Analyst, Compliance - Compliance - Mumbai PineBridge Investments is a private, global asset manager focused on active, high conviction investing. We draw on the collective power of our experts in each discipline, market, and region of the world through an open culture of collaboration designed to identify the best ideas. Our mission is to exceed clients’ expectations on every level, every day. As of 31 March 2025, the firm managed US$188.9 billion across global asset classes for sophisticated investors around the world. The role will be based in Mumbai with the expectation of a hybrid work model. PineBridge Investments is seeking an Analyst, Compliance. Primary Responsibilities: Managing the monitoring, administration, and completion of regulatory filings across the globe.Assisting in the preparation and filing of periodic regulatory reports, including daily filings.Analyze new and existing global regulatory reporting requirements and figure out how to create a process and source content for the reporting.Overseeing the maintenance, monitoring, and administration of the firm’s Code of Ethics, including the use of the StarCompliance system for monitoring employee’s personal securities transactions, gifts and entertainment reporting and various other disclosures.Coordinating the StarCompliance system across global compliance teams and responding to employee questions concerning the Code of Ethics.Monitoring controls related to fraud, market abuse, and managing of conflicts of interest.Assisting with administration of the overall compliance program, including management data reporting, and completing special projects and ad hoc assignments. Qualifications: Bachelor’s degree from an accredited institution .Minimum 1-2 years of relevant work experience in financial services industry.Must be familiar compliance obligations/requirements of a registered investment adviser, bank asset management department, hedge fund or other financial institution.Experience with Code of Ethics monitoring system is a plus.Detail oriented.Strong ability to interact effectively with peers, both locally and globally.Excellent communication and interpersonal skills.Proficient in Microsoft Excel (creating spreadsheets, tables, analyzing data, pivot tables, formulas, functions).Proficient in Microsoft PowerPoint and WORD.Ability to take on projects from inception through completion and meet deadlines.Desire to work as part of a dynamic team at a growing institution, with the potential opportunity to take on a more expansive role over time.Engage in a hybrid workplace model (mixing in-office and remote work).Flexibility in working hours (if coverage is needed in another region while an employee is out of the office). About PineBridge PineBridge is proud of our award-winning culture, which reflects our commitment to empowering employees and fostering a collaborative work environment. For five consecutive years (2020-2024), PineBridge has been named a ‘Best Place to Work in Money Management’ by Pensions & Investments, a leading industry designation which recognizes the best employers in the asset management industry by evaluating employer benefits, policies, and responses to an employee survey. In 2023, PineBridge received Hong Kong Institute for HR Management Elite awards for ‘Best Workplace’ and ‘Learning & Development’. Alongside this, PineBridge was recognized as a finalist at the 100 Women in Finance’s APAC Industry Diversity, Equity & Inclusion Award. Our benefits: We offer a wide range of family friendly benefits including comprehensive healthcare, back-up childcare program to support working parents and flexible work arrangements so you can be there for the people you care about. We also provide a competitive retirement plan and tuition reimbursement. Furthermore, we have a robust list of professional development opportunities with the goal of engaging, retaining, and developing our talent. Our values: We value our clients, investment excellence, collaboration with our distributed team members, empowerment, and independence as we honor our heritage and our roots. PineBridge is proud to be an Equal Opportunity Employer committed to diversifying its workforce, providing equal employment opportunity for all qualified persons and maintaining an environment free from all forms of harassment and discrimination for its employees. PineBridge is dedicated to recruiting, hiring, training and promoting into all job levels the most qualified applicants without regard to actual or perceived age, race, creed, color, religion, national origin, ancestry, height, weight, sex, gender (including gender identity), disability, pregnancy, marital status, domestic partner status, sexual orientation, AIDS/HIV status, military status, alienage or citizenship status, genetic information, domestic violence victim status or any other basis protected by applicable federal, state or local laws. At PineBridge, we strive to create an inclusive environment that attracts, retains, and develops the best global talent, leveraging the unique backgrounds, talents, and perspectives that all our people bring to work.
