12304 Regulatory Compliance Jobs - Page 24

Key Responsibilities: Credit Evaluation and Approval Evaluate credit applications and recommend approval based on assessment. Authorize credit loans within defined limits. Ensure compliance with the organization's credit policies. Customer Advisory Advise borrowers on financial status, repayment methods, and credit options. Provide guidance on responsible borrowing and loan management. Business Growth Contribute to increasing the vertical's business volume. Identify opportunities to cross-sell or upsell financial products. Eligibility: Graduation (regular) or Post-Graduation in any discipline. 2+ years of experience in credit evaluation, loan processing, or related streams is appreciated.

Key Responsibilities: Credit Evaluation and Approval Evaluate credit applications and recommend approval based on assessment. Authorize credit loans within defined limits. Ensure compliance with the organization's credit policies. Customer Advisory Advise borrowers on financial status, repayment methods, and credit options. Provide guidance on responsible borrowing and loan management. Business Growth Contribute to increasing the vertical's business volume. Identify opportunities to cross-sell or upsell financial products. Eligibility: Graduation (regular) or Post-Graduation in any discipline. 2+ years of experience in credit evaluation, loan processing, or related streams is appreciated.

Key Responsibilities: Credit Evaluation and Approval Evaluate credit applications and recommend approval based on assessment. Authorize credit loans within defined limits. Ensure compliance with the organization's credit policies. Customer Advisory Advise borrowers on financial status, repayment methods, and credit options. Provide guidance on responsible borrowing and loan management. Business Growth Contribute to increasing the vertical's business volume. Identify opportunities to cross-sell or upsell financial products. Eligibility: Graduation (regular) or Post-Graduation in any discipline. 2+ years of experience in credit evaluation, loan processing, or related streams is appreciated.

Responsible for growth of banking business at the branch level through business development, customer servicing Also responsible for customer acquisition strategy and establishing / maintaining relationship with high net worth individuals/ organizations Accountable for overall administration, MIS reporting and compliance and service quality at the branch Profile Graduation (regular) or PG in any discipline with 6 years of Experience in Banking operations & managing regulatory requirements Excellent Communication & Interpersonal Skills are must Team building and team management skills are the most valued traits

Job Description: You will be joining Coriolis Corp as a full-time HR & Admin professional located in Pune. Your role will involve implementing and managing HR policies, handling employee benefits and personnel administration, and ensuring compliance with company-wide HR initiatives. You will be responsible for overseeing HR management functions, coordinating with various departments, and streamlining administrative processes to support organizational objectives effectively. Key Responsibilities: - Implementing and managing HR policies - Handling employee benefits and personnel administration - Ensuring compliance with company-wide HR initiatives - Overseeing HR management functions - Coordin...

As an Assistant Manager - Surveillance and Investigation, your role involves handling day-to-day activities related to Surveillance & investigation of Equity, Equity F&O, and Currency Derivatives segments. Your responsibilities include ensuring data integrity, Regulatory compliance, timely submission of Regulatory reports, addressing ad hoc queries raised by Regulator and MIS. Your key responsibilities will include: - Analyzing and evaluating alerts from depositories, surveillance system, and scrips referred by SEBI. - Checking ad hoc MIS for senior management. - Computation of monthly penalties and resolving queries from members related to quarterly shareholding disclosure of securities. - ...

As a Quality Assurance & Quality Control Specialist, you will play a crucial role in maintaining the integrity and compliance of our products with company and regulatory standards. Your responsibilities will include: - Ensuring consistent adherence to quality standards and procedures at all production and testing stages. - Performing both routine and non-routine microbiological and analytical testing of raw materials, in-process samples, and finished products to ensure they meet specifications. - Maintaining accurate and compliant documentation for all testing, validation, and quality control activities following Good Laboratory Practices (GLP) and Good Manufacturing Practices (GMP). - Suppo...

Description We are seeking a skilled Logistic Operator to join our dynamic team in India. The ideal candidate will be responsible for overseeing logistics operations, ensuring efficient transportation, and maintaining inventory levels. Responsibilities Manage and coordinate logistics operations including transportation, warehousing, and inventory management. Ensure timely delivery of goods and maintain optimal inventory levels. Collaborate with suppliers, manufacturers, and customers to streamline processes and improve efficiency. Monitor logistics processes and identify areas for improvement. Prepare and maintain accurate shipping and receiving documentation. Skills and Qualifications 3-5 y...

