1511 Sebi Jobs

Role & responsibilities Overall accounting including Sales and Purchases, Monthly & Quarterly MIS Reporting, Annual Accounts, manage the Trust accounting with knowledge of Foreign Contribution (Regulation) Act (FCRA)/Charity Trust Rules and handling Statutory compliances ; ERP knowledge (Preferred Tally ERP) MS Office (Preferred proficient in excel) Charity Trust Rules FCRA Rules and regulations Preferred candidate profile - Commerce Graduate (B.Com) / M. Com/Inter C.A.,

Position -Sr. Manager–IPO Readiness Location -Navi Mumbai Profile: Lead the IPO readiness process All activities needed to take the company public (due diligence, stakeholder coordination) Work closely with merchant bankers and other related bodies.

Ensure company law compliance. Manage ROC filings and records. Conduct Board/AGM meetings. Draft minutes and resolutions. Advise on corporate governance. Liaise with regulators and auditors. Required Candidate profile Qualified Company Secretary (ACS/FCS) – ICSI. Strong knowledge of Companies Act, SEBI, and compliance laws. Excellent communication, drafting, and governance skills. Vishakha, HR 7880092768

We are looking for a qualified and detail-oriented Company Secretary (CS) with 2- 5years of hands-on experience in core secretarial functions . The ideal candidate should possess strong analytical and legal acumen, with a Law degree (LLB) being essential. Experience or interest in investment-related matters will be considered an added advantage. Key Responsibilities: Ensure compliance with Companies Act, SEBI regulations, FEMA, and other statutory laws . Handle board meetings, annual general meetings, and committee meetings , including preparing agendas, minutes, and resolutions. Maintain statutory registers, filings, and ROC documentation in a timely and accurate manner. Draft, review, and ...

Role & responsibilities Ensure compliance with Companies Act & ROC matters Oversee company secretarial functions & affairs Manage listing agreements & ROC filings Draft agendas, notices, minutes, and resolutions Handle corporate governance for multiple clients Ensure compliance with Companies Act, SEBI (LODR), FEMA, Insider Trading Regulations, and other statutory requirements Maintain statutory registers and handle ROC, SEBI, Stock Exchange & RBI filings Track regulatory changes and ensure timely adherence Organize Board, Committee, and General Meetings (AGM/EGM)

• Lead client acquisition, investment advisory & relationship management for HNI/UHNI clients. • Manage AIF, PMS & wealth portfolios, ensure compliance, and achieve fundraising & revenue targets. Required Candidate profile • 5–15 yrs in wealth management/private banking. • Proven record with HNI clients, strong market knowledge, AIF/PMS expertise, communication & advisory skills, and investor-centric approach.

Role Objective To lead the Secretarial and Compliance function at the company, ensuring full compliance with all statutory, legal, and regulatory requirements under the Companies Act, SEBI, RERA, AIF Regulations, and other applicable laws. The incumbent will serve as a strategic advisor to the CFO & Management on governance, risk, and compliance matters across all group entities and fund structures. Key Responsibilities A. Secretarial Function Streamline and lead the Secretarial Department, including systems, documentation, and governance standards. Ensure compliance with the Companies Act, 2013 and other applicable corporate laws for all group entities. Convene and manage Board Meetings, Co...

Key Responsibilities: -Conduct Board, Committee & Shareholder Meetings, and manage ROC filings. -Ensure FEMA, MSME, CSR, and statutory compliances. -Draft, review, and negotiate commercial contracts. -Support legal, audit, and policy matters. -Maintain strong corporate governance practices. Qualifications: -Qualified CS (ACS/FCS) with valid ICSI membership. -510 years of experience, preferably in manufacturing. -Strong knowledge of Companies Act, FEMA, labor & factory laws. -Excellent drafting, communication, and stakeholder management skills.

