573 Sebi Regulations Jobs - Page 3

Dear Candidate, Greetings!! Kindly find the Job Description for the Financial Surveillance. Role and Responsibilities: Analysis of Financial Statements like Balance Sheet, Profit & Loss Account, Cash Flow Statement including Ratio analysis, Trend analysis etc. to identify misrepresentation of financial statements, misappropriation / diversion of funds, probe complex transactions and other financial frauds / misconduct. Good understanding of Annual Reports and IND AS. Preparation of Examination Reports based on analysis. Development activity for process improvement. Assisting team with any adhoc activities. Interaction/Meeting with Regulatory Bodies. Knowledge of Companies Act, SEBI Regulatio...

Our reputed tax advisory client is looking to hire enthusiastic Chartered Accountants with 3 to 4 years of PQE in direct taxes advisory. Candidate Criteria: Client is looking for a sharp, dedicated professional with: - Strong academics and analytical skills. - A passion for building a career in Direct tax Preferred: CA with prior experience in Corporate Tax, M&A Tax, Transaction Tax, Transaction Advisory, Valuations, Deals, or Structuring. Role Highlights: In this dynamic role, you will: - Advise and implement strategies for Acquisition/Exit Structuring, Group Structuring, IPO Readiness, Succession Planning, and more such challenges. - Navigate complex tax and regulatory frameworks, includin...

For Manager Role: Conceptualize and structure mergers & acquisitions, and corporate restructuring strategies from tax and regulatory perspective. Provide advice on relevant laws/statutes pertaining to mergers, acquisitions, and corporate restructuring (Direct Tax, Company Law, Securities Law, Exchange Control, Stamp Duty). Implementation support for schemes of mergers/arrangements. Conduct due-diligence reviews on prospective target companies from historical and future tax perspectives. Lead and manage client relationships for seamless project execution. Coach and develop junior members on corporate tax and M&A concepts. Provide M&A advisory services. Monitor work, manage, motivate, and guid...

Overview: A career within Financial Services will provide you with the opportunity to help clients leverage Financial Services to enhance their customer experiences. Key Responsibilities: Work on advisory projects including technical research, drafting memos, presentations, and webinars. Review transaction documents such as shareholders agreements, constitution documents, share subscription agreements, etc., from a tax and regulatory standpoint and provide comments. Undertake fund structuring, PE review, and related advisory activities. Identify issues and provide solutions on complex transactions. Interact with middle management client contacts on day-to-day matters. Review and finalize tax...

As a Manager, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. The tasks, roles and responsibilities pertaining to the job role will include the following: Handling complex advisory and compliance engagements such as Regulatory/Tax structuring and re-structuring of funds, companies, LLPs, trusts etc., Advisory and Litigation support pertaining to Income-tax laws and rules framed therein, SEBI regulations (covering broking, mutual funds, distributors, investment advisors, private equity, venture capital), Companies Act and rules framed therein, FEMA, Non-Banking Financial Companies (NBFC) regulations, Mutual Fund (MF) regul...

As a Manager, you'll work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. The tasks, roles and responsibilities pertaining to the job role will include the following: Handling complex advisory and compliance engagements such as Regulatory/Tax structuring and re-structuring of funds, companies, LLPs, trusts etc., Advisory and Litigation support pertaining to Income-tax laws and rules framed therein, SEBI regulations (covering broking, mutual funds, distributors, investment advisors, private equity, venture capital), Companies Act and rules framed therein, FEMA, Non-Banking Financial Companies (NBFC) regulations, Mutual Fund (MF) regul...

As a Company Secretary Management Trainee at Xolopak India Ltd, your role will involve supporting the Company Secretary in ensuring compliance with statutory and regulatory requirements for a Public Limited Company. You will play a key part in corporate governance, regulatory filings, and internal compliance processes. Key Responsibilities: - Organize and draft notices, agendas, and minutes for Board Meetings, Committee Meetings, and General Meetings of group entities. - Assist in filing forms and returns with the Ministry of Corporate Affairs (MCA) and other regulatory bodies such as SEBI, NSE/BSE, RBI (if applicable). - Maintain statutory registers and records as required under the Compani...