PineBridge is seeking an Investment Operations Analyst/Senior Analyst to join our Middle Office group in Mumbai, supporting Fixed Income, Equity and Multi Asset Teams. Primary Responsibilities include: Hands-on management of the daily activities of the Investment Operations team in India, which includes: Put together daily/weekly/monthly client reports such as Trade Blotters, Open FX Forward and Holdings reports. Handle broker collateral calls for FX Forward Positions. Handle daily cash flows posting in BBG system. Review PineBridge UCITS Fund Fact Sheets. Handle ad hoc queries from custodian, brokers and within PineBridge. Review on a weekly basis Pricing Reports from State Street to ensure accuracy. Resolve all queries sent to the Middle Office with a sense of urgency no matter how small the request. Constant procedure review – ensuring PineBridge Middle Office operations is consistently performing in the most efficient way Publish daily cash projections reports to the Investment Team Direct oversight of outsourced Middle Office service provider (State Street IMS) which includes trade settlements, reconciliations and corporate actions. Serve as an escalation point for any issues that arise from various PineBridge Internal Teams, clients and brokers; working in partnership with all groups to come to a quick resolution and limit client exposure to operational problems. Develop and maintain a strong working partnership with all internal support functions, globally: mainly offices in Hong Kong, London, Japan and New York, on operational matters and all other counterparts. Perform special projects and analysis as requested by management. Qualifications Desired Skills and Experience: Hold a Bachelor’s Degree in Finance, Management, Business Administration or related degree. MBA candidates preferred Has 3-5 years of Asset Management experience, specifically; middle office functions with a strong understanding of the entire end-to-end process Strong attention to detail and problem-solving skills Ability to learn independently and work in a team environment Strong interpersonal skills with the ability to interact with all levels of staff and Senior Management Outstanding analytical skills with the ability to understand business functions and processes quickly Ability to be hands-on, flexible, follow tight deadlines, organize and prioritize work and deliver results quickly Exceptional written and verbal communication, global collaboration and negotiation skills; fluent in English High level of proficiency with Microsoft Excel, Access, and PowerPoint, Bloomberg, Query based reporting and data visualizations tools Show more Show less
Main Responsibilities Independently identify, assess, measure, supervise, mitigate and report on investment risk (market, credit, liquidity and counterparty risk) as it relates to the funds and where issues arise bring to the attention of portfolio managers, first line risk managers and risk committees. Provide ongoing (daily / monthly / quarterly) risk monitoring and reporting on the full suite of funds for the Asia region. Prepare periodic reporting to global, regional and local risk committees on investment risk. Ensure the requirements of the region are met, by the ongoing improvement of analysis and reporting and tools used across the risk function. Provide support to the risk management framework, policies and procedures across the Asia region. Help ensure that the various elements of the risk management framework are embedded in the organisation and operating efficiently across the region. Maintain effective working relationships with internal and external stakeholders, PineBridge Asia Executive team, Portfolio Managers and regional risk and compliance teams. Stay ahead of external regulatory bodies and assess any potential impact and provide support in ensuring that the investment risk is aligned with the regulatory curve for the region. Proactively investigate risk events including deep dives to identify issues arising. Incident and breach reporting with escalation procedures in place to the Group and other relevant Stakeholders and Committees. Qualifications Minimum 7 to 10 years meaningful experience in investment risk management at an investment management firm and previous experience in a regulated role is required. A self-starter, with the ability to take ownership and to support the risk strategy for the region and work independently with autonomy. Excellent interpersonal skills with the ability to work in a global business and build positive relationships across different locations. Excellent understanding of data reconciliation and related experience working with various risk systems (BlackRock Aladdin, FactSet or Bloomberg etc.). Candidate should demonstrate that s/he is familiar with one or more of risk systems (e.g., BlackRock Aladdin, FactSet and Bloomberg). Proven experience in using Marco VBA to automate the risk monitoring tasks. Detailed understanding of various risk measures such as Stress Testing, VaR and TE. Especially in setup Stress Testing parameters within different risk systems and to manually calculate VaR & TE. Strong understanding of financial derivatives products e.g. TRS, CDS and FX Fwd including the Fair Value and Risk Measures. Experience in Python for the running return attribution analysis. Proficiency in technical skills, such as Python, along with a strong working knowledge of risk management metrics like VaR, is mandatory. Experience in interpreting regulatory risk requirements. Regulatory knowledge of various regulators in terms of risk requirements i.e. Securities and Futures Commission (SFC), Monetary Authority of Singapore and Financial Supervisory Commission is desirable. Master’s degree in Mathematics, Financial Engineering or a similar quantitative field. Show more Show less
