Risk Management-Stock Broker

As a Stock Broker specializing in Risk Management & Regulatory Compliance, your role will involve managing and mitigating risks associated with stock trading and investment portfolios. You will be responsible for monitoring market conditions and economic trends to assess potential risks to investments. Your expertise will be crucial in ensuring compliance with regulatory standards such as SEC, FINRA, and MiFID II. Additionally, you will advise clients on risk-reducing strategies and compliance requirements, prepare and submit necessary regulatory reports, and maintain up-to-date knowledge of industry regulations and market trends. Collaboration with internal teams to develop risk management strategies and optimize portfolio performance will also be a key aspect of your role. Key Responsibilities: - Manage and mitigate risks associated with stock trading and investment portfolios. - Monitor market conditions and economic trends to assess potential risks to investments. - Ensure compliance with regulatory standards (e.g., SEC, FINRA, MiFID II). - Advise clients on risk-reducing strategies and compliance requirements. - Prepare and submit necessary regulatory reports. - Maintain up-to-date knowledge of industry regulations and market trends. - Collaborate with internal teams to develop risk management strategies and optimize portfolio performance. Qualifications Required: - 2+ years of experience in stock trading, risk management, or regulatory compliance. - Strong knowledge of financial markets, risk assessment techniques, and compliance regulations. - Excellent communication and analytical skills. - Ability to work under pressure in a fast-paced environment. Please note that this is a full-time position with a day shift schedule and requires in-person work at the specified location. As a Stock Broker specializing in Risk Management & Regulatory Compliance, your role will involve managing and mitigating risks associated with stock trading and investment portfolios. You will be responsible for monitoring market conditions and economic trends to assess potential risks to investments. Your expertise will be crucial in ensuring compliance with regulatory standards such as SEC, FINRA, and MiFID II. Additionally, you will advise clients on risk-reducing strategies and compliance requirements, prepare and submit necessary regulatory reports, and maintain up-to-date knowledge of industry regulations and market trends. Collaboration with internal teams to develop risk management strategies and optimize portfolio performance will also be a key aspect of your role. Key Responsibilities: - Manage and mitigate risks associated with stock trading and investment portfolios. - Monitor market conditions and economic trends to assess potential risks to investments. - Ensure compliance with regulatory standards (e.g., SEC, FINRA, MiFID II). - Advise clients on risk-reducing strategies and compliance requirements. - Prepare and submit necessary regulatory reports. - Maintain up-to-date knowledge of industry regulations and market trends. - Collaborate with internal teams to develop risk management strategies and optimize portfolio performance. Qualifications Required: - 2+ years of experience in stock trading, risk management, or regulatory compliance. - Strong knowledge of financial markets, risk assessment techniques, and compliance regulations. - Excellent communication and analytical skills. - Ability to work under pressure in a fast-paced environment. Please note that this is a full-time position with a day shift schedule and requires in-person work at the specified location.