53 Kyc Compliance Jobs

The Analyst will report to the EDD Manager and will be responsible for performing EDD reviews of applicants to ensure compliance with applicable self-regulatory organization rules, as well as anti-money laundering, counter-terrorist financing, sanctions, and securities laws and regulations such as the Bank Secrecy Act and USA PATRIOT Act Responsibilities Conduct Know Your Customer (KYC) analysis and risk profiles in accordance with policies and procedures Perform due diligence on higher-risk customers and industries Research negative news utilizing the public domain, open sources and third-party databases for higher-risk clients and related parties Summarize information from multiple sources and make decisions by leveraging critical thinking and analytical assessment Ability to multi-task and prioritize several initiatives and assignments while meeting deadlines Understanding of Source of Wealth for different client types Qualifications 4-6 years of experience in AML/BSA/KYC compliance at customer onboarding with a large broker-dealer or other financial institution with an international client base Bachelor's Degree required or equivalent experience Ability to develop operational solutions that satisfy relevant regulations while executing sound business judgment Ability to work in a fast-paced environment, work independently, perform as part of a team, and multi-task with minimal supervision High degree of comfort with technology and a functional understanding of how technology can be applied to business and regulatory solutions Outstanding communication, analytical, and project management skills Willingness and ability to obtain financial registration exams promptly Certified Anti-Money Laundering Specialist (CAMS) or similar certification and FINRA Series 7 or 24 are highly preferred Company Benefits & Perks Competitive salary package Performance-based annual bonus (cash and stocks) Hybrid working model (3 days office/week) Group Medical & Life Insurance Modern offices with free amenities & fully stocked cafeterias Monthly food card & company-paid snacks Hardship/shift allowance with company-provided pickup & drop facility* Attractive employee referral bonus Frequent company-sponsored team-building events and outings Depending upon the shifts The benefits package is subject to change at the management's discretion

Rupeek: Redefining Gold Loans for a Digital India The Opportunity: India boasts a $2 trillion gold market, yet traditional gold loans are often cumbersome and lack transparency. Rupeek, established in 2015 and headquartered in Bangalore, is changing this landscape. We are India&aposs leading asset-backed digital lending fintech platform, committed to making credit accessible and convenient. Our Approach: Rupeek leverages cutting-edge technology and an automated asset-light model to transform gold loan disbursal. Our secure, low-touch processes offer a friction-free experience for over 5 lakh satisfied customers across India. With strategic partnerships with leading banks and financial institutions, Rupeek unlocks the value of gold assets for our borrowers . Why Rupeek Shape the Future of Finance: Join us in revolutionising the way India accesses credit through innovation, technology, and a commitment to building a more inclusive financial ecosystem Profitable Scale is Our Focus: We are now prepared and committed to achieving a profitable scale while remaining dedicated to financial inclusion. Backed by Industry Leaders: Marquee investors like Accel Partners, Bertelsmann, Elevation Capital, GGV Capital, Peak XV and many more fuel our growth, demonstrating confidence in our innovative approach. Are you someone who thrives in a dynamic, fast-paced environment If you share our passion for making a difference, Rupeek offers the perfect platform to leverage your expertise and shape the future of gold-backed lending in India. This is your chance to build a company at the forefront of financial innovation and market leadership. Role:Internal Auditor Position Overview: The Internal Auditor will be responsible for independently evaluating and improving the effectiveness of risk management, internal controls, and governance processes across Rupeeks gold loan and financial operations. The role requires hands-on expertise in concurrent audits, gold audits, RBI compliance reviews, and process assurance within the NBFC/Banking domain. Job Title: Internal Auditor Experience: 8- 10 yrs years of hands-on experience in Concurrent Audits, Gold Audits. Location: Bangalore (HSR Layout) Job Responsibilities: Plan, execute, and report on internal audits covering operational, compliance, and financial processes. Assessing the adequacy and effectiveness of internal control systems. Identifying control weaknesses and suggesting improvements. Reviewing control over cash flow, accounting, investments, and loan approvals/disbursements Verifying accuracy and completeness of financial records. Reviewing revenue recognition, interest income, and provisioning policies. Checking alignment of financial reports with accounting standards and regulatory norms Monitoring loan portfolio performance related processes, including NPA identification, provisioning norms, and recovery actions. Reviewing day-to-day operations including customer on boarding, KYC compliance, and transaction monitoring. Auditing processes in departments like HR, Finance, IT, Legal, and Collections. Ensuring systems and procedures are being followed consistently. Conduct concurrent audits of branches, gold loan operations, disbursal&aposs, and collections. Perform gold audits valuation checks, purity verification, vault & custody audits. Ensure RBI regulatory compliance audits, including KYC, AML, Fair Practice Code, and reporting timelines. Identify control gaps, fraud risks, and process deviations; recommend corrective actions. Track closure of audit observations and ensure timely follow-ups. Collaborate with Risk, Compliance, and Business teams to strengthen internal controls. Present periodic audit findings and dashboards to senior management. Assist in preparing for regulatory inspections (RBI/NHB, etc.) and external audits. Maintain strong knowledge of Banking/NBFC regulatory environment, RBI guidelines, and industry best practices Skills & Qualifications Chartered Accountant (CA) Pref or Post Graduate in Finance/Commerce. 810 years of experience in internal audit within Banking/NBFC sector. Proven expertise in concurrent audits, gold audits, and RBI audits. Strong understanding of Banking /NBFC operations, gold loan processes, KYC/AML compliance. Hands-on experience in fraud detection, process reviews, and risk control assessments. Excellent analytical, problem-solving, and report-writing skills. Ability to work independently and engage with senior leadership. Strong ethics, integrity, and attention to detail. Show more Show less