Performance & Data Analyst, Investment Operations - Mumbai PineBridge Investments is a private, global asset manager focused on active, high conviction investing. We draw on the collective power of our experts in each discipline, market, and region of the world through an open culture of collaboration designed to identify the best ideas. Our mission is to exceed clients’ expectations on every level, every day. As of 31 December 2024, the firm managed US$190.3 billion across global asset classes for sophisticated investors around the world. The role will be based in Mumbai with the expectation of a hybrid work model. Primary Responsibilities: Prepare performance analysis reports for institutional clients, pension fund sponsors and investment managers globally across multiple asset classes. Perform analysis of the portfolios to explain the portfolios’ return attribution and characteristics. Prepare daily, weekly, monthly, and quarterly reports using the information from various applications / teams to deliver accurate client reports within prescribed deadlines ensuring that all internal controls are met. Provide responses to requests for performance data from internal or external clients, and/or management. Maintain composites records in accordance with Global Investment Performance Standard (GIPS®); and work to support the Firm’s annual external verification. Support various projects, including automation / standardization efforts and the evolution of client deliverables. Strong proficiency in Excel is must. Coding and development knowledge using VBA Macros is a must. Ability to programmatically manipulate worksheet using VBA coding. Strong knowledge of VLOOKUP, Pivot tables, INDEX, COUNTIF, SUMIF, power query, Pivot etc. also coding and development knowledge using VBA Macros is a must. Qualifications: 3-5 years relevant experience in Performance and Quantitative Analysis field gained within asset management or fund house. Degree holder in finance/statistics/computer studies or related disciplines, with professional qualification such as CFA or CIPM or other similar qualification is a plus. Team player, detail-minded, strong communication skills, highly organized and proactive. Able to work in a team and/or independent scenario. Conversant with common financial information systems such as Port+, FactSet, Wilshire IQ and Aladdin About PineBridge PineBridge is proud of our award-winning culture, which reflects our commitment to empowering employees and fostering a collaborative work environment. For five consecutive years (2020-2024), PineBridge has been named a ‘Best Place to Work in Money Management’ by Pensions & Investments , a leading industry designation which recognizes the best employers in the asset management industry by evaluating employer benefits, policies, and responses to an employee survey. In 2023, PineBridge received Hong Kong Institute for HR Management Elite awards for ‘Best Workplace’ and ‘Learning & Development’. Alongside this, PineBridge was recognized as a finalist at the 100 Women in Finance’s APAC Industry Diversity, Equity & Inclusion Award. Our benefits: We offer a wide range of family friendly benefits including comprehensive healthcare, back-up childcare program to support working parents and flexible work arrangements so you can be there for the people you care about. We also provide a competitive retirement plan and tuition reimbursement. Furthermore, we have a robust list of professional development opportunities with the goal of engaging, retaining, and developing our talent. Our values: We value our clients, investment excellence, collaboration with our distributed team members, empowerment, and independence as we honor our heritage and our roots. PineBridge is proud to be an Equal Opportunity Employer committed to diversifying its workforce, providing equal employment opportunity for all qualified persons and maintaining an environment free from all forms of harassment and discrimination for its employees. PineBridge is dedicated to recruiting, hiring, training and promoting into all job levels the most qualified applicants without regard to actual or perceived age, race, creed, color, religion, national origin, ancestry, height, weight, sex, gender (including gender identity), disability, pregnancy, marital status, domestic partner status, sexual orientation, AIDS/HIV status, military status, alienage or citizenship status, genetic information, domestic violence victim status or any other basis protected by applicable federal, state or local laws. At PineBridge, we strive to create an inclusive environment that attracts, retains, and develops the best global talent, leveraging the unique backgrounds, talents, and perspectives that all our people bring to work. Show more Show less
