143 Bse Jobs

Compliance with SEBI regulations, stock exchange rules Internal Audits & Inspections Reporting & Filings Policy development & implementation Grievance Redressal Training & Awareness Surveillance & Monitoring Coordinate with regulators(NSE,BSE,SEBI)

We are seeking a highly experienced Equity Dealer to join our team. The candidate will have a strong understanding of financial markets and a proven track record of successful trading. As an Equity Dealer, you will be responsible for executing trades Required Candidate profile Mandatory: Valid NISM-8 & 5 Certification , 2 years of experience as an Equity Dealer/Advisor is must Strong understanding of the equity market, trading strategies, and investment products.

Roles & Responsibilities: Financial Strategy & Planning Develop and execute financial strategies to drive business growth. Oversee budgeting, forecasting, and financial planning processes. Support strategic initiatives with financial insights and analysis. Regulatory Compliance & Governance Ensure compliance with SEBI, NSE, and BSE regulations. Maintain strong relationships with regulatory bodies Stay updated on changes in financial and brokerage regulations. Financial Operations & Reporting Manage day-to-day financial activities, including cash flow and liquidity management. Oversee financial reporting and ensure accuracy in financial statements. Implement strong internal controls and risk management frameworks. Leadership & Team Management Lead and mentor the finance team to ensure operational efficiency. Foster a high-performance culture and drive financial best practices. Collaborate with leadership to align financial goals with business strategy. Audit & Risk Management Implement and monitor internal controls to prevent financial risks. Coordinate audits and ensure timely financial reporting. Identify financial risks and develop mitigation strategies. Stakeholder & Investor Relations Manage relationships with investors, financial institutions, and key stakeholders. Present financial reports and strategies to the board and executive team. Qualifications: CA (Chartered Accountant) preferred or CFA/MBA in Finance. Prior experience in top Indian retail broking firms. Strong understanding of SEBI, NSE, and BSE regulations and compliance requirements. Proficiency in financial software, and data-driven decision-making. Bangalore-based candidates preferred or individuals with a strong willingness to relocate.

1) Growth of Revenue and Market Share 3) Travel across assigned branches at regular interval 4) Should ensure the Commodity/Currency RMs of his region fulfill Organisational Goal of Revenue Generation, 5) To ensure proper mapping of Commodity/Currency Clients to all RMs (equity /Commodity) 6) To add minimum 02 (Two) accounts per month with an Average margin of Rs 50,000/- 7) Minimum 60% client activation in Commodity and Currency on M+2 basis 8) Position tracking of Clients of assigned Branches and franchisee on daily basis and informing the BM/Franchisee owner and thereafter to the specific HNI Client about any adverse / opposite position. 9) Knowledge of Commodity Market, Commodity Derivatives trading through MCX. NCDEX, Channel Management Skills - IFD (Independent Financial Distributors), IFA (Independent Financial Advisors), B2B Channel (Partner . Franchisee, IFD/IFA). Location-Mumbai,Bengaluru,Hyderabad,Chennai,Kolkata,Pune,Ahemdabad, Delhi, NCR

Experience Required: 5+ years in financial management, preferably with hands-on experience in financial control functions within a retail broking firm. Key Responsibilities: - Manage day-to-day financial operations, including budgeting, forecasting, cash flow management, and reconciliations. - Ensure timely and accurate financial reporting in compliance with SEBI, BSE, and NSE guidelines. - Maintain robust internal controls and accounting systems. - Support statutory and regulatory audits, ensuring full compliance with exchange and SEBI norms. - Liaise with NSE, BSE, MCX, NCDEX, CDSL, SEBI, statutory auditors, and internal stakeholders on financial matters. - Contribute to financial strategy, process improvements, automation, and system upgrades. Skills & Attributes: - Strong hands-on financial management experience. - Excellent knowledge of SEBI, NSE, BSE, MCX, CDSL, compliance requirements. - Analytical mindset with strong attention to detail. - Comfortable in a fast-paced, high-growth environment. - Ambition to grow into senior leadership (Director Finance/Finance Controller) over time.

