15 Compliance Policies Jobs

You are a strategic thinker passionate about driving solutions in financial analysis. You have found the right team. As a Financial Analyst in our Finance team, you will spend each day defining, refining and delivering set goals for our firm. You will be responsible for partnering across the firm to provide financial and strategic analysis, Timesheet automation & reporting, and Headcount reporting. You will be responsible for a wide range of activities including Process Design & Excellence, PXT Reporting & Insight GM/ Interim Automation & Visualization, Expense Transparency, Tools Transformation. You will analyze, prepare, and reconcile accounting and technical data as well as prepare reports, while always thinking of and devising ways to streamline and minimize cycle times through automated applications and process improvement. You will also help develop recommendations effecting business procedures and operations and maintain financial and reporting systems. In addition, you will assist the department and other team members with special projects or components of other projects as needed. Support all financial processes and reporting including month end, actuals, budget, forecast of various financial and headcount/resourcing metrics and scenarios/views, and variance analysis for the P&A function of the Technology business. Create financial review decks for senior management that clearly articulate the financial story/strategy to the F&BM and technology stakeholders. Identify and leverage best practices from other tech F&BM groups. Create dynamic financial management reporting and partner with Finance & Business Management teams to track and report various financial results and metrics. Provide ad-hoc analysis to senior management on a frequent basis. Identify opportunities and recommend improvements for increased process and reporting efficiencies. Ensure data integrity, accuracy, and timeliness in all financial/headcount reporting and presentations. Adhere to internal compliance policies and other business reporting requirements. Required qualifications, capabilities, and skills: Chartered Accountant/CFA/MBA (Finance) (or similar educational background) with 2+ years of post-qualification experience. Experience in planning and analysis/financial management/accounting environment. Experience partnering in either a Finance and/or Business Management capacity and providing insights/recommendations to senior management. Ability to present information in a clear and concise manner that tells the story behind financials in a compelling way. Confident and personable attitude with the ability to face off with senior management at all levels, influence/handle difficult messages, problem solve, and resolve conflicts. Detail-oriented individual capable of completing reporting and analytics accurately, on a timely basis, and in a presentable manner. Excellent written and verbal communication skills a must. Individual must be able to work independently as well as in a team situation. Preferred qualifications, capabilities, and skills: Excellent time management skills and ability to multitask and handle competing priorities under pressure. Self-motivated individual to go beyond immediate responsibilities. In-depth knowledge of Excel & PowerPoint and knowledge of Essbase and SAP preferable. In-depth knowledge and experience preferred with visualization and reporting tools such as Tableau, Alteryx.,

Over the last 20 years, Ares success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development, and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry. PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES Conducting forensic, periodic, and transactional testing to ensure adherence to firm compliance and ethics policies. Performing testing of electronic communication messages, social media posts, preclearance of business gifts, business entertainment, outside business activities and political contributions, trade errors, and other compliance policies. Assisting with analysis, development, and implementation of new and/or enhanced surveillance reviews and processes. Collaborating with the business and reporting on the progress of corrective action plans. Maintaining, tracking, and reporting key performance indicators/metrics for Corporate Compliance as assigned. Providing high level client service to employees across the global enterprise. QUALIFICATIONS Education: B. Com / M. Com / MBA / CA / Degree in Commerce/Finance. Work Experience / Knowledge: 3 - 6 years of work experience in Corporate Compliance and regulatory environment. Knowledge of financial products is an added advantage. General Requirements: Ability to learn quickly and understand the processes with clarity. Strong analytical skills. Meticulous attention to detail. Excellent written, verbal, and interpersonal skills. Open to work flexible hours. Self-starter who enjoys a team-oriented and collaborative approach. Proficiency on MS Office suite of applications. Familiarity with trading systems and compliance systems such as Star Compliance, Global Relay, OMS, Bloomberg is an added advantage. Reporting Relationships Senior Associate, Compliance. There is no set deadline to apply for this job opportunity. Applications will be accepted on an ongoing basis until the search is no longer active.,

