Manager / Senior Manager - Compliance

As a Manager/Senior Manager - Compliance in Mumbai, your role will involve: - Maintaining up-to-date knowledge of SEBI circulars and notifications relevant to depository operations. - Reviewing and drafting all Regulatory policies. - Drafting and reviewing all agenda and minutes of the Regulatory Committee meetings like PID, ROC, Board etc. - Monitoring changes in regulatory frameworks issued by SEBI, RBI, and other applicable bodies and initiating implementation. - Reviewing and ensuring maintaining accurate and up-to-date records of all regulatory correspondences and filings. - Tracking and closing audit findings related to compliance matters in a timely manner. - Preparing compliance reports for internal stakeholders and the Board/Audit Committee. - Conducting internal compliance reviews and supporting audits and inspections conducted by regulators. - Acting as a liaison with SEBI and other regulatory authorities for compliance-related matters. - Coordinating with internal departments for data collation, report preparation, and compliance implementation. - Ensuring timely and accurate filings with SEBI under various regulations including LODR, PIT (Prohibition of Insider Trading), and others. - Implementing, monitoring, and periodically reviewing the internal Code of Conduct and Insider Trading policies. - Maintaining trading windows and overseeing pre-clearance and disclosures of trades by designated persons. - Conducting training and awareness programs for employees and designated persons on Insider Trading norms and Code of Conduct. - Undertaking any other responsibilities for ensuring/adding value to the compliance function which may be entrusted by the company from time to time. Qualifications required for this role: - Graduate in Law (LLB)/ Commerce and Company Secretary (CS)/ Postgraduate with more than 15 years of experience in core compliance function of an MII may be considered.,