Analyst, Compliance - Compliance - Mumbai PineBridge Investments is a private, global asset manager focused on active, high conviction investing. We draw on the collective power of our experts in each discipline, market, and region of the world through an open culture of collaboration designed to identify the best ideas. Our mission is to exceed clients’ expectations on every level, every day. As of 31 March 2025, the firm managed US$188.9 billion across global asset classes for sophisticated investors around the world. The role will be based in Mumbai with the expectation of a hybrid work model. PineBridge Investments is seeking an Analyst, Compliance. Primary Responsibilities: Managing the monitoring, administration, and completion of regulatory filings across the globe.Assisting in the preparation and filing of periodic regulatory reports, including daily filings.Analyze new and existing global regulatory reporting requirements and figure out how to create a process and source content for the reporting.Overseeing the maintenance, monitoring, and administration of the firm’s Code of Ethics, including the use of the StarCompliance system for monitoring employee’s personal securities transactions, gifts and entertainment reporting and various other disclosures.Coordinating the StarCompliance system across global compliance teams and responding to employee questions concerning the Code of Ethics.Monitoring controls related to fraud, market abuse, and managing of conflicts of interest.Assisting with administration of the overall compliance program, including management data reporting, and completing special projects and ad hoc assignments. Qualifications: Bachelor’s degree from an accredited institution .Minimum 1-2 years of relevant work experience in financial services industry.Must be familiar compliance obligations/requirements of a registered investment adviser, bank asset management department, hedge fund or other financial institution.Experience with Code of Ethics monitoring system is a plus.Detail oriented.Strong ability to interact effectively with peers, both locally and globally.Excellent communication and interpersonal skills.Proficient in Microsoft Excel (creating spreadsheets, tables, analyzing data, pivot tables, formulas, functions).Proficient in Microsoft PowerPoint and WORD.Ability to take on projects from inception through completion and meet deadlines.Desire to work as part of a dynamic team at a growing institution, with the potential opportunity to take on a more expansive role over time.Engage in a hybrid workplace model (mixing in-office and remote work).Flexibility in working hours (if coverage is needed in another region while an employee is out of the office). About PineBridge PineBridge is proud of our award-winning culture, which reflects our commitment to empowering employees and fostering a collaborative work environment. For five consecutive years (2020-2024), PineBridge has been named a ‘Best Place to Work in Money Management’ by Pensions & Investments, a leading industry designation which recognizes the best employers in the asset management industry by evaluating employer benefits, policies, and responses to an employee survey. In 2023, PineBridge received Hong Kong Institute for HR Management Elite awards for ‘Best Workplace’ and ‘Learning & Development’. Alongside this, PineBridge was recognized as a finalist at the 100 Women in Finance’s APAC Industry Diversity, Equity & Inclusion Award. Our benefits: We offer a wide range of family friendly benefits including comprehensive healthcare, back-up childcare program to support working parents and flexible work arrangements so you can be there for the people you care about. We also provide a competitive retirement plan and tuition reimbursement. Furthermore, we have a robust list of professional development opportunities with the goal of engaging, retaining, and developing our talent. Our values: We value our clients, investment excellence, collaboration with our distributed team members, empowerment, and independence as we honor our heritage and our roots. PineBridge is proud to be an Equal Opportunity Employer committed to diversifying its workforce, providing equal employment opportunity for all qualified persons and maintaining an environment free from all forms of harassment and discrimination for its employees. PineBridge is dedicated to recruiting, hiring, training and promoting into all job levels the most qualified applicants without regard to actual or perceived age, race, creed, color, religion, national origin, ancestry, height, weight, sex, gender (including gender identity), disability, pregnancy, marital status, domestic partner status, sexual orientation, AIDS/HIV status, military status, alienage or citizenship status, genetic information, domestic violence victim status or any other basis protected by applicable federal, state or local laws. At PineBridge, we strive to create an inclusive environment that attracts, retains, and develops the best global talent, leveraging the unique backgrounds, talents, and perspectives that all our people bring to work.

