12304 Regulatory Compliance Jobs - Page 21

SECTION III: KEY RESPONSIBILITIES/ ACCOUNTABILITIES Strategic/ Managerial Responsibilities To lead a team of CMs; ensure building quality portfolio and manage delinquency. Understands the KPIs/goals and takes full accountability & ensure credit team members are in line with the same. To understand the management goals & align/ drive team towards the target. Core Responsibilities Ensure team exercises their credit delegation authority with all due diligence within the policy framework. Setting up & Monitoring processes related to policy/process & timely decision on all applications being processed. To ensure the team processes all loan applications within the defined turn-around time [TAT] ef...

As a Service Head, you will be responsible for managing the service department, handling customer service interactions, reports, and repairs. Your main duties will include providing excellent customer service, building strong customer relationships, and overseeing the service team. It is essential to maintain a good understanding of industry standards, company products, and services. Key Responsibilities: - Delegate and direct service tasks, monitor project progress, and manage team members to achieve objectives and sales goals. - Address customer complaints promptly and professionally to ensure customer satisfaction and loyalty. - Assist with administrative tasks such as managing invoices, ...

SECTION II: ROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. SECTION III: KEY RESPONSIBILITIES/ ACCOUNTABILITIES Strategic/ Managerial Responsibilities Guiding Business Units on Regulatory Compliance for transactions handled by the Bank covering Credit regulations. Core Responsibilities Guidance & Advisory Provides guidance and support to business teams on their queries pertaining to Credit (Wholesale and Retail) regulations/guidelines issued by RBI Liaising with RBI for seeking clarification Product & Process Note Review Review of Product and...

As a Client Support Tier 2 - Sr Professional- I at Fiserv, you will lead a high-performing team responsible for managing transaction disputes, clearing & settlement processes, and customer service requests. This role is perfect for someone with a robust operational background in fintech or digital banking who is ready to take on leadership responsibilities. You will ensure regulatory compliance, drive process optimization, and foster a culture of accountability and continuous improvement. Responsibilities: - Supervise the end-to-end resolution of transaction disputes across digital channels (UPI, IMPS, cards, wallets). - Oversee daily clearing and settlement operations for real-time and sche...

Role Summary The role holder will be responsible for handling Regulatory Compliance in respect of third-party products (insurance, mutual fund etc.) distribution business of the Bank. Key Responsibilities/ Accountabilities Strategic/ Managerial Responsibilities Handling Regulatory Compliance for the Bank covering various regulations of SEBI, IRDA, AMFI etc. Core Responsibilities Handling Compliance with above mentioned regulations pertaining to Mutual Fund & Insurance Distribution Business of the Bank. Circulating action points arising out of regulatory circulars/notifications/communications and pro-active follow up with the stakeholders ensuring timely implementation of the same. Reviewing ...

Role Overview: As a Tendering Engineer in Electrical Projects at HL Agro Products Pvt. Ltd., you will play a crucial role in preparing cost-effective quotations, evaluating project requirements, and coordinating procurement for electrical engineering projects. Your primary responsibility will involve closely working with the team to ensure accurate documentation and efficient communication with clients and stakeholders to support bidding processes and successful project delivery. Key Responsibilities: - Prepare cost-effective quotations for electrical engineering projects - Evaluate project requirements and coordinate procurement activities - Ensure accurate documentation and efficient commu...

As a Vice President P & L Management at our company in Ahmedabad, you will be responsible for overseeing and managing all aspects of facility management services across multiple sites. Your role will involve strategic planning, service delivery, budgeting, team leadership, client relationship management, compliance, and driving operational excellence. **Key Responsibilities:** - **P&L and Business Leadership** - Lead overall business performance for the Gujarat region, with full accountability for revenue, profitability, and cost control. - Develop and execute region-specific strategies aligned with organizational growth targets. - **Client Retention & Account Farming** - Ensure strong relat...