As a Compliance Manager at DataVolt, you will play a crucial role in ensuring our company maintains adherence to legal standards and internal policies. Your responsibilities will include the development, implementation, and oversight of compliance programs, policies, and procedures. You will be tasked with enforcing, developing, and updating internal policies at all levels of the business while providing guidance on compliance matters. In this role, you will need to identify compliance risks and devise mitigation strategies to address potential issues effectively. It will be essential to review the work of your colleagues to spot compliance issues, offer advice, and deliver training where necessary. Staying up-to-date with regulatory developments both within and outside the company, as well as evolving best practices in compliance control, will be a key aspect of your role. Collaboration with other departments such as Finance, Legal, and People & Culture will be necessary to direct compliance issues to the appropriate channels for investigation and resolution. The ability to handle high-pressure situations and regulatory challenges will be crucial in this position. To be successful in this role, you should have a minimum of 8 years of experience in a compliance role, with at least 3 years specifically within the Data Centers industry. You should have a track record of developing and implementing effective compliance strategies, monitoring and reporting compliance activities, and managing compliance across diverse and evolving jurisdictions. Ideally, you should possess a Bachelor's degree in Law, Finance, or a related field. Holding certifications such as Certified Compliance & Ethics Professional (CCEP), Certified Information Systems Auditor (CISA), Certified Governance Risk & Compliance (CGRC), Certified Internal Auditor (CIA), or being Chartered would be advantageous. Join DataVolt in shaping a sustainable digital future through your expertise in compliance management.,

We empower our people to stay resilient and relevant in a constantly changing world. We are looking for individuals who are always seeking creative ways to grow and learn, individuals who aspire to make a real impact, both now and in the future. If this resonates with you, then you would be a valuable addition to our dynamic international team. We are currently seeking a Senior Software Engineer - Data Engineer (AI Solutions). In this role, you will have the opportunity to: - Design, build, and maintain data pipelines to cater to the requirements of various stakeholders, including software developers, data scientists, analysts, and business teams. - Ensure that the data pipelines are modular, resilient, and optimized for performance and low maintenance. - Collaborate with AI/ML teams to support training, inference, and monitoring needs through structured data delivery. - Implement ETL/ELT workflows for structured, semi-structured, and unstructured data using cloud-native tools. - Work with large-scale data lakes, streaming platforms, and batch processing systems to ingest and transform data. - Establish robust data validation, logging, and monitoring strategies to uphold data quality and lineage. - Optimize data infrastructure for scalability, cost-efficiency, and observability in cloud-based environments. - Ensure adherence to governance policies and data access controls across projects. To excel in this role, you should possess the following qualifications and skills: - A Bachelor's degree in Computer Science, Information Systems, or a related field. - Minimum of 4 years of experience in designing and deploying scalable data pipelines in cloud environments. - Proficiency in Python, SQL, and data manipulation tools and frameworks such as Apache Airflow, Spark, dbt, and Pandas. - Practical experience with data lakes, data warehouses (e.g., Redshift, Snowflake, BigQuery), and streaming platforms (e.g., Kafka, Kinesis). - Strong understanding of data modeling, schema design, and data transformation patterns. - Experience with AWS (Glue, S3, Redshift, Sagemaker) or Azure (Data Factory, Azure ML Studio, Azure Storage). - Familiarity with CI/CD for data pipelines and infrastructure-as-code (e.g., Terraform, CloudFormation). - Exposure to building data solutions that support AI/ML pipelines, including feature stores and real-time data ingestion. - Understanding of observability, data versioning, and pipeline testing tools. - Previous engagement with diverse stakeholders, data requirement gathering, and support for iterative development cycles. - Background or familiarity with the Power, Energy, or Electrification sector is advantageous. - Knowledge of security best practices and data compliance policies for enterprise-grade systems. This position is based in Bangalore, offering you the opportunity to collaborate with teams that impact entire cities, countries, and shape the future. Siemens is a global organization comprising over 312,000 individuals across more than 200 countries. We are committed to equality and encourage applications from diverse backgrounds that mirror the communities we serve. Employment decisions at Siemens are made based on qualifications, merit, and business requirements. Join us with your curiosity and creativity to help shape a better tomorrow. Learn more about Siemens careers at: www.siemens.com/careers Discover the Digital world of Siemens here: www.siemens.com/careers/digitalminds,

