Senior Manager

Job Title:

Senior Manager / Assistant Manager / Senior Executive – Inspection & Audit (Onsite Inspection)

Location:

Qualification:

Experience:

Role Overview:

The role involves conducting onsite inspections and audits of exchange members to ensure compliance with SEBI regulations, internal policies, and operational guidelines. The position requires strong analytical and auditing expertise along with effective coordination and stakeholder management skills.

Key Responsibilities:

• Issue

  Letters of Intimation

  to members for regular and special-purpose inspections as per the approved inspection plan.

• Schedule inspections

  in coordination with members and relevant internal departments.
• Send

  inspection data requirements and PIQs

  to members and follow up for timely submission.

• Coordinate and collate inspection-related data

  from various departments within the Exchange.

• Analyze data

  received from different sources to identify potential risk areas and ensure accuracy.

• Conduct onsite inspections

  at member locations as per the defined checklists and scope.

• Collect and verify documents

  and maintain complete inspection records.
• Prepare

  Field Observation Sheets (FOS)

  , obtain member responses, and compile findings.
• Draft and submit

  inspection reports

  for verification and review.
• Resolve

  post-inspection queries

  raised by the inspection review team.
• Participate in

  Special Purpose Inspections

  as mandated by SEBI or other internal departments.
• Prepare and maintain

  Inspection MIS

  and related reports on a timely basis.
• Provide data and support for

  SEBI or other regulatory authority requests

  .
• Handle

  member queries

  related to circulars, inspection processes, and compliance issues via email or meetings.

Key Skills & Competencies:

• Strong knowledge of

  SEBI regulations

  ,

  exchange operations

  , and

  compliance frameworks

  .
• Hands-on experience in

  inspection, audit, or risk management

  in financial institutions or regulatory bodies.
• Excellent

  analytical, documentation, and reporting

  abilities.
• Strong organizational skills with the ability to manage

  multiple inspections and timelines

  .
• Effective

  communication and coordination skills

  with internal and external stakeholders.

Interested Candidates Can Share Their Updated Resume:- jeena.sunil@evokehr.com