investigations and analysis to make compliance decisions, including identifying red flags for escalation based on a risk-based approach Screening and Escalation: Scre...

Responsibilities Timely execution of fieldwork & testing of a core responsibility across all areas of laws AML, Privacy, Anti - corruption, Consumer Protection & Fairness, etc. Exhibit strong and independent risk assessment skills is designing the overall testing program as well as during alignment stages (issue classification & reporting) Regular and timely dialogue and communication on the progress of the work and potential findings to the Manager Compliance Testing Team Independently lead conversations with senior stakeholders (Directors, VPs etc) during kick offs, testing and issue alignment discussions with minimal managerial support. Train and mentor other colleagues in upskilling them...

As India's leading financial services and broking company, Arihant Capital is dedicated to shaping investments and financial services to be understandable and accessible for all. Embodying the values of Integrity, Client Commitment, Respect, Excellence, and Innovation, we are committed to creating an inclusive environment where both our clients and employees can thrive. **Key Responsibilities:** - Handle day-to-day DP operations smoothly. - Ensure compliance with NSDL, CDSL, NPS, NERL, COMRIS regulations. - Manage KYC compliance, PMLA guidelines, and STR reporting. - Ensure all activities adhere to regulatory and internal policies. - Coordinate with exchanges, depositories, and regulatory au...

Role & responsibilities Key Responsibilities: Ensure the company complies with all SEBI, NSE, BSE, CDSL, NSDL, and other regulatory guidelines applicable to stock broking activities. Monitor day-to-day compliance of trading, depository, and back-office operations. Prepare, review, and submit periodic reports/returns to SEBI, Exchanges, Depositories, and other regulatory authorities within timelines. Draft and update internal compliance policies, manuals, and procedures in line with regulatory requirements. Conduct regular compliance audits, inspections, and internal checks across branches and departments. Ensure client KYC, PMLA (Prevention of Money Laundering Act), and other statutory compl...

Job Title: Principal Officer (AML/CFT Compliance) Company: Cryptoforce Location: Hyderabad, Telangana, India (Hybrid/Remote flexibility for the right candidate) Level: Leadership/Executive The Mission: This isn't just a compliance role. This is an opportunity to build the foundation of trust for India's digital future. At Cryptoforce, we're not just building another crypto exchange; we're on a mission to establish India's first Public Utility for Digital Assets. We are a fully compliant, FIU-registered entity engineered from the ground up for radical transparency, proactive user protection, and institutional-grade security. To lead this mission, we are looking for a dedicated and experienced...

Responsible for implementing AML/CFT/KYC policies, conducting risk assessments, and overseeing customer due diligence. Manages regulatory reporting, sanctions screening, and FIU-IND filings. Ensures compliance.

Know the Company : PeepalCo is a canopy for brands serving India with tailored wealth-tech products, Making Money Equal for All. Founded by Ashish Singhal, Govind Soni, and Vimal Sagar Tiwari, PeepalCo&aposs products include CoinSwitch and Lemonn. The Group is backed by blue-chip investors including Andreessen Horowitz (a16z), Tiger Global, Peak XV Partners (formerly Sequoia Capital India), Ribbit Capital, Paradigm, and Coinbase Ventures. PeepalCo is the brand name for our Group entity and will house all our wealth-tech brands. The largest of our brands, CoinSwitch, Lemonn will be housed under PeepalCo. For more information, visit: https://peepal.co | For media queries, contact: [HIDDEN TEXT...

Role Overview: We are seeking an experienced professional to lead the KYC Concurrent Audit function. The role involves real-time audits of customer onboarding and KYC documentation, ensuring compliance with RBI, PMLA, and internal guidelines. The ideal candidate will have strong regulatory knowledge, leadership skills, and proficiency in MS Office for reporting and dashboards. Key Responsibilities: Lead concurrent audits of KYC processes across branches and digital platforms. Review onboarding files for completeness and compliance with RBI/PMLA norms. Identify gaps, escalate critical issues, and ensure timely closure of observations. Supervise audit team members and maintain consistency in e...