3758 Regulatory Jobs

Role Summary: ARAs Client is seeking an experienced SAP FSCM TRM Application Lead to oversee the design, configuration, and implementation of SAP Treasury and Risk Management solutions, including Advanced Payment Management (APM). This role demands deep functional and technical expertise, strong stakeholder collaboration, and the ability to mentor junior team members while delivering enterprise-grade financial systems. Key Responsibilities: Lead implementation of SAP Advanced Payment Management (APM) solutions for enterprise-scale clients. Configure and customize SAP APM and TRM modules to meet business and regulatory requirements. Integrate SAP APM with SAP FI, Treasury, and external bankin...

Job Summary: Specialist Compliance will serve as a point of contact for day-to-day Compliance Education and Training activities in the Workday LMS for both Compliance & Risk and Information Security. This role will support compliance education planning, development, administration, reporting, tracking, and metrics collection. The candidate will report to and work closely with R1 RCM Inc.s Director, Compliance Education, and the full Compliance & Risk team, in partnership with R1s U.S., India, and Philippines based operators. In this role, the successful candidate will support the comprehensive strategy and growth plans of R1 education initiatives to ensure that our workforce receives needed ...

Role Summary: ARAs Client is seeking an experienced SAP FSCM TRM Application Lead to oversee the design, configuration, and implementation of SAP Treasury and Risk Management solutions, including Advanced Payment Management (APM). This role demands deep functional and technical expertise, strong stakeholder collaboration, and the ability to mentor junior team members while delivering enterprise-grade financial systems. Key Responsibilities: Lead implementation of SAP Advanced Payment Management (APM) solutions for enterprise-scale clients. Configure and customize SAP APM and TRM modules to meet business and regulatory requirements. Integrate SAP APM with SAP FI, Treasury, and external bankin...

Job Summary: Specialist Compliance will serve as a point of contact for day-to-day Compliance Education and Training activities in the Workday LMS for both Compliance & Risk and Information Security. This role will support compliance education planning, development, administration, reporting, tracking, and metrics collection. The candidate will report to and work closely with R1 RCM Inc.s Director, Compliance Education, and the full Compliance & Risk team, in partnership with R1s U.S., India, and Philippines based operators. In this role, the successful candidate will support the comprehensive strategy and growth plans of R1 education initiatives to ensure that our workforce receives needed ...

Identify opportunities for process improvements by analyzing current workflows, systems, and procedures related to CAPA management. Lead cross-functional teams to drive process improvement projects from inception to completion. Manage the CAPA process, including the identification, investigation, and resolution of non-conformances. Act as a CAPA lead investigator to conduct and manage root cause analysis, perform impact assessment of GCP deviations, audits (investigator sites, protocols, process, vendors, systems, and others as required), inspections, quality events and serious breaches. Act as a subject matter expert (SME) to support the business develop robust CAPAs with adequate effective...

Ensures that the review of CMC documentation is completed in timely & compliant manner as per Teva CORP standards and related Guidance s. Review of Method Development/Validation Protocols & Reports, Stability Protocols & Reports received from various Teva contracting sites, R&D units, Method Development & Stability Testing Centres. Review of Instrument/Equipment Qualification records. Review of BMR. Ensures that the Product Quality Reviews / Annual Product Reviews for Teva products are completed in a timely and compliant manner as per Teva s CORP Quality Management systems. PQR/APR compilation and approval must be well associated with the Teva Manufacturing Sites, Global Quality Units and Co...

Lead execution of enterprise-wide strategic initiatives, provide executive-level reporting to the CEO s Office, and govern senior leadership connects, change programs, and regulatory readiness efforts across Tech Center India. As a Senior Program Analyst, you ll operate at the intersection of strategy, governance, and delivery, reporting directly into the Head of Strategy and Governance team. This role provides an opportunity to lead transformation across workforce, regulatory, and leadership engagement areas, while building a strong foundation for enterprise leadership. Governance and Committee Memberships,Lead governance support to functional heads across India (HR, Legal, Risk, Finance, e...

Lead the implementation and configuration of the Signavio suite, including Process Manager, Workflow Accelerator, Process Intelligence, and Collaboration Hub. Work with business units to document current processes and develop future state process models using Signavios tools. Facilitate workshops and training sessions to ensure effective adoption of Signavio across the organization. Analyze process data to identify improvement opportunities and provide actionable insights. Support the integration of Signavio with other enterprise systems to ensure seamless process management and data flow. Maintain process documentation and ensure adherence to governance standards and best practices. Experie...

