573 Sebi Regulations Jobs - Page 7

Key Responsibilities: 1. Secretarial and Regulatory Compliance: Ensure compliance with the Companies Act, SEBI (LODR) Regulations, SEBI (SAST & PIT), FEMA, and other applicable laws and guidelines. Maintain statutory records, registers, and documentation as per legal and SEBI requirements. File e-forms and regulatory filings with ROC, SEBI, stock exchanges, and RBI (where applicable). 2. Board and Shareholder Meetings: Organize and coordinate Board, Committee, and General Meetings (AGM/EGM), including preparation of agendas, notices, minutes, and resolutions. Advise the board on corporate governance and compliance matters. Liaise with directors and senior stakeholders to ensure timely inform...

We are looking for a high-performing professional to join our Investor Relations (IR) team. The individual will play a key role in managing relationships with high-net-worth (HNI/UHNI) investors and wealth partners, ensuring transparent communication, timely reporting, and exceptional service delivery throughout the investor lifecycle. This role requires strong communication skills, a deep understanding of financial products (especially PMS), and the ability to work closely with internal teams including investments, operations, and compliance. Key Responsibilities: Client Servicing & Relationship Management Be the primary point of contact for assigned HNI/UHNI clients Respond to investor que...

We are seeking a motivated and detail-oriented Semi-Qualified or Qualified Company Secretary (CS) to join our corporate secretarial and legal team. The ideal candidate will have experience in handling both secretarial and legal functions in a listed company and will assist in various statutory, compliance, and legal activities under the Companies Act, 2013, SEBI regulations, and other applicable laws. Key Responsibilities: Board and Committee Meetings: Assist in the preparation of agendas for Board Meetings, Committee Meetings, and General Meetings. Draft minutes for Board Meetings, Committee Meetings, and General Meetings, ensuring accurate documentation and compliance. Statutory Compliance...

This role is for one of our clients Industry: Finance Seniority level: Associate level Location: Mumbai JobType: full-time We are looking for a meticulous and proactive Compliance Manager PMS to oversee all regulatory and compliance functions related to our Portfolio Management Services. This role is critical in ensuring end-to-end adherence to SEBI regulations, maintaining transparency with regulators, and embedding a culture of compliance across the organization. Key Responsibilities Regulatory Compliance & Governance Lead compliance for PMS operations, ensuring 100% adherence to SEBI regulations and other applicable laws. Review, prepare, and file regulatory reports, disclosures, and subm...

Transaction Tax - experience between 2 to 5 years Should have knowledge of Income tax provisions, treaty interpretation, corporate laws, foreign exchange laws Additionally, should have basic understanding of RBI/SEBI regulations Should have worked on Tax due diligence, transaction structuring, internal reorganisations, indirect transfers, entry / exit strategies, inbound/outbound investment

Board & Shareholder Governance Organize and facilitate Board meetings committee meetings Advise the Board on corporate governance best practices director duties Statutory & Regulatory Compliance Corporate Filings & Disclosures Liaison & Communication

Job Responsibilities Compliance with provisions of Company Law, other corporate laws. Preparing notices, agendas, minutes, and other documents with respect to all the Board and General Meetings. Preparation of all statutory registers, forms, certificates etc. as required under various Acts and regulations. Filing of returns, applications, documents, notices etc. with the Registrar of Companies. Dealing with Auditors of the Company during the finalization of Accounts, provide statutory registers for audit and resolve the queries raised during the audit. Conduct Annual General Board Meeting, Audit Committee Meeting, Nomination and Remuneration Committee Meeting and shareholders meeting of list...

Role : Group Head - Legal & Group Company Secretary Location : Mumbai Experience : 10 to 12 years Qualification : LLB,CS Job Description : We are looking for a dynamic Legal & Compliance professional from small to mid-sized listed companies-preferably from the automotive industry. This role is ideal for someone who is second in line to the Head of Legal and ready to take on a larger responsibility. Key Responsibilities: - Ensure compliance with statutory obligations and provide legal protection & risk management advice. - Draft and review contracts, agreements, and internal policies. - Monitor and coordinate with external lawyers. - Provide strategic legal guidance to management and key stak...

As a part of our team at FYERS, you will be joining a Great Place to Work Certified organization that is committed to empowering new-age traders and investors with cutting-edge technology and platforms. We are a bootstrapped company led by passionate founders dedicated to providing exceptional value to our diverse customers, employees, and communities. If you resonate with our values of passion, creativity, and growth, we encourage you to submit your latest profile for review and potential connection. Your role will involve: - Monitoring client trading activities across Equity, Derivatives, and Commodities segments in real-time - Ensuring compliance with SEBI regulations, exchange rules, and...

