Compliance Analyst

Compliance Analyst – Mumbai

Job Summary:

We are seeking a detail-oriented and proactive Compliance Analyst to join our fast-growing financial services startup. The role involves ensuring compliance with RBI, SEBI, and other regulatory frameworks, conducting compliance monitoring, risk assessments, and assisting in audits. The ideal candidate should have a strong understanding of financial regulations, attention to detail, and the ability to identify, assess, and mitigate compliance risks in a dynamic startup environment.

About the company:

Our client is a leading fintech startup revolutionizing financial services with innovative solutions in lending, payments, and wealth management. Backed by top investors and driven by cutting-edge technology, the company is committed to delivering transparent, compliant, and customer-centric financial products. With a culture of agility and growth, it empowers its workforce to make an impact in the fast-evolving financial ecosystem.

Location: Mumbai, Maharashtra, India

Roles & Responsibilities:

Regulatory Compliance

• Monitor, interpret, and implement RBI, SEBI, FEMA, and other regulatory guidelines relevant to the business.
• Ensure timely filings and reporting to regulators.
• Maintain up-to-date knowledge of evolving compliance and regulatory requirements.

Compliance Monitoring & Risk Assessment

• Conduct regular internal reviews and compliance risk assessments.
• Identify process gaps and propose corrective actions.
• Track remediation of compliance issues and ensure timely closure.

Policy & Documentation

• Assist in drafting, updating, and implementing compliance policies and procedures.
• Maintain accurate documentation for internal compliance controls.
• Educate internal teams on compliance obligations through training and awareness programs.

Audit & Reporting

• Support internal, statutory, and regulatory audits.
• Prepare compliance reports for senior management and regulatory bodies.
• Act as a point of contact for compliance queries across departments.

Collaboration

• Work closely with legal, finance, and operations teams to ensure organization-wide compliance.
• Provide inputs on compliance risks during product and process development.

Role Requirements:

• CA (Inter), CS, MBA (Finance)
• 2–4 years of experience in compliance, internal audit, or risk management, preferably in NBFC, fintech, or financial services sector.
• Strong understanding of RBI, SEBI, FEMA, AML, and other financial regulations.
• Experience with compliance monitoring tools and MS Excel-based reporting.
• Excellent written and verbal communication skills.
• Detail-oriented, analytical mindset with problem-solving ability.
• Ability to thrive in a fast-paced startup environment.

Work Schedule

Contact Details

____________________

HireGenie is a premier Finance Recruitment Consultancy, helping companies and startups find top-tier finance professionals. We operate across India, UAE, Saudi Arabia, and South Africa. 🇮🇳🇦🇪🇸🇦🇿🇦

Until Then, Let's Stay Connected?

👉 Explore latest finance roles and industry insights by following HireGenie on LinkedIn and Instagram.

👉 You can also join our WhatsApp Channel, where we regularly post latest finance job updates, career advice, and exclusive insights into the finance industry.