Roles and Responsibilities Manage day-to-day operations of the branch office, ensuring smooth functioning of all activities. Oversee back office operations, including document verification and KYC processes. Ensure compliance with regulatory requirements and internal policies. Coordinate with team members to achieve operational efficiency and effectiveness. Maintain accurate records and reports on branch performance. Part payments foreclosure Loan disbursal

Location: Mumbai / Noida Experience: 610 years (Minimum 3 years in Broking) About the Role: We are looking for an experienced Product Manager Broking to join our team at Paytm Money . The ideal candidate will have a strong background in broking products, trading platforms, and capital markets , with hands-on experience in building scalable, user-centric products. You will be responsible for driving product strategy, managing the lifecycle, and collaborating with cross-functional teams to deliver seamless investment experiences to our users. Key Responsibilities: Own the end-to-end product lifecycle for broking and trading products (Equity, Derivatives, Commodities, ETFs, etc.). Define product vision, roadmap, and strategy in alignment with business goals. Work closely with technology, design, operations, compliance, and business teams to deliver high-quality product features. Conduct market research, competitor analysis, and user behavior studies to identify opportunities for innovation and differentiation. Translate customer needs into clear product requirements and user stories. Ensure compliance with regulatory requirements while designing new products/features. Track product performance using analytics, feedback, and KPIs; continuously optimize for better adoption and retention. Stay updated on market trends, SEBI regulations, and emerging technologies in the broking/investment domain. Requirements: 610 years of total experience , with a minimum of 3 years in Broking / Capital Markets domain. Strong understanding of trading platforms, order management systems, KYC, compliance, risk, and settlement processes . Proven experience in managing products in retail broking, wealth tech, or fintech companies. Strong analytical, problem-solving, and stakeholder management skills. Excellent communication and presentation abilities. Ability to thrive in a fast-paced, high-growth fintech environment. Good to Have: Exposure to digital platforms / app-based broking . Understanding of mutual funds, wealth products, and investment advisory . Prior experience in scaling B2C fintech products. Show more Show less

You will be responsible for monitoring and managing daily cash flows and forecasts to ensure optimal liquidity for meeting operational and capital requirements. Your duties will include coordinating with internal departments for fund planning and utilization, managing banking relationships, and negotiating terms for credit facilities. You will also be handling bank documentation, account maintenance, and ensuring KYC compliance. Preparing and processing documentation for Letters of Credit (LC) and Bank Guarantees (BG) will be part of your role, along with coordinating with banks and vendors for issuance, amendments, and closures. It will be essential for you to ensure compliance with contractual and regulatory requirements, including adherence to RBI and FEMA regulations in all treasury activities. Additionally, you will be responsible for preparing and filing necessary reports and documentation with regulatory bodies and liaising with auditors and consultants for treasury-related audits and filings. Operating and maintaining treasury functions within SAP, supporting automation and process improvements in cash and treasury management, and ensuring accurate and timely reconciliation of bank and treasury accounts will also be part of your tasks. You will be expected to prepare MIS reports, dashboards, and treasury analytics for management, analyze cash flow trends, interest costs, and investment performance, and assist in budgeting and forecasting treasury-related metrics. Identifying and assessing foreign exchange exposures arising from imports, exports, and borrowings, developing and executing hedging strategies using forwards, options, and other instruments, and monitoring market trends and currency movements to optimize hedging decisions will be crucial aspects of your role. Maintaining documentation and compliance for all hedging activities, liaising with credit rating agencies for periodic reviews and assessments, and preparing and submitting required financial and operational data will also be part of your responsibilities. Supporting management in maintaining or improving the company's credit rating, coordinating with internal teams and external auditors for periodic stock audits, ensuring accuracy and completeness of inventory records, addressing discrepancies, and implementing corrective actions will be essential tasks. You will also be responsible for internal control and process audit, ensuring compliance with various statutes applicable to the company.,

