390 Sebi Regulations Jobs - Page 5

As an Investor Relations/Public Relations Specialist, you will play a crucial role in managing communication with investors, shareholders, and the public to uphold and enhance the company's reputation. Your responsibilities will include acting as the primary point of contact for investors, analysts, and stakeholders, developing and maintaining strong relationships with investors, coordinating investor meetings and presentations, preparing financial communications such as quarterly earnings releases, and monitoring market trends and competitor activities. In the realm of Public Relations, you will be tasked with designing and executing strategic PR plans to boost the company's reputation and ...

Job Description: Deputy Manager Company Secretary We at Pine Labs are looking for those who share our core belief - Every Day is Game Day. We bring our best selves to work each day to realize our mission of enriching the world through the power of digital commerce and financial services. Role Purpose We are looking for a qualified Company Secretary with 4 years of post-qualification experience, specializing in listing compliances, SEBI regulations, and IPO-related activities. In this role, you will be responsible for ensuring adherence to statutory and regulatory requirements, supporting corporate governance practices, and providing end-to-end execution support during the IPO process. This p...

-CA is must, 2+yrs exp post CA -Preparation of financials both under Ind AS and IFRS. -Financial accounting including Accounting Standards (IGAAP & IFRS), Audits, Corporate Law, RBI-NBFC regulations, SEBI, etc. -Loc- Chakan, max 30 days joiners

Ensuring Compliances under SEBI (LODR) Regulations, SEBI (Insider Trading) Regulations, Companies Act, 2013 and other allied laws, Convening & conducting of Board Meetings, Committee meetings & Drafting of Agendas/minutes/proceedings/resolutions Required Candidate profile The incumbent must be qualified company Secretary with 4-5 years experience in a listed company. Drafting and Adoption of new set of Articles of Association prescribed under Companies Act 2013.

Position Overview We are seeking a highly experienced and senior-level Compliance Officer to lead and oversee the compliance function at Stallion Asset Pvt. Ltd. Currently operating as a SEBI-registered Portfolio Management Services (PMS) firm, we are also in the process of applying for additional licenses including Mutual Fund, Alternative Investment Fund (AIF), and GIFT City-based entities . The ideal candidate should have deep expertise in SEBI regulations , strong exposure to PMS compliance , and the ability to establish compliance frameworks for new business verticals . This is a leadership role reporting directly to the Board. Role & responsibilities Regulatory Compliance PMS (Current ...

Role & Responsibilities As a PMS Compliance Manager at Stallion Asset, you will be responsible for ensuring complete adherence to SEBI PMS Regulations and other applicable laws. This role requires close collaboration with the Investment, Operations, and Sales teams to ensure regulatory compliance, timely filings, and robust internal processes. You will also be expected to handle audits, client/distributor documentation, and oversee AML/PMLA & Insider Trading compliances. Key Responsibilities Monitor and implement SEBI PMS Regulations, circulars, and notifications. Develop and maintain compliance policies, manuals, checklists, and reporting mechanisms. Ensure timely and accurate regulatory fi...

Role & responsibilities Technical Expertise: Comprehensive knowledge of corporate laws, regulations, and securities legislation Strong understanding of listing requirements and compliance frameworks Proficiency in capital market regulations, including ICDR and PIT Regulations Core Experience Areas: Board meeting coordination, Annual General Meetings, and regulatory filing management Liaison with regulatory authorities, statutory auditors, and legal counsel Investor relations management and shareholder communication Maintenance of corporate policies, statutory registers, and compliance documentation ESG (Environmental, Social, Governance) frameworks and CSR implementation Essential Skills: Ex...

Role & responsibilities Maintain an up-to-date record of the latest circulars, agreements, audit reports, inspection letters, and penalty letters. Ensure proper categorization, filing, and organization of these records within the internal repository systems. Regularly verify and reconcile circulars, audit reports, and inspection letters with the internal repository to ensure consistency and completeness of records. Track and report on compliance-related deadlines, actions, and audit schedules. Assist in preparing monthly and quarterly MIS reports. Ensure the internal repository system for circulars, audits, agreements, and related documents to it is regularly updated and accurate. Provide ge...

