570 Sebi Regulations Jobs

Position: Company Secretary and Compliance Officer (Secretarial & Legal) Experience: 7-9yrs Location: Mumbai Reports to: Managing Director / Board of Directors Role Overview The Company Secretary, Legal & Compliance Officer will be responsible for ensuring compliance with the provisions of the Companies Act, 2013, SEBI regulations, and all applicable corporate laws. The role also involves supporting the Board of Directors, ensuring good corporate governance practices, handling secretarial audits, managing legal matters, and overseeing compliance with SEBI (LODR & PIT) Regulations as the designated Compliance Officer of the Company. This position is key to maintaining statutory compliance, im...

About the role We are looking for a detail-oriented and analytically strong Equity Research Analyst to join our research team. The ideal candidate will have a passion for financial markets, excellent modeling skills, and the ability to generate insightful research on companies and industries. Key Responsibilities Conduct detailed research and analysis of companies, industries, and sectors to identify investment opportunities. Build and maintain financial models, forecasts, and valuation analyses. Track company performance, earnings, management commentary, macroeconomic developments, and policy changes impacting portfolios. Generate and present investment ideas and recommendations to support ...

Job Title: Company Secretary Experience: - 5 + Years Location: Marine Lines Budget: Not a constraint for the right candidate Key Responsibilities: Assist in ensuring compliance with Companies Act, SEBI, and other applicable laws. Draft, prepare, and maintain statutory records, registers, and documents. Support in conducting Board Meetings, General Meetings, and Committee Meetings, including preparing notices, agendas, and minutes. Assist in filing returns and forms with MCA, Stock Exchange, and other regulatory authorities. Ensure proper documentation and compliance related to corporate governance. Liaise with regulators, auditors, and stakeholders under the guidance of senior management. Pr...

Responsibilities: Manage IPOs, DRHPs & right issues in accordance with SEBI guidelines. Oversee compliance with regulatory requirements at all times. Ensure accurate financial reporting and risk management.

Role & responsibilities Intimation of Board Meeting, Annual General Meeting to Bombay Stock Exchange Quarterly, Half Yearly and Annual Compliances of SEBI (LODR) Regulations Holding Board Meetings as per SEBI (LODR) Regulations, Companies Act, 2013 and Secretarial Standards. All listed Compliance. Annual filing in e-forms (AOC-4, AOC-4 XBRL, AOC-4 CFS, MGT-7, Form 11 and Form 8) Change in the name of a Private Limited Company Alteration of Memorandum of Association and Articles of Association. Striking off of a Private Limited Company Register of Companies Subdivision of Equity Shares Quarterly, Half-yearly and Annual compliances as per Listing Obligation and Disclosure Requirements, 2015 An...

Job Description You will be responsible for undertaking research in tax and regulatory areas, drafting necessary notes and opinions, assisting in drafting deliverables in excel, PPT, or word format. Additionally, you will assist in drafting emails and other communications, tax compliances including tax return filing, drafting different firm materials, and thought leadership articles. Keeping records of all client databases, coordinating client calls and meetings, and other related matters will also be part of your responsibilities. You will also assist in setting up domestic funds and handling tax and regulatory compliances for domestic funds. Qualification Required - Chartered Accountant wi...

Selected Intern's Day-to-day Responsibilities Include Selected intern's day-to-day responsibilities include: Ensure compliance with corporate laws and SEBI regulations. Assist in board meeting preparations and regulatory filings. Maintain statutory registers and records. Preparation of all statutory registers, forms, certificates, etc., as required under various Acts and regulations Preparation and filing of annual returns, forms, certificates, etc. Preparation of notices, agenda, and minutes concerning all board meetings, including the annual general meeting; Filing of returns, applications, documents, notices, etc. with the Registrar of Companies. Preparation of documentation and appropria...

Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital KYC, automated payments, updated portfolio and powerful insights to make well-informed investment decisions. Paytm Money is also registered with PFRDA as Point Of Presence, offering investment in Nation Pension System (NPS). It is a fully owned subsidiary of One 97 Communications Limited, a listed entity in NSE and BSE. Paytm is Indias largest digital payment app which makes it secu...