As a candidate for the position, your primary responsibility will be to establish strong relationships with Branch Managers and Team members of the Assigned Branches. You will be expected to generate maximum leads from the assigned branches, ensure effective conversion of leads, and ultimately maximize revenue for BSLI. Continuous interaction with channel partners will also be a key aspect of your role. Your duties will include supervising and coordinating the sales of policies, meeting targets set by foreign bank relationships, and ensuring the smooth functioning of sales and other processes to maximize business potential. You will be required to prepare and present sales illustrations to prospective clients, explain policy details based on client requirements, and convince them of the value of the policy. Additionally, you will need to arrange the necessary documentation and medical examinations for clients while adhering to KYC norms. It will be crucial to minimize sales complaints and resolve any issues within the specified turnaround times. Building customer relationships and ensuring regular customer engagements will also be essential to the role. To achieve Persistence targets as per company norms, you will need to focus on timely renewals by communicating with customers, resolving queries promptly, and ensuring customer satisfaction. The ideal candidate for this position should have 0-4 years of experience and meet the job qualifications set forth by the company.,

CKYC & KRA Online and offline Demat and Trading Account opening ReKYC and KYC handling for inspection Evaluate documentation for new customer accounts Job Specification: 1. Must be a graduate 2. Accurate and timebound actions in routine and assigned tasks 3. Young and energetic with passion Imp Advisory (Click Here To Read) Attention Investors : Prevent unauthorised transactions in your account -- Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of Investors KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. Prevent Unauthorized Transactions in your demat account -- Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your Demat Account directly from CDSL on the same day...............issued in the interest of investors. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investors account. Filling compliant on SCORES - Easy & Quick. a) Register on SCORES portal. b) Mandatory details for filing complaints on SCORES. i) Name, PAN, Address, Mobile Number, E-mail ID. c) Benefits: i)Effective Commincation ii) Speedy redressal of the grievances Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month. Advisory KYC Compliance : All investors are requested to take note that 6 KYC attributes i.e., Name, PAN, Address, Mobile Number, Email id and Income Range have been made mandatory. Investors availing custodian services will be additionally required to update the custodian details. Investors may contact their respective stockbrokers / depository participants for updation of details in their trading / demat account. The last date to update KYC is on or before March 31, 2022. Thereafter non-compliant trading accounts will be blocked for trading by the Exchange. The non-compliant demat accounts will be frozen for debits by Depository Participant or Depository. On submission of the necessary information to the stockbroker and updation of the same by the stockbroker in the Exchange systems and approval by the Exchange, the blocked trading accounts shall be unblocked by the Exchange on T+1 trading day. The demat account shall be unfrozen once the investor submits the deficient KYC details and the same is captured by the depository participant in the depository system. To ensure smooth settlement, the investors are requested to ensure that both the trading and demat accounts are compliant with respect to the KYC requirement. The investors are hereby requested to comply with the regulatory guidelines issued by Exchanges and Depositories from time to time with regard to KYC compliance and related requirements.

We are seeking Virtual KYC Agent to join our team at Niyo. The role involves conducting Know Your Customer (KYC) process for customers seeking forex services. The ideal candidate will have excellent communication skills, a professional, and a proactive approach to upholding Niyo s brand identity with experience in V-KYC on financial products onboarding. Key Responsibilities: Engage with customers to verify their identity, eligibility, and documentation for forex services, ensuring compliance with KYC regulations. Clearly explain the KYC process, required documents, and benefits of process to customers. Participate actively in training sessions to stay updated on KYC compliance, product knowledge, and processes for issue escalation and resolution. Must Have: 1. Minimum of bachelor s degree in any stream. 2. Excellent communication in English. 3. Experience of customer onboarding in banking or financial services role. 4. On-site travel feasibility for branch office. Benefits: Competitive salary. Full time position on company s payroll. In-City Office Joining. Company paid Group Medical Insurance, Personal Accident and Term Life Insurance. Comprehensive training programs to enhance sales skills and product knowledge.

As a Branch Officer at Sahayog Multistate Credit Co-operative Society, you will play a crucial role in ensuring the smooth operations of the branch while upholding high standards of accuracy, compliance, customer service, and achieving sales targets. Your primary responsibilities will include: - Maintaining 100% accuracy in cash handling and processing with a focus on quality and error management. - Managing timely cash requisition and ensuring high-quality transaction entries in the system. - Achieving 95% and above quality in account opening and loan processing, adhering to KYC compliance and proper documentation. - Ensuring zero deviations in critical audit points and timely reporting of compliance issues. - Enhancing customer service by handling queries, maintaining branch hygiene, and improving overall customer service standards. - Achieving 90% of sales targets by opening new accounts and securing incremental funding. To excel in this role, you must possess: - High level of accuracy and attention to detail in cash handling and transaction processing. - Strong analytical skills to ensure quality in account opening and loan processing. - Understanding of audit compliance and regulatory requirements. - Excellent customer service skills and a customer-oriented approach. - Ability to maintain branch hygiene and presentation standards. - Sales acumen to effectively support and achieve sales targets. Qualifications required: - Graduation in Finance, Commerce, or related fields. - Relevant experience in branch operations, cash handling, account management, and customer service in the banking or financial sector. If you believe you possess the necessary skills and experience for this role, please submit your application, resume, and cover letter detailing your relevant experience and skills. This position offers a full-time, permanent, fresher, freelance job type with benefits such as a flexible schedule, health insurance, leave encashment, life insurance, and provident fund. The work location is in person with a day shift schedule and performance bonus included. Join Sahayog Multistate Credit Co-operative Society as a Branch Officer and contribute to the progress and success of the organization while growing your career in the financial sector.,