Job Description :- Incorporate various types of companies in India, including Wholly Owned Subsidiaries and LLPs. Manage conversions like Public Limited Company to Private Limited Company and vice versa. Conduct Secretarial Audits for Listed, Public, and Private Companies. Prepare Due Diligence Reports and Search Reports. Draft petitions for company revival, condonation of delay for charges, and shifting of registered office. Handle increases in authorized and paid-up capital, including conversions of loans into equity and bonus issues. Conduct Share Transfer Audits and Share Reconciliation Audits. Convert financial statements into XBRL mode. Facilitate voluntary strike-off for companies and...

Role (brief): Support routine compliance (KYC/AML checks, compliance register, periodic filings), help maintain policies, and escalate issues. Apply: Email CV to info@mmcatalyst.com with Subject *Compliance Officer - [Your Name]* Performance bonus Job/soft skill training Flexi working Returning mother's program

Do you have what it takes to build Indias most valuable startups With over 100,000 startups, theres no shortage of ideas in Indiabut the real challenge lies in spotting potential winners and shaping them into unicorns that will transform industries and deliver incredible returns. At YourNest, weve been doing precisely that since 2012. With three funds totalling $100 million, we were the first to champion DeepTech startups in India. Our journey has set new benchmarks, and we consistently rank among Indias top-performing early-stage venture capital funds. Weve built and scaled startups globally through our unique brand of nurture capital. Our dynamic, committed team works hand-in-hand with fou...

Regulatory Compliance: Responsible for regulatory compliance - Ensure compliance with all rules, regulations, byelaws, circulars and other guidelines, issued from time to time, by the exchanges, depositories, SEBI, and other regulatory bodies. Maintenance of process documents (SOPs), Policies, trackers for ensuring adequate records are in place for easy data extraction, and carryout relevant updations in the same from time to time Handle preparation, reporting and submission of necessary reports and documents to the relevant authorities in an accurate and timely manner. Liaising with Exchanges, Depositories for routine matters Circular Tracking and Implementation: Track and interpret circula...

Role : Company Secretary (CS) & Legal Counsel (LLB) Location : Mumbai Qualification : LLB,CS Experience : 4 to 5 Years Job Description : We are seeking a qualified and dynamic Company Secretary (CS) with LLB background to join our team. The ideal candidate will be responsible for handling corporate compliance, legal advisory, and supporting strategic financial activities such as Investment Banking and IPO-related processes. Key Responsibilities: Ensure compliance with Companies Act, SEBI Regulations, FEMA, and other corporate laws. Draft, review, and finalize legal agreements, contracts, and other corporate documents. Manage board meetings, drafting agendas, notices, minutes, and statutory r...

Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital KYC, automated payments, updated portfolio and powerful insights to make well-informed investment decisions. Paytm Money is also registered with PFRDA as Point Of Presence, offering investment in Nation Pension System (NPS). It is a fully owned subsidiary of One 97 Communications Limited, a listed entity in NSE and BSE. Paytm is Indias largest digital payment app which makes it secu...

A leading NBFC company is keen to hire IT Compliance Manager, 2+ years of exp in information security audits, risk management and regulatory compliance in financial services ind. ensure that Co. adheres to all regulatory, legal & internal requirement Required Candidate profile -Certifications-CISA,CISSP, DCPP are must -Strong understanding of Banks / NBFC operations and regulatory landscape -Exp in RBI, NPCI, SEBI, TRAI, and other applicable guidelines related to IT

We are hiring a qualified Company Secretary (CS) to manage secretarial compliance, legal documentation, and governance across group companies. And involves close coordination with management, regulators, and investors. Contact on 92744 84842

About Business line/Function: Inspection and controls team is crucial team of Sharekhan. Various audit activities of Inspection and controls team are used for adequate control and due diligence on Authorised persons of share khan and Branches. Inspection and controls team ensure to control revenue leakage and fraudulent activities through various control measures. Business review: head the team of 11 staff members to Complete his Inspection and controls various activities. Overview of All departments activities by Sample check method Activities need to be discussed with Department heads for further clarification. Deviation, Duplication, Revenue leakage etc. observed need to be noted and esca...

