573 Sebi Regulations Jobs - Page 4

JOB DESCRIPTION: Preparation and ongoing maintenance of transaction synopses, with regular monitoring of material events and critical developments per transaction. Coordination with cross-functional teams (Legal, Compliance, and Accounts) to ensure seamless transaction execution, regulatory compliance, fee realization, and workflow integrity. Monitoring of interest payments and conducting timely follow-ups with clients and statutory bodies in compliance with SEBI regulations and contractual obligations. Management of the ERP system, including uploading transaction documentation, maintaining payment schedules, confirming payments, and recording execution-related entries. Facilitation and coor...

Role : Deputy General Manager - Company Secretary & Legal - Listed Company Location : Bangalore Experience : 6 to 7 years Qualification : CS Job Description : To ensure legal compliance by the Company and its functions. - To build sustainable and efficient company secretarial system and practices. - To ensure that all relevant provisions of corporate law (especially Companies Act, FEMA, SEBI Regulations etc.) are complied with, best practice corporate governance and related procedures are adopted and implemented to provide legal advice and regular reporting on all such matters to relevant stakeholders. - Ensure that there exists an effective statutory compliance mechanism, which will encompa...

You will be part of the DCM Operations team, responsible for asset side investments involving instruments like NCD, MLD, CD, CP, PTC, and DA. Your role will involve working closely with other divisions and external clients to ensure smooth execution of transaction documents, contract drafting, reporting functions, and providing a seamless issuer experience. Additionally, you will handle secondary trades on the Exchange with other counterparties. Communication within the organization and across departments is essential to promote efficient workflows and positive working relationships. - Prepare IM, Term Sheet, and MCF for primary issuances, coordinate with Issuers for datapoints, realign them...

As a high-caliber professional with expertise in investment banking, capital markets, or corporate finance, you will play a crucial role in supporting communication strategies for capital market transactions, investor engagement, and reputation management. Based in Mumbai, you will be responsible for conducting in-depth research on capital markets, advising clients on complex scenarios such as M&A communications and crisis situations, and engaging with leading corporates, financial institutions, and investment banks on strategic mandates. Key Responsibilities: - Conduct thorough research on capital markets, industries, companies, and macroeconomic trends. - Support communication strategies f...

Key Skills & Responsibilities: Strong knowledge of mutual funds, investment products, and transaction processes. Familiarity with online transaction platforms (NSE NMF-II, BSE StAR MF, NSE Invest, MF Utility, etc.). Experience in preparing BRDs, user stories, and workflows. Understanding of mobile app and web development life cycle. Exposure to UI/UX best practices; ability to collaborate with UI/UX teams to design investor-friendly transaction journeys (onboarding, purchase, redemption, SIP, STP, SWP, etc.). Strong analytical, problem-solving, communication, and documentation skills. Ability to manage multiple stakeholders and priorities. Collaboration with developers and QA teams for accur...

Job Title: Head - Legal Location: Mumbai, India Reporting to: Chief Financial Officer (CFO) About Us We are one of India's fastest growing and most innovative e-commerce platforms, dedicated to revolutionizing the way millions of Indians shop. With a robust technological backbone and a customer-first approach, we are on a trajectory of exponential growth. We are currently in advanced stages of preparing for an Initial Public Offering (IPO) within the next 12-18 months, and this role is foundational to our success. The Opportunity: Be Our Governance & Legal Cornerstone This is a landmark opportunity to join our executive leadership team and steer the company through its most critical transfor...

As a candidate for the position at OneBanc, you will play a crucial role in driving the FinTech revolution of the future. Your responsibilities will include: - Providing strategic direction and vision for the organization, ensuring alignment with its mission, goals, and objectives. - Overseeing financial planning, budgeting, and reporting processes to monitor financial performance and manage resources effectively. - Offering investment advice to clients in accordance with SEBI regulations. - Handling all compliance matters and communications with SEBI. To qualify for this role, you should have: - 5+ years of experience as a Principal Officer in activities related to advice on financial produ...

As a professional in debt financing and capital markets, you will be responsible for managing various aspects related to loans, financing, and credit ratings. Your key responsibilities will include: - Managing the raising of loans including Syndicated and Bilateral Loans, project loans, Revolving Credit Facilities, and working capital facilities in multiple jurisdictions and currencies. - Building and maintaining relationships with domestic and international Banks, FIs, debt Investors, and International Development banks. - Overseeing debt capital market issuances such as REGS Senior Bond Issuance and Non-Convertible Debenture issuance. - Handling domestic credit ratings (India Ratings, CARE...

