51 Pmla Jobs

As a Sr. Manager / VP - Regulatory Compliance at the Leading Private Bank in Navi Mumbai, your role involves: You will be responsible for ensuring day-to-day compliance with regulatory requirements from authorities such as RBI, PMLA, UIDAI, NPCI, CKYC, etc. This includes disseminating regulatory guidelines, maintaining compliance trackers, and ensuring timely follow-up and closure of open items. You will coordinate the circulation of regulatory correspondences to internal teams and submit accurate responses to regulators. It will be your duty to regularly update compliance activities to executive and board-level committees. Your duties will include managing end-to-end compliance testing, whi...

Company Description Lexstone Group operates through two specialized entities: Lexstone Chambers and Lexstone & Wheaton Law Chambers. Lexstone Chambers focuses on Corporate Laws, Transaction Advisory, Civil Dispute Resolution, Arbitrations, and Civil Litigation. Meanwhile, Lexstone & Wheaton Law Chambers specializes in Criminal Litigation and White-Collar Investigations. Together, the firms offer comprehensive legal services tailored to meet the diverse needs of their clients. Role Description This is a full-time, on-site role for a Legal Senior Associate, based in New Delhi. The Candidate must have prior experience of atleast 7 years of handlign criminal litigaion (PMLA etc.). The role invol...

Primary role Transaction Monitoring: Inhouse and Depository provided PMLA RFI (FIU) alerts relating to DP Transactions. Monitoring PMLA and Surveillance Software daily emails regarding various jobs status and ensuring failure jobs are attended for rectification. NPS Client Screening and Transaction Monitoring: NPS (PMLA RFI) Partner Screening activity. FATCA and CRS reporting and coordination with Consultant. Review/ Due diligence of FIU-India alerts notified by FIU7 Filing of STR Secondary Role Helping superior in preparing the MIS reports as and when required. Helping superior for any incidental task. Required Skills Strong understanding of PMLA, AML regulations, and FIU-India reporting re...

The incumbent would be responsible for monitoring and analyzing the transactions to identify potential money laundering activities Core Responsibilities The job will involve a comprehensive review of Cross Border Trade Based AML alerts in the team. This would involve review of customer profile, transaction pattern, financials, transaction documents & ancillary information obtained through public and private sources to identify potential money laundering activities. The job will also entail taking such cases to logical closure including filing of STR with FIU. The job holder would need to have coverage of full spectrum of AML activities from Transaction Monitoring to Investigations. Minimum Q...

Role Overview: You will be responsible for ensuring that the Company's operations comply with all applicable RBI regulations, including those related to capital adequacy, asset classification, provisioning, liquidity management, and Fair Practices Code. You will need to stay updated on changes in regulatory requirements, disseminate relevant information to the organization, and assist in the implementation and maintenance of compliance policies and procedures. Monitoring and reporting on compliance risks will also be part of your key responsibilities. Key Responsibilities: - Ensure adherence to KYC/AML guidelines, including customer due diligence, transaction monitoring, and reporting of sus...

Job Title: Compliance Officer (with NBFC Experience only ) Location: Mumbai, India Reporting To: Chief Executive Officer / Head of Compliance Department: Compliance Job Summary: We are seeking a highly skilled and detail-oriented Compliance Officer to lead the identification, assessment, and mitigation of risks, and to ensure full compliance with applicable laws, regulations, and internal policies relevant to an NBFC operating in the fintech space. The ideal candidate will bring deep knowledge of RBI regulations, digital lending guidelines, and financial sector compliance requirements, and will be pivotal in building a strong governance and risk culture. Key Responsibilities: Compliance Mana...

Role & responsibilities 1. AntiMoney Laundering (AML) & Transaction Monitoring - Ensure effective prevention, detection, and reporting of suspicious activity in line with RBI and FIU-IND requirements. Oversee daily and periodic AML transaction monitoring and ensure timely closure of alerts. Ensure 100% timely filing of STRs with FIU-IND. Review and enhance AML rule sets, thresholds, and risk scoring in the monitoring system. Conduct periodic review of customer risk classification (Low / Medium / High). Ensure zero overdue AML alerts beyond SLA. Drive periodic training and awareness for all employees on AML/CFT requirements. 2. Regulatory Compliance (RBI, PPI Master Directions, KYC/AML, NPCI ...

The incumbent would be responsible for monitoring and analyzing the transactions to identify potential money laundering activities Core Responsibilities The job will involve a comprehensive review of Cross Border Trade Based AML alerts in the team. This would involve review of customer profile, transaction pattern, financials, transaction documents & ancillary information obtained through public and private sources to identify potential money laundering activities. The job will also entail taking such cases to logical closure including filing of STR with FIU. The job holder would need to have coverage of full spectrum of AML activities from Transaction Monitoring to Investigations. Minimum Q...

