10 Nbfc Regulations Jobs

A corporate NBFC Office near Kalighat Metro Station is seeking Office Assistants (Full-Time Part-Time) to support NBFC compliance, MCA filings, and charitable trust operations. Responsibilities include preparing and maintaining regulatory documents, coordinating with regulatory bodies, data entry, ensuring compliance deadlines are met, and assisting in audit preparation. Graduate candidates with a sound understanding of NBFC regulations, MCA compliance processes, and strong organizational skills are preferred. Good communication skills are essential.

Job Description : Collaborate with the Family Board, the President of Unsecured Lending, and other senior leaders to align financial strategies with overall business goals and stakeholder expectations. Develop and implement financial models to optimize profitability, cost efficiency, and portfolio performance. Drive financial planning and analysis (FP&A) for the unsecured lending division, including budgeting, forecasting, and variance analysis. Lead the development and execution of the Annual Operating Plan (AOP) for the unsecured lending division, ensuring alignment with organizational goals and financial targets. Monitor the financial health of the unsecured lending portfolio, analyzing key metrics such as delinquency rates, recovery percentages, and net interest margins. Provide actionable insights to improve portfolio performance and mitigate risks. Ensure compliance with RBI guidelines, NBFC regulations, and internal financial policies. Work closely with the collections team to ensure financial alignment in recovery strategies and cost optimization. Act as a key financial advisor to the Family Board, President of Unsecured Lending, and other senior stakeholders. Prepare and present financial reports, portfolio updates, and strategic recommendations to the leadership team. Build strong relationships with external stakeholders, including auditors, regulators, and financial institutions. Lead, mentor, and develop a high-performing finance team, fostering a culture of accountability, innovation, and continuous improvement. Leverage digital tools, analytics, and fintech platforms to enhance financial reporting, portfolio monitoring, and decision-making. Drive automation and process improvements to increase efficiency and accuracy in financial operations

As a Regulatory Compliance Officer, your primary responsibility is to ensure that the Company's operations comply with all applicable RBI regulations. This includes overseeing areas such as capital adequacy, asset classification, provisioning, liquidity management, and Fair Practices Code. You will need to stay updated on changes in regulatory requirements and communicate relevant information to the organization. Additionally, you will assist in the implementation and maintenance of compliance policies and procedures while monitoring and reporting on compliance risks. In the realm of PMLA/KYC Compliance, your role will involve ensuring adherence to KYC/AML guidelines. This includes conducting customer due diligence, transaction monitoring, and reporting of suspicious transactions. You will be responsible for identifying and reporting compliance gaps, recommending corrective actions, monitoring the implementation of these actions, and tracking their effectiveness. Furthermore, you will provide assistance in preparing compliance-related reports to the RBI and internal management. Your duties will also extend to Automation, Training, and Awareness initiatives. This involves aiding in the automation of systems and processes through a compliance tool, as well as contributing to the development of compliance training programs. As part of Regulatory Liaison activities, you will assist in liaising with regulatory authorities such as the RBI. This will involve preparing responses to regulatory inquiries and requests for information, facilitating regulatory inspections and audits, and maintaining records of regulatory communications. To qualify for this role, you should possess a Bachelor's degree in finance, law, business administration, or a related field from a reputable university. Additionally, being a Qualified Company Secretary or Chartered Accountant with at least 6+ years of post-qualification experience in the financial services industry, particularly with a focus on NBFC regulations, is preferred. You should have a good understanding of RBI regulations, PMLA, KYC, and other relevant statutory requirements. Strong analytical, problem-solving, and communication skills are essential, along with the ability to work both independently and collaboratively within a team. Upholding high ethical standards and integrity is crucial, as well as proficiency in using the MS Office Suite. Key competencies required for this role include attention to detail, strong organizational skills, the ability to work effectively under pressure, sound decision-making capabilities, and excellent interpersonal skills.,