Corporate Governance & Compliance: Oversee compliance with the Companies Act, SEBI regulations, and other applicable laws. Maintain statutory registers, cap table, and other corporate records. File necessary documents with the (RoC) and other regulatory bodies. Advise the board on corporate governance best practices and statutory obligations. Board & Committee Meetings: Coordinate and organize board meetings, annual general meetings (AGMs), and extraordinary general meetings (EGMs). Prepare agendas, notices, and minutes for board and committee meetings. Facilitate effective communication between the board, shareholders, and management. Regulatory Filings & Reporting: Ensure timely filing of ...

Responsibilities: * Ensure listed company compliance with SEBI rules * Maintain regulatory filings & disclosures * Collaborate on LODR matters * Manage compliance programs & reporting * Oversee securities law adherence Experience of Listed company

Responsibilities also include performing direct tax diligence by reviewing the target’s tax records, compliance history, and prior issues, and documenting findings in detailed diligence reports. Required Candidate profile Expertise in outbound and inbound structuring is essential, including designing efficient ownership, funding, and investment structures in India and overseas jurisdictions.

About the Team As part of our legal and secretarial team, you'll play a crucial role in supporting the Company with your experience in secretarial matters, corporate governance, IPO readiness, M&A.. Bring your skills and passion to a collaborative environment and play a vital role in shaping the company's journey towards excellence. You'll work in an environment that values curiosity, ownership, and continuous learning where every detail you manage contributes to larger business impact. . About the Role At Meesho, we believe small details make a big difference especially when it comes to how we build trust, transparency, and governance. The role involves supporting the Legal & Secretarial fu...

Role & responsibilities :- Managing compliance under provisions of Companies Act, 2013 & Rules made thereunder. Handling compliances under Shareholders Agreement, Share Purchase Agreement, Joint Venture Agreement. Well versed with SEBI laws to prepare company for journey towards listing. Drafting and maintaining Company records like notices, agendas, minutes, annual reports, policies & procedures etc. Managing ESOP through Trust and its related compliances for the Group. Tracking and maintaining Group level compliance summary for reporting to the Audit Committee. Well versed with compliance tool. To handle issue of shares on right basis/private placement basis (Primary issue) or transfer of ...

As a Company Secretary (CS) in the manufacturing sector, your role will involve ensuring strict adherence to Company Law, SEBI regulations, and other statutory requirements. You will be responsible for updating the organization on evolving regulatory changes and organizing and managing Board Meetings, AGMs, and Committee Meetings. Your duties will also include maintaining accurate statutory records, acting as a liaison between the company and regulatory authorities, and providing legal advice on contracts, agreements, and corporate governance. Key Responsibilities: - Ensure compliance with Company Law, SEBI regulations, and other statutory requirements. - Organize and manage Board Meetings, ...

As an SEBI Audit (Fresher) at a reputed CA firm located in Sion, Mumbai, your role overview will include assisting in audit, inspection, and compliance of Authorized Persons (APs) and conducting audits of authorized persons of stockbrokers. You will be responsible for scrutinizing documents and certificates to ensure regulatory compliance, examining if authorized persons operate per SEBI regulations and Exchange guidelines, preparing audit reports, documenting findings, and recommending improvements. Additionally, you will be implementing circulars issued by SEBI/Exchanges related to AP audits and handling outstation audits, ensuring smooth execution and reporting. Key Responsibilities: - As...

Job Responsibility: Ensure compliance with all regulatory requirements as per the Companies Act, SEBI regulations, andother relevant laws. Manage and maintain all corporate records, including board meeting minutes, resolutions, andstatutory filings. Coordinate and facilitate board and committee meetings, including preparing agendas, circulatingmaterials, and recording minutes. Liaise with internal and external stakeholders, including directors, auditors, regulators, andshareholders. Assist in the preparation and filing of annual reports, financial statements, and other regulatorydisclosures. Monitor changes in laws and regulations affecting the company and advise managementaccordingly. Provi...

Position: Company Secretary & Compliance Officer Department: Legal & Compliance Location: Peeragarhi,New Delhi Reporting To: Board of Directors / Managing Director Job Summary The Company Secretary is a key managerial professional responsible for ensuring the company complies with statutory and regulatory requirements, maintaining corporate governance standards, and providing strategic support to the Board of Directors. The role involves managing company records, advising on legal matters, and ensuring smooth communication between stakeholders, regulators, and the management team. Key Responsibilities Ensure compliance with Companies Act, 2013, SEBI regulations, and other applicable corporat...