Manage quality of service delivery Ensure quality in delivering client service by directing daily progress of fieldwork, informing Supervisors of engagement status Follow through on client requests in a timely fashion, and manage expectations regarding the timing of deliverables and reports Explain the clients critical success factors to the engagement team. Working directly with the onshore engagement team on a daily basis to deliver work to onshore clients; Demonstrate a good understanding of accounting concepts, stay informed of professional standards and updates thereon ; and effectively apply this knowledge to moderately difficult and/or complex client situations Identify engagement and...

1) Ensuring their accounts comply with the requisite audit standards 2) Providing a robust and clear perspective to audit committees and 3) Providing critical information for stakeholders. Our Service Offerings include External Audit, Financial Accounting Advisory Services (FAAS), IFRS & US GAAP conversion, IPO and other public offering, Corporate Treasury - IFRS 9 accounting & implementation support etc. Your key responsibilities Strong command over Ind AS, IFRS, and/or US GAAP ability to apply concepts to complex transactions. In-depth knowledge of Standards on Auditing (SA) and global auditing practices (ISA/PCAOB). Exposure to audit of listed entities / large corporates / multinational c...

We assist our clients to effectively manage business and process risks by providing a full spectrum of corporate governance, risk management, and Compliance Services These services are tailored to meet client s individual needs, and provide effective support to management in meeting the challenges and opportunities presented by todays complex business environment Our professionals provide the experience to help companies stay on track and deal with risks that could unhinge their business survival Our services enable clients to effectively co-ordinate their key growth, quality and operational challenges and working in partnership with us, clients have the benefits of KPMGs experienced, object...

We assist our clients to effectively manage business and process risks by providing a full spectrum of corporate governance, risk management, and Compliance Services These services are tailored to meet client s individual needs, and provide effective support to management in meeting the challenges and opportunities presented by todays complex business environment Our professionals provide the experience to help companies stay on track and deal with risks that could unhinge their business survival Our services enable clients to effectively co-ordinate their key growth, quality and operational challenges and working in partnership with us, clients have the benefits of KPMGs experienced, object...

The Wholesale (WSB) Control Office ensures that appropriate controls are implemented and monitored and that WSB operates within the agreed business risk appetite while adhering to all regulatory requirements at all times. The WSB Control Office function provides business risk and control to support BSO s and their delegates to enable effective and more proactive risk management with their end-to-end IBS. Within the Control Office, the role of the Manager, Operational Resilience Risk is to proactively identify and oversee financial and non-financial risk (NFR) view as related to WSB IBS and promote HSBC s balanced risk culture through continual assessment of risk in the business. While closel...

Risk Committee coordination pack production, scheduling and diary management for the meetings & pre-meetings, timely meeting minute issuance MI pack coordination prepare/review/interpret MI across risk typologies for CMB business line. Presenting MI and status on risk and control related topics to CIB teams and relevant stakeholders. Continuous monitoring review of MI, commentary, qualitive documentation of control descriptions and monitoring results, trending, analysis, and timely escalations. Following up on conduct breaches and coordinating remediation as required. Helios administration - Risk Owner/Control Owner/Risk Steward name changes. Issues and Actions status updates. Provide proact...

Position Purpose Responsible to manage the daily operations/ workflow relating to various client/Trading portfolios across CIB business, ensuring high-quality service to internal and external clients of BNP Paribas in the three departments of CEP, Global Markets and ALMT Operations. Understanding of Investment Banking operations. Collaborate with the team to achieve common goals and devise innovative problem-solving strategies. Plan and prioritize work efficiently. Responsibilities Responsibilities can be in any of the following departments managing daily Transaction Processing Operations. CEP KYC Operations, Client Referential, Client Services, OCRM and AML transaction monitoring. GMO - Pro...

About Business line/Function: Systems InteGrated Methods and Analytics (SIGMA) is a team of specialised risk officers with global accountability for the counterparty, market and liquidity risk methodologies within the Banks RISK function. It also maintains the internal model methodology for operational risk. Organisationally, it is embedded in the RISK Global Framework department and in particular its RISK Models & Regulatory group. SIGMAs mission is to develop and continually improve the groups risk modelling & measurement, analysis and backtesting capabilities. SIGMA is organised in streams, each responsible for a given asset class (IRFX, Credit / Repo, Equity / Commodity) or transversal a...

Position Purpose & Responsibilities Working in close partnership with other RISK teams and stakeholders (systems, reporting, regulatory, Front Office), the successful candidate will contribute to SIGMAs mission, taking responsibilities in some of the following areas: Participate in methodology projects, gathering and documenting requirements, considering stakeholder interests, regulatory constraints and any potential deficiencies in the current methods exposed by quality assurance processes. Investigate, analyse and design risk methods and models, respecting the aims of accurately capturing risks whilst considering system or other environmental constraints. Design, develop and test code chan...

