12304 Regulatory Compliance Jobs - Page 47

As a Product Manager-Credit Card at the leading Bank located in Vashi / Kolkata Head Office, your role will involve product planning, designing, creating, delivering, and marketing the credit cards catalogue throughout the product lifecycle. You will be expected to possess a deep understanding of different credit card types and their features, as well as knowledge of credit risk, fraud prevention, and credit scoring systems. Conducting customer interviews, surveys, and analyzing user feedback to understand needs and pain points will be a key part of your responsibilities. **Key Responsibilities:** - Conduct new product design and development, exploring potential and innovative business oppor...

As a Legal Manager at Socit Gnrale, your role will involve drafting and negotiating various agreements such as ISDA Master Agreements, Credit Support Annex, CDEA, GMRA, GMSLA, and other relevant documentation. You will be required to liaise and coordinate with internal divisions of the bank, review constitutional documents, and perform legal due diligence for new client onboarding. Building strong relationships with clients, understanding their needs, and ensuring compliance with regulatory requirements will be key aspects of your responsibilities. Additionally, you will act as a back-up for the Manager, identify team training needs, and participate in enhancing stakeholder management skills...

As one of the world's leading independent global investment firms, Invesco is dedicated to rethinking possibilities for clients. By delivering the combined power of distinctive investment management capabilities, Invesco provides a wide range of investment strategies and vehicles to clients worldwide. If you're seeking challenging work, intelligent colleagues, and exposure across a global footprint, explore your potential at Invesco. **Key Responsibilities:** - Manage and maintain a dynamic audit universe for the India entity, SOX, and global entities. - Perform risk assessments and identify emerging risks and significant business changes. - Plan and conduct audits across the full audit cycl...

As a candidate for the position in Ahmedabad, you will be responsible for authorizing and checking RO/SO entries such as cash receipts, ensuring cash balancing/tallying at EOD maintenance within limits, handling Clearing Operations, participating in the reconciliation process, and reporting to stock exchanges. Your role will involve ensuring regulatory and procedural compliance and coordinating the audit. Key Responsibilities: - Authorize and check RO/SO entries like cash receipts - Ensure cash balancing/tallying at EOD maintenance within limits - Handle Clearing Operations - Participate in the reconciliation process and report to stock exchanges - Ensure regulatory and procedural compliance...

Your role at TMF Group will involve assisting the Manager/ Senior Manager in providing company secretarial services to a range of non-listed client companies. Your responsibilities will include handling a full set of company secretarial documents and activities, communicating with clients independently, preparing resolutions and correspondence for review by the manager, maintaining statutory records for clients" companies, updating and maintaining records/information, and following instructions from the Manager and other superiors. Experience in multiple client handling is preferable. Key Responsibilities: - Assist in providing company secretarial services - Handle full set of company secret...

Role Overview: You will be a proactive and detail-oriented Candidate supporting the Legal & Compliance team. As an intern, you will gain hands-on exposure to various aspects of corporate law, compliance monitoring, contract management, and regulatory matters, contributing to the legal framework governing corporate operations. Key Responsibilities: - Assist in drafting, reviewing, and vetting commercial contracts, NDAs, MoUs, and service agreements. - Support in corporate law research and preparation of legal notes, summaries, and case briefs. - Help maintain and update the contract management database and ensure compliance with renewal timelines. - Assist in regulatory compliance tracking an...

Job Description As a Branch Manager at Midland Microfin Ltd., located in Patna, your role will involve overseeing daily operations, managing branch staff, and implementing business strategies to support entrepreneurship. You will be responsible for achieving sales targets, maintaining customer relationships, and ensuring compliance with regulatory requirements. Your skills in team leadership, staff management, and customer relationship management will be crucial in fostering a positive work environment. Additionally, your ability to monitor financial activities, handle client issues, and generate performance reports will contribute to the overall success of the branch. Key Responsibilities -...

As a Document Specialist, your role involves drafting, revising, and printing various documents essential for the design, assessment, validation, and manuals based on technical parameters and design drawings. You will work closely with the Design and Validation departments to ensure document accuracy and technical compliance. Your key responsibilities include: - Drafting Documents: Prepare and update design documents (FS/DS/HDS/SDS), assessment documents (C/FRA/EMRA/ERES/EMRA, etc.), validation documents (FAT/SAT/IQ/OQ/PQ), and manual documents (OM/MM/SM) based on URS, task specifications, and other relevant materials. - Revising Documents: Modify and update documents based on customer revie...