1) Growth of Revenue and Market Share 3) Travel across assigned branches at regular interval 4) Should ensure the Commodity/Currency RMs of his region fulfill Organisational Goal of Revenue Generation, 5) To ensure proper mapping of Commodity/Currency Clients to all RMs (equity /Commodity) 6) To add minimum 02 (Two) accounts per month with an Average margin of Rs 50,000/- 7) Minimum 60% client activation in Commodity and Currency on M+2 basis 8) Position tracking of Clients of assigned Branches and franchisee on daily basis and informing the BM/Franchisee owner and thereafter to the specific HNI Client about any adverse / opposite position. 9) Knowledge of Commodity Market, Commodity Derivatives trading through MCX. NCDEX, Channel Management Skills - IFD (Independent Financial Distributors), IFA (Independent Financial Advisors), B2B Channel (Partner . Franchisee, IFD/IFA). Location-Mumbai,Bengaluru,Hyderabad,Chennai,Kolkata,Pune,Ahemdabad, Delhi, NCR

Roles & Responsibilities Financial Strategy & Planning - Develop and execute financial strategies to drive business growth. - Oversee budgeting, forecasting, and financial planning processes. - Support strategic initiatives with financial insights and analysis. - Regulatory Compliance & Governance - Ensure compliance with SEBI, NSE, and BSE regulations. - Maintain strong relationships with regulatory bodies - Stay updated on changes in financial and brokerage regulations. - Financial Operations & Reporting - Manage day-to-day financial activities, including cash flow and liquidity management. - Oversee financial reporting and ensure accuracy in financial statements. - Implement strong internal controls and risk management frameworks. - Leadership & Team Management - Lead and mentor the finance team to ensure operational efficiency. - Foster a high-performance culture and drive financial best practices. - Collaborate with leadership to align financial goals with business strategy. - Audit & Risk Management - Implement and monitor internal controls to prevent financial risks. - Coordinate audits and ensure timely financial reporting. - Identify financial risks and develop mitigation strategies. - Stakeholder & Investor Relations - Manage relationships with investors, financial institutions, and key stakeholders. - Present financial reports and strategies to the board and executive team. Qualifications - CA (Chartered Accountant) preferred or CFA/MBA in Finance. - Prior experience in top Indian retail broking firms. - Strong understanding of SEBI, NSE, and BSE regulations and compliance requirements. - Proficiency in financial software, and data-driven decision-making.

Role & responsibilities 1. Role Overview The Assistant Company Secretary will support the Company Secretary in ensuring compliance with statutory and regulatory requirements under the Companies Act, 2013, SEBI Regulations, RBI guidelines for NBFCs, and other applicable laws. The role also involves handling legal documentation related to loan transactions, drafting agreements, and supporting board/committee functioning. 2. Key Responsibilities Secretarial & Compliance Assist in convening and conducting Board, Committee, and General Meetings , including preparation of notices, agendas, presentations, minutes, and related records. Ensure compliance with the Companies Act, 2013 , SEBI LODR Regulations, and RBI NBFC regulations. Preparation and filing of statutory forms/returns with MCA, BSE, SEBI, and RBI. Maintain and update statutory registers, records, and filings in compliance with applicable laws. Assist in drafting corporate policies (Board-approved policies, committee charters, etc.) and monitoring adherence. Support in preparation of Corporate Governance Reports, Annual Reports, and other SEBI-mandated disclosures . RBI & SEBI Compliance Monitor regulatory updates relevant to NBFCs and listed companies. Assist in preparing periodic returns, reports, and intimations to RBI, BSE, and SEBI. Coordinate with regulators, statutory auditors, secretarial auditors, and internal teams for compliance matters. Legal & Documentation Draft, review, and vet loan documentation, agreements, deeds, undertakings, and other contracts . Ensure that loan documentation aligns with company policies, RBI guidelines, and applicable legal requirements. Liaise with external legal counsel on specific matters, if required. Maintain a repository of legal documents and track compliance with covenants and contractual obligations. Other Responsibilities Assist in handling investor relations compliance and queries related to shareholders. Support in drafting board resolutions, and internal authorizations . Work with cross-functional teams (finance, accounts, legal, compliance) to ensure smooth operations. Handle any additional responsibilities as may be assigned by the Company Secretary or management. Preferred candidate profile 1. Desired Candidate Profile Qualified Company Secretary (ACS) from the Institute of Company Secretaries of India (ICSI). 02 years of post-qualification experience in secretarial and compliance functions (experience in NBFC/financial services sector preferred). Knowledge of Companies Act, 2013, SEBI LODR, RBI NBFC Regulations, FEMA, and allied laws . Familiarity with loan documentation and corporate legal agreements . Strong drafting, communication, and organizational skills. Proficiency in MS Office and exposure to compliance software/tools is desirable.