The KYC Operations Manager position at Citi involves providing leadership and direction to a team of employees for Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services. The primary goal of this role is to develop and manage an internal KYC (Know Your Client) program at Citi. Responsibilities include managing and leading KYC operations in compliance with Citi policies, overseeing the KYC control environment, managing existing Business As Usual (BAU)/Refresh process, and ensuring team service level standards are met. The role also involves liaising with the Compliance department and senior management, overseeing new client onboarding, providing Management Information System (MIS) reporting, monitoring account refresh activity, performing quality reviews, and maintaining the Book of Work for system releases and enhancements. The ideal candidate for this role should have 5-8 years of experience and a Bachelor's degree or equivalent experience. The individual should be able to operate with a limited level of direct supervision, exercise independence of judgment and autonomy, act as a subject matter expert to senior stakeholders, manage teams effectively, and assess risk appropriately in business decisions. Citi is an equal opportunity and affirmative action employer, encouraging all qualified individuals to apply for career opportunities. If you require a reasonable accommodation due to a disability, you can review the Accessibility at Citi.,

The responsibilities you will be entrusted with in this role include increasing EMI Penetration in OEM by closely collaborating with OEM to enhance their counter share and market share. You will be required to engage with OEM HO and regional teams to establish a cordial relationship, understand business opportunities, challenges, and needs, and develop a trusting rapport. Utilizing your product knowledge, you will craft solutions for OEMs and articulate them clearly and practically. Data mining for market insights and directions to aid OEMs in enhancing their competitiveness will also be part of your duties. It is essential to stay abreast of market trends and competitor activities to share insights for product enhancement. Additionally, you are expected to adhere diligently to processes for implementing schemes, ensuring compliance with policies and procedures, completing necessary documentation, and providing sales management reports. The ideal candidate for this role should have experience in Front Line Retail Sales in Fintech, Banking/Financial Services/Electronics, with a preference for Key Account management and Solution Selling in IT, Quick-Commerce, E-Commerce, FMCG, FMCD, or Telecom sectors. While prior experience in Key Account management, Solution Selling, EMI Deals, or White goods sales is desirable, it is not mandatory. The desired years of experience for this position range from 4 to 8 years in an Individual Contributor capacity within a frontline sales role. In our team, we value individuals who exhibit the following characteristics: - **You take the Shot:** You are quick in decision-making and ensure accurate delivery. - **You are the CEO of what you do:** Demonstrating ownership and proactivity to drive results. - **You own tomorrow:** By creating solutions for merchants and consistently making the right choices. - **You sign your work like an artist:** Striving for continuous learning and taking pride in your contributions.,

Key Responsibilities Lead the deployment, configuration, and maintenance of Office 365 applications, including but not limited to Microsoft Word, Excel, PowerPoint, Outlook, SharePoint, OneDrive, Teams, and Planner. Provide technical assistance, troubleshooting, and user support for Office 365 applications, addressing user inquiries, issues, and challenges promptly. Develop and deliver training sessions, workshops, and documentation to educate users on the features, functionalities, and best practices of Office 365 applications. Collaborate with cross-functional teams to integrate Office 365 applications with existing systems, enhance workflows, and drive seamless collaboration and communication. Assist in managing data within Office 365 applications, including data migration, data retention policies, and ensuring data security and compliance. Customize and configure Office 365 applications to meet specific business requirements, including creating templates, workflows, and automation. Monitor the performance of Office 365 applications, analyze usage patterns, and identify opportunities for optimization and improvement. Implement security measures and compliance policies to safeguard data and ensure adherence to regulatory standards within Office 365 applications. Keep abreast of the latest updates, features, and best practices related to Office 365 applications and provide recommendations for their effective use. Collaborate with Microsoft support and third-party vendors as needed to resolve technical issues and escalate support tickets. Qualifications and Skills Bachelor's degree in Information Technology, Computer Science, Business, or a related field. Proven experience in implementing, administering, and supporting Office 365 applications. Strong proficiency in Microsoft Word, Excel, PowerPoint, Outlook, SharePoint, OneDrive, Teams, and other relevant Office 365 tools. Excellent communication skills with the ability to convey technical concepts to non-technical users. Experience in providing end-user support and training on software applications. Knowledge of data management, security, and compliance principles within Office 365. Problem-solving mindset with the ability to diagnose and resolve software-related issues. Familiarity with customization and configuration options within Office 365 applications. Relevant Microsoft certifications such as Microsoft 365 Certified: Modern Desktop.

