35 Risk Monitoring Jobs - Page 2

About this role: Wells Fargo is seeking a Lead Control Management Officer. The Consumer, Small and Business Banking Controls team is responsible for delivering a more consistent approach to business groups, strengthening the companys risk and control infrastructure, In this role, you will: Lead complex initiatives designed to mitigate current and emerging risks with broad impact Act as key participant in monitoring, evaluating, and measuring the impact of decisions practiced in Control Management functional area Monitor moderately complex business specific programs, and provide risk management consulting to support the business in designing and implementing risk-mitigation strategies Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area Develop and implement risk monitoring and risk reporting processes and controls Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations, and provide guidance in developing and implementing risk-mitigating strategies Lead Control Management project or virtual teams Required Qualifications: 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Knowledge and understanding of operational risk management in the financial services industry Ability to evaluate changes to regulations, processes, etc. to assess impacts and to develop implementation plan to close gaps Comprehensive understanding of operational risk management and or operations process management Understanding of US consumer laws Strong leadership skills with the ability to interact and lead discussions comfortably with senior levels of management Knowledge and understanding of financial services: regulations, compliance, policies, process, and procedures Ability to consult, build, and maintain solid working relationships in and outside of immediate department Ability to manage initiatives involving process improvements Excellent communication skills and ability to articulate complex material to a diverse audience Ability to influence, partner, and negotiate with senior business leaders to gain commitment to accomplish business goals Ability to prepare management level presentations Ability to lead projects/initiatives with high risk and complexity Job Expectations Responsible for RCSA Execution, proactive self-identification of issues and events, root cause analysis, resolution of control deficiencies and provides insight into emerging risks while operating in a very dynamic manner, connecting and building relationships with key partners across respective CSBB Identify, assess and mitigate risks across all risk types, in coordination with LOB and assurance activities consistent with the risk management framework and policies established by the Bank Support LOB RCSA Affirmation process(s) and related feeder/governance meetings. Review and approval process for line managers through senior management Support the execution and maintenance of RCSA program which includes: Identify risks applicable for the RAU Ensure data is up to date Identify items that are applicable to the RAU in the data provided Identify risk drivers Ensure process inventory is updated in the RCSA RAU Assesses, documents, and communicates emerging risks, themes and identified control deficiencies to management and risk partners in a timely manner. Foster strong relationships with team and collaborate effectively. Ensures coordination with team, line of business, other business units, Audit, and regulators on risk related topics. Ensures internal collaboration with the team, line of business/ partners. Interfaces internally with the team, line of business, and risk partners. Timely update, reporting and escalation of issues. Closely work with process owners in India and Philippines to identify, assess and mitigate deficient controls control gaps or risks identified in the processes Partners with BG/EF to facilitate issues partners throughout the issue lifecycle including Root cause identification, Corrective action development and RCSA alignment. Experience in evaluating the adequacy and effectiveness of policies, procedures, processes, systems and internal controls; additional experience analyzing business and/or systems changes to determine impact. Assist for control forums and provide necessary reporting for the assigned business group which includes report & escalate issues, key risks, control gaps, corrective actions, OREs and align them to the respective onshore Risk and Control Committees.

About this role: Wells Fargo is seeking a Control Management Specialist. In this role, you will: Participate in mitigating current and emerging risk exposures associated with the activities and operations of the assigned business group, and identify opportunity for process improvements within the scope of defined business control responsibilities Review and analyze basic business challenges that require research, evaluation, and selection of alternatives Develop and implement risk monitoring, risk reporting processes, and controls while evaluating and reporting results where necessary Present recommendations for resolving complex situations and exercise independent judgment while developing Control Management functional area expertise Provide support in the interpretation of policy, guidelines, and governance programs as front line liaison to Independent Risk Management area Collaborate and consult with Control Management team and key stakeholders, including internal customers. Required Qualifications: 2+ years of Risk Management or Financial Services industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualification: Strong analytical skill with attention to detail Proficient verbal, written and interpersonal communication skill and stakeholder management Demonstrate positive attitude and readiness to work under challenging situation Independently able to perform and drive end to end control evaluation Job Expectation Individual contributor role focusing on performing evidence-based control evaluations by conducting various evidence gathering activities Design, maintain and execute the control evaluation scripts, identify control deficiencies, escalate potential issues appropriately Document test artifacts, keeping the status up to date Ensure timely completion of assigned work keeping quality uncompromised.