1) Growth of Revenue and Market Share 3) Travel across assigned branches at regular interval 4) Should ensure the Commodity/Currency RMs of his region fulfill Organisational Goal of Revenue Generation, 5) To ensure proper mapping of Commodity/Currency Clients to all RMs (equity /Commodity) 6) To add minimum 02 (Two) accounts per month with an Average margin of Rs 50,000/- 7) Minimum 60% client activation in Commodity and Currency on M+2 basis 8) Position tracking of Clients of assigned Branches and franchisee on daily basis and informing the BM/Franchisee owner and thereafter to the specific HNI Client about any adverse / opposite position. 9) Knowledge of Commodity Market, Commodity Derivatives trading through MCX. NCDEX, Channel Management Skills - IFD (Independent Financial Distributors), IFA (Independent Financial Advisors), B2B Channel (Partner . Franchisee, IFD/IFA). Location-Mumbai,Bengaluru,Hyderabad,Chennai,Kolkata,Pune,Ahemdabad, Delhi, NCR

liaison with SEBI, NSE & BSE, especially for compliance around listing suspension & reactivation,compliance with SEBI regulations, LODR, Companies Act, Board/Committee Meetings,, AGMs, preparation agenda,minutes, & ensuring legal compliance Required Candidate profile Listed company exp, SEBI, NSE, BSE compliance, particularly in scenarios involving listing suspension.Proven exposure to NCD / IPO allotment, AGM/Board meeting , ROC filings,Early joiners preferred

-Responsible for marketing of software products -Calling & fixing appointment with leads -Responsible for giving Demo/Presentation of software -Regular follow-ups on daily basis with prospects/leads -Opportunity to learn about sharemarket domain Required Candidate profile Languages Known : English & Telugu Qualification : Graduation Good communication skills & Presentation skills preferred Intereseted candidates can call / whatsapp on 8655762847 for further details

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction.