About the Opportunity Job Type: Fixed Term Contractor Contract duration : 7 months. Application Deadline: 08 September 2025 Job Description Title Senior Associate - GCSS Operations Department General Counsel Shared Services Location India Reports To Manager, GCSS Operations Level Grade 3 We're proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this By working together - and supporting each other - all over the world. So, join our General Counsel Shared Services team and feel like you're part of something bigger. General Counsel (GC) is a trusted advisor to all parts of FIL, providing high-value independent advisory and assurance expertise through our specialist teams. GC comprises of Legal, Risk, Compliance, Tax, and Public Policy & Strategic Relationship Management. General Counsel Shared services (GCSS) function is a global centre of expertise currently being built out in Dalian and India. It provides operational support and services to the General Counsel function. Manage day-to-day KYC team operations, providing guidance and support. Conduct periodic reviews and updates of KYC policies and procedures to address regulatory changes and emerging risks. Maintain and enhance the compliance framework for regulated activities. Ensure the delivery of regular compliance audits and timely regulatory submissions. Prepare and distribute compliance reports, including Errors, Complaints & Breaches logs. Support AML/KYC procedures and oversee new business acceptance processes. Prepare and present reports at Board Meetings as required. Collaborate with cross-functional teams to ensure alignment in KYC processes. Establish best practices and standard operating procedures for KYC that comply with industry standards. Manage KYC requests, acting as the liaison between external organisations and internal stakeholders. Provide support for business, operational, and regulatory change projects. Maintain and manage stakeholder relationships, including global Company Secretaries. Ensure adherence to the FIL Code of Ethics. Manage and prioritise requests received via the team mailbox. Develop and deliver regular reports containing KYC statistics. Assist in streamlining existing processes and supporting ongoing projects and system enhancements. Experience and Qualifications Required Bachelor's degree in finance, business, law or a related field. Master's degree or professional certification preferred. Minimum of 3 years of experience in KYC compliance within the financial services industry with a proven track record of progressively increasing responsibility. Ability to adapt to changes and manage multiple priorities effectively. Experience or knowledge in General Counsel functions, Risk/Compliance, and AML/KYC regulations is advantageous. In-depth knowledge of AML, KYC and other relevant regulatory requirements on a global scale. Strong leadership and managerial skills with the ability to motivate and develop a high performing team. Excellent communication and interpersonal skills, with the ability to collaborate effectively with internal and external stakeholders. Analytical mindset with the ability to assess complex situations, identify risks and develop practical solutions effective at a global level. Proven ability to navigate and adapt to a fast-paced, dynamic work environment. Feel rewarded For starters, we'll offer you a comprehensive benefits package. We'll value your wellbeing and support your development. And we'll be as flexible as we can about where and when you work - finding a balance that works for all of us. It's all part of our commitment to making you feel motivated by the work you do and happy to be part of our team. For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com. For more about our work, our approach to dynamic working and how you could build your future here, visit careers.fidelityinternational.com.

Reference Data Analyst, NCT Position Overview Job Title: Reference Data Analyst, NCT Location: Bangalore, India Role Description The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Responsible for verification of Client data Perform due diligence of new and existing clients covering a wide range of different client types including Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc. Verifying KYC documentation of the Clients to be adopted/reviewed Perform the risk assessment of the Client to be adopted/reviewed Signing off on new client adoptions and periodic reviews Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the bank's internal policie Manage exception ensuring that all SLA's defined with the Business on timeliness and quality are adhered Your skills and experience 6+ years of relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc Understanding of Control, Compliance, Investigation/chasing functions in banks Familiarity AML/KYC regulations and industry guidelines (FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID) Ability to interpret regulatory guidelines and assessing risk scores and entity types Ability to interpreting alerts Ability to identifying trends and inconsistencies Understanding of end to end KYC process How we'll support you Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs About us and our teams Please visit our company website for further information: We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

