Surveillance Manager

Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services

related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on

simplified user experience and allow users to start your investment journey with zero paperwork,

seamless digital KYC, automated payments, updated portfolio and powerful insights to make well

informed investment decisions. Paytm Money is also registered with PFRDA as Point Of Presence,

offering investment in Nation Pension System (NPS). It is a fully owned subsidiary of One 97

Communications Limited, a listed entity in NSE and BSE. Paytm is India’s largest digital payment app

which makes it secure and seamless to pay using UPI, make bill payments, recharge mobiles, DTH,

data card & Metro Card etc anywhere in India.

Functional Responsibilities

1. Will be responsible for maintenance of AML program documentation, set up parameters for

screening of financial transactions to prevent money laundering and assist in all matters

concerning AML including policies, procedures, and reporting recordkeeping.

2. Assessing, analyzing, documenting and subsequent closing of various screening alerts or file

suspicious transaction report with FIU and/or other regulatory bodies. Good understanding on

adverse/negative media, Politically Exposed Persons or other similar designations.

3. Conduct, and perform quality control relative to, a variety of investigation types, including

suspicious activity and enhanced due diligence.

4. Handling surveillance reporting of broking and depository functions.

5. Assist with anti-money laundering compliance training for employees across the organisation

6. Handling Exchange / Depository queries with regard to market surveillance and investigation

7. Prepare MIS of alert monitoring mechanism

Additional Responsibilities

1. Dissemination of various circulars/reports/orders and appraise the Senior Management of

their impact on the current business scenario.

2. Assist in monitoring of insider trading alerts and maintenance of relevant documentation.

EXPERTISE AND QUALIFICATIONS

Preferred Skills

1. Experience in Know your customer, Customer due diligence & Customer identification

program, AML

2. Preferable if worked with a SEBI registered stock broking firm or from a CA firm having in-

depth knowledge of broking / DP operations and conducted internal / concurrent audits and / or

handled AML activities

3. Experience in financial services transaction data analysis

4. Excellent knowledge of MS Office tools

5. Ability to handle multiple tasks simultaneously and work under tight deadlines.

6. Good interpersonal skills and excellent written/oral communication skills.

7. Good team player - one who is able to prioritize in a fast moving, constantly changing

environment

Preferred Qualification :

Should be a CS/MBA Finance/PGDBM/Master Degree Holder in Finance with minimum of 6-8

years of experience.