As a Legal & Contract Manager for Biologics & CRO, your role will involve supporting global contract management for clinical research organizations (CROs) and pharmaceutical/biologics programs. You will be responsible for drafting, reviewing, and negotiating a variety of agreements within regulated environments. Collaboration with legal, clinical, procurement, and business development teams will be essential in this role. Key Responsibilities: - Draft, review, and negotiate agreements such as Clinical Trial Agreements (CTAs), Confidentiality Disclosure Agreements (CDAs), Master Service Agreements (MSAs), Statements of Work (SOWs), Licensing, Consulting & Collaboration Agreement. - Ensure com...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role The Enterprise Risk Management and Risk Oversight (ERMRO) organization within Global Risk and Compliance (GRC) is responsi...

As a Clinical Research Coordinator, your role involves coordinating study activities and timelines, scheduling participant visits, and ensuring compliance with regulatory requirements. You will be responsible for coordinating study procedures such as laboratory tests and imaging studies. Key Responsibilities: - Support data analysis of research data, including statistical analysis and interpretation of study findings. - Assist in preparing study-related documentation such as research protocols, informed consent forms, and regulatory submissions. - Aid in the preparation of study reports, abstracts, and manuscripts for publication. - Ensure compliance with Good Clinical Practice (GCP) guideli...

Role Overview: You are required to be a highly skilled and motivated Production Officer with experience in API (Active Pharmaceutical Ingredient) manufacturing. Your role will involve overseeing and managing day-to-day production activities in the API manufacturing unit, ensuring compliance with SOPs and GMP, monitoring production schedules, troubleshooting production-related issues, and coordinating with quality control and quality assurance teams to maintain product quality and regulatory compliance. Additionally, you will be responsible for maintaining accurate production records, ensuring adherence to safety and environmental regulations, implementing process improvements, and training a...

As an Investor Relations Manager in Chandigarh, your role will involve serving as the primary point of contact for current and prospective investors. You will be responsible for transparent communication, fostering strong relationships, and managing the end-to-end investor lifecycle. Your key responsibilities will include: - Leading fundraising efforts by identifying, engaging, and nurturing relationships with prospective investors such as PE Fund Houses, FOF, Institutional, and family offices to raise capital for the private equity fund. - Developing strategies to deepen engagement with existing investors, ensuring high levels of satisfaction and retention. - Implementing a comprehensive in...

You will be responsible for providing medical care to patients at Vadamalayan Hospitals in Dindigul. Your key responsibilities will include: - Diagnosing and treating patients based on their medical conditions - Performing medical procedures and surgeries as required - Prescribing medications and following up with patients to monitor their progress To qualify for this role, you must have: - A minimum of 5 years of experience in a similar medical setting - A valid medical license to practice in Dindigul - Strong communication and interpersonal skills to interact effectively with patients and colleagues For more information about Vadamalayan Hospitals, please visit our website or contact us vi...

Summary Position Summary Regulatory, Risk & Forensic Our Regulatory, Risk & Forensic team supports client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform organizations. Leverage advanced data, AI, and emerging technologies with deep domain and industry insights to help bring clarity from complexity and accelerate the path to value creation. Position Summary Level: Manager As an experienced Consultant at Deloitte Consulting Services, you will be responsible for individually delivering high quality work products within due timelines. Need-basis you will be mentoring and/or directing junior team members/l...

You will play a pivotal role in enhancing employee skills, knowledge & performance through effective training initiatives, thereby contributing to the organization's success and growth. - Identify training needs through assessments and consultations with stakeholders further develop a comprehensive training strategy aligned with organizational goals and employee development needs. - Design & Deliver training programs, which includes content & data management. - Monitor & evaluate the effectiveness of training programs through feedback, assessments, and key performance indicators (KPIs). Use evaluation results to continuously improve training content, methods and delivery. - Work closely with...

Role Overview: You will be supporting the technology and data governance function of the Financial Crimes program at FIS. Your main responsibility will be to help establish a strong tech and data governance culture and support various system implementations across Global Financial Crimes Compliance. Key Responsibilities: - Design, evolve, and scale the data governance framework, including processes, policies, and technology - Write documentation such as data governance workflows, standards, guidelines, and operating procedures - Implement and maintain data governance policies and procedures to ensure regulatory compliance - Develop and optimize complex SQL queries for data extraction and ana...

