573 Sebi Regulations Jobs - Page 5

Location: Greater Noida Job Description: 1. Ensure compliance with the Companies Act, FEMA, and other applicable laws. 2. File necessary returns, draft and maintain statutory registers, records, and filings with the Registrar of Companies and other regulatory authorities. 3. Organize and facilitate meetings of the Board, Committees, and Shareholders (including drafting of notices, agendas, minutes, reports and resolutions). 4. Well vesred with opening of demat accounts, filing application for ISIN, corporate actions and transfer of shares through Demat. 5. Coordination and liasie with Bankers and and other stakeholders. Qualification and Skills: 1. Qualified Company Secretary (Member of ICSI...

As a Financial Controller, your role involves overseeing and managing the financial reporting, accounting, and compliance functions to ensure alignment with regulatory requirements. You will be responsible for ensuring the integrity of financial statements and adherence to IFRS/IND-AS and other applicable accounting standards. Your key responsibilities include: - Developing and implementing internal controls, risk management frameworks, and governance policies. - Leading financial audits and liaising with external and internal auditors for compliance. - Optimizing working capital management, cash flow, and financial risk assessment. - Providing financial insights to the leadership team to en...

Job Overview: We are seeking a qualified Company Secretary with 3 to 7 years of post-qualification experience, specializing in listing compliances (equity or debt), SEBI regulations, and IPO-related activities. The ideal candidate will ensure adherence to statutory and regulatory requirements and provide end-to-end support during IPO execution. Responsibilities we Entrust you with: 1. Listing & SEBI Compliances Ensuring compliance with all regulatory and statutory requirements from a Secretarial perspective in connection with the process of IPO of a company. Ensure ongoing compliance with SEBI (LODR) Regulations, 2015, Companies Act, 2013, Prohibition of Insider Trading regulations and other...

Job Overview: We are seeking a qualified Company Secretary with 5 to 7 years of post-qualification experience, specializing in listing compliances (equity or debt), SEBI regulations, and IPO-related activities. The ideal candidate will ensure adherence to statutory and regulatory requirements and provide end-to-end support during IPO execution. Responsibilities we Entrust you with: 1. Listing & SEBI Compliances Ensuring compliance with all regulatory and statutory requirements from a Secretarial perspective in connection with the process of IPO of a company. Ensure ongoing compliance with SEBI (LODR) Regulations, 2015, Companies Act, 2013, Prohibition of Insider Trading regulations and other...

Our client, a SEBI-registered Portfolio Management Service (PMS) firm, is looking for a Compliance Manager to drive its regulatory, governance, and risk framework. What Youll Do: Ensure full compliance with SEBI PMS Regulations, Circulars, and other statutory requirements. Manage SEBI filings, audits, and inspections with precision. Establish and monitor internal compliance policies, SOPs, and investment guideline checks. Oversee client onboarding, AML/KYC reviews, and SEBI SCORES compliance. Liaise with SEBI/APMI and act as the firms compliance point of contact. Partner with leadership to strengthen a culture of compliance and governance. What We’re Looking For: Experience: 5–8 years in Com...

We are seeking a highly accomplished and strategic Company Secretary to join our leadership team. The role demands a seasoned professional with deep expertise in corporate governance, statutory compliance, regulatory affairs, and strategic advisory to the Board of Directors. The ideal candidate will come with strong experience in large manufacturing organizations with diverse business lines, driving excellence in governance and contributing to business growth. Key Responsibilities Act as the principal advisor to the Board of Directors on corporate governance and compliance matters. Ensure timely and accurate compliance with Companies Act, SEBI Regulations, FEMA, and all other applicable corp...

• Ensure that NCCL systems are running optimally and settlements of daily trades as well as physical settlements are completed effectively in time.Ensure that appropriate systems for successful completion of settlement are put in place Required Candidate profile Ensure the maintenance of masters with respect to members, clearing banks, approved banks, custodians, collaterals and physical settlement. timely preparation of various reports/data requirements

Role Overview The individual will work closely with the CFO and Promoter Group to manage the IPO lifecycle, starting from readiness and structuring, through regulatory filings and investor engagement, to post-listing governance. This role offers the opportunity to directly influence the success of the companys public market debut and its long-term reputation with investors, regulators, and stakeholders. The individual will play a pivotal role in shaping governance standards and creating shareholder value as the company transitions into a listed entity. Key Responsibilities Take ownership of the entire IPO process and ensure timely, compliant, and effective execution. Develop an IPO roadmap i...

Job Description Ensure compliance with the applicable provisions of the Companies Act, 2013, LODR Regulations, Insider Trading Regulations and such other regulations, notifications and circulars applicable to the Company/subsidiaries. Provide timely support for smooth conduct of board/committee/shareholders meetings of the Company and its subsidiaries, including preparation of notices, agenda, minutes etc. Assist in drafting the Board’s report and annexures as applicable to the Company and its subsidiaries. Prepare & maintain statutory registers and ensure that they are updated regularly and ensure proper and accurate record maintenance as required as per the statutory requirements Prepare a...