PineBridge is seeking an Investment Operations Analyst/Senior Analyst to join our Middle Office group in Mumbai, supporting Fixed Income, Equity and Multi Asset Teams. Primary Responsibilities include: Hands-on management of the daily activities of the Investment Operations team in India, which includes: Put together daily/weekly/monthly client reports such as Trade Blotters, Open FX Forward and Holdings reports. Handle broker collateral calls for FX Forward Positions. Handle daily cash flows posting in BBG system. Review PineBridge UCITS Fund Fact Sheets. Handle ad hoc queries from custodian, brokers and within PineBridge. Review on a weekly basis Pricing Reports from State Street to ensure accuracy. Resolve all queries sent to the Middle Office with a sense of urgency no matter how small the request. Constant procedure review – ensuring PineBridge Middle Office operations is consistently performing in the most efficient way Publish daily cash projections reports to the Investment Team Direct oversight of outsourced Middle Office service provider (State Street IMS) which includes trade settlements, reconciliations and corporate actions. Serve as an escalation point for any issues that arise from various PineBridge Internal Teams, clients and brokers; working in partnership with all groups to come to a quick resolution and limit client exposure to operational problems. Develop and maintain a strong working partnership with all internal support functions, globally: mainly offices in Hong Kong, London, Japan and New York, on operational matters and all other counterparts. Perform special projects and analysis as requested by management. Qualifications Desired Skills and Experience: Hold a Bachelor’s Degree in Finance, Management, Business Administration or related degree. MBA candidates preferred Has 3-5 years of Asset Management experience, specifically; middle office functions with a strong understanding of the entire end-to-end process Strong attention to detail and problem-solving skills Ability to learn independently and work in a team environment Strong interpersonal skills with the ability to interact with all levels of staff and Senior Management Outstanding analytical skills with the ability to understand business functions and processes quickly Ability to be hands-on, flexible, follow tight deadlines, organize and prioritize work and deliver results quickly Exceptional written and verbal communication, global collaboration and negotiation skills; fluent in English High level of proficiency with Microsoft Excel, Access, and PowerPoint, Bloomberg, Query based reporting and data visualizations tools Show more Show less

Main Responsibilities Independently identify, assess, measure, supervise, mitigate and report on investment risk (market, credit, liquidity and counterparty risk) as it relates to the funds and where issues arise bring to the attention of portfolio managers, first line risk managers and risk committees. Provide ongoing (daily / monthly / quarterly) risk monitoring and reporting on the full suite of funds for the Asia region. Prepare periodic reporting to global, regional and local risk committees on investment risk. Ensure the requirements of the region are met, by the ongoing improvement of analysis and reporting and tools used across the risk function. Provide support to the risk management framework, policies and procedures across the Asia region. Help ensure that the various elements of the risk management framework are embedded in the organisation and operating efficiently across the region. Maintain effective working relationships with internal and external stakeholders, PineBridge Asia Executive team, Portfolio Managers and regional risk and compliance teams. Stay ahead of external regulatory bodies and assess any potential impact and provide support in ensuring that the investment risk is aligned with the regulatory curve for the region. Proactively investigate risk events including deep dives to identify issues arising. Incident and breach reporting with escalation procedures in place to the Group and other relevant Stakeholders and Committees. Qualifications Minimum 7 to 10 years meaningful experience in investment risk management at an investment management firm and previous experience in a regulated role is required. A self-starter, with the ability to take ownership and to support the risk strategy for the region and work independently with autonomy. Excellent interpersonal skills with the ability to work in a global business and build positive relationships across different locations. Excellent understanding of data reconciliation and related experience working with various risk systems (BlackRock Aladdin, FactSet or Bloomberg etc.). Candidate should demonstrate that s/he is familiar with one or more of risk systems (e.g., BlackRock Aladdin, FactSet and Bloomberg). Proven experience in using Marco VBA to automate the risk monitoring tasks. Detailed understanding of various risk measures such as Stress Testing, VaR and TE. Especially in setup Stress Testing parameters within different risk systems and to manually calculate VaR & TE. Strong understanding of financial derivatives products e.g. TRS, CDS and FX Fwd including the Fair Value and Risk Measures. Experience in Python for the running return attribution analysis. Proficiency in technical skills, such as Python, along with a strong working knowledge of risk management metrics like VaR, is mandatory. Experience in interpreting regulatory risk requirements. Regulatory knowledge of various regulators in terms of risk requirements i.e. Securities and Futures Commission (SFC), Monetary Authority of Singapore and Financial Supervisory Commission is desirable. Master’s degree in Mathematics, Financial Engineering or a similar quantitative field. Show more Show less