Role Overview: As a Regulatory & Statutory Compliance Officer, you will be responsible for ensuring compliance with RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws for NBFCs. You will monitor changes in regulations, implement required policy/procedure updates, and prepare and file statutory returns within timelines. Additionally, you will manage regulatory inspections, audits, and liaise with RBI and statutory bodies. Key Responsibilities: - Ensure compliance with RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable laws for NBFCs. - Monitor changes in regulations and implement required policy/procedure updates. - Prepare and file statutory retur...

As a Compliance Officer, your role involves monitoring and analyzing transactions to identify potential money laundering activities. Your key responsibilities will include: - Conducting a comprehensive review of Cross Border Trade Based AML alerts within the team. - Reviewing customer profiles, transaction patterns, financials, transaction documents, and ancillary information from public and private sources to identify potential money laundering activities. - Taking cases to logical closure, including filing Suspicious Transaction Reports (STR) with the Financial Intelligence Unit (FIU). - Having coverage of the full spectrum of AML activities from Transaction Monitoring to Investigations. T...

As India's leading financial services and broking company, Arihant Capital is committed to Integrity, Client Commitment, Respect, Excellence, and Innovation. We aim to make investments and financial services understandable and accessible to all while fostering an inclusive environment for our employees to thrive and make a meaningful impact. **Key Responsibilities:** - Handle day-to-day DP operations smoothly. - Ensure compliance with NSDL, CDSL, NPS, NERL, COMRIS regulations. - Manage KYC compliance, PMLA guidelines, and STR reporting. - Ensure all activities are in line with regulatory and internal policies. - Coordinate with exchanges, depositories, and regulatory authorities. **Qualifica...

Company Description Diwan Advocates is a full-service litigation firm with a strong practice in white-collar crime, economic offences, and complex financial investigations. The firm regularly appears before Special PMLA Courts, Sessions Courts, High Courts, and investigative agencies including the Enforcement Directorate, SFIO, EOW, CBI, and other specialised bodies. Known for strategic courtroom advocacy and meticulous case-building, Diwan Advocates represents corporations, promoters, senior executives, and individuals facing sensitive and high-stakes financial allegations. Role Description: Advocate PMLA & Economic Offences Litigation (Minimum 5 Years Experience + Trial Court Experience Ma...

Role Overview The Designated Directors will provide end-to-end leadership for broking operations and ensure 100% compliance with all regulatory bodies. They will act as principal signatories for audits, governance processes, and statutory filings, while supervising risk, compliance, and operational controls. This is a high-responsibility statutory role requiring deep broking industry expertise. Key Responsibilities 1. Strategic & Regulatory Leadership Serve as Designated Director as per SEBI & Exchange norms. Liaise with SEBI, NSE, BSE, MCX, CDSL/NSDL, and Clearing Corporations. Oversee statutory compliance during registration and ongoing operations. Approve policies on risk, compliance, AML...

Position Name - Compliance Officer-AIF Location - Gift City, Gandhinagar Experience Range - 5-8 yrs Mandatory Requirement: Ensure end-to-end compliance with IFSC regulations , corporate laws, and other regulatory frameworks Job Roles and Responsibilities: Ensure full compliance with all regulatory requirements under SEBI and/or IFSCA jurisdictions. Supervise investor onboarding, KYC/AML checks, due diligence of portfolio companies, and reporting. Monitor, interpret, and implement regulatory changes in internal policies and procedures. Coordinate with trustees, auditors, valuers, fund administrators , and other stakeholders. Track and maintain compliance with SEBI AIF / IFSCA FME regulations ...

# Drive SEBI PMS compliance # Embed compliance culture, develop policies, manage risk controls, # Oversee AML/PMLA, ensure investor protection, lead audits, train teams, implement compliance tech. Required Candidate profile # 8-10 yrs in financial compliance # Strong SEBI/PMLA/AML knowledge, # Experienced in audits & policy, professional certs like CS/CA/NISM preferred # From Wealth / Portfolio Management Background

You will be responsible for the following key responsibilities: - Regulatory & Statutory Compliance: - Ensure full compliance with RBI guidelines, Companies Act, PMLA, FIU-IND, and other applicable NBFC regulations. - Monitor regulatory developments and assess their impact on business operations; ensure timely implementation of required changes. - Prepare and submit regulatory returns, filings, and responses to authorities. - Liaise and coordinate with RBI and other regulators during inspections, audits, and compliance reviews. - Policy & Framework Management: - Develop, review, and update compliance policies, manuals, and SOPs in line with evolving regulatory expectations. - Oversee impleme...

About Credit Saison India Established in 2019, Credit Saison India (CS India) is one of the country's fastest-growing Non-Bank Financial Company (NBFC) lenders, with verticals in wholesale, direct lending, and tech-enabled partnerships with Non-Bank Financial Companies (NBFCs) and fintechs. Its tech-enabled model coupled with underwriting capability facilitates lending at scale, meeting India's huge gap for credit, especially with underserved and underpenetrated segments of the population. Credit Saison India is committed to growing as a lender and evolving its offerings in India for the long-term for MSMEs, households, individuals, and more. Credit Saison India is registered with the Reserv...