As the Compliance Management professional in an NBFC based in Jaipur, you will play a crucial role in ensuring the organization's operations comply with the regulatory framework and internal compliance policies. Your responsibilities will include monitoring, assessing, and implementing various policies and practices to ensure adherence to RBI guidelines, financial regulations, AML/KYC norms, and other relevant laws applicable to NBFCs. Your key responsibilities will encompass the following areas: Regulatory Compliance: - Monitoring compliance with RBI guidelines, including periodic circulars, notifications, and master directions. - Preparing and filing periodic intimations & returns with RBI. - Ensuring compliance with laws such as FEMA, PMLA, and relevant provisions of the Companies Act (excluding secretarial aspects). - Maintaining compliance records and documentation for regulatory inspections and audits. Internal Compliance & Risk Management: - Developing and updating internal compliance policies and SOPs in alignment with the latest regulatory updates. - Conducting compliance reviews to identify gaps or risks. - Ensuring timely rectification of compliance observations from internal/external audits and RBI inspections. - Assisting in risk assessment and mitigation from a compliance perspective. AML / KYC Compliance: - Monitoring the implementation and effectiveness of KYC norms as per RBI Master Directions. - Supervising AML/CFT compliance programs and reporting Suspicious Transaction Reports (STRs) to FIU-IND as required. - Conducting training for staff on AML and KYC compliance. Policy Implementation & Review: - Assisting in drafting and reviewing internal policies such as Fair Practice Code, Outsourcing Policy, Grievance Redressal Policy, etc. - Coordinating with internal departments to ensure policy adherence. Grievance Redressal Compliance: - Monitoring customer grievance redressal in accordance with RBI's Internal Ombudsman Guidelines. - Ensuring proper tracking, resolution, and reporting of customer complaints. Overall, your role will be instrumental in maintaining compliance standards, managing risks, and upholding the organization's commitment to regulatory requirements and internal policies.,

At Fi, you will lead a team of analysts to ensure they meet their goals and objectives. Additionally, you will be responsible for managing new projects within the AML/KYC compliance team, from project planning to execution and closure. Your duties will include conducting due diligence on customers and transactions, identifying and reporting suspicious activities, and implementing compliance procedures in line with AML and KYC regulations. You will also be responsible for maintaining accurate records and documentation of due diligence processes, providing training and mentorship to team members on AML and KYC regulations, and collaborating with internal and external teams to ensure compliance with regulations and company policies. It will be crucial for you to stay updated with regulatory changes and updates related to AML and KYC, and implement these changes in the team's policies and procedures. As a point of escalation for complex cases, you will guide the team through the resolution process and prepare reports for senior management on the team's performance and compliance status. The selection process will involve multiple rounds to assess your communication skills, general aptitude, attitude, and team fitment after applying via the careers page. If your profile aligns with the requirements at Fi, our talent team will contact you to schedule an interview with the operations team.,

As a Chit Fund Relationship Manager, your primary responsibility will be to acquire and onboard customers by identifying potential clients and explaining chit fund schemes. You will guide new customers through the application and documentation process, ensuring KYC compliance as per regulatory guidelines. It will also be your duty to educate customers about the rules, benefits, and risks associated with chit funds. Building and maintaining long-term relationships with customers is crucial, and you will be expected to address customer queries, concerns, and grievances promptly. Smooth communication between customers and the company is essential, along with providing regular updates on chit fund schemes and auctions. You will coordinate the auction process by informing members about upcoming auctions and bidding procedures. Addressing disputes or objections raised by members and ensuring timely collection of monthly contributions are integral parts of your role. Collaborating with the accounts team to maintain updated records is also necessary. Compliance and documentation play a vital role in this position. You must ensure adherence to The Chit Funds Act, 1982, and other relevant laws while maintaining proper records of customer agreements, transactions, and communications. Upholding legal and ethical standards in all customer interactions is non-negotiable. Customer retention and engagement strategies will be developed and implemented by you to retain existing customers, encourage renewals, and increase leads through existing clients. This may involve organizing customer awareness programs, gathering feedback for improving customer experience, and resolving disputes amicably to maintain trust. Reporting and coordination tasks include preparing reports on customer feedback, collections, and auction performance. Collaboration with the marketing team for lead generation and promotional activities is expected. Providing insights to management for enhancing services and operations is also part of your responsibilities. Additionally, you may need to visit high-end customers, make default collection calls when necessary, and engage in field marketing activities. The job is full-time with a day shift schedule. Proficiency in English is preferred, and the work location is in person. If you are interested in this position, please speak with the employer at +91 9895973391. The application deadline is 31/05/2025, and the expected start date is 01/06/2025.,