You will be joining a global investment bank in a full-time hybrid role as a Manager of Cross-border Regulatory Compliance. This role is based in Bangalore and involves overseeing cross-border compliance, ensuring adherence to international regulations, and managing compliance audits. Your daily responsibilities will include developing and implementing compliance policies, monitoring regulatory changes, and providing guidance on regulatory issues. Additionally, you will collaborate with international teams to ensure consistent compliance practices. Your key responsibilities will include leading the implementation and monitoring of the cross-border controls framework across global Asset Management entities, acting as the Subject Matter Expert for cross-border processes and tools, producing and managing global Management Information for governance forums, supporting training development and tracking for cross-border compliance, and serving as the first point of contact for business queries related to cross-border regulations. You will also collaborate with Legal, Compliance, IT, and Business teams to ensure accurate interpretation and application of regulations, provide user support, identify enhancement opportunities for cross-border tools, and ensure adherence to Risk, Compliance, Global Standards, and FCC requirements. To be successful in this role, you should hold a Bachelor's degree in Finance, Business, Law, or a related field, have 4-8 years of experience in the financial industry, preferably within Asset Management, possess 2-4 years of experience in risk and controls management with a focus on cross-border regulation or regulatory compliance, have experience working with Legal or Regulatory Compliance teams, demonstrate strong communication, analytical, and interpersonal skills, be able to manage multiple tasks in a fast-paced, global environment, and have proficiency in working with MI tools and regulatory documentation.,

As a Regional Sales Manager/Head in the broking industry, you will be tasked with driving business growth and sales performance within the assigned region. Your role will require you to lead a high-performing sales team by utilizing your expertise in financial markets, client acquisition, and channel development. Your key responsibilities will include: Team Leadership & People Development: - Manage and mentor a team of Area Managers, Relationship Managers, and Sales Executives. - Set clear goals, monitor KPIs, and ensure high performance standards. - Foster a culture of ownership, accountability, and continuous improvement. Client Acquisition & Retention: - Develop strategies for acquiring retail and HNI clients. - Focus on increasing Assets Under Management (AUM) and active client base. - Ensure high client satisfaction and reduce attrition through effective relationship management. Channel Development & Management: - Onboard and activate sub-brokers, channel partners, and franchisees. - Enhance partner productivity through support, incentives, and training. - Ensure compliance with SEBI regulations and internal policies. Sales & Revenue Generation: - Achieve regional revenue targets across various financial products. - Analyze sales performance metrics and drive profitability through pricing strategies. - Collaborate with marketing and product teams for region-specific campaigns. Compliance & Risk Control: - Monitor client transactions and ensure adherence to compliance policies. - Support audits and regulatory inspections when required to mitigate operational risks. Market Strategy & Expansion: - Conduct market analysis to identify opportunities and competitive threats. - Contribute to strategic planning and represent the region in leadership meetings. Reporting & MIS: - Provide timely reports on sales performance, pipeline updates, and forecasts. - Utilize CRM tools for tracking activities, lead status, and closure ratios. - Present insights and recommendations based on regional data analysis. Qualifications: - Minimum 12 to 15 years of sales experience in the financial industry. - Strong leadership, analytical skills, and knowledge of market trends. Package: - As per industry standards. Location: - Indore For further details, please contact Satish Tiwari at 7987364734 or satisht@indiratarde.com.,

