1029 Sebi Jobs

Responsibilities: * Prepare annual reports & FEMA matters. * Draft letters & board meeting agendas. * Manage corporate governance, SEBI compliance & ROC filings. * Oversee company secretarial functions & listing agreements. Annual bonus

Role & responsibilities Assisting in Convening and Conducting Board and Annual General Meetings. Preparing Notices, Agenda and Minutes of the meetings. Preparation of Directors' Report and Annual return. Maintenance of all statutory records and registers as required under provisions of Companies Act and all other applicable laws. Liaisons with ROC, Auditors etc. Handled request for Transfer, Allotment and Transmission of Shares Filing of all required forms on MCA portal Responsible for all Company Secretarial Preferred candidate profile Excellent command over aspects of Company Secretarial matters. Excellent English and good drafting skills. Proficiency in Computer Knowledge - MS Word, Excel...

About The Role : B usiness Division Compliance Functional Title: Compliance Officer Corporate Title Assistant Vice President Job Posting Title: Compliance Officer Location IFSC Banking Unit (IBU), Gift City, Gandhinagar, Gujarat Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics) for IBU which entails providing guidance on applicable regulations, managing risk assessments, providing compliance advisory, designing compliance programs/frameworks, monitoring, executing on compliance strategies, finalizing policies and procedures and implementation of global projects. You will gain exposure to the variety of corporate bank ...

Filing, registering document & forms, returns applications. Advising Corporate governance practices & compliance norms Manages the Secretarial/Compliance Audit Signing of Annual Returns & responsible for declarations, attestations and certifications

Innergize is looking for a smart, qualified Company Secretary (preferably also a law graduate) with around 1-3 years of experience for its Secretarial Practice. The Candidate will get an exposure of handling clients across a spectrum of industries and their applicable compliances related to Company law, FEMA, SEBI, structuring, M&A etc. Experience of drafting legal documents, agreements etc., will be an added advantage.

About Us: At Arvog (Finkurve Financial Services Limited), our mission is simple: to provide accessible, transparent, and customercentric financial solutions. Specializing in gold and personal loans, we empower individuals and businesses to meet their financial goals with ease and confidence.We are a high-integrity, high-growth NBFC with gold loans at our core. Governance is not just a departmentits our foundation. We're building for scale, but never at the cost of compliance. If you believe governance can be a strategic levernot just a safeguardwed love to speak with you. Website : https://www.arvog.com/ About the Role : As our Company Secretary, you will serve as a strategic partner to the ...

As a Regulatory Compliance professional, you will be responsible for handling Regulatory Compliance related to third-party products (insurance, mutual fund etc.) distribution business of the Bank. Your role will involve ensuring compliance with various regulations from SEBI, IRDA, AMFI, and other regulatory bodies. Key Responsibilities: - Strategically manage Regulatory Compliance for the Bank, covering regulations from SEBI, IRDA, AMFI, etc. - Handle Compliance with regulations related to Mutual Fund & Insurance Distribution Business of the Bank. - Circulate action points from regulatory circulars/notifications/communications and follow up proactively with stakeholders for timely implementa...

As a Chartered Accountant with 2-4 years of experience in the field of Tax & Regulatory Advisory, you will be responsible for the following: - Advising clients on various Transaction and Strategic Advisory Projects including Structuring, Tax & Regulatory Advisory, Valuation Advisory, Deal Advisory, Pre-IPO Advisory, Regulatory Representations, and Agreement Drafting. - Working closely with Partners on tasks such as Valuation, Financial advisory, and Financial Modelling as required by the Project. - Providing advice to mid to large corporates on areas like Companies Act, Income-tax, GST, SEBI, FEMA, IND AS, Valuation, and key financial aspects related to deals. To qualify for this role, you n...

Role Overview: As the compliance leader, strategist, and subject matter expert, you will be responsible for assessing and advising on existing and emerging regulatory compliance requirements across the organization. Your role will involve developing the annual compliance work plan, periodically revising it in light of changes, guiding the compliance team, overseeing and monitoring the implementation of the compliance program, providing guidance, advice, and training, as well as offering strategic direction to the management on compliance. Additionally, you will be preparing and presenting clear and concise compliance reports to the Board, interacting with regulators on compliance issues, coo...