Job description We are looking for an experienced Senior .NET Developer with a strong background in Microsoft .NET technologies and hands-on experience in Indian back-office systems for capital markets, broking, depository operations, and related financial services. The ideal candidate will be responsible for designing, developing, and maintaining enterprise-grade applications that support our back-office operations, regulatory reporting, and reconciliation systems. Key Responsibilities: Design, develop, and maintain web applications, APIs, and services using ASP.NET Core / ASP.NET MVC / Web API / C#. Implement and optimize stored procedures, triggers, and database logic in SQL Server. Collaborate with business analysts and domain experts to understand Indian stock broking back-office workflows trade processing, settlement, depository participant operations (NSDL/CDSL), RMS, payouts, and compliance reporting. Integrate with market APIs, clearing house systems, and regulatory reporting platforms (NSE, BSE, SEBI). Ensure compliance with Indian market regulations and security standards. Optimize application performance and scalability for large trade data volumes. Conduct code reviews, mentor junior developers, and ensure adherence to coding standards. Maintain documentation for system architecture, database schema, and workflows. Required Technical Skills: Languages & Frameworks: C#, ASP.NET Core / ASP.NET MVC, Web API Database: SQL Server (T-SQL, stored procedures, indexing, query optimization). Front-End: HTML5, CSS3, JavaScript, jQuery, Angular/React (added advantage). Tools & Platforms: Visual Studio, Git, IIS, Postman. Deployment: IIS hosting is a plus. Domain Knowledge (Must Have): Indian back-office operations for stock brokers. Trade lifecycle (Trade Capture Clearing Settlement). Depository operations (NSDL/CDSL file formats & processes). Client ledger management, contract notes, and payout processing. Regulatory reporting to NSE, BSE, SEBI. Reconciliation processes for trades, funds, and securities. Soft Skills: Strong problem-solving and analytical skills. Ability to work in a fast-paced, high-pressure environment. Good communication skills to interact with both technical and business stakeholders. Team leadership and mentoring ability. Qualification: Bachelors or Masters degree in Computer Science / IT / Engineering or related field. Relevant certifications (Microsoft Certified: .NET Developer, Azure Developer Associate) are a plus.

Hiring for a leading consulting firm Internal audit for Broking Sectors Stock broking Nism AML Compliance AML Audit

We seek a dynamic Equity-Focused Financial Analyst with strong experience in analyzing PMS, AIFs, and Mutual Funds. Youll conduct deep equity research, build and maintain financial models, perform fundamental & technical due diligence, and produce insightful reports to support investment decisions. ______________________________________ Key Responsibilities Equity Research & Investment Analysis Conduct fundamental analysis using company financials, industry trends, sectoral analysis and valuation Develop initiation and earnings update reports, sector briefs, and investment recommendations. PMS, AIF, and Mutual Fund Oversight Analyze and monitor fund performance, NAV movements, portfolio composition, and manager strategy. Engage with fund managers for insights and maintain regular updates. Financial Modeling & Due Diligence Build and maintain rigorous financial models (DCF, projections), test assumptions, and perform scenario analyses. Execute financial due diligence for new funds or investment proposals. Reporting & Communication Prepare investor-ready presentations, research dashboards, and detailed write-ups. Deliver market commentary and fund performance summaries. Stakeholder Interaction & Market Monitoring Conduct company management interactions, attend industry forums, and synthesize market developments into fund insights. ______________________________________ Requirements & Qualification Educational Background CFA, CA, MBA in Finance, or NISM certification for research professionals Professional Experience 38 years of equity research/fund analysis experience. Preference for those with exposure to PMS, AIFs, or mutual funds. Technical & Analytical Skills Proficiency in financial modelling, valuations, and use of databases such as Probe42, MCA, NSE/BSE/SEBI website Strong Excel and PowerPoint capabilities. Soft Skills Excellent analytical thinking, attention to detail, communication, and presentation skills. Comfortable working in high-pressure settings and collaborating across Desirable Bonus Qualities Prior experience crafting NFO notes, fund reconcilers, or PMS/AIF fact sheets. Willingness to attend site visits, management meetings, or industry conferences. Awareness of SEBI/RBI regulatory frameworks affecting PMS, AIF, and mutual fund products Show more Show less

Chartered Accountant (CA) with expertise in SAP FICO to join our Finance & Accounts team. Experience with BSE/NSE listed manufacturing companies, knowledge of financial reporting standards, manage SAP FICO operations, taxation, and compliance.