Lead - Transactions & Compliance, SucSEED Indovation Funds (Position is based at IFSCA, GIFT City, Gujarat) About Us SucSEED Indovation Fund is an early-stage focused SEBI-registered Category-1 Fund with a corpus of INR 200 Crore and a portfolio of more than 60 companies across various sectors. SucSEED has set up a Growth Fund at GIFT City under the IFSCA regime. About The Position SucSEED is seeking a proactive, organized, and experienced lead for the role of Transactions and Compliance with excellent organizational, technical and management skills to support the funds. The candidate will be based out of GIFT City, Gandhinagar / Ahmedabad. We are looking for a highly motivated, tech-savvy, ...

We are looking a qualified Company Secretary to join our team in the BFSI sector The candidate will be well-versed in corporate laws & compliance matters The candidate will be responsible that the company comply with legal and statutory requirements. Required Candidate profile Ensure compliance with the Companies Act, 2013 and other applicable corporate laws Manage all secretarial functions including organizing and conducting Board meetings . Ensure timely filing of forms .

About Bigul Join Bigul, a dynamic and innovative platform transforming the future of trading! Backed by the seasoned veteran of the industry, Bonanza group, Bigul is at the forefront of transforming the stock market with cutting-edge technology and customer-centric solutions. At Bigul, you'll find a vibrant and healthy work culture, growth opportunities, and the chance to make a real impact in the world of finance. If you're passionate about innovation, thrive in a fast-paced environment, and are looking for an exciting career with a forward-thinking company, Bigul is the place for you! ________________________________________________________________ About Business line: It plays a crucial r...

Role Overview: You will be responsible for enhancing the organization's compliance framework to support future debt and equity listings. Working closely with a compliance team of 5 members, you will report to the AVP Compliance, ensuring alignment with regulatory requirements and corporate governance standards for both the flagship company and group entities. The location for this role is Bandra West, Pali Hills, Mumbai. With 3-5 years of post-qualification experience, you will play a crucial role in regulatory compliance, policy implementation, listing readiness, cross-functional collaboration, audits, risk management, reporting, documentation, and advisory support. Key Responsibilities: - ...

As a part of Groww Mutual Fund, previously known as Indiabulls Mutual Fund, you will be responsible for various aspects of custody operations, fund accounting, and treasury/cash flow management. Our organization is dedicated to creating steady, long-term wealth for our investors through innovative schemes and a focus on simplicity, transparency, and consistent wealth creation. - In the role of Custody Operations, you will be involved in: - Creation and maintenance of security master for equity and debt instruments - Trade settlement coordination - Liaising with various stakeholders - Reconciliation of holdings - Margin placement activities - Recording corporate actions - Fund Accounting will...

As an Associate Director at KPMG in India, you will be responsible for providing tax & regulatory advice on M&A transactions and re-structuring. Your key responsibilities will include: - Having a good working knowledge of Corporate tax regulations relating to M&A, Exchange Control Regulations, SEBI Regulations, and stamp duty regulations - Keeping up-to-date on developments in tax and regulatory space such as FEMA, SEBI, and Corporate Laws - Providing M&A tax advisory services and PE tax strategies - Leading multiple complex tax engagements, planning, and day-to-day delivery - Building & nurturing effective working relationships with internal & external stakeholders, including tax authoritie...

Responsibilities: * Ensure NSE, BSE & Stock Exchange compliance * Manage SEBI regulations * Oversee CDSL/NSDL operations * Adhere to securities laws * Prepare and enforce internal compliance for stock brokers

Responsibilities: * Maintain statutory records & file annual returns with NSE/BSE * Ensure legal compliance through due diligence processes * Manage company secretarial functions per ICDR guidelines

Role Overview: As a Company Secretary at our organization, your role will involve ensuring compliance with various statutory and regulatory requirements, managing board processes, and providing governance support to the Board of Directors. Key Responsibilities: - Ensure compliance with Companies Act, SEBI regulations, and other corporate laws. - Organize and manage Board meetings, Annual General Meetings (AGMs), and committee meetings including drafting notices, agendas, and minutes. - Maintain statutory books, including registers of members, directors, and secretaries. - File necessary returns and forms with the Ministry of Corporate Affairs (MCA), SEBI, and other regulatory authorities. - ...

Job Title: Compliance Officer AIF/PMS Location: Mumbai (Andheri) Experience Required: 67 years About the Role: We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal policies, and providing guidance to business teams. Key Responsibilities: Ensure compliance with SEBI (AIF/PMS) regulations, circulars, and reporting requirements. Draft, implement, and update compliance policies and internal controls. Monitor KYC/AML processes and investor onboarding. Handle regulatory inspections, audits, and filings. Liais...

