12304 Regulatory Compliance Jobs - Page 20

Role Overview: You will be joining UClean as a Legal Compliance Specialist based in Faridabad. Your primary responsibility will be to ensure compliance with all legal regulations and internal policies, conduct compliance audits, and implement compliance management strategies. Key Responsibilities: - Provide legal advice on corporate matters, contracts, agreements, and regulatory compliance. - Draw, review, and negotiate contracts, MOUs, and other legal documents. - Ensure compliance with applicable laws, regulations, and internal policies. - Monitor and address legal risks associated with business operations. - Liaise with external legal counsel and regulatory authorities as required. - Cond...

You will be responsible for conducting audits, analyzing financial data, preparing reports, ensuring compliance with regulations, and providing recommendations for improvement. Key responsibilities: - Conducting audits - Analyzing financial data - Preparing reports - Ensuring compliance with regulations - Providing recommendations for improvement Qualifications required: - Audit, Accounting, and Financial Analysis skills - CA Qualified - 5-9 years of experience in audit - Regulatory Compliance knowledge - Report Preparation and Presentation skills - Attention to Detail and Analytical Thinking - Excellent Communication and Interpersonal skills - Experience with audit software and tools - Stro...

As an Assistant / Deputy Manager in Legal Services at our company, your role will involve working with the Enterprise Legal Management Solutions team. You will be responsible for providing end-to-end support in developing solutions for legal services, including contracts management, data privacy, litigation management, regulatory compliance, legal operations, and corporate secretarial services. Your key responsibilities will include: - Collaborating with sales and practice teams to identify client needs and design customized solutions. - Leading the RFP/RFI response process by defining the solution approach, preparing process flows, implementation plans, and commercial models. - Participatin...

As a Controller at OET and its subsidiaries, your role involves overseeing the controllership function and preparing monthly & quarterly financial statements. You will be responsible for providing financial reporting and analysis to support decision-making processes. Your key responsibilities include: - Leading accounting operations, MIS, variance analysis, and both statutory & management reporting - Collaborating with the treasury team to manage working capital/ term loan drawdowns and working with the tax team on compliance and assessment proceedings - Coordinating with external auditors for financial, compliance, and tax audits - Developing and monitoring company policies and internal con...

Job Description About the Role: Seeking a highly skilled Technical Analyst AML with 8 years of experience to join our dynamic team. Requirements At least 8 to 10 years of direct exposure to AML systems within the banking or financial services industry. Mandatory expertise in SAS Viya product implementation, administration and performance tuning. Deep knowledge of AML frameworks, transaction monitoring, KYC, sanctions screening and regulatory compliance. Advanced proficiency in SAS programming, data analysis, ETL and related tools. Sound experience with model validation, audit preparation and regulatory reporting. Excellent analytical, problem-solving and communication abilities. Ability to w...

Role Overview: As an Accounts & Compliance Executive at the leading audit firm in India, your role will involve assisting with day-to-day accounting, auditing, and regulatory compliance activities. You will play a crucial part in maintaining accurate financial records, preparing various financial reports, supporting audits, and ensuring compliance with relevant laws and standards. Key Responsibilities: - Maintain accurate books of accounts using Tally, Zoho, or other accounting software. - Prepare and post journal entries, reconcile accounts, and generate financial reports. - Support statutory and internal audits by drafting schedules and addressing audit queries. - Prepare and file GST, TDS...

Primary Job Function Lead and guide the team for LLM Operations and functionality on GMP aspects and Abbott policies and procedures. Monitor compliance of Loan license manufacturing sites and TPMs. Perform LLM site visits on scheduled basis and ensure compliance of LLM sites to cGMP, Abbott policies and Procedures. Ensure Pharmacopoeial compliance of Abbott products manufactured at LLMs. Review ongoing stability data and control samples of Abbott products. Ensure implementation of Abbott quality audit CAPA & closure at LLMs. Ensure timely investigation of the Market complaints within SLA, root cause analysis, CAPA implementation and effectiveness check. Coordinate with responsible CFT for NS...

Job Summary Overall, more than 12-16 years of experience with at least 10 years of experience as a solution architect in F&A / enterprise services for top tier global F&A business process services providers Winning track record of leading the architecture of large, complex, technology-centric, global F&A solutions - from structuring the solution, costing-pricing, developing & presenting RFP/ RFI and Pro-active proposals, writing statements of work, service levels and business outcomes F&A functional process subject matter expert in either or all; procure to pay, order to cash, record to report, financial planning & analysis, regulatory/compliance. Expertise and know-how in procurement, suppl...