As a Regulatory Compliance Officer, your primary responsibility is to ensure that the Company's operations comply with all applicable RBI regulations. This includes overseeing areas such as capital adequacy, asset classification, provisioning, liquidity management, and Fair Practices Code. You will need to stay updated on changes in regulatory requirements and communicate relevant information to the organization. Additionally, you will assist in the implementation and maintenance of compliance policies and procedures while monitoring and reporting on compliance risks. In the realm of PMLA/KYC Compliance, your role will involve ensuring adherence to KYC/AML guidelines. This includes conducting customer due diligence, transaction monitoring, and reporting of suspicious transactions. You will be responsible for identifying and reporting compliance gaps, recommending corrective actions, monitoring the implementation of these actions, and tracking their effectiveness. Furthermore, you will provide assistance in preparing compliance-related reports to the RBI and internal management. Your duties will also extend to Automation, Training, and Awareness initiatives. This involves aiding in the automation of systems and processes through a compliance tool, as well as contributing to the development of compliance training programs. As part of Regulatory Liaison activities, you will assist in liaising with regulatory authorities such as the RBI. This will involve preparing responses to regulatory inquiries and requests for information, facilitating regulatory inspections and audits, and maintaining records of regulatory communications. To qualify for this role, you should possess a Bachelor's degree in finance, law, business administration, or a related field from a reputable university. Additionally, being a Qualified Company Secretary or Chartered Accountant with at least 6+ years of post-qualification experience in the financial services industry, particularly with a focus on NBFC regulations, is preferred. You should have a good understanding of RBI regulations, PMLA, KYC, and other relevant statutory requirements. Strong analytical, problem-solving, and communication skills are essential, along with the ability to work both independently and collaboratively within a team. Upholding high ethical standards and integrity is crucial, as well as proficiency in using the MS Office Suite. Key competencies required for this role include attention to detail, strong organizational skills, the ability to work effectively under pressure, sound decision-making capabilities, and excellent interpersonal skills.,

Are you a go-getter who thrives in field roles and enjoys connecting with customers Were hiring Relationship Officers to join our fast-growing insurance team across Kerala This is a high-impact, front-line role focused on customer acquisition and sales of insurance products Key Responsibilities: Acquire new customers for insurance products (e.g., Life, Term, Medical Insurance) Generate leads through field visits and local networking Ensure proper documentation and 100% KYC compliance Maintain strong relationships with clients for repeat business and referrals Achieve monthly sales targets set by the branch team Eligibility Criteria: Minimum Education: Graduate in any discipline Experience: 02 years in sales, fieldwork, or customer-facing roles (freshers welcome) Age: Must be 28 years or below Language: Fluency in Malayalam and basic English Mobility: Must own a two-wheeler with a valid driving license Willingness for Field Work is mandatory Skills : - Relationship Officer RO Insurance Field Sales Executive CASA Sales Insurance Sales Officer Customer Acquisition Officer Insurance Sales Executive Location - Ernakulam ,Kalloorkad, varapuzha Manjummel, Varapuzha,

KYC Associate Position Overview Job Title: KYC Associate Location: Jaipur, India Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the bank's clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOP's) and Operation Level Agreements (OLA's) to achieve accurate and timely account opening to help execute trades. A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent. In accordance with Anti-Money Laundering Requirements, Banks, such as Deutsche Bank AG (DB), are obliged to perform Know-your-client (KYC) reviews on all new clients they adopt. These checks and reviews are made in strict accordance with regulatory requirement and the bank's internal policies. The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Responsible for verification of Client data Perform due diligence of new and existing clients covering a wide range of different client types including Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc. Verifying KYC documentation of the Clients to be adopted/reviewed Perform the risk assessment of the Client to be adopted/reviewed Signing off on new client adoptions and periodic reviews Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the bank's internal policies Manage exception ensuring that all SLA's defined with the Business on timeliness and quality are adhered Your skills and experience 6+ years of relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc Understanding of Control, Compliance, Investigation/chasing functions in banks Familiarity AML/KYC regulations and industry guidelines (FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID) Ability to interpret regulatory guidelines and assessing risk scores and entity types Ability to interpreting alerts Ability to identifying trends and inconsistencies Understanding of end-to-end KYC process How we'll support you Training and development to help you excel in your career. Coaching and support from experts in your team. A culture of continuous learning to aid progression. A range of flexible benefits that you can tailor to suit your needs. About us and our teams Please visit our company website for further information: We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

KYC Associate Position Overview Job Title: KYC Associate Location: Bangalore, India Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the bank's clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOP's) and Operation Level Agreements (OLA's) to achieve accurate and timely account opening to help execute trades. A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent. In accordance with Anti-Money Laundering Requirements, Banks, such as Deutsche Bank AG (DB), are obliged to perform Know-your-client (KYC) reviews on all new clients they adopt. These checks and reviews are made in strict accordance with regulatory requirement and the bank's internal policies. The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Responsible for verification of Client data Perform due diligence of new and existing clients covering a wide range of different client types including Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc. Verifying KYC documentation of the Clients to be adopted/reviewed Perform the risk assessment of the Client to be adopted/reviewed Signing off on new client adoptions and periodic reviews Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the bank's internal policies Manage exception ensuring that all SLA's defined with the Business on timeliness and quality are adhered Your skills and experience 6+ years of relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc Understanding of Control, Compliance, Investigation/chasing functions in banks Familiarity AML/KYC regulations and industry guidelines (FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID) Ability to interpret regulatory guidelines and assessing risk scores and entity types Ability to interpreting alerts Ability to identifying trends and inconsistencies Understanding of end-to-end KYC process How we'll support you Training and development to help you excel in your career. Coaching and support from experts in your team. A culture of continuous learning to aid progression. A range of flexible benefits that you can tailor to suit your needs. About us and our teams Please visit our company website for further information: We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