As a Business Analyst - Risk & Compliance, your role will involve driving change initiatives in the Risk Management & Regulatory Compliance space within the Banking, Financial Services, Fintech, and Insurance industry. You should have a strong background in Agile project execution, stakeholder management, and regulatory frameworks. **Key Responsibilities:** - Lead the delivery of Risk & Compliance projects in an Agile environment. - Develop project plans, track scope, resources, costs, risks, and RAID logs. - Engage with internal and external stakeholders to resolve issues and ensure smooth delivery. - Work closely with business and technical teams to gather, define, and document requirement...

Company Description Nakamichi Securities, incorporated in 1990, is a family-run business founded by the late Nav Ratan Tibrewala. The company offers services in equities, commodities, mutual funds, currencies, and depository services, and is now expanding aggressively into Research advisory. The company prides itself on the dedication and commitment of its family members who actively participate in its operations. Role Description * Ensure compliance with SEBI, Stock Exchanges, and other regulatory requirements. * Monitor and implement internal compliance policies and procedures. * Assist in audits, inspections, and regulatory filings. * Stay updated with latest rules, circulars, and regulat...

Compliance Officer, SucSEED Indovation Fund (Based at IFSCA, GIFT City, Gujarat) About Us SucSEED Indovation Fund is an early-stage focused SEBI-registered Category-1 Fund with a corpus of INR 200 Crore and a portfolio of more than 60 companies across various sectors. SucSEED has set up a Growth Fund at GIFT City under the IFSCA regime. About The Position SucSEED is seeking a proactive, organized, and experienced Regulatory Compliance Officer with excellent organizational and management skills to support the funds. The candidate will be based out of GIFT City, Gandhinagar / Ahmedabad. We are looking for a highly motivated, tech-savvy, hands-on manager who takes initiative and flourishes in a...

Designation: Manager Secretarial Location: 22nd Floor Tower C Building No - 5 DLF Epitome Gurgaon Haryana Tbo.com(www.tbo.com) TBO is a global platform that aims to simplify all buying and selling travel needs of travel partners across the world. The proprietary technology platform aims to simplify the demands of the complex world of global travel by seamlessly connecting the highly distributed travel buyers and travel suppliers at scale. The TBO journey began in 2006 with a simple goal to address the evolving needs of travel buyers and suppliers, and what started off as a single product air ticketing company, has today become the leading B2A (Business to Agents) travel portal across the Ame...

Role: Company Secretary - FTC 6 months Location: Remote working (India) Salary: Up to INR 12,00,000 LPA depending on experience, plus generous ESOPs Hours: Full-Time 40 hours per week Please note All communication regarding your application should go through the official application channels or our company careers page. Contacting Vestd employees via email, personal social media, or other informal routes is not appropriate. We also have a zero-tolerance approach to any form of harassment or abuse directed at our team. Candidates who do not respect these boundaries may be disqualified from the recruitment process and, in serious cases, barred from applying in future. About Vestd Vestd is a le...

Responsibilities: * Execute stock/commodity trades & monitor markets. * Manage company financial & corporate profile. * Ensure SEBI & Govt. compliance. * Strong analytics & presentation skills. * Analyze market data, charts, and investment risks.

WBCG:FIG - Custody Relationship Manager - Team Lead About The Wholesale Banking Coverage Group (WBCG) focusses on doing business with customers such as the Government, Strategic, large and mid-corporates and the SMEs across industries like Infrastructure, Engineering, Chemicals, Oil and Gas, Metals, textiles etc. The Corporate lending business emphasizes on doing business with higher rated corporates with a focus on garnering a higher share of the cash flows by providing working capital facilities. Custody & Capital Market Division is a niche segment focus on Custodial Services (Domestic - PMS, AIF, MF, Insurance etc & Foreign - FPI, FDI, FVCI, DRs) Clearing & Settlement services for Trade P...

Role Overview: You will be responsible for providing General Corporate Advisory and Corporate Commercial Transactions support, including M&A and Private Equity deals. Additionally, you will need to have knowledge of Company Law, FEMA, SEBI, and RBI Regulations, as well as Employment & Labour Laws. Your role will also involve handling compliance work for companies. Strong legal drafting skills, exceptional analytical ability, and the ability to thrive under pressure will be essential. Moreover, you will be expected to possess strong marketing and business development skills, along with excellent interpersonal and networking abilities. Key Responsibilities: - Provide support in General Corpora...

