573 Sebi Regulations Jobs - Page 6

About the Company: Easebuzz is a paymentsolutions(fintech organization) company which enables online merchants to accept, process and disburse payments through developer friendly APIs. We are focusing on building plug n play products including the payment infrastructure to solve complete business problems. Definitely a wonderful place where all the actions related to payments, lending, subscription, eKYC is happening at the same time. We have been consistently profitable and are constantly developing new innovative products, as a result, we are able to grow 4x over the past year alone. We are well capitalised and have recently closed a fundraise of $4M in March, 2021 from prominent VC firms ...

Key Responsibilities Incorporate various types of companies in India, including Wholly Owned Subsidiaries and LLPs Manage conversions like Public Limited Company to Private Limited Company and vice versa Conduct Secretarial Audits for Listed, Public, and Private Companies Prepare Due Diligence Reports and Search Reports Draft petitions for company revival, condonation of delay for charges, and shifting of registered office Handle increases in authorized and paid-up capital, including conversions of loans into equity and bonus issues Conduct share transfer audits and share reconciliation audits Convert financial statements into XBRL mode Facilitate voluntary strike-off for companies and LLPs ...

Role Objective: To support the Compliance Officer in ensuring adherence to SEBI regulations (PMS, RA, AIF) and provide secretarial assistance for smooth functioning of compliance and governance processes. Key Responsibilities: Assist in regulatory filings, record-keeping, and compliance checklists under SEBI guidelines. Maintain and update investor documents, agreements, registers, and compliance trackers. Draft, file, and organize compliance-related correspondence, minutes of meetings, and audit documents. Prepare reports/MIS for internal use and support responses to SEBI/auditors. Provide secretarial assistance scheduling meetings, preparing agendas, drafting minutes, coordinating with sta...

Company Vision StockGro is India's leading stock market education platform with a community of over 2.5 crore market enthusiasts. StockGro equips users with trading and investing knowledge to succeed in the stock market. Whether user is a beginner or a seasoned trader, he can learn strategies from top investment managers, practice with platform currency, and study portfolios of experts & peers. By combining experiential learning with guidance from SEBl-registered experts, StockGro has become the go-to platform for trading & investing education . About StockGro Founded in January 2020 by former venture capitalist Ajay Lakhotia, we're well-funded. We are backed by some of the respected investo...

Job Responsibilities: Assist the Trustees and discharge the activities assigned. Co-ordinate, supervise, for Compliance and Legal functions of the Trustee Company. Co-ordinate, supervise for compliance under SEBI Regulations, Corporate Laws, etc. for Trustee Company of Mutual Fund. Ensuring various Compliances as per SEBI Regulations on day-to-day basis, internal compliance systems including PIT regulations etc. Ensuring due diligence on the responsibilities of Trustees specified by SEBI vide Regulation, Guidelines and Circulars issued from time to time. Liaison with the Compliance department of the AMC Monitor the Action taken report prescribed by the Trustees and follow up action. To act a...

Job Application Link:https://app.fabrichq.ai/jobs/95e9cc3d-97ae-4db3-9ba9-4cb6a3657280 Job Summary: The Company Secretary and Legal Assistant is responsible for ensuring compliance with corporate laws and providing legal support. Key responsibilities include secretarial compliance, legal advisory, regulatory filings, and handling confidential corporate matters. The role requires a qualified Company Secretary with experience in corporate governance and legal advisory. Key Responsibilities Ensure compliance with the Companies Act, 2013, and other applicable regulations Prepare, maintain, and update statutory registers, records, and returns Organize and manage board meetings, annual general mee...

Job Title: Secretarial Manager Location- Lucknow Company- EduGorilla Employment Type: Full-Time About the Role: We are looking for a highly organized and experienced Secretarial Manager to join our team. In this pivotal role, you will act as a key advisor to the Board of Directors, ensuring compliance with legal and regulatory requirements and promoting strong corporate governance practices. This role is ideal for someone with an entrepreneurial mindset who thrives in a fast-moving environment and is ready to contribute meaningfully to the strategic direction of the company. Key Responsibilities: ? Organize and manage Annual General Meetings (AGMs), board meetings, and shareholder meetings, ...

Role Overview: You will be responsible for leading the internal audit function as the Head of Internal Audit at Amagi, as the company gears towards its IPO journey. Your role will involve setting up and running a formal Audit Committee process, ensuring robust governance, risk management, and compliance frameworks aligned with regulatory expectations. Key Responsibilities: - Develop and lead the internal audit function, setting the vision, goals, and objectives in alignment with the company's growth trajectory and IPO readiness. - Create and execute a comprehensive, risk-based internal audit plan covering financial, operational, and compliance risks, getting it approved by the Audit Committe...