Role & responsibilities 1. Ensure control over credit risk rating for assigned customers. 2. Ensuring inputting of financial statement without errors in the pre-defined format for further financial analysis and rating review process. 3. Ensure timely and accurate processing of credit rating application for all assigned cases. 4. Co-ordinate closely with the assigned Mizuho Overseas branches for smooth closure. 5. Ensure all Compliance related guidelines including periodic trainings is completed well before defined due date. 6. Complete credit rating for assigned customers by the service branch. 7. Reviewing credit rating application for assigned respective Overseas offices and act as a Branch / Project PIC as and when assigned to you or any other credit tasks assigned (E.g. credit rating Review or any other credit related task assigned). 8. Write and Present credit reports to stakeholders in a timely manner. Preferred candidate profile Candidates who are currently working in corporate credit risk & rating department with underwriting team in Banks/NBFCs/Credit rating agencies etc. would be ideal match. Should be involved in company related activities such as corporate - (credit reporting, credit rating, profit &loss, balance sheet, credit underwriting, credit risk, credit analyst, credit review).

Hello Dear We are hiring for Project Risk Analyst Manager for the leading Oil & Gas company at Gujarat location. Designation: Project Risk Analyst Manager Experience: 7+ Years Education: Bachelors degree in Engineering, Project Management, Finance, or a related field. Location: Amreli, Gujarat Role & responsibilities Identify potential project risks by reviewing project plans, timelines, budgets, and resource allocation. Work closely with project managers and functional teams to develop and implement risk mitigation strategies that align with project goals and timelines. Regularly monitor and track the status of identified risks, updating the risk register as necessary and evaluating the effectiveness of mitigation strategies Act as a central point of contact for project risk information, facilitating communication between project teams, functional departments, and management Continuously improve risk management processes by identifying gaps, implementing best practices, and updating risk management tools. Preferred candidate profile Experience in project management or risk analysis, preferably within the heavy engineering, or manufacturing industry. Demonstrated experience in risk identification, assessment, and mitigation planning in complex, multi-stakeholder projects Interested candidate can share their CV on hr3@sarthee.com or call on 9033033650

About this role: Wells Fargo is seeking a role of Senior Control Management Specialist In this role, you will: Participate in identifying, assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area Provide risk management consulting to support the business in designing and implementing risk mitigation strategies, business processes, and business controls Monitor moderately complex business specific programs and provide risk management consulting to support the business in designing and implementing risk mitigation strategies Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area Provide guidance to business groups on the development, implementation, and monitoring of business specific programs to identify, assess, and mitigate risk Collaborate with relevant business group to identify current and emerging risks associated with business activities and operations Required Qualifications: 4+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualification: Experience in Risk Management, Control Management, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

*7+ years exp. in credit risk mgmt. within Bank/NBFC *Strong communication analytical and research skills *Sound understanding of the financial services regulatory environment *Portfolio monitoring Must have experience in Vehicle Loans. 9120665790 Required Candidate profile CA/ Finance PG degree with exp. in tech upgrades & system development Work closely with internal teams & stakeholders Reduction in non-compliance incidents Timely review & update credit risk policies

Role & responsibilities The EQD Trade Support Manager is directly responsible for all the transactions booked in the EQD Front to back chain andguarantee the position of the bank * Trade validation * Trade event processing : Position and trades adjustment, such as increase decrease, corporate action, life cycle event,expiry , assignation * Risk monitoring, contribute to remediation plan, escalate issue to management all issues faced Preferred candidate profile Perks and benefits