Analyst, Compliance - Compliance - Mumbai PineBridge Investments is a private, global asset manager focused on active, high conviction investing. We draw on the collective power of our experts in each discipline, market, and region of the world through an open culture of collaboration designed to identify the best ideas. Our mission is to exceed clients’ expectations on every level, every day. As of 31 March 2025, the firm managed US$188.9 billion across global asset classes for sophisticated investors around the world. The role will be based in Mumbai with the expectation of a hybrid work model. PineBridge Investments is seeking an Analyst, Compliance. Primary Responsibilities: Managing the monitoring, administration, and completion of regulatory filings across the globe. Assisting in the preparation and filing of periodic regulatory reports, including daily filings. Analyze new and existing global regulatory reporting requirements and figure out how to create a process and source content for the reporting. Overseeing the maintenance, monitoring, and administration of the firm’s Code of Ethics, including the use of the StarCompliance system for monitoring employee’s personal securities transactions, gifts and entertainment reporting and various other disclosures. Coordinating the StarCompliance system across global compliance teams and responding to employee questions concerning the Code of Ethics. Monitoring controls related to fraud, market abuse, and managing of conflicts of interest. Assisting with administration of the overall compliance program, including management data reporting, and completing special projects and ad hoc assignments. Qualifications: Bachelor’s degree from an accredited institution . Minimum 1-2 years of relevant work experience in financial services industry. Must be familiar compliance obligations/requirements of a registered investment adviser, bank asset management department, hedge fund or other financial institution. Experience with Code of Ethics monitoring system is a plus. Detail oriented. Strong ability to interact effectively with peers, both locally and globally. Excellent communication and interpersonal skills. Proficient in Microsoft Excel (creating spreadsheets, tables, analyzing data, pivot tables, formulas, functions). Proficient in Microsoft PowerPoint and WORD. Ability to take on projects from inception through completion and meet deadlines. Desire to work as part of a dynamic team at a growing institution, with the potential opportunity to take on a more expansive role over time. Engage in a hybrid workplace model (mixing in-office and remote work). Flexibility in working hours (if coverage is needed in another region while an employee is out of the office). About PineBridge PineBridge is proud of our award-winning culture, which reflects our commitment to empowering employees and fostering a collaborative work environment. For five consecutive years (2020-2024), PineBridge has been named a ‘Best Place to Work in Money Management’ by Pensions & Investments , a leading industry designation which recognizes the best employers in the asset management industry by evaluating employer benefits, policies, and responses to an employee survey. In 2023, PineBridge received Hong Kong Institute for HR Management Elite awards for ‘Best Workplace’ and ‘Learning & Development’. Alongside this, PineBridge was recognized as a finalist at the 100 Women in Finance’s APAC Industry Diversity, Equity & Inclusion Award. Our benefits: We offer a wide range of family friendly benefits including comprehensive healthcare, back-up childcare program to support working parents and flexible work arrangements so you can be there for the people you care about. We also provide a competitive retirement plan and tuition reimbursement. Furthermore, we have a robust list of professional development opportunities with the goal of engaging, retaining, and developing our talent. Our values: We value our clients, investment excellence, collaboration with our distributed team members, empowerment, and independence as we honor our heritage and our roots. PineBridge is proud to be an Equal Opportunity Employer committed to diversifying its workforce, providing equal employment opportunity for all qualified persons and maintaining an environment free from all forms of harassment and discrimination for its employees. PineBridge is dedicated to recruiting, hiring, training and promoting into all job levels the most qualified applicants without regard to actual or perceived age, race, creed, color, religion, national origin, ancestry, height, weight, sex, gender (including gender identity), disability, pregnancy, marital status, domestic partner status, sexual orientation, AIDS/HIV status, military status, alienage or citizenship status, genetic information, domestic violence victim status or any other basis protected by applicable federal, state or local laws. At PineBridge, we strive to create an inclusive environment that attracts, retains, and develops the best global talent, leveraging the unique backgrounds, talents, and perspectives that all our people bring to work. Show more Show less
Multi-Asset Associate, Multi-Asset - Mumbai PineBridge Investments is a private, global asset manager focused on active, high conviction investing. We draw on the collective power of our experts in each discipline, market, and region of the world through an open culture of collaboration designed to identify the best ideas. Our mission is to exceed clients’ expectations on every level, every day. As of 31 March 2025, the firm managed US$188.9 billion across global asset classes for sophisticated investors around the world. PineBridge Investments is seeking a Multi-Asset Associate. The role will be based in Mumbai with the expectation of a hybrid work model supporting New York Working hours. Primary Responsibilities: An active member of Global Multi Asset Team focusing on day-to-day portfolio implementation Supporting Portfolio Manager to generate trade orders based on Team’s investment decision Generating analytical reports assisting Portfolio Manager to monitor portfolio positioning, performance, risk exposure Developing of analytic tools to improve current investment procedures Review client reports to ensure the accuracy Ad hoc