1) Growth of Revenue and Market Share 3) Travel across assigned branches at regular interval 4) Should ensure the Commodity/Currency RMs of his region fulfill Organisational Goal of Revenue Generation, 5) To ensure proper mapping of Commodity/Currency Clients to all RMs (equity /Commodity) 6) To add minimum 02 (Two) accounts per month with an Average margin of Rs 50,000/- 7) Minimum 60% client activation in Commodity and Currency on M+2 basis 8) Position tracking of Clients of assigned Branches and franchisee on daily basis and informing the BM/Franchisee owner and thereafter to the specific HNI Client about any adverse / opposite position. 9) Knowledge of Commodity Market, Commodity Derivatives trading through MCX. NCDEX, Channel Management Skills - IFD (Independent Financial Distributors), IFA (Independent Financial Advisors), B2B Channel (Partner . Franchisee, IFD/IFA).

Handling of RBI Compliances for NBFC and SEBI Compliances as per Merchant Bankers Regulations.Familiar with the portal and websites of authorities like MCA, SEBI, RBI, BSE, NSE, etcWell-versed with SEBI (Takeover) Incorporation of LLP

Position: Chief Financial Officer (CFO) Qualification: Chartered Accountant (CA) Qualified Experience Required: Minimum 18 Years Industry Experience: Listed Manufacturing Company (NSE/BSE) Age: Below 48 Years Location: Hyderabad About the Role: We are seeking a highly accomplished and dynamic Chief Financial Officer (CFO) to lead the finance and strategic growth agenda of our diversified manufacturing operations. The ideal professional must bring proven expertise from a listed manufacturing company with multiple product lines, manufacturing plants, and large-scale domestic and international operations. The CFO will be responsible for financial leadership, compliance, international business strategy, investor confidence, and risk management while ensuring sustainable growth and value creation. Key Responsibilities Strategic & Financial Leadership Lead financial strategy, planning, forecasting, and business performance monitoring aligned with organisational goals. Partner with the Board and senior leadership on long-term growth, M&A opportunities, and global expansion. Drive cost optimisation, capital allocation, and profitability across multiple plants and product lines. Investor & Stakeholder Management Build and maintain strong relationships with investors, analysts, and stakeholders. Develop robust investor presentations and quarterly business updates, and manage AGM/EGM requirements. Enhance market reputation by ensuring transparent communication and benchmark corporate governance practices. Regulatory & Compliance Oversight Ensure strict compliance with SEBI, the Companies Act, FEMA, and other legal/statutory requirements applicable to listed entities. Oversee internal audits, statutory audits, risk management, and compliance with secretarial functions. Implement strong governance, ethical practices, and risk assessment frameworks. Treasury, Banking & Fundraising Lead fundraising through debt/equity, manage banking relationships, and negotiate optimal financing solutions. Oversee treasury functions, including forex management, hedging strategies, liquidity management and efficient working capital utilisation. Explore innovative capital-raising avenues including public, private, and strategic financial partnerships. International Business & Trade Manage financial and compliance activities for exports and imports in alignment with global trade practices. Optimise forex exposure and currency risk, and ensure regulatory compliance for overseas transactions. Support the international expansion strategy with financial due diligence and feasibility studies. Financial Control & Reporting Direct and oversee accounts, taxation, budgeting, MIS, and financial controls across all business units. Ensure accurate and timely financial reporting as per Ind-AS/IFRS standards. Lead due diligence for investments, acquisitions, and joint ventures. Desired Candidate Profile Educational Qualification: Chartered Accountant (CA) mandatory Experience: Minimum 18 years, with current/most recent role as CFO in a listed manufacturing organisation (NSE/BSE). Strong track record in investor relations, SEBI compliances, corporate governance, and fundraising. Proven experience managing multi-plant operations, diverse product lines, and large financial teams. Expertise in international trade, forex, hedging, and risk management. Strong leadership, stakeholder management, communication, and strategic decision-making skills. Please reach me for more details. 9346316003