Role Overview: As a Project Manager Civil for a full-time, on-site role located in Indore, you will be responsible for overseeing and coordinating civil engineering projects from inception to completion. Your daily tasks will include managing budgets, supervising infrastructure and construction work, creating project timelines, ensuring compliance with quality standards, and collaborating with teams to achieve project goals. Your role will require effective team leadership and stakeholder management skills. Key Responsibilities: - Manage budgets for civil engineering projects - Supervise infrastructure and construction work - Create project timelines and ensure adherence to schedules - Ensur...

Role Overview: As a Specialist Data Security Engineer at Amgen, you will play a vital role in covering Data Loss Prevention (DLP) and Cloud Access Security Broker (CASB) technologies. You will report to the Manager, Data Security and provide essential services to enable Amgen to pursue its mission of serving patients. Your responsibilities will include operating, managing, and improving DLP and CASB solutions, identifying emerging risks related to cloud technologies, advising management, developing technical remediations, and leading the development of processes and procedures for data security protection. Additionally, you will educate and evangelize security strategies to technologists and...

Role Overview: You will be working as a full-time Internal Auditor in a hybrid role at mySTAYINN. Your responsibilities will involve conducting financial and operational audits, preparing detailed audit reports, and assessing internal controls. Your daily tasks will include evaluating business processes, identifying areas for improvement, and ensuring compliance with regulatory standards. Collaboration with different teams to provide actionable recommendations and support the organization's financial monitoring will be a crucial part of your role. Key Responsibilities: - Conduct financial and operational audits - Prepare detailed audit reports - Assess internal controls - Evaluate business p...

Role Overview: As an Executive at Frazier & Deeter, you will work closely with senior executives, associate managers, and client contacts to execute audit procedures and deliver high-quality workpapers. Your role will involve planning and performing audit testing, documenting findings, and supporting the completion of client engagements in accordance with U.S. GAAP and firm methodology. You will contribute to helping clients maintain financial transparency, comply with evolving accounting standards, and strengthen internal controls. Additionally, you will provide insights on risk management, process improvements, and regulatory compliance. Key Responsibilities: - Execute audit procedures inc...

As the Chief Executive Officer (CEO) at LOXIM Pharmaceuticals (API & Intermediates), your role is crucial in leading the strategic growth of the company's API and Intermediates business. Your responsibilities include creating and executing the vision for the pharmaceutical division, driving global expansion, fostering innovation, establishing a strong team, and maintaining relationships with key stakeholders. It is essential to prioritize full regulatory compliance, safety of stakeholders, and the preservation of the company's values. Key Responsibilities: - Define and implement a long-term vision and growth strategy for the API & Intermediates business. - Drive expansion into regulated mark...

Role Overview: As the IPO Management Lead, you will be responsible for overseeing the entire IPO process from preparation to successful listing. This will involve working closely with various stakeholders such as investment bankers, legal advisors, auditors, and other parties involved in the IPO process. Your primary focus will be to ensure the timely completion of all IPO documentation, including drafting prospectuses, investor presentations, regulatory filings, and responses to regulatory inquiries. Key Responsibilities: - Lead and oversee the IPO process from preparation to successful listing - Ensure timely completion of all IPO documentation - Manage due diligence processes and coordina...

Role Overview: You will have the primary responsibility to lead and execute IT and Information Security Audits across India within various industries such as Telecom, Technology, Banking, Energy, Healthcare, etc. You should be capable of leading IT Audit engagements and developing professional relationships through interactions with clients and project MDs to ensure exceptional client service. Key Responsibilities: - Minimum 1.5 - 4 years of experience in IT SOX/ITGC, SOC1/SOC2, ITACs, IPEs, and Information Security Audits with a strong knowledge of IT infrastructure, preparation of Risk & Control Matrix, leading walkthroughs, and control testing. - Preferred knowledge of Emerging Technology...

As an ideal candidate for this role, you will be responsible for overseeing the efficient daily operations of the facility while ensuring compliance with all relevant laws and regulations. Your main duties will include: - Recruit, hire, train, and manage staff - Create work schedules and ensure adequate staffing levels - Oversee daily operations and implement policies to enhance efficiency - Monitor resource allocation to ensure smooth facility operations - Ensure compliance with all local, state, and federal laws and regulations, including HIPAA - Set short- and long-term goals for the facility - Evaluate opportunities for improvement and analyze data to enhance patient care and services - ...