analytical work to support the team Qualifications: Bachelor’s degree in analytical field such as Mathematics, Statistics, Computer Science, or Engineering 2-5 years of working experience in investment, risk management, or coding. Strong programming/database skills e.g. Python, Excel VBA, or R. Strong quantitative and analytical skills to deal with sophisticated data and derive analytics Intellectual curiosity and passion for finance, markets and multi-asset investment Detail oriented and able to multi-task Work with team and also be an individual contributor Strong verbal and written communication skills Excellent interpersonal skills Experience in data visualization tool like Power BI is a plus but not required Completed or working towards CFA, FRM preferred About PineBridge PineBridge is proud of our award-winning culture, which reflects our commitment to empowering employees and fostering a collaborative work environment. For five consecutive years (2020-2024), PineBridge has been named a ‘Best Place to Work in Money Management’ by Pensions & Investments, a leading industry designation which recognizes the best employers in the asset management industry by evaluating employer benefits, policies, and responses to an employee survey. In 2023, PineBridge received Hong Kong Institute for HR Management Elite awards for ‘Best Workplace’ and ‘Learning & Development’. Alongside this, PineBridge was recognized as a finalist at the 100 Women in Finance’s APAC Industry Diversity, Equity & Inclusion Award. Our benefits: We offer a wide range of family friendly benefits including comprehensive healthcare, back- up childcare program to support working parents and flexible work arrangements so you can be there for the people you care about. We also provide a competitive retirement plan and tuition reimbursement. Furthermore, we have a robust list of professional development opportunities with the goal of engaging, retaining, and developing our talent. Our values: We value our clients, investment excellence, collaboration with our distributed team members, empowerment, and independence as we honor our heritage and our roots. PineBridge is proud to be an Equal Opportunity Employer committed to diversifying its workforce, providing equal employment opportunity for all qualified persons and maintaining an environment free from all forms of harassment and discrimination for its employees. PineBridge is dedicated to recruiting, hiring, training and promoting into all job levels the most qualified applicants without regard to actual or perceived age, race, creed, color, religion, national origin, ancestry, height, weight, sex, gender (including gender identity), disability, pregnancy, marital status, domestic partner status, sexual orientation, AIDS/HIV status, military status, alienage or citizenship status, genetic information, domestic violence victim status or any other basis protected by applicable federal, state or local laws. At PineBridge, we strive to create an inclusive environment that attracts, retains, and develops the best global talent, leveraging the unique backgrounds, talents, and perspectives that all our people bring to work.
Main Responsibilities The compliance analyst will be responsible for: Working with the Senior Compliance Manager to facilitate onboarding and training of new team members locally for respective Center of Expertise (CoEs). Working with the Assessment and Testing team to identify and develop testing protocols for all aspects of the Global Compliance program. Working with the Assessment and Testing team, to support each region and the Global Compliance program to continuously evaluate the reasonableness and effectiveness of the advisers’ policies and procedures. Assist with the development, implementation, and execution of different forms of compliance testing including periodic, annual and forensic. Analyze documents and escalate report findings to the head of Assessment and Testing. Participate in discussions with corresponding control and process owners. Interact with internal and external auditors, the risk team and other control functions as applicable. Assist with coordination of documents and responses for the company’s annual SOC 1 exam and all other relevant exams. Assist with the preparation and development of effective management reporting. Qualifications Be detail oriented with an emphasis on organization, formatting and time management. Have strong inter-personal and communication skills, including verbal, technical writing and editing. Exhibit problem-solving skills and be able to analyze data. Have a strong work ethic, high standards, being able to take accountability and responsibility. Be a team player and have an interest in building connections across the global firm. Exhibit strong listening and probing skills. Have personal integrity and be client service oriented. Be enthusiastic, adaptable, forward thinking, self-motivated and energetic. Be able to work independently and in collaboration with team members. Global industry exposure a plus. Familiarity with the Investment Advisers Act of 1940, Investment Company Act of 1940, ERISA, MIFID or other adviser related regulatory regimes. Good critical-thinking, research and social media tools familiarity is critical, as well as a sense of curiosity. Audit or securities operations experience. Experience reviewing investment management agreements, prospectuses, etc. Technical Qualifications: Bachelor’s degree, preferably in business, finance or economics. Advanced knowledge of Microsoft Outlook, Word, Excel, PowerPoint. Experience in Bloomberg AIM or other Order Management Systems.