You will be responsible for supporting our company's compliance programs and initiatives to ensure that our operations, procedures, and practices align with regulatory and legal requirements. Your role will involve monitoring and interpreting relevant laws and regulations, assisting in the development of compliance policies and procedures, and conducting compliance reviews and risk assessments. It will be essential to maintain accurate records of compliance activities, audits, and training, as well as supporting internal investigations of compliance issues and preparing reports and documentation. Additionally, you will be coordinating and delivering employee compliance training programs, preparing and filing required compliance reports with regulatory agencies, and assisting with regulatory examinations and internal or external audits. Collaborating with other departments to integrate compliance standards into business operations will also be part of your responsibilities, as well as staying updated on changes in laws and regulations that may impact the business. To qualify for this role, you should have a Bachelor's degree in Law, Business Administration, Finance, or a related field, along with at least 3 years of experience in compliance, risk management, legal, or a related area. Strong knowledge of regulatory requirements such as GDPR, HIPAA, SOX, SEC, FINRA, etc. is preferred. Excellent analytical and problem-solving skills, high attention to detail and accuracy, strong organizational and communication abilities, and proficiency with Microsoft Office Suite and compliance management systems are also required for this position.,

You will be part of PepsiCo, a global food and beverage company with a diverse portfolio of beloved brands and a strong presence in over 200 countries. As a Platform Architect, your role will be pivotal in designing and implementing cloud solutions specifically based on Microsoft Azure. Your responsibilities will include designing and developing Azure-based solutions tailored to business needs, participating in architectural discussions, and ensuring optimal performance, scalability, and security of cloud applications. You will oversee the migration of legacy systems to Azure, create architecture blueprints and documentation, and collaborate with various teams to ensure solutions meet non-functional requirements like security and scalability. Your expertise will be crucial in guiding the adoption of Azure services such as IaaS, PaaS, serverless computing, and microservices architecture. Additionally, you will engage with clients and internal stakeholders to identify business challenges and develop appropriate cloud solutions. To qualify for this role, you should have a Bachelor's degree in Computer Science, Engineering, or a related field, with a Master's degree considered a plus. You should have at least 7 years of experience in data and analytics platforms, along with 5+ years of experience in designing and deploying cloud solutions, with a minimum of 3 years on the Azure platform. At PepsiCo, you will have the opportunity to Dare for Better by contributing to a workplace that fosters innovation, sustainability, and positive impact on the world. The company encourages diversity, curiosity, and collaboration to drive growth and make a difference. Together, you will work towards creating a positive impact on careers, families, communities, and the planet, shaping a better future through innovation and teamwork.,

The Compliance AML KYC Sr Supervisor position at Citi is an intermediate management-level role where you will lead a team in providing Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting services. Your primary responsibility will be to develop and manage an internal KYC (Know Your Client) program. As a subject matter expert in the KYC function, you will collaborate with line teams to create process and system-related training for both new joiners and existing members of the KYC Execution Team. You will play a key role in problem-solving, leveraging your detailed knowledge to address unique situations, identify risks, and focus on key issues. Additionally, you will act as a key contact for senior stakeholders and other team members. Your duties will include managing process changes by coordinating with stakeholders, identifying risks, and proposing improvements. You will assist the team in implementing Change Training post-process, system, or regulatory updates and will be responsible for ensuring data quality in the KYC workflow tool through periodic checks. Monitoring operational metrics for management-level reporting will also be part of your role. To excel in this position, you should lead by example, demonstrate determination, and be willing to challenge senior levels when necessary. A comprehensive understanding of KYC concepts, compliance policies, and operational procedures is essential. You must be able to work independently on day-to-day tasks and embody the Firm's core values to promote a positive culture across Operations. Ideally, you should have at least 4 years of relevant experience, including completing KYC for various customer types and providing new joiner training. Strong communication skills, both written and verbal, are required for delivering presentations and being a clear communicator. Participation in projects, drafting procedures, and assisting with audits will also be part of your responsibilities. This is a full-time opportunity at Citi, where we value diversity and provide equal opportunities to all qualified applicants. If you require accommodations due to a disability during the application process, please review our Accessibility policy at Citi.,