You will be responsible for overseeing all financial operations of the NBFC, including budgeting, forecasting, fund management, statutory compliance, financial reporting, and strategic planning. Your role will be critical in ensuring financial health, regulatory compliance, and optimal capital utilization to support business growth. Your key responsibilities will include financial planning & analysis (FP&A), where you will prepare and monitor annual budgets, forecasts, and variance analysis. You will provide financial insights to aid in strategic decision-making and conduct profitability and cost analysis for products, branches, or business units. In terms of fund management & treasury, you will manage daily cash flow and working capital requirements. You will also liaise with banks and financial institutions for debt raising and credit lines. You will supervise the preparation of financial statements as per applicable accounting standards (IND-AS, IFRS, etc.) and ensure timely and accurate month-end/year-end closing and consolidation. Implementing internal controls and ensuring compliance with audit requirements will also be part of your responsibilities. Ensuring adherence to RBI norms, statutory laws, and tax regulations will be essential in the compliance & taxation aspect of your role. You will handle TDS, GST, income tax filings, and coordinate with consultants and auditors while maintaining proper documentation for regulatory inspections and audits. Additionally, you will lead and mentor a team of accountants and finance executives. Implementing financial systems, ERP, and automation tools for process efficiency, as well as coordinating with IT, operations, and business teams for integrated financial operations, will be crucial for team management & systems implementation. Key skills and competencies required for this role include strong knowledge of NBFC regulations, RBI guidelines, and financial compliance. Expertise in financial modeling, accounting principles, and MIS reporting, proficiency in Tally, ERP systems, MS Excel, and data analysis tools, as well as strong leadership, analytical, and decision-making abilities are essential. Excellent communication and stakeholder management skills will also be beneficial. Qualifications required for this role include CA / MBA (Finance) / CMA or equivalent with 5-10 years of relevant experience in finance, accounting, or treasury roles, preferably in an NBFC or financial institution. Experience in handling audits, lender relations, and regulatory reporting is a strong plus. This is a full-time, permanent position with an in-person work location.,

The Assistant Legal Manager will support the legal function of the company with a focus on auto loan documentation, litigation handling, recovery support, vendor contracts, and regulatory compliance. You must have strong knowledge of NBFC operations, SARFAESI, arbitration laws, civil/criminal procedures, and recovery litigation processes. Manage litigation matters related to auto loan defaults, including Demand Notice, Arbitration Process, Section 138, Section 9&17, and Loan Recovery Notice. Coordinate with external law firms and advocates for filing and defending cases. Assist business and collections teams in handling delinquency recovery and legal notices. Track and manage recovery legal matters end-to-end. Review and vet loan agreements, hypothecation agreements, and other customer-facing legal documents. Ensure compliance with RBI guidelines and internal policies in all legal documentation. Draft, review, and negotiate vendor agreements, empanelment contracts, lease agreements, and service-level agreements (SLAs). Maintain a repository of all contracts and track renewals and obligations. Stay updated with applicable laws (RBI, NBFC, Motor Vehicles Act, Consumer Protection, etc.) and ensure internal processes adhere to regulations. Liaise with compliance team on audits, inspections, and regulatory filings. Advise internal stakeholders on potential legal risks and mitigation strategies. Participate in internal policy and process reviews from a legal lens. Qualifications: LLB (mandatory), LLM (preferred). 6-8 years of legal experience, preferably in NBFC / Banking / Auto Finance / Law firm handling financial sector clients. Skills Required: Strong knowledge of auto loan processes, recovery laws, and NBFC regulations. Excellent drafting, negotiation, and communication skills. Ability to manage multiple legal matters and work with cross-functional teams. Proficiency in MS Office, legal MIS reporting, and documentation systems. Preferred Background: Prior experience working in or for an NBFC or Banks auto loan/legal recovery division. Experience handling litigation portfolios across multiple states/courts.,