Main Responsibilities & Qualifications This position will be based in Mumbai, India. Reporting to Vice President, Asia Tax, the successful candidate’s responsibilities will include the following: Assisting the team in global FATCA/CRS reporting process for the group, help in relevant internal control process, which includes: Preparing / Refreshing FATCA/CRS forms for our group entities whenever necessary. Communicating with fund administrators in relation to data reporting. Co-ordinating the annual reporting in 10-15 jurisdictions. Co-ordinating WP and RO Certification and maintaining FATCA sponsoring agreement FATCA and CRS forms collection, review & validation. Following up with investors if forms are invalid. Identifying reportable investors for FATCA, CRS and CRS Compliance Form. Liaising with global Client Relation teams to monitor investor change in circumstances that would require collection of documentation if needed and maintaining the data on day-to-day basis. Yearly GIIN validation of investors and counterparties. Re-solicitation every 3 years for expired forms. Monitoring of new legal entity creation and classification for FATCA and CRS. Monitoring of local tax country requirements for legal entity maintenance. Assisting in other Finance / Tax related ad hoc projects when required. Fluent spoken and written English language. Excellent academic qualifications, holding / attempting professional qualification such as CPA, ACCA and /or experience with, Tax Advisors or Big 4 accounting firms or equivalent is preferred. 3-5 years relevant working experience; candidates with commercial experience in asset management / insurance / finance services sector, and experience in FATCA/CRS activities, will have advantage. Strong analytical, communication, problem solving and technical abilities. Self-motivated, proactive, organized, innovative and flexible, a good team player, and be able to work under pressure to tight deadlines. Strong Excel skills are essential for this role About Pinebridge PineBridge is proud of our award-winning culture, which reflects our commitment to empowering employees and fostering a collaborative work environment. For five consecutive years (2020-2024), PineBridge has been named a ‘Best Place to Work in Money Management’ by Pensions & Investments, a leading industry designation which recognizes the best employers in the asset management industry by evaluating employer benefits, policies, and responses to an employee survey. In 2023, PineBridge received Hong Kong Institute for HR Management Elite awards for ‘Best Workplace’ and ‘Learning & Development’. Alongside this, PineBridge was recognized as a finalist at the 100 Women in Finance’s APAC Industry Diversity, Equity & Inclusion Award. Our benefits: We offer a wide range of family friendly benefits including comprehensive healthcare, back-up childcare program to support working parents and flexible work arrangements so you can be there for the people you care about. We also provide a competitive retirement plan and tuition reimbursement. Furthermore, we have a robust list of professional development opportunities with the goal of engaging, retaining, and developing our talent. Our values: We value our clients, investment excellence, collaboration with our distributed team members, empowerment, and independence as we honor our heritage and our roots. PineBridge is proud to be an Equal Opportunity Employer committed to diversifying its workforce, providing equal employment opportunity for all qualified persons and maintaining an environment free from all forms of harassment and discrimination for its employees. PineBridge is dedicated to recruiting, hiring, training and promoting into all job levels the most qualified applicants without regard to actual or perceived age, race, creed, color, religion, national origin, ancestry, height, weight, sex, gender (including gender identity), disability, pregnancy, marital status, domestic partner status, sexual orientation, AIDS/HIV status, military status, alienage or citizenship status, genetic information, domestic violence victim status or any other basis protected by applicable federal, state or local laws. At PineBridge, we strive to create an inclusive environment that attracts, retains, and develops the best global talent, leveraging the unique backgrounds, talents, and perspectives that all our people bring to work.
