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Manager - Regulatory Compliance - Paytm Money

Manager - Regulatory Compliance - Paytm Money

Paytm

3 - 4 years

5 - 9 Lacs

mumbai maharashtra

Posted:None| Platform:

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Skills Required

risk management nse sebi microsoft office suite bse companies act regulatory documentation ipo auditing sebi regulations investment products business administration kyc regulations secretarial activities rbi surveillance fema financial markets

Work Mode

Work from Office

Job Type

Full Time

Job Description

Key Responsibilities:

Assist in the onboarding, documentation, monitoring, surveillance for Authorised Persons /

Affiliates/ Referral Partners including meeting them physically if required.

Conduct regular compliance audits and assessments to identify potential risks and areas for

improvement for Authorised Persons/Affiliates/ Referral Partners.

Prepare and submit regulatory filings, reports, and documentation as required by SEBI.

Responsible for conducting regular training to the Business development team and Authorised

Persons on compliance-related matters and promoting a culture of compliance within the

organization.

Collaborate with internal teams to gather necessary information for compliance reviews and

audits.

Maintain accurate records of compliance activities and findings.

Support the senior compliance team in conducting investigations into compliance breaches and

implementing corrective actions.

Occasional traveling might be required.

Qualifications:

Bachelors degree in Finance, Business Administration, Law, or a related field with minimum 5-7

years of experience

Familiarity with SEBI regulations and compliance requirements.

Strong analytical skills and attention to detail.

Excellent written and verbal communication skills.

Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint).

Preferred Skills:

Previous experience in compliance, risk management, or a related field is a plus.

Knowledge of financial markets and investment products.

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Paytm

Fintech / Digital Payments

Noida

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