Company Description ACUMEN ATTORNEYS & ADVISORS is a multi-disciplinary law firm headquartered in New Delhi, with partner offices in Mumbai, Kolkata, Nanital and Prayagraj. The team comprises experienced advocates, retired officials, and professionals from various legal domains, collaborating to deliver efficient and comprehensive legal services. Role Description This is a full-time, on-site Advocate role based in Delhi, India. The Advocate will handle a wide range of legal responsibilities, including drafting, legal research and appearing in court proceedings. Qualifications Experience in Criminal Litigation, having considerable exposure to PMLA and white collar crime cases Proficiency in D...

Job Title : Finance Manager Location: Jaipur,Rajasthan Salary Range: 1012 LPA Work expereince: CA qualification (mandatory) with 34 years post-qualification experience. Employment Type: Full-Time About The Role We are seeking a highly skilled Finance Manager to lead finance, taxation, and regulatory compliance for a fast-growing organization in the financial technology and digital assets space. The ideal candidate will have strong experience in taxation, statutory compliance, corporate finance, and trading book management, with a proven ability to provide strategic insights to senior leadership. This is an excellent opportunity for finance professionals looking to grow their career in a dyna...

Job Title : Finance Manager Location: Jaipur,Rajasthan Salary Range: 1012 LPA Work expereince: CA qualification (mandatory) with 34 years post-qualification experience. Employment Type: Full-Time About The Role We are seeking a highly skilled Finance Manager to lead finance, taxation, and regulatory compliance for a fast-growing organization in the financial technology and digital assets space. The ideal candidate will have strong experience in taxation, statutory compliance, corporate finance, and trading book management, with a proven ability to provide strategic insights to senior leadership. This is an excellent opportunity for finance professionals looking to grow their career in a dyna...

This is regarding opening for Deputy Manager - AMC Compliance Anti-Money Laundering with India's leading Bank!! Location: Mumbai Position : AML Cell Compliance Team Member Job Description : Identifying and tracking account transactions in accordance with PMLA rules and the RBI's periodically released KYC/AML/CFT guidelines will be your responsibility as a member of the Anti-Money Laundering (AML) team. Other crucial tasks for the position include: Red flags and alerts produced by the AML system are analyzed to find possible suspicious conduct. examination of odd transaction patterns based on several system-defined scenarios Send AML alerts to the appropriate branches or enterprises so they c...

Ensure compliance with SEBI PMS Regulations Develop and maintain Compliance Manual, Checklist, Tracking, and Reporting Assist in AML/PMLA & Insider Trading Compliance Assist in concurrent, internal, and statutory audits related to PMS.2-3 years of experience in PMS/AIF/MF compliances. Knowledge of SEBI PMS regulations, Companies Act 2013, AML/PMLA, and Insider Trading regulations.

At PayU, we are a global fintech investor and our vision is to build a world without financial borders where everyone can prosper. We give people in high growth markets the financial services and products they need to thrive. Our expertise in 18+ high-growth markets enables us to extend the reach of financial services. This drives everything we do, from investing in technology entrepreneurs to offering credit to underserved individuals, to helping merchants buy, sell, and operate online. Being part of Prosus, one of the largest technology investors in the world, gives us the presence and expertise to make a real impact. Find out more at www.payu.com About the Team Join PayU's dynamic Complia...

As a Sr. Manager / VP - Regulatory Compliance at the Leading Private Bank in Navi Mumbai, your role involves: You will be responsible for ensuring day-to-day compliance with regulatory requirements from authorities such as RBI, PMLA, UIDAI, NPCI, CKYC, etc. by disseminating regulatory guidelines, maintaining compliance trackers, and ensuring timely follow-up and closure of open items. Additionally, you will coordinate the circulation of regulatory correspondences to internal teams and submit accurate responses to regulators, updating compliance activities to executive and board-level committees regularly. Key Responsibilities: - Ensure day-to-day compliance with regulatory requirements from ...

About Bhavin Bhavin Turakhia is a serial entrepreneur and has founded multiple successful companies. His companies are unique in several ways - (1) all bootstrapped and self-funded (2) with an intense Focus on profitability (3) delivering High ROCE (4) serving Global Markets (6) in Enduring Categories (7) with Majority stake still owned by Bhavin. About Bhavin's Businesses Zeta is a Next-Gen Banking Tech company that empowers banks and fintechs to launch banking products for the future. Its flagship processing platform - Zeta Tachyon - is the industry's first modern, cloud-native, and fully API-enabled stack that brings together issuance, processing, lending, core banking, fraud & risk, and ...