As a Manager/Senior Manager - Compliance in Mumbai, your role will involve: - Maintaining up-to-date knowledge of SEBI circulars and notifications relevant to depository operations. - Reviewing and drafting all Regulatory policies. - Drafting and reviewing all agenda and minutes of the Regulatory Committee meetings like PID, ROC, Board etc. - Monitoring changes in regulatory frameworks issued by SEBI, RBI, and other applicable bodies and initiating implementation. - Reviewing and ensuring maintaining accurate and up-to-date records of all regulatory correspondences and filings. - Tracking and closing audit findings related to compliance matters in a timely manner. - Preparing compliance repo...

You will lead and oversee AML, Surveillance, and ensure adherence to regulatory frameworks. Your responsibilities will include: - Managing regulatory inspections related to AML and Surveillance, serving as the primary liaison with SEBI, exchanges, and depositories. - Ensuring timely and accurate reporting to SEBI, Exchanges, Depositories, and FIU on AML and Surveillance matters. - Providing regular updates and risk assessments related to AML and Surveillance to the Board and senior management. - Supervising surveillance activities to detect money laundering, market abuse, and other financial misconduct. - Identifying and implementing enhanced AML measures across Broking & Depository business...

As a Company Secretary with 10 to 15 years of experience in a reputed listed entity, you will be responsible for various key aspects to ensure compliance and governance for our client, a leading agricultural brand in India. **Roles and Responsibilities:** - Preparation of notice, agenda papers, and other pre-meeting documents for Board meetings and committees. Assisting in conducting meetings and ensuring post-meeting compliances, including finalization of minutes. - Preparation of notice of General Meetings/ Postal Ballot, Directors Report, Corporate Governance Report, and related documents. Assisting in finalization/ printing of Annual Report. - Ensuring compliances with the Companies Act ...

As an Associate in Custody Operations team, your role will involve providing processing support for effective and efficient delivery of India Custody Operations. You will manage client account onboarding and static data maintenance processes, ensuring compliance with regulations. Your responsibilities will include interacting with designated depository participants to obtain proper account documentation, preparing regulatory returns and reports, supervising daily business deliverables, ensuring service quality, and identifying opportunities for process efficiency. **Job Responsibilities:** - Provide processing support for India Custody Operations - Ensure client account onboarding and static...

Job Title: Group Company Secretary (2-4 Years Experience) Location:Andheri West, Mumbai Company:KNK Ship Management Pvt. Ltd. Employment Type:Full-Time, On-Site Industry:Marine Services / Shipping / Staffing and Recruiting. About the Company KNK Ship Managementis a leading marine service provider in India, holding an RPSL license issued by the Directorate General of Shipping. We manage a fleet of tugs, dredgers, and vessels for global delivery. Our operations span port & terminal services and offshore support. We are deeply committed to maritime safety and training, backed by our in-house simulator and a maritime training institute under theMake in Indiainitiative. Role Overview Group Compan...

Our client a technology company is looking to hire a Company Secretary. An ideal candidate should have a PQE of 3-5 years and extensive knowledge of FEMA and RBI regulations. The job responsibilities include: ? Good knowledge of Company Law and SEBI Regulations ? Assisting in routine procedural requirements under the Companies Act, 2013 (such as conduct of Board, Committee and shareholder meetings) and other statutory obligations of the Company and its group companies ? Organising Board and General Meetings of the Company and its subsidiaries in India & abroad. ? Assisting in non-routine activities under the abovementioned legislations such as compounding application, approval applications, ...

IPO Execution Prepare financial documentation and coordinate with stakeholders including SEBI. .Lead IPO process from start to finish, ensuring compliance with SEBI regulations. Prepare financial strategies and manage IPO funding. Food allowance

Role & responsibilities 1) To convene board/general/committee meetings & ensure that they conform to board / committee charters & regulations. 2) To draft notices, agenda & minutes & follow up on the implementation of resolutions decided in the meetings. 3) To update the statutory registers; minutes binder and statutory folders. 4) To liaise with regulatory bodies like registrar of companies, company law board & government agencies (RBI) for statutory compliances & other secretarial work. 5) To assist the other team(s) in audit stage. 6) To co-ordinate HQ in the matter of corporate governance and reporting of the same 7) To take care of compliance(s) relating to the listing of Commercial pap...