Key Responsibilities Ensure Compliances with Companies Act 2013, SEBI LODR, PIT and SAST and other applicable Laws Arranging and managing the complete process for Board / Committee and Shareholder meetings, including drafting of agenda papers, notices and minutes in a timely manner. Ensuring compliance with Company Law regulations, Secretarial Standards, SEBI laws, Listing / Debt Regulations, IEPF, etc. Assisting in preparation of Companys Annual Report. Timely maintaining and updating record Statutory Registers as required under the Companies Act, 2013 & Rules thereunder. Coordinating various share related activities with Companys Registrar and Transfer Agent and resolving investor grievanc...

In-depth understanding of KYC norms in the capital markets domain Well-versed with SEBI ,\& Depository guidelines ,for account opening. Ability to handle multiple onboarding processes efficiently,Attention to detail and a compliance-oriented mindset. Perks and benefits Mediclaim

Filing, registering document & forms, returns applications. Advising Corporate governance practices & compliance norms Manages the Secretarial/Compliance Audit Signing of Annual Returns & responsible for declarations, attestations and certifications

Ensure compliance with Companies Act,SEBI regulations, FEMA, and other applicable laws. Manage Board meetings,AGM/EGM, and maintain statutory records and registers. Draft and review contracts, agreements, MoUs, legal documents. kive.mumbai@gmail.com

2-3 years IT audit experience in Domain like ITGC, Cyber Security, SOC 2, Application and IT security Infrastructure and IT Regulatory compliance Proficient in assessing IT-related risk and controls review Familiarity with IT regulatory requirements related to information security of regulators such as RBI, IRDA, SEBI and other IT Standards Educational Professional Credentials Working IT audit experience in role of lead or IT audit team member. Bachelor's/Master's degree in Engineering such as IT, Computer Science etc. Having one IT Security certification such as CISA, ISO 27001, CISSP, CISM, CCSK etc. Required Knowledge Skills Excellent written and verbal communication skills.

As a Compliance Executive at Fydaa Fintech Investment Advisory, your role is crucial in ensuring regulatory compliance and maintaining statutory records. This junior-level position is perfect for individuals with 1 year of experience and a Company Secretary (CS) background who aspire to develop a career in financial compliance within the dynamic fintech industry. **Key Responsibilities:** - Ensure compliance with all regulatory requirements related to SEBI, BASL, and other applicable laws - Assist in board meetings and maintain statutory records - Handle company secretarial work including ROC filings and company law compliance - Coordinate with legal advisors and external regulators as neede...

Role & responsibilities: This role supports the compliance, governance, and regulatory functions of the organization under the Companies Act, SEBI Regulations, and other applicable laws. The incumbent will help manage board meetings, filings, and statutory records while ensuring smooth coordination with internal and external stakeholders. Assist in ensuring compliance with the Companies Act, SEBI LODR, FEMA, and other corporate laws. Prepare and file statutory forms and returns with the Ministry of Corporate Affairs (MCA) and Stock Exchanges. Draft notices, agendas, and minutes for Board, Committee, and Shareholder meetings; ensure timely circulation and recordkeeping. Maintain and update st...

About the Team As part of our legal and secretarial team, you'll play a crucial role in supporting the Company with your experience in secretarial matters, corporate governance, IPO readiness, M&A.. Bring your skills and passion to a collaborative environment and play a vital role in shaping the company's journey towards excellence. Youll work in an environment that values curiosity, ownership, and continuous learning where every detail you manage contributes to larger business impact. . About the Role At Meesho, we believe small details make a big difference especially when it comes to how we build trust, transparency, and governance. The role involves supporting the Legal & Secretarial fun...

About the Team As part of our legal and secretarial team, you'll play a crucial role in supporting the Company with your experience in secretarial matters, corporate governance, IPO readiness, M&A.. Bring your skills and passion to a collaborative environment and play a vital role in shaping the company's journey towards excellence. The Legal & Secretarial team drives the companys governance and compliance agenda, ensuring adherence to all statutory and regulatory norms. The team partners with leadership, regulators, and business stakeholders to maintain transparency, accountability, and ethical governance practices that support sustainable business growth. About the Role This role is for so...