Co-ordinate with Board of Directors Filing Documents with Registrar & Returns Prepare Statutory books, Registers, Minutes Agenda, Agreements Contracts, Resolutions Organize meetings. Required Candidate profile Candidate must have working experience of listed company. For Immediate Response Please Share Your Resume On This Link www.nvsconsultants.com/job-openings/

Responsibilities: * Ensure compliance with Companies Act & SEBI regulations * Prepare statutory documents & file returns on time * Maintain company records & registers accurately * Manage board meetings, AGMs & EGMs Local candidates preferred

Please share your CVs on vishal.jaiswal@3i-infotech.com OR Whatsapp - 9082948204 Cyber Security Compliance Manager Job Description A Cyber Security Compliance Manager is responsible for developing, implementing, and overseeing Customers information security policies, procedures, and compliance frameworks. The goal is to ensure compliance with industry regulations, mitigate cyber risks, and protect sensitive information from security threats and data breaches. Key Responsibilities Develop and maintain information security policies and procedures in alignment with regulatory frameworks (e.g., ISO 27001, NIST, SOC 2, PCI DSS, HIPAA, RBI/SEBI Guidelines). Evaluate new and existing regulations to...

Role & responsibilities Conveying of Board and Committee meeting & General meetings of Shareholders. Excellent experience of handling works of a Listed Company and dealing with Stock Exchange Exchanges i.e. NSE & BSE. Drafting of various agreements, policies, required under SEBI LODR, ICDR Regulation, LODR, Takeover Code and Insider trading. Preparing of Statutory reports under Postal Ballot & E-Voting for EGM & AGM. Good communication skill and flexible. Preferred candidate profile Preferred candidates from Listed Entity

The Manager - Internal Audit will be responsible for planning, executing, and overseeing internal audits across various functions of Paytm Money. The objective is to assess the effectiveness of internal controls, compliance, risk management practices, and adherence to regulatory standards. Key Responsibilities: Audit Planning & Execution: Develop risk-based internal audit plans for assigned areas. Conduct internal audits to evaluate the design and effectiveness of processes and controls. Identify control gaps, process inefficiencies, and compliance deviations. Risk Management: Assess key risks and recommend mitigating controls. Support in the development of risk management frameworks and ens...

Drafting of secretarial documents Annual filings including XBRL Maintenance of statutory registers Client visits for compliance hygiene check Corporate actions such as issue, transfer, redemption, buy-back of share Providing opinion to client Required Candidate profile Should have excellent verbal and written communication Should have ability to understand the client requirements Semi-Qualified (Experienced or Freshers) Should have completed the articleship

Work mode: 3 days hybrid office Shifts if any: 8.00am to 5.00pm or 12.00pm to 9.00pm Job description: Provide daily support to business on WATSON LIMS system Monitor 1stand 2ndlevel support queues Monitor end users requests using Eurofins ticketing systems (OTRS); Support end-users by providing necessary training and guidance; Identify and arrange for Thermo-Fisher technical support on issues that cannot be resolved in-house; Maintain a high degree of customer service for all support requests; Execute relevant preventative maintenance and maintain company IT procedures relating to disaster recovery and backup systems in collaboration with IT Infra; Create, maintain and update procedures when...

The Manager - Internal Audit will be responsible for planning, executing, and overseeing internal audits across various functions of Paytm Money. The objective is to assess the effectiveness of internal controls, compliance, risk management practices, and adherence to regulatory standards. Key Responsibilities: Audit Planning & Execution: Develop risk-based internal audit plans for assigned areas. Conduct internal audits to evaluate the design and effectiveness of processes and controls. Identify control gaps, process inefficiencies, and compliance deviations. Risk Management: Assess key risks and recommend mitigating controls. Support in the development of risk management frameworks and ens...

rofile hiring for Semi-Qualified / Qualified Company Secretary // Compliance Executive Location: BKC Department: Compliance Who are we looking for? We are looking to onboard a Semi-Qualified/Qualified Company Secretary who will be taking ownership of end-to-end CS work and support our clients strategically. What will be your key responsibilities? Transaction support for fundraising (private placements/ right issues) Maintain secretarial records (Notice Agenda/Minutes/Registers/Annual Disclosures) Incorporation and strike off of Companies and LLP ESOP Compliance Knowledge of FEMA Compliance Develop compliance processes to ensure smooth functioning Stay abreast with changes in the legal and re...