As a Legal Counsel in our organization located in Mumbai, you will play a crucial role in leading legal operations related to Supply Chain Finance, NBFC regulations, and Corporate/SME Lending. With up to 15 years of experience in the Financial Services industry, you will bring in-depth expertise in legal documentation, regulatory compliance, and strategic legal advisory. Your proactive approach towards managing legal risks and supporting business growth will be essential in this role. Your key responsibilities will include drafting, negotiating, and finalizing financing documents and agreements in alignment with internal requirements. You will also monitor case laws, statutory, and regulatory updates impacting the organization to provide timely legal interpretations and strategic advice on new legislation affecting business operations. Developing and implementing best practices to minimize legal exposure, managing legal documentation for Corporate/SME lending, and providing legal insights across the lending lifecycle will be part of your daily tasks. Your experience and expertise in Supply Chain Finance, NBFC guidelines, Corporate Laws, and financial statements will be critical in collaborating with Business and Credit Teams to optimize legal processes. Your excellent written and verbal communication skills, strong interpersonal abilities, time management skills, and analytical mindset will help you handle high-pressure situations and multitask effectively. A willingness to travel across India for legal matters is also required for this role. Join us to work in a forward-thinking team within a fast-paced financial environment where you can shape legal frameworks in a growing organization. Be part of a culture that values innovation, integrity, and collaboration.,

Location: Mumbai Employment Type: Full-Time Industry: Financial Services / NBFC / Corporate Lending Experience Level: upto 15 years About the Role We are seeking a dynamic and experienced Legal Counsel to join our team and lead legal operations across Supply Chain Finance, NBFC regulations, and Corporate/SME Lending. The ideal candidate will bring deep expertise in legal documentation, regulatory compliance, and strategic legal advisory, with a proactive approach to managing legal risks and supporting business growth. Key Responsibilities 1. Documentation Draft, negotiate, and finalize financing documents and agreements in alignment with internal team requirements. Facilitate execution of financing documents and manage contractual risks. Demonstrate extensive experience in legal documentation related to Supply Chain Finance, Lending, NBFCs, and Working Capital. 2. Legal Research & Updates Monitor case laws, statutory and regulatory updates impacting the organization. Provide timely legal interpretations to support transactions. Offer strategic legal advice on new and proposed legislation affecting business operations. 3. Best Practices Develop and implement best practices to minimize legal exposure. Independently manage legal documentation for Corporate/SME lending. Provide legal insights across the lending lifecyclefrom customer acquisition to recovery. 4. Timelines & Reporting Ensure timely closure of all legal documentation and assigned matters. Maintain TAT sheets and logs for work completed, meetings attended, and external engagements. Experience & Expertise Hands-on experience in Supply Chain Finance and NBFC guidelines. Strong understanding of Corporate Laws and financial statements (Balance Sheet & P&L). Proven collaboration with Business and Credit Teams to optimize legal processes. Required Behavioral Competencies Excellent written and verbal communication skills. Strong interpersonal and time management abilities. Analytical mindset with organizational skills. Ability to handle high-pressure situations and multitask effectively. Willingness to travel across India for legal matters. Why Join Us Work with a forward-thinking team in a fast-paced financial environment. Opportunity to shape legal frameworks in a growing organization. Be part of a culture that values innovation, integrity, and collaboration. Show more Show less

Were Hiring Company Secretary (CS) Location: Sector 3, Noida Are you a qualified Company Secretary with 12 years of experience and a strong interest in the fintech sector? We are looking for a proactive, detail-oriented, and compliance-driven professional to join our growing team at Credflow. This role offers an excellent opportunity to work in a dynamic environment, contribute to key legal and regulatory functions, and grow your career in a fast-paced, innovative company. Come be a part of our journey! Position: Company Secretary Qualification: Certified CS Experience: 1–2 years What you’ll be doing: Handle all company-related compliances under the Companies Act, 2013 Prepare and maintain statutory records, board minutes, and ROC filings Ensure timely compliance with RBI, MCA, and other regulatory requirements Coordinate with legal teams, auditors, and investors Support in drafting ESOP plans, shareholding changes, and due diligence activities Who we’re looking for: Strong knowledge of company law and secretarial practices Prior exposure or understanding of the fintech ecosystem and its regulatory environment Hands-on experience in handling company filings, equity structuring, and corporate governance Excellent communication and drafting skills Ability to work independently and meet strict timelines If you’re passionate about legal compliance and want to work in a fast-paced fintech environment, we’d love to meet you! Send your resume to hr@credflow.in or DM us to apply.