MAIN RESPONSIBILITIES & QUALIFICATIONS Junior Accountant, U.S. Companies is a key member of the America’s Finance team, assisting controllers in maintaining the books and records for the US Consolidated group. Under the direction of the group vice president, senior accountant will work with accounting analyst to provide assistance to legal entity controllers and other corporate accounting team members. This role will perform day-to-day accounting functions to ensure efficient, accurate and controlled closing of the books and the consolidation of subsidiaries for group US GAAP, regulatory and other reporting needs. Junior Accountant, U.S. Companies will include assisting in the accurate accounting for PineBridge’s U.S. based operating companies, including PineBridge’s principal investment management subsidiary, PineBridge Investments LLC, and its registered broker-dealer subsidiary. Coordinating the StarCompliance system across global compliance teams and responding to employee questions concerning the Code of Ethics. Assist US controllers in completing an efficient, accurate and controlled monthly / quarterly / annual closing of the books and the consolidation of subsidiaries for group US GAAP, regulatory and other reporting needs, including aiding in the preparations of the related financial statements, analyses, forecasts and reports Monitor, reconcile and settle balance sheet accounts and intercompany accounts Maintain and modify, as appropriate, chart of accounts and allocation processes for the applicable legal entity, business unit or subsidiary Maintain and modify report formats for the legal entity, business unit and subsidiary reporting needs Proficiently use general ledger (Workday), reporting tools, Microsoft office and other information technology Execute responsibilities in accordance with internal control policies and procedures and assist with updates as necessary Stay current on GAAP accounting and reporting standards Assist with documenting, reporting and integrating the impact of entity transactions Review and analyze the activity and balances recorded by the billing and accounts payable teams Support management reporting by ensuring activity and balances are recorded in the appropriate cost centers Undertake special projects as they arise, identify department requirements in new system development efforts and responds to all ad hoc reporting requests - assisting on various projects and assignments within Controllers group Bachelor’s degree in accounting or finance 2 – 3 years experience in general accounting, Financial Services a plus Posses business acumen, professionalism and presence to comfortably work with and contribute to team Excellent oral and written communication skills Ability to multitask, work under pressure, meet deadlines in an organized fashion Advanced proficiency in Excel, Word and Power Point Experience with Workday general ledger helpful Experience with Concur Expense system a plus
Main Responsibilities & Qualifications Junior Accountant, U.S. Companies is a key member of the America’s Finance team, assisting controllers in maintaining the books and records for the US Consolidated group. Under the direction of the group vice president, senior accountant will work with accounting analyst to provide assistance to legal entity controllers and other corporate accounting team members. This role will perform day-to-day accounting functions to ensure efficient, accurate and controlled closing of the books and the consolidation of subsidiaries for group US GAAP, regulatory and other reporting needs. Junior Accountant, U.S. Companies will include assisting in the accurate accounting for PineBridge’s U.S. based operating companies, including PineBridge’s principal investment management subsidiary, PineBridge Investments LLC, and its registered broker-dealer subsidiary. Coordinating the StarCompliance system across global compliance teams and responding to employee questions concerning the Code of Ethics. Assist US controllers in completing an efficient, accurate and controlled monthly / quarterly / annual closing of the books and the consolidation of subsidiaries for group US GAAP, regulatory and other reporting needs, including aiding in the preparations of the related financial statements, analyses, forecasts and reports Monitor, reconcile and settle balance sheet accounts and intercompany accounts Maintain and modify, as appropriate, chart of accounts and allocation processes for the applicable legal entity, business unit or subsidiary Maintain and modify report formats for the legal entity, business unit and subsidiary reporting needs Proficiently use general ledger (Workday), reporting tools, Microsoft office and other information technology Execute responsibilities in accordance with internal control policies and procedures and assist with updates as necessary Stay current on GAAP accounting and reporting standards Assist with documenting, reporting and integrating the impact of entity transactions Review and analyze the activity and balances recorded by the billing and accounts payable teams Support management reporting by ensuring activity and balances are recorded in the appropriate cost centers Undertake special projects as they arise, identify department requirements in new system development efforts and responds to all ad hoc reporting requests - assisting on various projects and assignments within Controllers group Bachelor’s degree in accounting or finance 2 – 3 years experience in general accounting, Financial Services a plus Posses business acumen, professionalism and presence to comfortably work with and contribute to team Excellent oral and written communication skills Ability to multitask, work under pressure, meet deadlines in an organized fashion Advanced proficiency in Excel, Word and Power Point Experience with Workday general ledger helpful Experience with Concur Expense system a plus