As an Accountant at WeAddo, you will be an integral part of the finance team, responsible for managing financial records, preparing reports, and ensuring compliance with accounting principles. Your role will involve analyzing financial data to provide insights for decision-making, contributing to the organization's financial health. **Key Responsibilities:** - **Financial Reporting:** Prepare accurate financial statements such as balance sheets, income statements, and cash flow statements in a timely manner. - **General Ledger Management:** Maintain and reconcile general ledger accounts to ensure the accuracy and completeness of financial records. - **Budgeting and Forecasting:** Assist in p...

Role Overview: As an Operations Manager in the healthcare sector, you will be responsible for overseeing the daily operations of the healthcare facility in Chandigarh. Your role is crucial in ensuring efficient service delivery, regulatory compliance, patient satisfaction, and optimal resource utilization. You will play a key role in supporting teams to deliver high-quality care while maintaining operational excellence. Key Responsibilities: - Oversee daily operations across departments, including front office and facility management. - Ensure compliance with healthcare regulations, accreditation standards, and internal policies. - Collaborate with clinical staff to improve patient flow, min...

Role Overview: As a highly experienced and dynamic Vice President Transfer Pricing at Acquara, your role is crucial for supporting the UAE team in business development and execution, developing a strong team in India, and expanding services within the existing client base. Additionally, you will be responsible for identifying and developing new clients in India. You will report to the Director - Transfer Pricing and Company's MD. Key Responsibilities: - Support business development initiatives in UAE by providing technical expertise and client interactions. - Establish strong relationships with key stakeholders in multinational corporations (MNCs) and large Indian businesses. - Work closely ...

In this role, you will be responsible for designing, developing, and deploying machine learning models to detect and prevent fraudulent activities, such as Merchant Fraud, transactional fraud, account takeover, and identity theft. You will work with large datasets to identify patterns, trends, and anomalies that may indicate fraudulent activity. Utilizing data analytics tools and methodologies, you will conduct in-depth assessments and generate fraud rules and reports on fraud trends, including first-party and third-party fraud. Collaboration with cross-functional teams, including risk management, operations, and compliance, will be crucial to enhance fraud prevention measures. Additionally,...

As a QA Officer at Anhox Healthcare in Ahmedabad, your role will involve overseeing quality assurance management to ensure compliance with standards and protocols, maintaining and managing quality-related documentation, conducting rigorous product testing, monitoring compliance with regulatory requirements, preparing for audits, identifying areas for continuous improvement, collaborating with various departments, and providing training and mentorship to junior staff on quality assurance practices and regulatory requirements. Key Responsibilities: - Oversee compliance with quality assurance standards and protocols in all production processes - Maintain and manage quality-related documentation...

Role Overview: You will be responsible for the daily operation and monitoring of STP/ETP/UF/RO equipment, including pumps, blowers, aeration tanks, clarifiers, and filters. Monitoring of inlet and outlet parameters such as BOD, COD, pH, TSS, TDS, and flow rate will be essential. Additionally, you will ensure proper dosing of chemicals like coagulants, flocculants, and pH adjusters, and maintain detailed logbooks for flow, parameters, chemical consumption, and equipment running hours. Key Responsibilities: - Operate STP/ETP/UF/RO equipment and monitor their performance - Ensure proper dosing of chemicals and maintain logbooks for necessary records - Perform routine maintenance tasks and ident...

As an EHS Coordinator at our company in Ernakulam, Kakkanad, your role involves supporting and overseeing our environmental, health, and safety initiatives. You will ensure compliance with regulations while promoting a safe and healthy work environment for all employees. **Key Responsibilities:** - Assist in developing, implementing, and maintaining EHS policies, programs, and procedures - Conduct regular site inspections and audits to identify potential hazards and ensure compliance - Organize and deliver safety training sessions and orientations for employees - Investigate accidents, incidents, and near misses; prepare reports and recommend corrective actions - Maintain records related to ...

As a MEP Project Manager, you will be responsible for managing multiple MEP projects and ensuring a smooth transition from the design to the delivery stage. Your key responsibilities will include: - Preparing cost estimates for electrical, plumbing, air conditioning, heating, and ventilation systems - Overseeing the project management team and ensuring adherence to the project schedule - Coordinating on-site work with architects, structural engineers, and electrical engineers - Providing installation, maintenance, and technical advice on MEP systems to service providers, supervisors, and inspectors - Inspecting, analyzing, and finding solutions for engineering issues related to the MEP featu...

