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Description
Analyst, Compliance - Compliance - Mumbai PineBridge Investments is a private, global asset manager focused on active, high conviction investing. We draw on the collective power of our experts in each discipline, market, and region of the world through an open culture of collaboration designed to identify the best ideas. Our mission is to exceed clients’ expectations on every level, every day. As of 31 March 2025, the firm managed US$188.9 billion across global asset classes for sophisticated investors around the world. The role will be based in Mumbai with the expectation of a hybrid work model. PineBridge Investments is seeking an Analyst, Compliance. Primary Responsibilities: Managing the monitoring, administration, and completion of regulatory filings across the globe. Assisting in the preparation and filing of periodic regulatory reports, including daily filings. Analyze new and existing global regulatory reporting requirements and figure out how to create a process and source content for the reporting. Overseeing the maintenance, monitoring, and administration of the firm’s Code of Ethics, including the use of the StarCompliance system for monitoring employee’s personal securities transactions, gifts and entertainment reporting and various other disclosures. Coordinating the StarCompliance system across global compliance teams and responding to employee questions concerning the Code of Ethics. Monitoring controls related to fraud, market abuse, and managing of conflicts of interest. Assisting with administration of the overall compliance program, including management data reporting, and completing special projects and ad hoc assignments. Qualifications: Bachelor’s degree from an accredited institution . Minimum 1-2 years of relevant work experience in financial services industry. Must be familiar compliance obligations/requirements of a registered investment adviser, bank asset management department, hedge fund or other financial institution. Experience with Code of Ethics monitoring system is a plus. Detail oriented. Strong ability to interact effectively with peers, both locally and globally. Excellent communication and interpersonal skills. Proficient in Microsoft Excel (creating spreadsheets, tables, analyzing data, pivot tables, formulas, functions). Proficient in Microsoft PowerPoint and WORD. Ability to take on projects from inception through completion and meet deadlines. Desire to work as part of a dynamic team at a growing institution, with the potential opportunity to take on a more expansive role over time. Engage in a hybrid workplace model (mixing in-office and remote work). Flexibility in working hours (if coverage is needed in another region while an employee is out of the office). About PineBridge PineBridge is proud of our award-winning culture, which reflects our commitment to empowering employees and fostering a collaborative work environment. For five consecutive years (2020-2024), PineBridge has been named a ‘Best Place to Work in Money Management’ by Pensions & Investments , a leading industry designation which recognizes the best employers in the asset management industry by evaluating employer benefits, policies, and responses to an employee survey. In 2023, PineBridge received Hong Kong Institute for HR Management Elite awards for ‘Best Workplace’ and ‘Learning & Development’. Alongside this, PineBridge was recognized as a finalist at the 100 Women in Finance’s APAC Industry Diversity, Equity & Inclusion Award. Our benefits: We offer a wide range of family friendly benefits including comprehensive healthcare, back-up childcare program to support working parents and flexible work arrangements so you can be there for the people you care about. We also provide a competitive retirement plan and tuition reimbursement. Furthermore, we have a robust list of professional development opportunities with the goal of engaging, retaining, and developing our talent. Our values: We value our clients, investment excellence, collaboration with our distributed team members, empowerment, and independence as we honor our heritage and our roots. PineBridge is proud to be an Equal Opportunity Employer committed to diversifying its workforce, providing equal employment opportunity for all qualified persons and maintaining an environment free from all forms of harassment and discrimination for its employees. PineBridge is dedicated to recruiting, hiring, training and promoting into all job levels the most qualified applicants without regard to actual or perceived age, race, creed, color, religion, national origin, ancestry, height, weight, sex, gender (including gender identity), disability, pregnancy, marital status, domestic partner status, sexual orientation, AIDS/HIV status, military status, alienage or citizenship status, genetic information, domestic violence victim status or any other basis protected by applicable federal, state or local laws. At PineBridge, we strive to create an inclusive environment that attracts, retains, and develops the best global talent, leveraging the unique backgrounds, talents, and perspectives that all our people bring to work. Show more Show less