Khushbu Auto Finance Limited is looking for an Assistant Legal Manager to join their Legal & Compliance team in Rajkot. Reporting to the Legal Manager / Head of Legal, you will play a crucial role in ensuring the company's legal and regulatory compliance. Your responsibilities will include contract management, litigation coordination, regulatory compliance, legal advisory, and documentation & recordkeeping. As the Assistant Legal Manager, you will be responsible for drafting, reviewing, and negotiating various agreements such as loan documents, vendor contracts, service agreements, and NDAs. You will also ensure that these contracts align with company policies and regulatory frameworks. In terms of litigation and dispute resolution, you will work closely with external legal counsel on cases, prepare legal documents, and represent the company in consumer forums and courts when necessary. Monitoring and ensuring compliance with relevant laws and regulations, including those set by RBI, NBFC, and Motor Vehicles Act, will be a key part of your role. You will also provide legal advice to internal departments on lending practices, recovery issues, customer disputes, and overall legal risks associated with business operations. Maintaining legal databases, case management systems, and overseeing the renewal and safekeeping of legal documents, licenses, and permits will also fall under your responsibilities. To qualify for this position, you should have a Bachelor's Degree in Law (LLB) from a recognized institution, with an LLM being a plus. A minimum of 3-5 years of legal experience in an NBFC, bank, or auto finance sector is preferred. Strong knowledge of corporate law, contract law, recovery laws, and regulatory compliances is essential, along with experience in litigation management and working with external legal counsel. Excellent analytical, research, drafting, negotiation, communication, and interpersonal skills are required, as well as proficiency in MS Office and legal management software. This is a full-time position that offers benefits such as health insurance, paid time off, and Provident Fund. The work schedule is during day shifts at the company's office in Rajkot. If you are a detail-oriented and dynamic legal professional looking to make a meaningful impact in the auto financing industry, we encourage you to apply for the Assistant Legal Manager role at Khushbu Auto Finance Limited.,

Were Hiring Company Secretary (CS) Location: Sector 3, Noida Are you a qualified Company Secretary with 2-6 years of NBFC work experience and a strong interest in the NBFC sector? We are looking for a proactive, detail-oriented, and compliance-driven professional to join our growing team at Credflow. This role offers an excellent opportunity to work in a dynamic environment, contribute to key legal and regulatory functions, and grow your career in a fast-paced, innovative company. Come be a part of our journey! Position: Company Secretary Qualification: Certified CS Experience: 2-6 years What youll be doing: Handle all company-related compliances under the Companies Act, 2013 Prepare and maintain statutory records, board minutes, and ROC filings Ensure timely compliance with RBI, MCA, and other regulatory requirements Coordinate with legal teams, auditors, and investors Support in drafting ESOP plans, shareholding changes, and due diligence activities Who were looking for: Company Secretary with 2-6 years of NBFC work experience Strong knowledge of company law and secretarial practices Strong knowledge of RBI regulations and companies act. Prior exposure or understanding of the NBFC ecosystem and its regulatory environment Hands-on experience in handling company filings, equity structuring, and corporate governance Excellent communication and drafting skills Ability to work independently and meet strict timelines If you’re passionate about legal compliance and want to work in a fast-paced fintech environment, we’d love to meet you! Send your resume to hr@credflow.in or DM us to apply.