Performance & Data Analyst, Investment Operations - Mumbai PineBridge Investments is a private, global asset manager focused on active, high conviction investing. We draw on the collective power of our experts in each discipline, market, and region of the world through an open culture of collaboration designed to identify the best ideas. Our mission is to exceed clients’ expectations on every level, every day. As of 31 December 2024, the firm managed US$190.3 billion across global asset classes for sophisticated investors around the world. The role will be based in Mumbai with the expectation of a hybrid work model. Primary Responsibilities: Prepare performance analysis reports for institutional clients, pension fund sponsors and investment managers globally across multiple asset classes. Perform analysis of the portfolios to explain the portfolios’ return attribution and characteristics. Prepare daily, weekly, monthly, and quarterly reports using the information from various applications / teams to deliver accurate client reports within prescribed deadlines ensuring that all internal controls are met. Provide responses to requests for performance data from internal or external clients, and/or management. Maintain composites records in accordance with Global Investment Performance Standard (GIPS®); and work to support the Firm’s annual external verification. Support various projects, including automation / standardization efforts and the evolution of client deliverables. Strong proficiency in Excel is must. Coding and development knowledge using VBA Macros is a must. Ability to programmatically manipulate worksheet using VBA coding. Strong knowledge of VLOOKUP, Pivot tables, INDEX, COUNTIF, SUMIF, power query, Pivot etc. also coding and development knowledge using VBA Macros is a must. Qualifications: 3-5 years relevant experience in Performance and Quantitative Analysis field gained within asset management or fund house. Degree holder in finance/statistics/computer studies or related disciplines, with professional qualification such as CFA or CIPM or other similar qualification is a plus. Team player, detail-minded, strong communication skills, highly organized and proactive. Able to work in a team and/or independent scenario. Conversant with common financial information systems such as Port+, FactSet, Wilshire IQ and Aladdin About PineBridge PineBridge is proud of our award-winning culture, which reflects our commitment to empowering employees and fostering a collaborative work environment. For five consecutive years (2020-2024), PineBridge has been named a ‘Best Place to Work in Money Management’ by Pensions & Investments , a leading industry designation which recognizes the best employers in the asset management industry by evaluating employer benefits, policies, and responses to an employee survey. In 2023, PineBridge received Hong Kong Institute for HR Management Elite awards for ‘Best Workplace’ and ‘Learning & Development’. Alongside this, PineBridge was recognized as a finalist at the 100 Women in Finance’s APAC Industry Diversity, Equity & Inclusion Award. Our benefits: We offer a wide range of family friendly benefits including comprehensive healthcare, back-up childcare program to support working parents and flexible work arrangements so you can be there for the people you care about. We also provide a competitive retirement plan and tuition reimbursement. Furthermore, we have a robust list of professional development opportunities with the goal of engaging, retaining, and developing our talent. Our values: We value our clients, investment excellence, collaboration with our distributed team members, empowerment, and independence as we honor our heritage and our roots. PineBridge is proud to be an Equal Opportunity Employer committed to diversifying its workforce, providing equal employment opportunity for all qualified persons and maintaining an environment free from all forms of harassment and discrimination for its employees. PineBridge is dedicated to recruiting, hiring, training and promoting into all job levels the most qualified applicants without regard to actual or perceived age, race, creed, color, religion, national origin, ancestry, height, weight, sex, gender (including gender identity), disability, pregnancy, marital status, domestic partner status, sexual orientation, AIDS/HIV status, military status, alienage or citizenship status, genetic information, domestic violence victim status or any other basis protected by applicable federal, state or local laws. At PineBridge, we strive to create an inclusive environment that attracts, retains, and develops the best global talent, leveraging the unique backgrounds, talents, and perspectives that all our people bring to work. Show more Show less