We are seeking an experienced finance leader to join as Assistant Vice President Accounts & Finance. The role involves overseeing consolidated financial reporting, statutory compliance, audits, and tax matters for a listed NBFC under RBI regulations. The AVP will drive financial controls, ERP integrations, and MIS reporting while ensuring compliance with IND AS, SEBI, and RBI guidelines. This position requires strong leadership, governance, and analytical skills to support business growth and regulatory excellence. Key Requirements: Ensure timely and accurate preparation and closure of consolidated financial results in compliance with IND AS and SEBI regulations applicable to listed entities...

We are seeking an experienced CS will be responsible for ensuring the company's compliance with all statutory & regulatory requirements, & acting as a key point of communication between the board of directors, shareholders & regulatory authorities.

Role Overview: As a Merchant Banker, you will play a crucial role in executing capital market transactions, ensuring compliance with regulatory frameworks, and delivering high-quality services to clients. Your responsibilities will involve conducting due diligence, drafting documents, maintaining records, interacting with clients, and staying updated on SEBI regulations and corporate laws. Key Responsibilities: - Conduct due diligence for capital market transactions. - Handle drafting, compliance, disclosure, and reporting requirements. - Ensure proper record keeping in line with SEBI and regulatory norms. - Interact and coordinate with clients for smooth project execution. - Perform quality...

Role & responsibilities : SEBI LODR/SAST/ PIT Compliance Annual filing of the Companies and LLPs; Preparation of Directors Report and ANNEXURES as per Companies Act, 2013; Appointment and resignation of Auditors, Re-appointment of auditor, Key Managerial Persons, Directors; Compliances related to transfer of shares and Corporate Action, etc. Change in the registered office of the company. Incorporation of LLP, private company, public company, and LLP. Filing of Various Forms with ROC as per the applicability under Companies Act, 2013; Appointment and resignation of CS, appointment and resignation of directors, regularization of directors; Maintaining Company Registers under Companies Act, 20...

Position - Company Secretary (CS) Location = Valecha Chambers, DN Nagar, Andheri (West) Education = Company Secretary (CS) with 2 to 5 years of post-qualification experience. Kindly carry copy of your updated CV. Interview days and Time, Venue Date : 25-September (Thursday), 26-September (Friday) and 29-September-2025(Monday) Time: 10:30 am - 4:30 pm Venue: Valecha Engineering Ltd, Valecha Chambers, 4th Floor, Andheri New Link Road, Andheri (West), Mumbai - 400 053 This position is part of our expansion plan. Key Responsibilities Understanding of various and critical provisions of Companies Act, 2013 Draft and circulate meeting agenda, notices, minutes, resolutions for all meetings of Board,...

Role & responsibilities: Credit Analysis & Ratings Independently work on credit rating assignments across corporates, infrastructure, financial services. Perform in-depth cash flow assessment, and risk analysis on companies / entities. Prepare and present rating rationales, committee notes, and press releases. Monitor assigned portfolio of rated entities and ensure timely surveillance and action based on latest developments. Support rating actions by conducting risk assessments, peer benchmarking, and scenario analysis. Governance & Compliance Maintain accurate documentation and ensure compliance in line with SEBI & RBI regulations for CRAs, internal policies, and ethical standards. Maintain...

Oversee Category II & III AIF accounting per IGAAP/SEBI, compute NAVs, record investments, track debt, reconcile investor accounts, ensure compliance and audit support, manage fees, and improve/automate fund accounting and reporting processes. Required Candidate profile Candidates from AMC / Big 4 / NBFC will be preferred.

Company Secretary Years of Experience: 5+ Years Location: Navi Mumbai Mode of Working: Working from office Job Description Its mandatory to have experience working in a Listed company and Foreign Company Compliance. To prepare the comprehensive agenda for the Board and its Committee Meeting of listed company. To prepare comprehensive minutes of the Board and its Committee Meeting of listed company. To handle Postal Ballot exercise. To prepare Board of Directors Report, CG Report, BRSR report. To be hands-on experience in conducting AGM. To liaison with the various departments and complete Annual Report. To ensure compliance with SEBI LODR Regulations. To ensure updating of website as per Reg...

Financial Reporting and Analysis: Prepare and review financial statements, including balance sheets, income statements, and cash flow statements. Ensure compliance with accounting standards,regulations, and reporting requirements. Perform financial analysisto identify trends, variances, and areasforimprovement. Provide insights and recommendations based on financial analysis to support decision-making by senior management and stakeholders. Monitor and report on key financial performance indicators. Financial Controls and Risk Management: Implement and maintain robust financial controls and procedures to safeguard assets and ensure compliance with internal policies and regulations. Assess and...