Manager Compliance

This is a full time role with our global client in Gurgaon.

KRAs -

Regulatory & Statutory Compliance

• Ensure compliance with RBI regulations, Companies Act, FEMA, PMLA, SEBI, and other applicable

laws for NBFCs.

• Monitor changes in regulations and implement required policy/procedure updates.

• Prepare and file statutory returns (RBI, MCA, FIU, etc.) within timelines.

• Manage regulatory inspections, audits, and liaise with RBI and statutory bodies.

Internal Compliance & Governance

• Draft, review, and update compliance policies, SOPs, and internal controls.

• Conduct regular compliance risk assessments across business functions.

• Ensure compliance in areas like KYC/AML, fair lending practices, credit monitoring, and

outsourcing guidelines.

• Oversee company secretarial compliances (Board/Committee meetings, filings, resolutions).

Monitoring & Reporting

• Develop compliance dashboards and reports for senior management and the Board.

• Highlight compliance risks and provide corrective action plans.

• Support the design and monitoring of internal audits and risk management frameworks.

Training & Advisory

• Provide compliance advisory to business and operations teams.

• Conduct awareness sessions for employees on regulatory obligations, AML/KYC, data privacy, and ethical standards

Knowledge and skills -

Strong knowledge of NBFC regulatory framework, PMLA, KYC/AML, FEMA, Companies Act.

Good understanding of internal control frameworks and risk management practices.

Excellent stakeholder management and communication skills.

Ability to work under pressure with high attention to detail.

Education-

Chartered Accountant / Company Secretary / LLB / MBA (Finance/Compliance) preferred.

6+ years onwards in NBFC/Banks/Financial Services with hands-on exposure to RBI compliance