Analyst, Compliance - Compliance - Mumbai PineBridge Investments is a private, global asset manager focused on active, high conviction investing. We draw on the collective power of our experts in each discipline, market, and region of the world through an open culture of collaboration designed to identify the best ideas. Our mission is to exceed clients’ expectations on every level, every day. As of 31 March 2025, the firm managed US$188.9 billion across global asset classes for sophisticated investors around the world. The role will be based in Mumbai with the expectation of a hybrid work model. PineBridge Investments is seeking an Analyst, Compliance. Primary Responsibilities: Managing the monitoring, administration, and completion of regulatory filings across the globe. Assisting in the preparation and filing of periodic regulatory reports, including daily filings. Analyze new and existing global regulatory reporting requirements and figure out how to create a process and source content for the reporting. Overseeing the maintenance, monitoring, and administration of the firm’s Code of Ethics, including the use of the StarCompliance system for monitoring employee’s personal securities transactions, gifts and entertainment reporting and various other disclosures. Coordinating the StarCompliance system across global compliance teams and responding to employee questions concerning the Code of Ethics. Monitoring controls related to fraud, market abuse, and managing of conflicts of interest. Assisting with administration of the overall compliance program, including management data reporting, and completing special projects and ad hoc assignments. Qualifications: Bachelor’s degree from an accredited institution . Minimum 1-2 years of relevant work experience in financial services industry. Must be familiar compliance obligations/requirements of a registered investment adviser, bank asset management department, hedge fund or other financial institution. Experience with Code of Ethics monitoring system is a plus. Detail oriented. Strong ability to interact effectively with peers, both locally and globally. Excellent communication and interpersonal skills. Proficient in Microsoft Excel (creating spreadsheets, tables, analyzing data, pivot tables, formulas, functions). Proficient in Microsoft PowerPoint and WORD. Ability to take on projects from inception through completion and meet deadlines. Desire to work as part of a dynamic team at a growing institution, with the potential opportunity to take on a more expansive role over time. Engage in a hybrid workplace model (mixing in-office and remote work). Flexibility in working hours (if coverage is needed in another region while an employee is out of the office). About PineBridge PineBridge is proud of our award-winning culture, which reflects our commitment to empowering employees and fostering a collaborative work environment. For five consecutive years (2020-2024), PineBridge has been named a ‘Best Place to Work in Money Management’ by Pensions & Investments , a leading industry designation which recognizes the best employers in the asset management industry by evaluating employer benefits, policies, and responses to an employee survey. In 2023, PineBridge received Hong Kong Institute for HR Management Elite awards for ‘Best Workplace’ and ‘Learning & Development’. Alongside this, PineBridge was recognized as a finalist at the 100 Women in Finance’s APAC Industry Diversity, Equity & Inclusion Award. Our benefits: We offer a wide range of family friendly benefits including comprehensive healthcare, back-up childcare program to support working parents and flexible work arrangements so you can be there for the people you care about. We also provide a competitive retirement plan and tuition reimbursement. Furthermore, we have a robust list of professional development opportunities with the goal of engaging, retaining, and developing our talent. Our values: We value our clients, investment excellence, collaboration with our distributed team members, empowerment, and independence as we honor our heritage and our roots. PineBridge is proud to be an Equal Opportunity Employer committed to diversifying its workforce, providing equal employment opportunity for all qualified persons and maintaining an environment free from all forms of harassment and discrimination for its employees. PineBridge is dedicated to recruiting, hiring, training and promoting into all job levels the most qualified applicants without regard to actual or perceived age, race, creed, color, religion, national origin, ancestry, height, weight, sex, gender (including gender identity), disability, pregnancy, marital status, domestic partner status, sexual orientation, AIDS/HIV status, military status, alienage or citizenship status, genetic information, domestic violence victim status or any other basis protected by applicable federal, state or local laws. At PineBridge, we strive to create an inclusive environment that attracts, retains, and develops the best global talent, leveraging the unique backgrounds, talents, and perspectives that all our people bring to work. Show more Show less