You will be responsible for executing client orders and handling back office work related to Equities and Mutual Fund. Your role will require you to have a basic understanding of capital markets, effective communication skills, and attention to detail. Key Responsibilities: - Execute buy/sell orders for clients on various exchanges such as NSE/BSE. - Monitor real-time market activities and provide clients with timely updates and insights. - Maintain accurate records of trades and client interactions in adherence to SEBI and exchange regulations. - Assist clients with inquiries regarding trading platforms, order status, etc. - Support in the process of new account openings and onboarding of t...

About the Role: To hire a seasoned Company Secretary with extensive experience in IPO preparedness and compliance for a company poised to undergo an Initial Public Offering. The candidate will be instrumental in navigating the complex regulatory requirements and ensuring the company compliance with corporate statutory and regulatory obligations. Key Responsibilities: General Corporate Secretary Responsibilities: Organize, schedule, and manage board meetings and shareholder meetings, ensuring compliance with legal and statutory requirements. Maintain company records, including minutes of board meetings and resolutions, and ensure timely filings with regulatory authorities. Handle corporate ac...

1. Stock Exchange Compliances - Ensure timely preparation, filing, and monitoring of quarterly, annual, periodic, and event-based compliances with the stock exchange for the listed entity. - Assist in drafting and finalizing the agenda and documentation for Board and Committee Meetings. - Maintain records in line with SEBI (LODR) Regulations and other applicable listing requirements. 2. Legal and Regulatory Updates - Track, interpret, and circulate amendments in Company Law, SEBI Regulations, FEMA, and other relevant statutes. - Proactively inform the management and compliance team about critical regulatory changes. 3. Corporate Compliances for Group Companies - Handle ROC and corporate secr...

Job Overview: We are seeking a strategic and detail-oriented Finance Manager to lead the companys financial operations and ensure robust fiscal control, compliance, and growth. The ideal candidate will possess strong financial planning, cost management, and reporting expertise, with additional experience handling IPO preparation and SEBI/ROC compliance . Experience in the manufacturing industry will be a strong advantage. Key Responsibilities: Lead annual budgeting, forecasting, and variance analysis across departments. Oversee daily financial operations — accounting, billing, AP/AR, cost tracking, and general ledger management. Manage monthly and annual closings, ensuring accurate MIS and s...

Qualifications & Skills Bachelors or Master’s degree in Law (LL.B / LL.M). 2-5 years of experience as a Legal Executive / Legal Officer, preferably in a corporate environment. Strong knowledge of corporate, commercial, labor, and contract laws. Excellent drafting, negotiation, and communication skills. Ability to analyze legal risks and propose practical solutions. High level of integrity, confidentiality, and attention to detail. Proficiency in MS Office and legal research tools.

Job Description The Asia Group is now accepting applications for an Associate Vice President to join our Mumbai office focusing on the financial services sector. The position will primarily support the firm's banking and financial sector clients while strengthening our regulatory intelligence capabilities in India's financial ecosystem. The Asia Group is a strategic and business advisory firm that supports Fortune 100 corporations with market entry and expansion strategies, stakeholder engagement strategies, and complex conflict resolution initiatives in the Indo-Pacific region. The Asia Group's clients cover a broad range of industries, including technology, manufacturing, energy, financial...

As a Merchant Banker / Key Managerial Personnel (KMP) at Indira Securities Pvt Ltd, your role involves providing financial advisory, capital raising, M&A support, and corporate structuring services while ensuring regulatory compliance. Key Responsibilities: - Capital Raising: Assist in IPOs, rights issues, and private placements. - Mergers & Acquisitions: Conduct due diligence, valuations, and deal structuring. - Underwriting: Manage securities underwriting and syndication. - Corporate Advisory: Guide clients on financial strategies, joint ventures, and compliance. - Risk & Compliance: Ensure adherence to SEBI regulations and mitigate transaction risks. - Relationship Management: Build stron...

Company Secretary Description We are seeking a qualified and detail-oriented Company Secretary with 24 years of post-qualification experience in the Petrochemical, Plastics, or Rubber industry. Responsibilities The ideal candidate will be responsible for ensuring corporate governance compliance, regulatory filings, and board-level coordination, while supporting the companys legal and administrative Responsibilities (KRA): Ensure timely compliance with all statutory obligations under Companies Act, 2013, SEBI, FEMA, and other applicable regulations Draft, review, and maintain statutory records including minutes of Board, General, and Committee Meetings File necessary forms, returns, and docum...

About the Function: Were legal experts, understanding the complex laws that surround our business and our much-loved brands. Our Legal team are responsible for a range of legal challenges, from Corporate and Intellectual Property to Merger & Acquisitions and Compliance. Were always seeking new and creative ways to take on the evolving challenges that todays commercial world presents. Our talented colleagues around the world are not just outstanding lawyers but also brilliant communicators and advisors. Whatever your skill as a lawyer, your distinct and valuable perspective will be celebrated and nurtured in our inclusive culture. About the Role: Assistant Manager will be an individual contri...