Role Overview: As a Senior Manager/AVP Compliance at a leading Financial Institution in Mumbai, you will be responsible for ensuring compliance with SEBI (ICDR) Regulations and the Process of Preferential issue. Your role will involve verifying adherence to SEBI regulations, Exchange Checklists, and Guidelines, reviewing valuation reports, meeting deadlines outlined in the Exchange Guidance Note and SEBI Regulations, and updating the Exchange database post-share listing approvals. You will also be expected to respond to SEBI queries, submit data in a timely manner, generate internal management reports, and lead development projects to streamline processes. Additionally, you will oversee comp...

You will be responsible for handling corporate secretarial responsibilities and ensuring compliance with regulatory requirements at Birlasoft Limited. Your duties will include: - ESOP administration and related compliances - RBI and FEMA compliances - Annual Report activities - AGM activities - SEBI Insider Regulations - Management of global subsidiaries To excel in this role, you should have a proficient knowledge of SEBI regulations and compliances. It is essential that you hold: - A Bachelor's degree in Law, Business Administration, or a related field - Certification from the Institute of Company Secretaries of India (ICSI) A minimum of 3 to 5 years of experience in similar roles is requi...

You will be working as a Stock Market Mentor (Malayalam Speaking) at Edvelup, a rapidly growing education platform dedicated to providing practical, real-world trading and investing knowledge. Your primary goal will be to empower individuals to achieve financial independence by imparting them with the necessary skills and discipline to trade confidently within the Indian stock market. **Key Responsibilities:** - Conduct daily live classes covering a wide range of topics from basics of the stock market to advanced trading strategies. - Teach areas such as equity investing, technical analysis, fundamental analysis, risk management, and trading psychology. - Facilitate live market sessions, moc...

Key Skills & Responsibilities: Strong knowledge of mutual funds, investment products, and transaction processes. Familiarity with online transaction platforms (NSE NMF-II, BSE StAR MF, NSE Invest, MF Utility, etc.). Experience in preparing BRDs, user stories, and workflows. Understanding of mobile app and web development life cycle. Exposure to UI/UX best practices; ability to collaborate with UI/UX teams to design investor-friendly transaction journeys (onboarding, purchase, redemption, SIP, STP, SWP, etc.). Strong analytical, problem-solving, communication, and documentation skills. Ability to manage multiple stakeholders and priorities. Collaboration with developers and QA teams for accur...

Position: CA/CS Location: Daryaganj Working Days: Monday to Saturday Timings: 9 AM to 6 PM Salary: budget upto 11 lpa Roles & Responsibilities: Handling with statutory, internal and tax auditors as per regulatory requirements. Ensure compliance with Stock Exchange regulations and related guidelines. Manage GST, Income Tax, Labour Law, SEBI regulations, and other statutory laws. Draft and review various professional correspondences, notices, and representations. Handle accounting, finance, and compliance-related matters for stock broking activities. Manage stock exchange-related tasks including margin requirements, clearing exposure, and settlement processes with hands-on experience. Banking ...

Role & responsibilities Compliance of Corporate and Statutoy laws specifically related to RBI, SEBI, BSE, MCS, CSR etc. applicable to NBFC Preparation and conducting Board and various Committee meetings as well as AGM. Coordinating with RTA and NSDL for various compliance of AGM Insider trading compliance through SDD software. Compliance of PIT Regulations Handling of IEPF related matters. DIN and DSC related work. NBFC Return filing to RBI-DNBS 2, DNBS 10 and DNBS 13. Regular compliance and reporting to Registrar of Companies ROC ( MCA ) under variour aspect of Companies Act. Various filling on BSE portal in XBRL/ PDF formats with respect to their compliance. Updating of the Company website...

Urgent openings for Company Secretary profile at leading Company.!! Position: Company Secretary Location: Nariman Point, Mumbai Experience: Min 4 years to 12 years CTC: 15 LPA to 25 LPA(Negotiable based on experience) Job Summary: We are seeking an experienced and proactive Company Secretary to manage the company corporate governance, statutory compliance, and secretarial functions. The role will ensure adherence to all applicable laws, regulations, and internal policies, supporting smooth board operations and maintaining strong governance standards within an infrastructure-focused organization. Key Responsibilities: 1)Statutory & Regulatory Compliance Ensure compliance with the Companies Ac...

As a Finance Leader in our company, your role is crucial in leading and strengthening the accounts, taxation, and compliance function with a hands-on approach. Your responsibilities will include: - Overseeing the preparation and finalization of financial statements (Standalone & Consolidated) in compliance with Ind AS, Companies Act, and SEBI regulations. - Ensuring timely closure of books, coordinating audits, and preparing board-level reports. - Maintaining robust internal controls and compliance frameworks. - Driving Direct & Indirect Taxation activities such as Income Tax, GST, TDS, Transfer Pricing, MAT, etc., along with handling assessments, litigation, and representing the company bef...