Looking for a skilled Finance Manager to join our team at Holiday Inn New Delhi. The ideal candidate will have 6-8 years of experience in the hospitality industry. Roles and Responsibility Oversee financial planning, budgeting, and forecasting to ensure business growth. Develop and implement financial strategies to optimize profitability. Manage cash flow, accounts payable, and receivable to maintain a healthy bottom line. Analyze financial data to identify trends and areas for improvement. Lead financial reporting and compliance with regulatory requirements. Collaborate with cross-functional teams to drive business decisions. Job Requirements Strong knowledge of financial management princip...

Position Purpose Responsible to manage the daily operations/ workflow relating to various client/Trading portfolios across CIB business, ensuring high-quality service to internal and external clients of BNP Paribas in the three departments of CEP, Global Markets and ALMT Operations. Understanding of Investment Banking operations. Collaborate with the team to achieve common goals and devise innovative problem-solving strategies. Plan and prioritize work efficiently. Responsibilities Responsibilities can be in any of the following departments managing daily Transaction Processing Operations. CEP KYC Operations, Client Referential, Client Services, OCRM and AML transaction monitoring. GMO - Pro...

Position Purpose Responsible to manage the daily operations/ workflow relating to various client/Trading portfolios across CIB business, ensuring high-quality service to internal and external clients of BNP Paribas in the three departments of CEP, Global Markets and ALMT Operations. Understanding of Investment Banking operations. Collaborate with the team to achieve common goals and devise innovative problem-solving strategies. Plan and prioritize work efficiently. Responsibilities Responsibilities can be in any of the following departments managing daily Transaction Processing Operations. CEP KYC Operations, Client Referential, Client Services, OCRM and AML transaction monitoring. GMO - Pro...

Position Purpose Responsible to manage the daily operations/ workflow relating to various client/Trading portfolios across CIB business, ensuring high-quality service to internal and external clients of BNP Paribas in the three departments of CEP, Global Markets and ALMT Operations. Understanding of Investment Banking operations. Collaborate with the team to achieve common goals and devise innovative problem-solving strategies. Plan and prioritize work efficiently. Responsibilities Responsibilities can be in any of the following departments managing daily Transaction Processing Operations. CEP KYC Operations, Client Referential, Client Services, OCRM and AML transaction monitoring. GMO - Pro...

Position Purpose Responsible to manage the daily operations/ workflow relating to various client/Trading portfolios across CIB business, ensuring high-quality service to internal and external clients of BNP Paribas in the three departments of CEP, Global Markets and ALMT Operations. Understanding of Investment Banking operations. Collaborate with the team to achieve common goals and devise innovative problem-solving strategies. Plan and prioritize work efficiently. Responsibilities Responsibilities can be in any of the following departments managing daily Transaction Processing Operations. CEP KYC Operations, Client Referential, Client Services, OCRM and AML transaction monitoring. GMO - Pro...

Position Purpose & Responsibilities Working in close partnership with other RISK teams and stakeholders (systems, reporting, regulatory, Front Office), the successful candidate will contribute to SIGMAs mission, taking responsibilities in some of the following areas: Participate in methodology projects, gathering and documenting requirements, considering stakeholder interests, regulatory constraints and any potential deficiencies in the current methods exposed by quality assurance processes. Investigate, analyse and design risk methods and models, respecting the aims of accurately capturing risks whilst considering system or other environmental constraints. Design, develop and test code chan...

Responsibilities Direct Responsibilities The CIB ITO TPRM Governance is focused on development and deployment of robust control framework for all internal and external third-party services globally. CIB ITO Offshore TPRM business manager responsibilities includes but not limited to. Working with owners of various businesses and processes across regions to map out existing third-party engagement processes, issues / gaps etc. Developing and deploying end state recommended process. Monitor and report KRIs / KPIs for TPRM Maintain comprehensive documentation required for clear communication with management and quicker decision making. Added advantage of experience in latest technologies like rob...

Position Purpose RISK Operational Risk Management (RISK ORM), created early 2021 to oversee operational risks within the mandate of the RISK function, is organised, under the responsibility of the Group Chief Operational Risk Officer (Group CORO), around 3 Poles: RISK ORM Framework, RISK ORM Technology Transversal Risks and RISK ORM Network. Under the authority of the Poles Manager, RISK ORM Network is made up of all the Operational Risk Officers (OROs) acting as the second line of defence (LoD2) within the Groups operational entities (Poles, Business Lines, Functions, Transversal Activities). In this context, the Common Outsourcing Controls Execution Platform (COCEP), whose missions are pre...