Description An Indian subsidiary of Amazon.com, (a US based MNC) in the ecommerce business, has an exciting opening for a smart, young candidates for the role of Associate Corporate Counsel, with 3-5 years of post-qualification experience to provide legal advisory and contract management support to various businesses of Amazon in India. The position is based in Bangalore and is for a fixed term of 3 years. The ACC will report to a Corporate Counsel / Senior Corporate Counsel position based in Bangalore. The Attorney will partner with the legal team and their business operations clients to achieve operational excellence, advise on a range of issues to ensure compliance with local regulations,...

Essential Services : Role & Location fungibility At ICICI Bank, we believe in serving our customers beyond our role definition, product boundaries, and domain limitations through our philosophy of customer 360-degree. In essence, this captures our belief in serving the entire banking needs of our customers as One Bank, One Team . To achieve this, employees at ICICI Bank are expected to be role and location-fungible with the understanding that Banking is an essential service . The role descriptions give you an overview of the responsibilities, it is only directional and guiding in nature. About the role As a Technical Officer/Manager, you are entrusted with the vital responsibility of making ...

Skills: Experience in Healthcare domain, contract management, legal operations, or HCP/HCO engagement within healthcare, life sciences, or consulting Strong understanding of compliance and regulatory frameworks related to HCP/HCO contracting (e.g., Sunshine Act, Anti-Kickback Statute) Demonstrated ability to manage high volumes of contracts with precision and attention to detail. Experience with standard contract templates, redlining processes, and amendment management Familiarity with contract lifecycle management systems or similar tools (e.g., Icertis, Conga, Veeva, SAP Ariba, Salesforce, DocuSign). Strong written and verbal communication skills with the ability to interact professionally...

Position: Business Development Executive Location: Karvenagar, Pune (WFO) Domain: Financial Services(Wealth Management) Key Responsibilities: 1. Client Relationship Management & Service Service Existing Investors: Proactively engage with the existing client base to understand their evolving financial needs, conduct regular portfolio reviews, and ensure a high level of client satisfaction. High Client Serving Mindset: Act as a trusted advisor, providing prompt, accurate, and insightful responses to client queries and transactional needs. Deepening Relationships: Identify opportunities to increase the client's wallet share by offering relevant solutions and converting them into comprehensive w...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with SOX testing experience.Conduct testing tasks within Agile models and integration processes and manage development sprints. What are we looking for? Ability to perform under pressureAdaptable and flexibleCommitment to qualityStrong analytical skillsWritten and verbal communication Roles and Responsibilities...

Plan, coordinate the preparation of BIS & other regulatory documentation Ensure compliance with Indian certification & customs requirements for projects Expe in certification, compliance or technical documentation, Required Candidate profile preferably from industrial equipment, manufacturing or EPC projects Excellent communication and interpersonal skills Good into Indian Standard , European or international standards

Handle end-to-end legal process for startup investments, draft and review agreements, ensure compliance with Companies Act, FEMA, SEBI & RBI, and manage legal documentation. Qualification: LLB (Graduate in Law).

About the Role: Join a dynamic team at the forefront of digital transformation in healthcare. The Sr Associate of Cross-Channel Engagement Operations is responsible for the execution, governance, and optimization of content marketing processes. This role ensures that content operations are efficient, scalable, and aligned with business objectives. The Sr Associate will oversee workflows, resource planning, content deployment, and performance tracking to drive continuous improvements. Key Responsibilities: Contributing to Strategic Initiatives: Content Operations Management: Oversee end-to-end content workflow from intake to deployment, ensuring streamlined processes, data flow management, an...

Job Description of Compliance Officer A Compliance Management Officer is responsible for ensuring that a company or organization adheres to all relevant laws, regulations, and internal policies. They monitor compliance with legal and regulatory requirements and develop and implement policies and procedures to prevent violations. Compliance Officer Responsibilities include: Developing and implementing compliance policies and procedures: The Compliance Management Officer designs and implements policies, procedures, and standards to ensure compliance with relevant laws, regulations, and internal policies. Conducting compliance risk assessments: The Compliance Officer evaluates potential risks a...