KYC Associate Position Overview Job Title: KYC Associate Location: Mumbai, India Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the bank's clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOP's) and Operation Level Agreements (OLA's) to achieve accurate and timely account opening to help execute trades. A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent. In accordance with Anti-Money Laundering Requirements, Banks, such as Deutsche Bank AG (DB), are obliged to perform Know-your-client (KYC) reviews on all new clients they adopt. These checks and reviews are made in strict accordance with regulatory requirement and the bank's internal policies. The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Responsible for verification of Client data Perform due diligence of new and existing clients covering a wide range of different client types including Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc. Verifying KYC documentation of the Clients to be adopted/reviewed Perform the risk assessment of the Client to be adopted/reviewed Signing off on new client adoptions and periodic reviews Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the bank's internal policies Manage exception ensuring that all SLA's defined with the Business on timeliness and quality are adhered Your skills and experience 6+ years of relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc Understanding of Control, Compliance, Investigation/chasing functions in banks Familiarity AML/KYC regulations and industry guidelines (FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID) Ability to interpret regulatory guidelines and assessing risk scores and entity types Ability to interpreting alerts Ability to identifying trends and inconsistencies Understanding of end-to-end KYC process How we'll support you Training and development to help you excel in your career. Coaching and support from experts in your team. A culture of continuous learning to aid progression. A range of flexible benefits that you can tailor to suit your needs. About us and our teams Please visit our company website for further information: We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

KYC Associate Position Overview Job Title: KYC Associate Location: Mumbai, India Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the bank's clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOP's) and Operation Level Agreements (OLA's) to achieve accurate and timely account opening to help execute trades. A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent. In accordance with Anti-Money Laundering Requirements, Banks, such as Deutsche Bank AG (DB), are obliged to perform Know-your-client (KYC) reviews on all new clients they adopt. These checks and reviews are made in strict accordance with regulatory requirement and the bank's internal policies. The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Responsible for verification of Client data Perform due diligence of new and existing clients covering a wide range of different client types including Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc. Verifying KYC documentation of the Clients to be adopted/reviewed Perform the risk assessment of the Client to be adopted/reviewed Signing off on new client adoptions and periodic reviews Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the bank's internal policies Manage exception ensuring that all SLA's defined with the Business on timeliness and quality are adhered Your skills and experience 6+ years of relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc Understanding of Control, Compliance, Investigation/chasing functions in banks Familiarity AML/KYC regulations and industry guidelines (FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID) Ability to interpret regulatory guidelines and assessing risk scores and entity types Ability to interpreting alerts Ability to identifying trends and inconsistencies Understanding of end-to-end KYC process How we'll support you Training and development to help you excel in your career. Coaching and support from experts in your team. A culture of continuous learning to aid progression. A range of flexible benefits that you can tailor to suit your needs. About us and our teams Please visit our company website for further information: We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

Role Responsibilities: Conduct personal discussions and verify loan accounts per policy and procedures. Perform field checks, KYC reviews, and ensure documentation accuracy. Coordinate with cross-functional teams for underwriting and disbursement tasks. Ensure timely closure of compliance observations and internal control queries. Job Requirements: Graduate or Postgraduate in any discipline. 24 years of experience in retail credit, microfinance, or financial sales operations. Strong understanding of loan processing, verification, and risk evaluation. Ability to meet SLAs while maintaining quality and regulatory standards.

The job role involves sourcing merchants in the local market who require POS/EDC terminals/Bharat QR (Merchant acquiring). You will collaborate with mapped branches and sales teams to generate leads and ensure successful closures. Meeting with customers to understand their needs, negotiating pricing, and closing AOFs will be a key part of your responsibilities. Additionally, you will be expected to proactively generate independent leads from references and close them. Having a strong grasp of KYC, costing, pricing, and subvention is crucial for this role. It will be essential to generate performance reports, identify gaps and opportunities, and drive topline revenue. Retaining clients by nurturing relationships and expanding portfolios will also be a significant aspect of this position. The ideal candidate should possess 2-4 years of experience in sales within the POS business sector with a reputable bank or merchant acquirer. A deep understanding of the Merchant Acquiring business is required. Proficiency in MS Office tools such as MS Word, Excel, and PowerPoint is essential. Having knowledge of acceptable KYC practices, as well as proficiency in both written and verbal English and the local language in the market is necessary. Being presentable, dynamic, and possessing strong interpersonal skills are qualities that are sought after for this role.,

The job involves conducting risk profiling and goal-based planning for clients, recommending mutual fund portfolios, executing transactions, and reviewing them periodically. You will be responsible for maintaining client records, ensuring KYC compliance, and following up on schedules. Your key objectives will include achieving growth in Assets Under Management (AUM), meeting SIP targets, and retention metrics. Additionally, you will be expected to conduct investor education webinars and seminars. This is a full-time position suitable for freshers. The work location is in person. To apply, visit btwgroup.co/careers. If you have any queries or need more information, you can speak with the employer at +91 9503776369.,