As a Regulatory Governance Manager at Standard Chartered Bank in Mumbai, IN, your role will involve supporting the Head of CFCC Governance in developing regulatory relationships with regulators in the country. You will be responsible for ensuring that the bank's operations align with regulatory expectations and group requirements. Furthermore, you will play a key role in setting and implementing the vision, strategy, and leadership for CFCC in support of the bank's strategic growth aspirations. Your responsibilities will include attending leadership meetings, providing oversight of the Country CFCC function, and escalating potential risks and issues to senior management. You will collaborate with stakeholders to analyze the impact of regulatory compliance matters on the bank and its operations. Additionally, you will be accountable for identifying and escalating risks to ensure timely remediation actions are taken. In terms of regulatory and business conduct, you will be expected to display exemplary behavior in line with the bank's values and code of conduct. You will work collaboratively with the CFCC Governance team to address risk, conduct, and compliance matters effectively. Furthermore, you will provide advice on risk management frameworks and oversee the review and analysis of the client base to manage high-risk clients. Your role will also involve developing and recommending policies and processes to address CFCC, managing relationships with regulators, and ensuring compliance with relevant regulatory requirements. You will proactively monitor regulatory developments and provide guidance on the application and interpretation of banking laws and regulations. Additionally, you will support control checks, audits, and exams related to CFCC functions. To excel in this role, you should have a strong understanding of compliance policies and standards, compliance advisory, surveillance, investigations, and regulatory liaison. A minimum of 20 years of banking/compliance experience and a graduate/post-graduate qualification are required for this position. At Standard Chartered, we value diversity, inclusion, integrity, and continuous improvement. We offer a range of benefits, including retirement savings, medical and life insurance, flexible working options, wellbeing support, continuous learning opportunities, and a supportive and inclusive work culture. If you are looking for a purpose-driven career with a bank that values your unique talents and contributions, we encourage you to join us in driving commerce and prosperity together. For more information about career opportunities at Standard Chartered and to learn more about our values and brand promise, visit www.sc.com/careers.,

Hi all, We are hiring for the role Intune L3 Admin - SIE Experience: 6+ Years Location: Bnagalore Notice Period: Immediate - 15 Days Skills: Mandatory Skills: Intune, Jamf Pro, Ivanti Job Description: Intune L3 Administrator (with Ivanti & JAMF Pro Experience) 6+ years of experience in endpoint management, specializing in Intune (Microsoft Endpoint Manager) . Hands-on experience with Windows Autopilot, compliance policies, and MDM configurations . Strong expertise in Jamf Pro for macOS device management and Intune integration . Experience with Ivanti Endpoint Manager (EPM) for Windows endpoint security and patch management . This position requires working night shifts to ensure smooth operations and support business continuity during off-hours. This is a fully remote working. Scripting skills (PowerShell, Bash, or Python) for automation and troubleshooting. Roles & Responsibilities: 1. Microsoft Intune (Endpoint Management) 2. Mac Management (Jamf Pro & Intune Integration) 3. Ivanti Endpoint Manager (EPM) Administration 4 . Documentation & Process Improvement If you are interested drop your resume at mojesh.p@acesoftlabs.com Call: 9701971793

Implementation of desktop migration based on the target architecture Customize device configuration profiles, compliance policies, and app protection policies Plan pilot deployment for initial testing and feedback Lead full-scale deployment across all devices, providing training and support to IT staff Monitor deployment to ensure policy enforcement and compliance Optimize Intune configuration post-deployment based on outcomes and user feedback Provide Tier 3 support and resolve escalated technical issues Conduct periodic reviews to align with evolving security and organizational requirements Manage a team of offshore Intune engineers and oversee their work on the implementation