Compliance Analyst

Job Description

Multiple Roles: 2 nos Location : Mumbai and Bangalore BRISKPE is a Mumbai-based cross-border payments platform. The company's mission is to equip Indian MSMEs and freelancers with the tools and resources needed to conquer the global market. BRISKPE blends regulatory expertise, technological innovation, and a commitment to empower Indian exporters and freelancers. The platform transforms each payment into a meticulously documented journey, easily traceable by customers. BRISKPE has secured a notable $5 million investment from PayU in its seed funding round. This significant milestone signals a pivotal moment in BRISKPE's journey towards fostering growth and driving innovation. We are seeking to hire a qualified candidate with a robust experience of handling financial crime related matters, including knowledge of AML / Sanctions / AB&C / Fraud related risk management to join my Compliance team in Mumbai and Bangalore . Open Positions and Roles: 🔹 1 position- Client Onboarding (India KYC experience specific) with 4- 10 years of experience for Mumbai location. 🔹 1 position- Transaction Monitoring /Screening with 2-6 years of experience for Bangalore location. Responsibilities : KYC and Customer Due Diligence (CDD): o Conduct customer onboarding and periodic reviews to verify identity and ensure adherence to Reserve Bank of India (RBI) KYC regulations. o Analyze high-risk accounts and escalate issues as necessary. o Create and maintain KYC records by obtaining information from internal and external sources (firm website, regulatory websites, etc.) o Partner with Relationship Management to update system information from initiation to approval of KYC record and report workflow progress to supervisor. o Perform Sanctions, PEP and Adverse Media screening in line with Office of Foreign Assets Control ("OFAC"), United Nations Security Council (UNSC), Unlawful Activities (Prevention) Act, 1967 (UAPA), Prevention of Money Laundering Act, 2002 (PMLA) requirements at the least. AML Monitoring and Investigations: o Perform transaction monitoring to detect suspicious or unusual activities. o Investigate potential cases of money laundering and submit Suspicious Transaction Reports (STRs) as needed. o Stay updated on emerging AML trends and recommend process improvements. Screening Compliance: o Ensure compliance with local and international laws, including OFAC, UN, India and regions we serve. o Assist in preparing for and responding to regulatory audits and inspections. o Maintain accurate records for audit purposes. Query Resolution: o Address internal and external stakeholder queries related to Compliance processes. Ad-Hoc Operational Tasks: o Undertake ad-hoc tasks as assigned by Supervisor. o Demonstrate flexibility to handle unforeseen challenges. Reporting and Communications: o Prepare compliance reports for senior management and regulators. o Collaborate with internal departments to resolve compliance-related issues. Qualifications: · Bachelor’s degree in law, Business, Finance, CA or a related field. · Strong knowledge of regulatory frameworks and industry standards · Excellent analytical, problem-solving, and decision-making skills. · Strong verbal and written communication skills. · Ability to work independently and as part of a team in a fast-paced environment. What BRISKPE Offers: · Thriving and dynamic workplace environment with rapid growth. · Close collaboration with the founders in a burgeoning early-stage enterprise. · Experience transparency, strong leadership, and abundant avenues for personal and professional growth. · Adaptability within a culture encourages and enables peak performance. Application Process: Interested candidates should submit their resume highlighting their relevant experience and expertise to careers@briskpe.com. or DM me directly . Joiners: Immediate /already serving notice / within 30 days preferred. Note : Only shortlisted candidates would be contacted. Show more Show less