Grade Manager Department Legal Vacancy Code HWD/Vacancy/25-26/LEGAL/02 Job Location Navi Mumbai/Mumbai (*) However, candidate may be posted anywhere across India as per exigencies of the Corporation Eligibility Criteria Only Indian citizens are eligible to apply Age Limit: Not exceeding 38 years as on 01-September-2025 Educational Qualification Graduate / Post Graduate in Law (LLB/LLM) from a recognized University/Institution in India. Work Experience More than 9 years of post-qualification work experience. Relevant experience in the Information Technology Act (IT Act) on legal matters related to online activities, including data privacy, cybercrime, intellectual property infringement, and o...

Grade Deputy Manager Department Legal Vacancy Code HWD/Vacancy/25-26/LEGAL/01 Job Location Navi Mumbai/Mumbai (*) However, candidate may be posted anywhere across India as per exigencies of the Corporation Eligibility Criteria Only Indian citizens are eligible to apply Age Limit: Not exceeding 35 years as on 01-September-2025 Educational Qualification Graduate / Post Graduate in Law (LLB/LLM) from a recognized University/Institution in India. Work Experience More than 6 years of post-qualification work experience. Relevant experience in the Information Technology Act (IT Act) on legal matters related to online activities, including data privacy, cybercrime, intellectual property infringement...

Responsibilities: * Lead financial strategy & reporting * Oversee budgeting, forecasting & risk management * Manage finances, ERP implementation & SEBI compliance * Ensure statutory compliance & tax planning Performance bonus

Objectives/Responsibilities: Manage IPO execution and document preparation (DRHP/RHP). Oversee IPO closures and regulatory compliance. Collaborate with clients and intermediaries (BRLMs, legal counsels). Support business development and client engagement. Ensure risk management and compliance. Lead client relationships and post-issue support. Provide regulatory recommendations and product knowledge. Manage virtual data rooms and due diligence. Desired Candidate Profile: Strong critical thinking and communication skills. Excellent client management and coordination abilities. Expertise in SEBI Regulations and Companies Act. Experience in IPO/QIP execution and deal management. Knowledge of fin...

We are looking forward for a suitable candidate for the position of Company Secretary and Compliance role for our client based in Mumbai. JD:- Role Summary The Company Secretary & Compliance Officer will be responsible for ensuring the company's adherence to all applicable laws and regulations, with a strong focus on the Companies Act,2013, and directives from the Reserve Bank of India (RBI). This role is critical for supporting our Board of Directors, managing our corporate governance framework, and ensuring seamless compliance across all our investment ac vi es. Key Responsibilities 1. Corporate Secretarial Functions (Companies Act, 2013): Independently manage and convene Board, Committee ...

Location - Delhi / Mumbai Client is a sector-agnostic, multi-asset Alternative Investment firm with a strong focus on delivering customized capital solutions. With a commitment to delivering value- driven opportunities, the firm is gearing up to launch its flagship Private Credit & Private Equity Fund Domestic and Offshore, marking an exciting milestone in its journey to empower investors and transform businesses. With a global perspective and a commitment to sustainable growth, we partner with businesses to meet their unique financial requirements. Our team comprises seasoned professionals with decades of expertise in Private Equity, banking and structuring innovative financing solutions th...

Role Overview We are seeking a Junior Company Secretary (Semi-Qualified) to assist in corporate compliance, governance, and legal matters. The role involves supporting senior company secretaries and the legal team in regulatory filings, corporate governance practices, legal document management, and stakeholder communication. Key Responsibilities Compliance Management Ensure compliance under the Companies Act, SEBI regulations, and MCA filings Prepare and submit statutory documents to RoC, SEBI, and other regulatory authorities Monitor regulatory updates and assist in implementing necessary changes Corporate Governance Organize board, committee, and AGM meetings; prepare notices, agendas, and...

Job Title: Investment Banking Analyst (CA) Location: Andheri East,Mumbai Department: Investment Banking Industry: Financial Services Experience Required: 0–3 years (Post CA Qualification) Qualification: Chartered Accountant (CA) Required Candidate profile Investment Banking Analyst CA to join Mumbai team.The ideal candidate will have hands on experience strong exposure to IPO processes, statutory audits and financial due diligence