Job Description: As a Centre Director, you will be responsible for overseeing the daily operations, staff, curriculum implementation, and overall success of the preschool centre. Your role will involve ensuring high standards of early childhood education, safety, parent satisfaction, and compliance with local regulations. Key Responsibilities: - Manage the daily operations of the preschool centre - Supervise and support staff members to maintain a positive and productive work environment - Implement and monitor the curriculum to ensure high-quality early childhood education - Ensure safety protocols are followed to create a secure learning environment - Maintain strong communication with par...

Impact on the Business / Function Disseminate new regulations/exposure drafts to the respective functions and have meetings with them and ensure timely implementation of the new regulations via Compliance Monitoring Tool To do Compliance Risk Assessment with respect to Penalty /Warning Orders issued by the Authority to other insurers. Handing representations to Life Council / IRDAI and such other forums Provide inputs to business proposals to ensure compliance and regulatory risks are restricted Conduct compliance reviews (adhoc and planned) as per the Compliance Monitoring Plan To support in preparation of Regulatory Update and Compliance Dashboard for the Chief Compliance Officer of the Co...

Role Overview: As a Data and Technical Architect for Salesforce Data Cloud at Horizontal Digital, you will be a demonstrated leader in technical and data architecture aspects of customer and partner engagements that lead to the successful delivery of Data Cloud Projects. In this key leadership role, you will play a critical role in setting customers up for success by prescriptively helping to shape and then lead the project teams within the Salesforce Data Cloud space. Your main responsibilities will include collaborating with stakeholders to define technical vision, driving solution and data architecture, and ensuring seamless integration of Salesforce Data Cloud with enterprise systems, al...

As a highly experienced Senior R&D Executive, you will lead product innovation initiatives in the food and beverage industry. Your background in R&D, product development, and commercialization will be crucial for this role. **Key Responsibilities:** - Drive end-to-end R&D projects from ideation to commercialization of nutraceutical products. - Conduct market research to identify trends and develop new product concepts. - Collaborate with cross-functional teams including Marketing, Sales, Supply Chain, and QA. - Optimize product formulations for taste, nutrition, and cost-effectiveness, focusing on improving bioavailability, stability, and overall product effectiveness. - Ensure compliance wi...

As a Quality Assurance Manager, your role involves developing and implementing QA processes to ensure compliance with regulatory requirements and industry standards. You will be responsible for conducting regular audits and inspections to identify areas for improvement and implement corrective actions. Key Responsibilities: - Design, implement, and maintain quality assurance processes and procedures - Perform audits and inspections to ensure adherence to QA processes - Manage the quality control laboratory including testing, analysis, and reporting of fragrance and flavor products - Collaborate with cross-functional teams to integrate QA processes into all aspects of the business - Investiga...

As an EXECUTIVE - QUALITY CONTROL at Emami Limited, you will be an integral part of our dynamic team, contributing to a rewarding career journey. Your responsibilities will include: - Assisting with the preparation of operating budgets, financial statements, and reports. - Processing requisition and other business forms, checking account balances, and approving purchases. - Advising other departments on best practices related to fiscal procedures. - Collaborating with internal departments to reconcile any accounting discrepancies. - Analyzing financial data and assisting with audits, reviews, and tax preparations. - Updating financial spreadsheets and reports with the latest available data. ...

As a Senior Process Executive GL Tax (VAT) - EMEA at Fossil Group, your role involves ensuring timely and accurate VAT compliance, supporting indirect tax reporting, and assisting with internal audits. You will play a vital part in identifying and implementing process optimization initiatives while ensuring financial and regulatory compliance across markets. **Key Responsibilities:** - Ensure accurate and timely preparation and filing of VAT and other indirect tax returns for applicable regions. - Maintain up-to-date records of all EMEA VAT-related transactions, ensuring data integrity and audit readiness. - Act as a key contact for VAT-related queries from internal and external stakeholders...

Roles and Responsibilities Prepare dossiers for US FDA, including CTD format. Ensure regulatory compliance with RA requirements. Manage parenteral products' dossier preparation and submission to regulatory authorities. Coordinate with cross-functional teams for injectable product development and registration. Track regulatory updates and maintain records in Trackwise system. Desired Candidate Profile 1-4 years of experience in Dossier Preparation, Regulatory Affairs (RA), or related field. M.Pharma degree from a recognized institution. Strong understanding of drug regulatory affairs, particularly in the US market (USFDA). Proficiency in preparing dossiers according to CTD format.