As a Senior Operations Manager at Evalueserve, you will play a crucial role in overseeing the efficient and effective operations of the Analyst Hub within the Research Operations and Support team. Your responsibilities will include leading a team, ensuring compliance with regulatory requirements, implementing process improvements, and maintaining the integrity and security of critical research data and systems. Your focus will be on optimizing research operations and supporting the firm's research activities. You will work closely with key stakeholders to drive the team towards achieving their objectives and ensuring stakeholder satisfaction. **Key Responsibilities:** - Oversee the Analyst H...

As a Product Development Manager in Animal Healthcare at AABT Group, your role is to lead the design of unique and globally competitive animal healthcare products. You will be responsible for developing innovative formulations, applications, and packaging to create market-leading products. Your primary focus will be on analyzing global market trends, identifying unique product opportunities, and managing the product development process from concept to launch. Additionally, you will lead product trials, ensure regulatory compliance, and gather customer feedback to fine-tune the products. Your creative mindset and ability to think outside traditional approaches will be crucial in this role. Ke...

As a Drug Regulatory Affairs Specialist at Medyur Pharmaceuticals Limited, you will be responsible for ensuring compliance with regulatory requirements for our products and driving successful product launches. You will collaborate with cross-functional teams to maintain regulatory compliance and facilitate smooth communication with regulatory bodies. Key Responsibilities: - Prepare and submit regulatory documentation such as dossiers for pre-market submissions to obtain necessary approvals. - Stay up to date on current regulatory requirements, guidelines, and industry trends in global markets. - Develop and maintain strong relationships with regulatory bodies to support approvals. - Review c...

At Biocon Biologics, we are creating a model for the future of healthcare for all. We are a leading company in the biosimilars revolution where patients come first. Our ambition is to impact a billion lives and we do this by fostering a culture of affordable innovation, patient-centricity, and disruptive thinking. We are a multicultural global company where employees have a purpose and passion to work closely with partners and patients. We have a long-term commitment to bringing high-quality affordable biosimilars to patients all over the globe. We have proven end-to-end expertise from clone development, manufacturing, clinical development, and regulatory approvals to commercialization. Bioc...

As a Stock Broker specializing in Risk Management & Regulatory Compliance, your role will involve managing and mitigating risks associated with stock trading and investment portfolios. You will be responsible for monitoring market conditions and economic trends to assess potential risks to investments. Your expertise will be crucial in ensuring compliance with regulatory standards such as SEC, FINRA, and MiFID II. Additionally, you will advise clients on risk-reducing strategies and compliance requirements, prepare and submit necessary regulatory reports, and maintain up-to-date knowledge of industry regulations and market trends. Collaboration with internal teams to develop risk management ...

You will be providing technical expertise and support to clients, IT management, and staff in risk assessments, implementation, and monitoring of information technology security policies and procedures. You may also act as a Project Leader and provide assistance and training to lower-level specialists. You are expected to have in-depth knowledge of Cyber Risk management and basic understanding of overall Cyber domains. Your role will involve solving complex problems independently, leading initiatives with minimal guidance, and overseeing Infosec Governance and oversight projects within broader projects. Key Responsibilities: - Operate and optimize Cyber GRC processes and framework - Support ...

# Drive SEBI PMS compliance # Embed compliance culture, develop policies, manage risk controls, # Oversee AML/PMLA, ensure investor protection, lead audits, train teams, implement compliance tech. Required Candidate profile # 8-10 yrs in financial compliance # Strong SEBI/PMLA/AML knowledge, # Experienced in audits & policy, professional certs like CS/CA/NISM preferred # From Wealth / Portfolio Management Background

'The role of Wholesale Banking - Business Unit Compliance Officer (WB BUCO) is to reinforce the compliance culture in Wholesale Banking and proactively addressing regulatory and operational risk minimizing losses and providing operational stability. It encompasses implementation of regulatory guidelines within all Wholesale Banking Business and Product units, viz. Large Corporates, Mid-Corporates, Financial Institutions, Government Institutions, Multinational Corporates, Transaction Banking, Project Finance, and Loan Syndication, working in close coordination with Central Compliance and Operational Risk Management units Importance of WB BUCO role Strengthens Compliance Culture - Reinforces t...

As a Financial Crime Officer at Ameriprise India LLP, you will have the responsibility for overseeing key financial crime processes and risk and control activities within the EMEA Financial Crime Prevention (FCP) Team. Your role will involve providing oversight, supporting various risk and control activities, and offering advisory services to ensure compliance with financial crime regulations. **Key Responsibilities:** - **Process Oversight** - Provide oversight on controls related to key financial crime processes owned by 1LOD and 2LOD. - Conduct Quality Assurance testing on FCP owned controls and processes. - Assist in documenting desktop guides for managing FCP Team processes. - Support t...