Drafting of IT processes / procedures, review and update at a regular frequency Ensure IT compliance on the following aspects: internal process / procedures encompassing IT security, Risk, continuity, development, Project management, SDLC, QA, Production functions external compliance and regulatory requirements any relevant certifications like ISO and acts like DPDP Direct Responsibilities Run Internal IT Process Audits ensure process compliance SPOC for External audits like System audit, Statutory audit, Cyber and security audit, ISO audit, any other group audits and Data related audits in the context of upcoming DPDP Act Documentation of IT processes covering security, Development, PM, QA,...

We are looking for a detail-oriented and proactive Compliance & Audit Executive to ensure adherence to SEBI regulations and internal policies across Portfolio Management Services (PMS), Alternative Investment Funds (AIF), and Investment Advisory (IA) activities. The candidate will also support audit functions and assist in maintaining regulatory and operational compliance across the organization. 1. Regulatory Compliance (SEBI & Others): Monitor and ensure adherence to SEBI regulations applicable to PMS, AIF, and Investment Advisory. Stay updated on amendments and circulars issued by SEBI and other regulators (RBI, AMFI, etc.). Assist in preparing and filing periodic regulatory reports and r...

Manage MCA filings, support PAN/TAN/DSC processes, oversee DEMAT/bank accounts, handle board resolutions, assist corporate secretary with compliance and admin tasks, and ensure smooth India office operations. Teamwork and flexibility essential.

Qualification:Member of ICSI with a valid Certificate of Practice (COP), or CS with B.Com and LLB, with minimum 3 years of relevant experience. Employment Type:Permanent 6 months probation Work Mode:Office-based Required Candidate profile RoleManage statutory compliances for company n group entities- LLPs.Monitor and review regulatory amendments, circulars from MCA,SEBI,Stock Exchanges.Keep the team informed of all relevant updates

The Job Description / Responsibilities include:- Handling Merchant Banking Assignments, including visiting the PCS, CA and Companies Handling High-end Assignments and Advisory Maintaining secretarial records of the Company / group Companies Preparation and Filing of various forms on MCA portal preparation of Annual Report of the Company and Group Companies Preparation of minutes of all group Companies To ensure the compliances of Listing Regulations, SEBI guidelines , RBI, Companies Act, 2013 To assist in conduct of Board Meetings/ Committees Meetings/ Bankers Meeting Any other assignment from time to time. Qualification : - Member of ICSI

Role & responsibilities We are looking for a qualified Company Secretary (CS) with minimum 3 years of post-qualification experience, specifically in handling Initial Public Offering (IPO) and SEBI/ROC compliance matters. The ideal candidate will work closely with senior management and merchant bankers to manage end-to-end IPO preparation and execution, along with ongoing secretarial and corporate governance responsibilities. Key Responsibilities: Handle all SEBI, ROC, and stock exchange compliances. Manage the complete IPO documentation process including DRHP, RHP, and listing formalities. Coordinate with merchant bankers, legal counsel, registrars, and auditors. Conduct and maintain Board m...

Experience : 3+ years in Investment Banking (deal origination / capital markets), or Generalist roles About the Role Adfactors PR is seeking dynamic professionals passionate about capital markets, or seasoned generalists with a knack for problem-solving and multi-disciplinary execution. This role combines the depth of expertise in capital markets with the versatility of working on diverse projects, much like a generalist in a CEO's office. The ideal candidate will bring a mix of strategic thinking, business acumen, and execution prowess to drive communication strategies across the capital market lifecycle and beyond. We are looking for individuals with: Deep Expertise in Capital Markets & Co...

A LegalTech Co in Kolkata looking for a Company Secretary. Responsibilities: Regulatory Compliance Identification, Draft regulatory update summaries, Prepare complex regulatory compliance obligations, & Carrying out due diligence on Corporate Laws Required Candidate profile Qualifications: Company Secretary Experience: 0-2 years Knowledge of Regulatory Compliance, identification of new case laws ,Conduct extensive legal research,Create checklist of compliance obligations