Ameriprise Financial Services LLC has an exciting opportunity for a Legal Affairs Manager position in the General Counsel's Office (GCO) Advice and Wealth Management Practice Group, supporting the companys advisory products and services for retail customers. This position will support the Retail Investment Advice Legal team and will work on cutting edge, innovative products and services that represent the core value proposition of our business. Specifically, this role will provide legal support on managed account offerings, including discretionary and non-discretionary accounts, as well as Ameriprise's core value proposition of providing goal-based advice in one of two ways: Comprehensive Ad...

Job Title: Compliance Officer Department: Back office operations Location: Jodhpur Experience: Fresher (CS / MBA / M.Com) Employment Type: Full-time Job Summary: We are looking for a smart and enthusiastic Compliance Officer (Fresher) who possesses a basic understanding of the stock market and regulatory compliance processes . The ideal candidate should have strong analytical skills, attention to detail, and proficiency in MS Excel (basic formulas such as VLOOKUP, LENGTH, etc.). The role involves ensuring that all activities and processes comply with SEBI and Exchange guidelines , supporting inspections, handling compliance reporting, and maintaining accurate internal documentation. Key Resp...

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Intern Compliance, Governance Accounting - Dematerialisation (AIFs) Location: GIFT City, Gandhinagar, Gujarat, India Reporting to: Lead - Compliance Transaction Duration: 3 6 months (extendable to larger opportunities, based on performance) About SucSEED Indovation Fund SucSEED Indovation Fund is a SEBI-registered Category I Alternative Investment Fund (AIF) focused on early-stage investments in innovative and high-growth companies. We operate in domestic and international markets and are committed to best-in-class governance, compliance, and investor protection. We also have a license to operate as FME in the GIFT City, Gujarat, leading to potential VC Scheme for international investors. Ro...

Manage compliance under Companies Act, 2013 File ROC forms & maintain statutory records Draft notices, resolutions & meeting minutes Handle audits, due diligence & client advisory Mentor CS trainees & liaise with regulators .

Skills Required: Qualified Company Secretary (CS) with at least 5 years of post-qualification experience. Additional qualifications such as LLB will be an added advantage. Job Summary We are seeking a highly skilled and experienced Company Secretary (CS) with a minimum of 5 years of post-qualification experience. The ideal candidate will play a critical role in ensuring compliance with corporate laws, regulations, Ethics Compliance and Governance requirements. This role involves reviewing and performing various secretarial compliances and supporting the legal and regulatory functions of the company. Key Responsibilities Secretarial Compliance & Governance: Ensure adherence to all statutory a...

About your role You will be responsible for performing Compliance monitoring This will include monitoring of communications (emails, Bloomberg messages, Zoom, Teams, Voice) of the firms investment professionals (e g traders, portfolio managers, research analysts), and monitoring to detect misconduct, market abuse, or behaviour that is not in accordance with the firms policies In addition, there will be opportunities to perform other monitoring performed by the firms Investment Compliance function Key Responsibilities Assist with the performance of periodic and recurring surveillance controls pertaining to FILs investment management and client brokerage activities; Monitoring of electronic co...

(i) Analyzing the applicable laws basis research and in support with the vendor. (ii) Support in addressing the issue raised during Audit; (iii) Support to check overlapping of the departments and rectify it e.g. Various Account departments are there for a single entity; (iv) Support in revamping of the system; (v) Support in identifying the non-functioning units (closed units merged/transferred companies) which are still mapped in system. (vi) Resolving day to day affairs of entities wrt wrong mapping of the tasks; (vii) Replacement of old users with new users etc., (viii) Tasks related to specific laws need to be mapped in name of relevant function. (ix) All other tasks related to complian...