Job Description: As an experienced Manager Technology Resilience & Automation at Northern Trust, you will play a crucial role in leading the automation, orchestration, and continuous improvement of the Technology and Infrastructure Resilience Process. Your focus will be on enhancing the efficiency, reliability, and effectiveness of Disaster Recovery (DR) Operations through automation, ensuring rapid recovery of critical systems and minimizing downtime. Key Responsibilities: - Develop and implement an automated DR framework to improve failover and recovery speed. - Integrate automation into DR Runbooks, testing, and execution to minimize manual intervention. - Optimize RTO (Recovery Time Obje...

As a seasoned PAM Architect, your role will involve designing, implementing, and enhancing enterprise-level Privileged Access Management solutions with a strong focus on CyberArk and security best practices. Your key responsibilities will include: - Designing and implementing end-to-end PAM architecture using CyberArk tools such as CorePAS, PSM, CPM, PVWA, EPM, Conjur, etc. - Developing and maintaining PAM strategy, standards, and reference architectures - Leading technical design sessions, architecture reviews, and integration planning - Assessing current PAM posture and providing actionable recommendations for security and compliance improvements - Collaborating with cross-functional teams...

You will be responsible for overseeing end-to-end logistics operations for export shipments, ensuring timely delivery and cost efficiency. Your role will involve coordinating with freight forwarders, shipping lines, and transport agencies to negotiate contracts and arrange shipments. Additionally, you will be preparing and verifying all export-related documentation, including invoices, packing lists, bills of lading, certificates of origin, and compliance documents. It is crucial to ensure compliance with export regulations and customs requirements for various countries, particularly for food products like rice, spices, pulses, and FMCG items. Staying updated on the import/export standards, ...

Role Overview: As an Export Manager at our company, located in Kamrej, you will be responsible for managing and overseeing international business operations. Your main tasks will include identifying and managing international trade opportunities, developing sales strategies, maintaining relationships with global clients, and ensuring compliance with international trade regulations. Key Responsibilities: - Identify and manage international trade opportunities - Develop sales strategies - Maintain relationships with global clients - Ensure compliance with international trade regulations Qualifications Required: - Experience in Export Management and International Trade - Proficiency in Business...

Job Summary We are seeking a highly skilled Sr. Test Analyst with 6 to 8 years of experience to join our team to perform GxP validation activities . The ideal candidate will have expertise in Requirement Lifecycle Management Testing & Documentation Auto Functional/Regression Testing Test Metrics and Reporting Manual Data Testing Test and Defect Management and Manual Testing. A strong understanding of Regulatory Compliance is essential. This hybrid role requires no travel and operates during day shift Responsibilities Lead the testing efforts by designing and executing comprehensive test plans and test cases to ensure high-quality software delivery for Machine Control System Validation activi...

The Assistant Manager Reconciliation will oversee the reconciliation of co- lending transactions in partnership with lending institutions for an NBFC. The role involves managing end-to-end reconciliation processes, ensuring accuracy, timely reporting, and alignment with regulatory requirements. The position requires strong leadership to guide a team, effective stakeholder management, and an understanding of co-lending operations. Key Responsibilities: 1. Team Leadership: Manage and mentor a team, setting clear objectives and ensuring their professional growth. Allocate tasks, monitor performance, and address challenges within the team. 2. Reconciliation Oversight: Ensure accurate and timely ...

Job Summary This role is responsible for providing day-to-day activities legal support to country management, business units and functions in India, Sri Lanka and Bangladesh. The role has accountability of complex, multidimensional projects or transactions spanning across multidepartment areas and/or locations. The role also provides legal expertise in relation to corporate affairs and local governance standards. Additionally, the role contributes to complex projects, develops new methods for recurring legal issues and mentors junior team members. Responsibilities Provide comprehensive legal solutions at the country, sub- region, or region level, including driving high value/risk commercial ...

Position Overview The Chief Financial Officer (CFO) will oversee all financial operations of Sahana System Ltd. and its subsidiaries, ensuring the company's financial health and supporting its strategic growth objectives. This role places a strong emphasis on fund raising and investor relations, requiring the CFO to leverage extensive networks in family offices and asset management funds to secure capital for expansion. The ideal candidate will be a strategic thinker with exceptional financial acumen, proven fund-raising expertise, and the ability to build and maintain relationships with key financial stakeholders. The position is based in Ahmedabad but involves significant travel to major f...

About The Role Project Role : Security Architect Project Role Description : Define the cloud security framework and architecture, ensuring it meets the business requirements and performance goals. Document the implementation of the cloud security controls and transition to cloud security-managed operations. Must have skills : Omada Identity Cloud Good to have skills : NA Minimum 5 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As a Security Architect, you will define the cloud security framework and architecture, ensuring it meets the business requirements and performance goals. Your typical day will involve collaborating with various team...