As a Senior Legal & Compliance Manager, you will lead legal and regulatory initiatives across NBFC and fintech operations. Your expertise in contract management, regulatory liaison, investor grievance handling, litigation support, and ensuring compliance with SEBI, RBI, and other financial regulations will be crucial for the organization. Key Responsibilities: - Draft, review, and negotiate various legal documents like loan agreements, co-lending agreements, NDAs, service provider/vendor contracts, joint venture agreements, disclaimers, privacy policies, and terms & conditions. - Ensure continuous compliance with SEBI, RBI, and other relevant legal frameworks. - Represent the company in lega...

As a Company Secretary / Compliance Officer at the hiring partner of Workassist, you will be responsible for monitoring compliance with SEBI Regulations & IFSCA regulations, timely reporting to relevant authorities, addressing investor grievances, vetting communications to investors, maintaining the Compliance Manual, and providing guidance on employee dealing policy. Your role will also involve checking and filing documents with IFSCA for approval. - Monitor compliance of SEBI Regulations & IFSCA regulations and report timely to authorities, Board of AMC, and Trustees. - Submit periodical reports to Regulators, AMFI, Board of Trustees, and AMC. - Address and resolve Investor Grievances prom...

Broking Experience Preffered Job Summary We are seeking a diligent and detail-oriented Legal Professional to join our legal team in a non-litigation role. The primary focus will be on handling legal agreements, contract management, vendor negotiations, and ensuring regulatory compliance-especially in line with SEBI's outsourcing policies and other applicable regulatory frameworks. Key Responsibilities Contract Drafting & Negotiation: Draft, review, vet, and negotiate a wide range of commercial agreements including vendor contracts, service agreements, NDAs, technology contracts, SaaS Agreements etc. Collaborate with internal stakeholders and external vendors to finalize agreements protecting...

Position: Chief Financial Officer (CFO) Experience: 10+ Years in Equity Fundraising & Real Estate Investment Location: Indore Employment Type: Full-time About MicroMitti MicroMitti is India's pioneering PropTech investment firm , making fractional ownership and institutional-grade real estate investments accessible to retail investors, HNIs, family offices, and institutional funds. With a rapidly growing AUM and a strong real estate portfolio, we are looking for a strategic and high-caliber CFO to drive our equity fundraising efforts, focusing on private equity, real estate funds, and HNI investments. Key Responsibilities (KRA) Equity Fundraising & Capital Strategy Lead equity fundraising ef...

JOB PURPOSE: Understanding and supporting in implementation and monitoring of the regulatory/statutory guidelines across the organization. FUNCTIONAL RESPONSIBILITIES: Monitoring RBI guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept/process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines. Review of new proposals, new partner tie ups, process or policy change requests submitted by stakeholders and advise/guide the team on the compliance aspects. Preparing and reviewing of policy documents for compliance function Advising the Board and committees of the Board on RBI compliances an...

Deputy Company Secretary: Position - Deputy Company Secretary Department - Company Secretary Location - Thermax House Reporting to - Sangeet Hunjan Experience range - 10 -12 yrs Prefered Industry - Manufacturing Services /Listed company To ensure compliance with Companies Act, SEBI regulations, and listing requirements. Lead a team of secretarial professionals to ensure timely and accurate compliance. Support the Board and Committees with governance, scheduling, and documentation. Draft and review minutes, resolutions, and statutory filings, ensure timely disclosures. Assist in the preparation of Annual report. Oversee secretarial compliance and governance for domestic and overseas subsidiar...

Audit Areas: Internal Audit Statutory Audit Management Audit Risk Assessment and review of Internal Controls Stock Audit Government Audit Pre-Audit Management Consultancy Bank Audit Taxation Areas: income tax compliance & Advisory GST Compliance & Advisory GST Audit Tax audit Other Legal & Secretarial Compliances FEMA Compliances Good Legal Drafting Skill & Representation to Authorities

Location: Raipur Job Description: 1. Ensure compliance with the Companies Act, FEMA, and other applicable laws. 2. File necessary returns, draft and maintain statutory registers, records, and filings with the Registrar of Companies and other regulatory authorities. 3. Organize and facilitate meetings of the Board, Committees, and Shareholders (including drafting of notices, agendas, minutes, reports and resolutions). 4. Well vesred with opening of demat accounts, filing application for ISIN, corporate actions and transfer of shares through Demat. 5. Coordination and liasie with Bankers and and other stakeholders. Qualification and Skills: 1. Qualified Company Secretary (Member of ICSI). 2. G...