Associate Compliance Manager

Role Overview: As a Regulatory Compliance Specialist, you will be responsible for ensuring adherence to all regulatory requirements in the financial services industry. Your role will involve interpreting regulatory guidelines, preparing reports, and collaborating with different departments for comprehensive compliance management. Key Responsibilities: - Maintain strict control over the Organizational Data Repository related to Regulatory Compliance for the preparation of regulatory reports, dashboards, and presentations. - Interpret regulatory circulars and guidelines, assisting the Compliance Officer in conducting gap analysis and ensuring the implementation of new regulatory guidelines. - Collaborate with various departments to manage Regulatory Compliance effectively and keep the Compliance Officer informed of any deficiencies that need to be addressed. - Assist the Compliance Officer in preparing periodical and ad-hoc Regulatory Reports required by SEBI/RBI. - Ensure staff compliance with policies such as Staff Accountability Policy, Trading Policy, Code of Conduct, and maintain relevant documentary evidence. - Address employee queries related to compliance matters. Qualifications Required: - Bachelor's degree in Finance, Law, or a related field; Post Graduation and additional certifications in these fields will be advantageous. - 7 to 10 years of relevant experience in the Compliance division of financial services institutions like credit rating agencies, banks, or NBFCs.,