As a Merchant Banker AVP in Mumbai, you will be responsible for executing capital market transactions, ensuring compliance with regulatory frameworks, and delivering high-quality services to clients. Your role will require a strong understanding of SEBI regulations, corporate laws, and the ability to oversee end-to-end project execution in investment banking. Key Responsibilities: - Conduct due diligence for capital market transactions. - Handle drafting, compliance, disclosure, and reporting requirements. - Maintain proper record keeping in accordance with SEBI and regulatory standards. - Interact with clients to ensure smooth project execution. - Perform quality checks to ensure accuracy o...

As a Compliance Officer at Nakamichi Securities, your role involves ensuring compliance with SEBI, Stock Exchanges, and other regulatory requirements. You will be responsible for monitoring and implementing internal compliance policies and procedures, assisting in audits, inspections, and regulatory filings, and staying updated with the latest rules, circulars, and regulatory developments. Additionally, you will support the day-to-day compliance operations of the company, including ROC filings, NBFC work, and secretarial audits. Qualifications: - Candidates with experience in compliance, SEBI regulations, or stock broking operations will be preferred. - Freshers with a strong interest in com...

Experience: 4-8 years from Nifty 50 Companies /7-8 years from BSE 100 companies Qualification: CS - 1st or 2nd Attempt, Law graduate (added advantage) Brief job description: To be responsible for compliance with all corporate laws for Asian Paints Limited and its group companies. Drafting of Annual Report, viz. Board's Report, Corporate Governance Report and Shareholders Information, Business Responsibility Report, Chairman's speech, Notice of the AGM and reviewing the Annual Report as a whole for the group Ensuring compliance with Companies Act, SEBI Regulations and Secretarial Standards Responsible for conducting meetings of the Committees in accordance with legal requirements (preparation...

Role Overview: The Compliance Officer will be responsible for ensuring end-to-end regulatory compliance for Alternative Investment Funds (AIFs) and IFSCA-registered entities. This role involves managing regulatory filings, reviewing fund documents, liaising with regulators, and implementing robust compliance frameworks in line with SEBI, IFSCA, SEZ, FEMA, and global AML standards. Key Responsibilities: File new AIF scheme applications with SEBI and coordinate responses to regulatory queries. Review fund documents including PPMs, Contribution Agreements, Trust Deeds, IMAs, NDAs, Side Letters, and Investment Agreements. Monitor compliance of Category II Feeder PE Funds and Real Estate Funds, i...

Kedia Corporate Advisors Pvt. Ltd. (KCAPL) is hiring Regulatory & Legal Specialists to manage SEBI, and IFSCA compliance. We have two openings : one for a Law Graduate (LLB/LLM) , and one for a Company Secretary (CS) . Key Responsibilities: Regulatory compliance for AIFs, REITs, SMREITs under SEBI & IFSCA. Prepare/review offering documents, trust deeds, IMAs . Coordinate with SEBI & IFSCA for filings & approvals. Conduct due diligence on REIT/AIF transactions. Manage corporate secretarial compliance. Track and implement regulatory changes . Assist with dispute resolution & litigation . Requirements: LLB/LLM/CS with strong legal/regulatory knowledge. Familiarity with SEBI AIF, REIT, IFSCA, tr...

Role & responsibilities: Preparation of Agenda for the Board/Committee meetings in consultation with the MD & CEO and CFO/CCO. Conducting the Board/Committee meetings and General Meetings. Preparation of minutes of Board/Committees and General Meetings. Communicate the decisions of the Board to the Functional Heads and provide them with necessary documentary assistance for implementation of the decisions. Providing all the necessary information (including regulatory updates) to the Board of Directors on time to time. Coordination with the regulators (Registrar of Companies, Reserve Bank of India and SEBI). Maintaining/Updating Statutory registers and records as prescribed under Companies Act...

As a Terminal Operator, you will play a critical role in supporting trading operations within the Share Broking Industry. Your responsibilities will include managing and operating stock market trading terminals like NSE NOW, BSE BOLT, ODIN, NEAT, Bloomberg, or Refinitiv. You will be executing trades on behalf of clients or the firm while ensuring compliance with market regulations and maintaining the integrity and uptime of the trading system. Acting as a bridge between dealers, clients, and back-office operations will be a key aspect of your role. Key Responsibilities: - Operate equity and derivatives trading terminals such as NSE, BSE, MCX, etc. - Execute trades accurately and swiftly for ...

You have 6-7 years of experience in conducting statutory, internal, and tax audits. Your knowledge and application of SEBI Regulations, Accounting standards (including Ind AS), and Auditing Standards is essential for this role. It is important to have a sound knowledge of using MS Office. Experience in the statutory audit of listed companies is preferable. You should be able to lead a team of approximately 50-60 people and possess good communication skills. Having worked for a CA Firm is a must. The ability to handle multiple assignments and clients is also required. **Qualifications:** - CA **Location:** Mahape, Navi Mumbai,