As an Analyst, Compliance at PineBridge Investments in Mumbai, you play a crucial role in ensuring regulatory compliance and maintaining the firm's Code of Ethics. Your responsibilities include: - Managing the monitoring, administration, and completion of regulatory filings worldwide. - Assisting in preparing and filing periodic regulatory reports, such as daily filings. - Analyzing global regulatory reporting requirements to establish processes and source content for reporting. - Overseeing the maintenance, monitoring, and administration of the firm's Code of Ethics, including utilizing the StarCompliance system for monitoring employees" personal securities transactions, gifts, entertainment reporting, and other disclosures. - Coordinating the StarCompliance system across global compliance teams and addressing employee inquiries regarding the Code of Ethics. - Monitoring controls related to fraud, market abuse, and conflicts of interest management. - Supporting the overall compliance program administration, including managing data reporting and handling special projects and ad hoc assignments. Qualifications required for the role include: - Bachelor's degree from an accredited institution. - Minimum 1-2 years of relevant work experience in the financial services industry. - Familiarity with compliance obligations/requirements of a registered investment adviser, bank asset management department, hedge fund, or other financial institution. - Experience with a Code of Ethics monitoring system is advantageous. - Detail-oriented with strong interpersonal and communication skills. - Proficiency in Microsoft Excel, PowerPoint, and Word. - Ability to manage projects from inception to completion, meet deadlines, and work effectively in a global team. - Willingness to work in a hybrid workplace model and flexibility in working hours. Join PineBridge Investments to be part of a dynamic team at a growing institution, with opportunities for career advancement over time.,
As a Compliance Analyst, you will play a crucial role in ensuring the effectiveness and compliance of the Global Compliance program. Your responsibilities will include: - Working closely with the Senior Compliance Manager to onboard and train new team members for the respective Center of Expertise (CoEs). - Collaborating with the Assessment and Testing team to develop testing protocols for various aspects of the compliance program. - Supporting regional and global compliance evaluations by continuously assessing the adequacy of policies and procedures. - Contributing to the development and execution of compliance testing, including periodic, annual, and forensic assessments. - Analyzing documents and reporting findings to the head of Assessment and Testing. - Engaging in discussions with control and process owners, internal and external auditors, and other relevant functions. - Coordinating documentation and responses for annual SOC 1 and other examinations. - Assisting in the preparation of comprehensive management reports. Qualifications: - Detail-oriented with strong organizational, formatting, and time management skills. - Excellent interpersonal and communication skills, including verbal, technical writing, and editing abilities. - Proficient in problem-solving, data analysis, and critical thinking. - Demonstrates a strong work ethic, accountability, and responsibility. - Collaborative team player with a keen interest in fostering global connections. - Possesses effective listening, probing, and integrity in client service. - Enthusiastic, adaptable, forward-thinking, self-motivated, and energetic. - Capable of working independently and collaboratively within a team environment. - Knowledge of global industry practices is advantageous. - Familiarity with regulatory regimes such as the Investment Advisers Act of 1940, Investment Company Act of 1940, ERISA, MIFID, or similar frameworks. - Proficiency in critical-thinking, research, and social media tools. - Previous experience in audit or securities operations. - Review experience with investment management agreements, prospectuses, etc. Technical Qualifications: - Holds a Bachelor's degree, preferably in business, finance, or economics. - Advanced proficiency in Microsoft Outlook, Word, Excel, and PowerPoint. - Experience with Bloomberg AIM or other Order Management Systems.,
As a Junior Accountant for U.S. Companies within the Americas Finance team, you will play a crucial role in maintaining the books and records for the US Consolidated group. Your responsibilities will include: - Assisting in the accurate accounting for PineBridges U.S. based operating companies and subsidiaries - Coordinating the StarCompliance system across global compliance teams - Supporting US controllers in the monthly / quarterly / annual closing of the books and consolidation of subsidiaries - Monitoring, reconciling, and settling balance sheet accounts and intercompany accounts - Maintaining and modifying chart of accounts and allocation processes - Proficiently using general ledger (Workday), reporting tools, Microsoft Office, and other IT systems - Executing responsibilities in accordance with internal control policies and procedures - Staying current on GAAP accounting and reporting standards - Documenting, reporting, and integrating the impact of entity transactions - Supporting management reporting by ensuring accurate recording of activities and balances - Undertaking special projects, identifying department requirements in system development efforts, and responding to ad hoc reporting requests Qualifications required for this role include: - Bachelor's degree in accounting or finance - 2-3 years of experience in general accounting, with Financial Services experience being a plus - Possessing business acumen, professionalism, and the ability to work well within a team - Excellent oral and written communication skills - Ability to multitask, work under pressure, and meet deadlines in an organized manner - Advanced proficiency in Excel, Word, and PowerPoint - Experience with Workday general ledger is helpful - Experience with Concur Expense system is a plus Joining our team will provide you with the opportunity to contribute to the efficient, accurate, and controlled financial operations of our U.S. Companies, while also working on special projects and tasks within the Controllers group.,