Role Description 1. IPO/ Open Offer/ AIFs Execution: Manage the execution process for Right Issue, Open Offer, Mainboard Initial Public Offerings (IPO), SME IPO, NCDs, ensuring compliance with regulatory requirements and best practices. 2. Transaction Management: Coordinate and collaborate with various internal teams, including investment banking, legal, compliance, finance, and external service providers, to facilitate the smooth execution of IPOs/ Open Offer and other equity transactions. 3. Due Diligence and Documentation: Oversee the due diligence process, working closely with legal and compliance teams to ensure the accuracy and completeness of offering documents, prospectuses, and othe...

Managing all secretarial compliances including FEMA. Drafting detailed and accurate minutes of meetings. Handling SEBI Compliances and Secretarial Audit of Listed Companies Handling compliance management Required Candidate profile Candidate should be semi qualified company secretary and having relevant experience, having good drafting and communication skill.

You will be responsible for managing end-to-end fund accounting, compliances, and operations of alternative investment funds. This includes managing all banking operations of the fund, as well as the demat and custody operations. You will work closely with internal stakeholders and external service providers on various operational aspects of the fund. Additionally, you will be involved in MIS preparation, monitoring, presentation, and discussions with relevant stakeholders. Your key responsibilities will include: - Assisting in statutory audit and valuations of the fund - Providing periodic reporting (tax and regulatory) to investors of the fund - Handling wiring towards investment in portfo...

Our client is seeking a highly skilled and entrepreneurial Category III AIF Fund Manager to join their growing investment team. This role offers an exciting opportunity to lead and shape the investment strategy of a SEBI-registered Category III Alternative Investment Fund, with a core focus on Futures & Options (F&O), unlisted equities, IPO investing, and growth capital opportunities. The ideal candidate will have at least 2 years of direct experience managing a Category III AIF, coupled with deep market insight into both public and private markets. The client is particularly interested in individuals with exposure to unlisted shares, pre-IPO investments, IPO and growth capital funding, and ...

1. Responsible for administration of the secretarial functions of the Company through proper and time bound compliance of all the rules and regulations applicable to the Company specifically under Companies Laws, SEBI Regulations, FEMA etc. 2. To conduct AGM, EGM, Board & Committee meetings and complete documentation in this regard. Maintenance of all required Statutory Registers and records. 3. Responsible for preparing agenda, notices, and minutes of meetings with company's shareholders and the board of directors and working as a point of communication between them. 4. To file various returns with ROC, RBI etc. 5. Responsible for registration of Trade Mark, Udyam, GEM, GST, IEC Code etc. 6...

Role Overview: As the Company Secretary at NxtWave, you will occupy a pivotal leadership role, interfacing with the board of directors and senior management to ensure adherence to statutory obligations, corporate governance standards, and the legal frameworks underpinning our operations. Your expertise in corporate law, compliance, and governance, combined with your ability to provide high-level strategic insights, will be essential as we navigate the complexities of scaling a disruptive ed-tech organization. This role demands a meticulous, proactive professional capable of seamlessly balancing corporate secretarial duties with complex legal responsibilities. Key Responsibilities: Corporate ...

Ensuring RBI compliance by monitoring guidelines, reviewing proposals, advising stakeholders, preparing regulatory reports, and supporting audits while driving timely implementation of policies and process adherence across the organization. Required Candidate profile Candidate should Know RBI regulations, expertise in compliance management, policy review, regulatory reporting, & the ability to coordinate effectively across departments to ensure timely adherence.

Position Location: VP/AVP - Mumbai Deputy Manager - Jaipur Job Purpose: To provide strategic leadership and oversight of the organization's surveillance function, ensuring effective detection, investigation, and prevention of market abuse or misconduct. To safeguard regulatory compliance and uphold market integrity through robust monitoring systems, policies, and cross-functional collaboration. Responsibilities: Supervise investigation of alerts, suspicious trades, and breaches; ensure timely escalation to compliance, legal, or regulators, identify emerging risks in trading patterns, market behavior, or operational processes; recommend preventive measures. Developing, Testing and deployment ...