As the Plant Lead for the Water Flosser product line, your role is critical in managing the end-to-end assembly line and production process. Your experience in D2C hardware manufacturing/assembly will be key in ensuring operational excellence and production team leadership. **Key Responsibilities:** - Lead daily plant operations, assembly, and packaging line to ensure smooth functioning. - Oversee production planning, workflow management, and resource allocation for efficient operations. - Ensure adherence to quality standards, product specifications, and safety protocols. - Drive continuous improvement initiatives focusing on productivity, efficiency, cost reduction, and workflow optimizati...

You will be responsible for managing and strengthening relationships with co-operative banks, financial institutions, and regulatory bodies. Your role will involve coordinating with NPCI for partnership opportunities, integration processes, and collaborations aligned with company objectives. Building and maintaining strong relationships with key stakeholders and acting as the primary liaison between the company and banking partners will be crucial for driving business growth. Your key responsibilities will include: - Coordinating with NPCI for partnership opportunities and integration processes - Building and maintaining relationships with co-operative banks and financial institutions - Acti...

As a Commodity Dealer, you will be responsible for executing buy/sell orders for commodity trades across MCX and other trading platforms. Your role will involve providing real-time market updates and trading support to clients, tracking commodity prices, and ensuring regulatory compliance in all trading activities. Strong analytical skills, market awareness, and effective client communication are essential for this role. Key Responsibilities: - Provide real-time market updates and trading support to clients. - Track commodity prices, market movements, and relevant financial news. - Maintain and develop strong client relationships through regular updates and communication. - Achieve daily and...

As a Legal Affairs Manager at Ameriprise Financial Services LLC, you will have an exciting opportunity to work in the General Counsel's Office (GCO) supporting the company's advisory products and services for retail customers. You will be a part of the Retail Investment Advice Legal team, working on cutting-edge products and services that form the core value proposition of the business. Your role will involve providing legal support on managed account offerings, including discretionary and non-discretionary accounts, as well as delivering goal-based advice in either Comprehensive Advice or Foundational Advice. Key Responsibilities: - Spot issues and apply federal securities laws affecting re...

As a Financial Analyst, your role involves preparing and analyzing financial statements to ensure compliance with accounting standards. You will oversee budgeting, forecasting, and financial planning processes. Conducting financial audits and ensuring accurate and timely financial reporting are crucial aspects of your responsibilities. Monitoring and managing cash flow, working capital, and financial risks will also be part of your duties. Key Responsibilities: - Prepare and analyze financial statements - Oversee budgeting, forecasting, and financial planning - Conduct financial audits - Monitor and manage cash flow, working capital, and financial risks - Ensure compliance with statutory and...

You will be responsible for general electronic communications and trading surveillance reviews, focusing on potential insider trading and market manipulation. This includes monitoring daily surveillance reports using exception reports and other tools, reviewing surveillance alerts, conducting analysis, and escalating findings as needed. Additionally, you will assist in the investigation and handling of the inadvertent receipt of material non-public information (MNPI). You will be required to interact with the business and compliance teams daily, providing advice and guidance on compliance matters. You will also assist with regulatory examinations, inquiries, investigations, and projects as n...

Site Maintenance: Oversee the day-to-day maintenance and operations of estate properties within the assigned circle, ensuring cleanliness, safety, and adherence to standards Vendor Management: Coordinate with external vendors and service providers for estate-related services, such as landscaping, security, and waste management Facility Inspections: Conduct regular inspections of estate properties to identify maintenance needs, safety hazards, and areas for improvement Tenant Relations: Interact with tenants, addressing their concerns, and facilitating effective communication between tenants and management Lease Management: Assist in managing lease agreements, including renewals, terminations...

As a Regulatory Affairs Manager for biologic products, your responsibilities will include: - Developing global regulatory strategies for biologic products throughout all development phases in the US, EU, and rest of the world, ensuring alignment with business objectives and regulatory requirements in different regions (FDA, EMA, emerging markets). - Preparing, reviewing, and managing high-quality regulatory submissions such as INDs/IMPDs, BLA/MAA, CTA, DSUR, Annual Reports, and post-approval changes (variations, amendments). - Engaging with global regulatory agencies to support product approvals and address inquiries, collaborating with R&D, Quality, Clinical, and national regulatory teams t...

Role Overview: As an HR professional in this full-time on-site role, you will be responsible for implementing and maintaining HR policies, managing employee benefits, overseeing personnel management, and supporting day-to-day HR operations. Your additional responsibilities will include developing and ensuring compliance with HR policies while fostering a positive and productive work environment. Key Responsibilities: - Implement and maintain HR policies - Manage employee benefits - Oversee personnel management - Support day-to-day HR operations - Develop and ensure compliance with HR policies - Foster a positive and productive work environment Qualifications Required: - Proficiency in Human ...