As a Senior Analyst - Product at a leading Fund Management Company, you will be responsible for overseeing transaction processes in the unlisted sector. Your primary focus will be to ensure that all businesses undergo thorough financial and legal due diligence along with KYC checks. It will be essential to maintain prompt and accurate communication with various stakeholders, including consultants, legal counsel, internal teams, and external service providers. You will take charge of ensuring that the current Funds are compliant with all relevant rules and regulations, as well as monitoring and ensuring adherence to tax laws. Additionally, you will be involved in preparing and analyzing tax returns and associated documentation for Overseas Funds in India and other foreign jurisdictions. Your role will also include providing guidance and support to team members on tax-related matters, researching tax laws, and communicating any changes to the relevant parties. Key competencies for this role include excellent analytical and problem-solving skills, strong attention to detail, effective communication and interpersonal abilities, the capacity to work both independently and collaboratively within a team, and strong organizational skills to manage multiple tasks effectively. If you are excited about this job opportunity and possess the required qualifications, specifically CA Freshers (Upto 3rd Attempt Only - Preferred Batch: 2024-2025), located in Mumbai, and meet the specified competencies, we encourage you to apply by sending your updated CV to esha@thepremierconsultants.com promptly. #UnlistedInvestments #TransactionManagement #DueDiligence #KYCCompliance #FundCompliance #TaxCompliance #InternationalTaxation #InvestmentFunds #RegulatoryCompliance #CrossBorderInvestments #TaxStrategy #FinanceProfessionals #LegalCompliance #FundManagement #FinancialDueDiligence,

About The 1% Club: Our exclusive members-only community is designed with a clear purpose: to guide individuals towards achieving financial freedom and reaching the top 1%. We firmly believe that India&aposs financial services sector is underutilized, and our core strategy revolves around raising awareness through targeted content creation, effectively channeling a high-intent audience towards financial services. As Members Of Our Community, Our Primary Commitment Shifts Towards Empowering Individuals To Embrace The All-encompassing Lifestyle Enjoyed By The Top 1%. This Entails Enhancing their financial returns. Unlocking their full earning potential. Cultivating a robust network of connections. Position Overview We are seeking a Compliance Officer to join our Wealth Management department, specifically to manage regulatory and compliance-related activities under the RIA (Registered Investment Adviser) framework. The ideal candidate will have 12 years of experience in handling RIA compliance matters and a good understanding of SEBI guidelines, with the ability to support internal governance and ensure regulatory adherence. Key Responsibilities Ensure adherence to SEBI (Investment Advisers) Regulations, 2013 and any subsequent amendments Handle SEBI filings, reporting, disclosures, and documentation in a timely and accurate manner Maintain up-to-date compliance records including KYC, client risk profiling, investment rationale, and advisory agreements Review and vet all client communications, investment advice, marketing materials, and digital content for compliance Assist in the preparation and maintenance of internal audit checklists, compliance registers, and standard operating procedures (SOPs) Conduct internal compliance checks and audits at defined intervalsAct as the liaison with regulatory bodies including SEBI during inspections or audits Support senior management by highlighting compliance gaps and suggesting process improvements Stay updated on regulatory changes, circulars, and industry best practices and communicate them internally Assist in training and educating team members on compliance and regulatory matters Requirements 12 years of hands-on experience in compliance roles within RIA/Wealth Management/Financial Advisory setup Strong knowledge of SEBI guidelines, especially those applicable to Registered Investment Advisers Familiarity with documentation related to client onboarding, portfolio reporting, and conflict of interest management Proficiency in MS Office tools (Excel, Word, PPT) Detail-oriented, process-driven, and proactive approach to work Excellent interpersonal skills and ability to work with multiple internal teams Preferred Qualifications Exposure to working in a WealthTech, Fintech, or financial advisory setup Experience with compliance tracking tools or software Life at The 1% Club: Founded by Sharan Hegde (linkedin.com/in/sharanhegde95) and Raghav Gupta (linkedin.com/in/raghavgupta01), company culture is centered around creativity, innovation, and teamwork, and we value our employees as much as we value our audience. We provide a fun and inclusive work environment with opportunities for growth and development. And if that&aposs not enough, we also offer a competitive salary and a chance to work on exciting projects that challenge you to think outside the box and push the boundaries of what&aposs possible. So if you&aposre a social media savvy personal finance enthusiast looking for a cool place to work, join our team and be part of our mission to educate and empower India to take control of their finances. Don&apost miss out on the opportunity to be a part of a talented and dedicated team working towards a common goal. Apply now to join our team! Skills: conflict of interest management,sebi regulations,documentation,ms office proficiency,ria,kyc,compliance,sop development,portfolio reporting,client onboarding documentation,regulatory adherence,sop authoring,wealth management,sopc builder,sebi guidelines Show more Show less