Role Overview: As a Manager in the Deal Advisory Services department at BDO India, you will play a crucial role in structuring M&A transactions appropriately to address the evolving tax and regulatory landscape. Your responsibilities will include conducting research on transaction tax laws, preparing deliverables, performing direct tax diligence, staying updated on industry trends, and contributing to knowledge sharing efforts within the firm. Key Responsibilities: - Conduct research and analysis on transaction tax related laws for inbound and outbound deals, corporate reorganizations, and securities market aspects - Apply tax theory and positions to address specific client needs - Prepare d...

As a Company Secretary (CS) in our company, you will play a crucial role in ensuring regulatory compliance, managing secretarial duties, and supporting governance processes. Your expertise in corporate laws, SEBI/ROC regulations, and handling board and shareholder matters with professionalism will be highly valued. Key Responsibilities: - Organize and manage Board meetings, AGMs, and committee meetings (Audit, CSR, etc.). - Draft notices, agendas, minutes, and resolutions in accordance with the Companies Act, 2013. - Maintain and update statutory registers and records to ensure accuracy and compliance. - Ensure timely filing of ROC forms such as MGT-7, AOC-4, DIR-12, PAS-3. - Act as a compli...

Job Title: Compliance Officer Location: Ahmedabad Employment Type: Full-Time Company : Lakshya Asset MAnagement Pvt Ltd. About the Role: We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company. The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while also supporting internal policies, controls, and risk management frameworks. Key Responsibilities: Regulatory Compliance: Ensure ongoing compliance with SEBI (Mutual Fund) Regulations , AMFI Guidelines, and circulars. Monitor and interpret changes in relevant laws, regulations, and guidelines applicable to ...

Key Responsibilities: Assist in the onboarding, documentation, monitoring, surveillance for Authorised Persons / Affiliates/ Referral Partners including meeting them physically if required. Conduct regular compliance audits and assessments to identify potential risks and areas for improvement for Authorised Persons/Affiliates/ Referral Partners. Prepare and submit regulatory filings, reports, and documentation as required by SEBI. Responsible for conducting regular training to the Business development team and Authorised Persons on compliance-related matters and promoting a culture of compliance within the organization. Collaborate with internal teams to gather necessary information for comp...

Role & responsibilities Ensure compliance under Companies Act, 2013 board/committee meetings, filings, registers, corporate governance. Handle FEMA & RBI compliances FDI, ODI, ECB, FC-GPR/FC-TRS, FLA, and related filings. Manage FCRA compliance foreign contributions, reporting, and disclosures. Oversee SEBI & IPO matters – LODR, PIT, listing compliances, disclosures, IPO documentation, coordination with SEBI/Stock Exchanges. Liaise with regulators – MCA, SEBI, RBI, MHA, Stock Exchanges, Depositories. Conduct compliance audits, due diligence, and risk management . Advise on corporate restructuring, fundraising, M&A, JV, foreign collaborations . Supervise junior staff and ensure smooth coordin...

Skills required: Hands on experience in secretarial department (preferably in listed company) Knowledge of Companies act, 2013, SEBI (ICDR) and (LODR) Good Interpretation skills Excellent verbal and written communication skills Education and Experience Qualified Company Secretary. Minimum experience required: 1-2 years of post qualification experience. Capability to work in a fast-paced high growth environment with a commitment to continue for longer period.

Candidates will be required to work extensively within any of the finance functions of Hexaware such as Controllership; Pricing; Revenue Recognition; Treasury etc Requirement: Incumbent should be Chartered Accountant cleared on or after Jan 2023 Good academic record Should have kept themselves updated on the recent changes in the field of accounts and finances. Working knowledge and exposure to MS Office, ERP systems like Oracle, SAP and PeopleSoft Exposure on Schedule III, IndAS, IFRS, Revenue Recognition, Taxation Communication skills, Interpersonal skills, Result orientation, Analytical skills Familiarity with Companies Act, SEBI and related regulatory requirements. Should be proficient i...