As a Compliance Officer for Category II & Category III Alternative Investment Funds (AIFs), your role will involve ensuring adherence to SEBI regulations and other applicable laws. You will be responsible for monitoring fund operations, investor reporting, regulatory filings, and providing compliance assistance to business teams. Key Responsibilities: - Ensure compliance with SEBI regulations for Category II & III AIFs, including timely reporting to SEBI. - Maintain detailed records of compliance activities and correspondence with regulators. - Review all marketing materials, updates, and communications with investors and SEBI. - Monitor fund activities, investments, and operations to ensure...

As a Capital Market Specialist at Adfactors PR in Mumbai, you will play a crucial role in the investment banking sector, specifically focusing on deal origination and capital markets. Your expertise will be vital in driving communication strategies across the capital market lifecycle and beyond. - Conduct thorough research on capital markets, business, finance, and economics - Create advisory documents for clients - Develop execution roadmaps for successful strategies - Distil complex business stories into compelling narratives - Take on diverse responsibilities in a proactive and multi-disciplinary approach - Advise clients on scenarios such as M&A, boardroom disputes, regulatory challenges...

As a Compliance Officer at our company operating as a Registrar and Transfer Agent (RTA), you play a crucial role in ensuring that we meet all regulatory obligations, internal policies, and industry standards. Your responsibilities include overseeing compliance with SEBI guidelines, managing investor grievances, conducting audits, and enforcing internal controls. Key Responsibilities: - Regulatory Compliance: - Guarantee compliance with SEBI (Registrar and Share Transfer Agents) Regulations, Companies Act, and relevant laws. - Stay abreast of regulatory updates and implement necessary procedural adjustments. - Prepare and submit regulatory reports, disclosures, and compliance declarations to...

Key Responsibilities: 1. Compliance Management: Ensure compliance with the Companies Act, 2013, SEBI (LODR) Regulations, 2015, and other applicable corporate laws. Timely submission of all statutory filings with the Registrar of Companies (ROC) and Stock Exchanges. Monitor and manage periodic and event-based compliances, such as disclosures, filings, and intimations. 2. Board & Committee Management: Organize and manage Board, Committee, and General Meetings, including AGM/EGM. Prepare and circulate agendas, notices, resolutions, and board papers. Draft, finalize, and maintain records of minutes of meetings. 3. Secretarial Functions: Maintain statutory registers and records under the Companie...

Require Qualified Company Secretary with 1 or 2 Years of Post Qualification Experience at our Company. Good understanding of the Companies Act, 2013, and SEBI regulations. Strong organizational skills and attention to detail. Excellent written and verbal communication skills. Proficient in MS Office Suite (Word, Excel, PowerPoint). Ability to work independently and handle multiple tasks simultaneously. Strong problem-solving and decision-making abilities. Ethical and trustworthy with the ability to handle sensitive and confidential information. Job Description : Handling Secretarial & SEBI Compliances of the Client Companies Job Profile : 1) Sound knowledge of SEBI Regulations and Companies ...

1. Compliance with the requirements of the Companies Act, SEBI Regulations, Guidelines, Circulars and SCRA. 2. Prepare Agenda of Board, Committee, Shareholders Meetings. 3. Coordinate with all concerned department and collecting, vetting and formatting all necessary information required for Board. 4. Drafting Agenda for various meetings, filing all necessary forms with Statutory Authorities (MCA, SEBI and Stock Exchanges etc.) 5. Liasoning with Govt. Dept., Regulatory Authorities & External Agencies Including ROC, SEBI.

Role Overview: As a Manager / Senior Manager in the PhonePe Legal Team, you will play a crucial role in ensuring legal compliance and providing advisory support to the team. Your responsibilities will include preparing draft Board and General Meeting documents, understanding SEBI regulations and Companies Act, filing necessary forms with regulatory bodies, handling IPO related work, drafting and reviewing legal documents, maintaining statutory books, and coordinating with other functions. Key Responsibilities: - Prepare draft Board and General Meeting documents, including minutes and resolutions for private and listed companies. - Provide advice on SEBI regulations, Companies Act and Rules, ...

As an Associate Director at KPMG in India, you will play a crucial role in providing tax & regulatory advice on M&A transactions and re-structuring. Your responsibilities will include: - Offering M&A tax advisory services and PE tax strategies. - Leading multiple complex tax engagements, planning, and day-to-day delivery. - Developing larger business opportunities in M&A tax. - Conducting tax planning for clients to meet M&A tax objectives as per statute. - Providing expert advice on M&A tax laws and regulations. - Leading and managing client relationships to ensure seamless execution. - Performance management of the team, work allocation, and identifying training and development needs. - En...