Strategy & Execution: Establish and implement a Clinical Monitoring function at Novartis, including processes, tools, and governance frameworks. Define and execute Clinical Monitoring strategies, leveraging data analytics and centralized oversight. Develop and optimize Clinical Monitoring resourcing strategy, including hiring, onboarding, development, and retention of Clinical Monitoring Team, and perform resource management in line with Development Establish and actively monitor objectives in line with GCO priorities, key metrics/KPIs and industry benchmarks. Update senior leadership on CM monitoring performance, challenges, and opportunities for improvement. In the long-term, ensure CM function evolves and adjusts to a remain a value-added function and to ensure compliance with latest regulations. Collaboration with Stakeholders: Coordinate cross-functional interactions between monitoring teams and key stakeholders within Development in areas such as CDO (especially with Data Analyst team to support CMs technologies), process and compliance, quality assurance, and regulatory affairs. Act as a key connector between CM, global Risk Surveillance team, and field monitoring functions. Partner with SSO Hub Heads to integrate central monitoring into existing monitoring ecosystem and adjust central and field monitoring roles accordingly. Leadership and Change Management: Guide the organization through the transition to a CM model, driving cultural and operational change to achieve buy-in and sustained success. Act as a champion for CM innovation, identifying opportunities for advancements and staying ahead of industry trends. Break down silos through an enterprise mindset. Focus on delivery through collaboration and bringing people together to work towards the same purpose across the organization. Key performance indicators: Successful build-up, deployment and integration of the CM function and technology platform, achieving alignment with trial monitoring workflows. Improved monitoring performance metrics, such as data completeness, protocol compliance, and reduction of critical findings in audits and inspections. Consistently high quality of monitoring deliverables, including adherence to data quality standards, risk identification, and timely issue resolution across trials. Achievement of monitoring milestones within defined timelines across the global portfolio, including risk-based monitoring (RBM) targets and KPIs for centralized data surveillance. Successful harmonization of field and CM efforts, leading to enhanced trial oversight and reduced operational variability Role & responsibilities Preferred candidate profile Perks and benefits

1. Reviewing sanctioned cases with utmost due diligence for underwriting misses or lapses if any by the credit managers. 2. Strong monitoring of the Portfolio on the EWS front. 3. Market & Product knowledge about Mortgage, Equipment & Education Institution Loans. 4. Risk Management. 5. Maintaining Data Quality & Process Control. Candidate Profile : 1. Sound understanding of analysing financial statements. 2. Expertise in Microsoft Office framework. 3. Excellent communication skills & Positive Attitude. 4. Good Analytical Skills & Data Interpretation Skills. 5. Problem-solving aptitude and creative thinking skills.

Job Profile As an Operational Risk Management Analyst, you will play a crucial role in assisting the Operational Risk Management Team in identifying, assessing, monitoring, and mitigating operational risks across the organization. You will work closely with experienced risk management professionals to analyze operational processes, identify potential risks, and develop strategies to mitigate these risks. Key Responsibilities Assist in identifying and documenting operational risks within the organization's processes, systems, and procedures. Support the development and implementation of operational risk management frameworks, policies, and procedures. Analyze operational incidents and losses to identify root causes and trends, and recommend corrective actions to prevent recurrence. Collaborate with business units to assess the impact of new products, processes, or initiatives on operational risk exposure. Assist in the development and implementation of key risk indicators (KRIs) Support the preparation of operational risk reports and presentations for senior management and relevant committees. Stay abreast of industry best practices, regulatory requirements, and emerging trends in operational risk management. Assist in the maintenance of operational risk management tools and databases to ensure accurate and up-to-date risk information. Desired Candidate Profile 1-4 years of experience in operational risk management or a related field (e.g., auditing). Strong understanding of operational risk concepts such as Risk Control Unit (RCU), Risk Operations, Risk Analytics, etc. Proficiency in tools like Excel/VBA/SQL/Access; ability to analyze complex data sets. Excellent communication skills with the ability to present findings effectively across various levels within an organization. Location : Andheri