Job description We are looking for an experienced Senior .NET Developer with a strong background in Microsoft .NET technologies and hands-on experience in Indian back-office systems for capital markets, broking, depository operations, and related financial services. The ideal candidate will be responsible for designing, developing, and maintaining enterprise-grade applications that support our back-office operations, regulatory reporting, and reconciliation systems. Key Responsibilities: Design, develop, and maintain web applications, APIs, and services using ASP.NET Core / ASP.NET MVC / Web API / C#. Implement and optimize stored procedures, triggers, and database logic in SQL Server. Collaborate with business analysts and domain experts to understand Indian stock broking back-office workflows trade processing, settlement, depository participant operations (NSDL/CDSL), RMS, payouts, and compliance reporting. Integrate with market APIs, clearing house systems, and regulatory reporting platforms (NSE, BSE, SEBI). Ensure compliance with Indian market regulations and security standards. Optimize application performance and scalability for large trade data volumes. Conduct code reviews, mentor junior developers, and ensure adherence to coding standards. Maintain documentation for system architecture, database schema, and workflows. Required Technical Skills: Languages & Frameworks: C#, ASP.NET Core / ASP.NET MVC, Web API Database: SQL Server (T-SQL, stored procedures, indexing, query optimization). Front-End: HTML5, CSS3, JavaScript, jQuery, Angular/React (added advantage). Tools & Platforms: Visual Studio, Git, IIS, Postman. Deployment: IIS hosting is a plus. Domain Knowledge (Must Have): Indian back-office operations for stock brokers. Trade lifecycle (Trade Capture Clearing Settlement). Depository operations (NSDL/CDSL file formats & processes). Client ledger management, contract notes, and payout processing. Regulatory reporting to NSE, BSE, SEBI. Reconciliation processes for trades, funds, and securities. Soft Skills: Strong problem-solving and analytical skills. Ability to work in a fast-paced, high-pressure environment. Good communication skills to interact with both technical and business stakeholders. Team leadership and mentoring ability. Qualification: Bachelors or Masters degree in Computer Science / IT / Engineering or related field. Relevant certifications (Microsoft Certified: .NET Developer, Azure Developer Associate) are a plus.

Companies Act, 2013 Compliance: Ensure timely filings and maintenance of statutory registers and records. Organize Board and General Meetings and draft resolutions and minutes. Handle annual compliances including AOC-4, MGT-7, DIR-3 KYC, etc. Monitor compliance related to Directors, Auditors, and CSR obligations. Listing Compliances: Ensure compliance with SEBI (LODR) Regulations. Coordinate with stock exchanges (NSE/BSE) for disclosures and filings. Maintain updated records for shareholding patterns, investor grievances, etc. SEBI & Stock Exchange Compliances: Handle regulatory filings under SEBI PIT, SAST, and ICDR regulations. Monitor insider trading compliances and maintain Structured Digital Database (SDD). Assist in investor relations and grievance redressal as per . ODI (Overseas Direct Investment) Compliances: Facilitate investment structuring and compliance with ODI regulations. File ODI Forms, obtain UINs, and ensure timely submission of Annual Performance Reports (APR). Monitor ongoing compliance for Indian entities investing abroad.

To ensure that all compliance and legal guidelines are adhered to and mitigation strategies followed in case of mishaps To manage the trading terminals and ensure confidentiality and security of the clients investments To ensure no misdeal or wrong trades is knowingly/ unknowingly executed To ensure that 100% Pre-orders are available as per SEBI mandate To ensure all trades are confirmed by end of day (on voice logger lines) as per the trade confirmation process. To ensure that only orders placed by customer (not their family members/agents) or an authorized person are executed. To ensure periodic acknowledgement of trades/ balances by customer, especially when there are losses incurred in their accounts. To keep a check on customers margins while they are trading and advise them. To ensure the debits are collected from clients on time & the company is safely secured against debits arising out of non payment. To ensure the terminal used by equity Advisor for placing orders is mapped to his name and id. To ensure adherence and awareness of employee code of conduct.

Execute buy and sell orders for equity securities Manage and review portfolios Monitor daily market trends, news, & co. announcements to identify investment opportunities Make quick, informed decisions in a fast-paced trading environmen t

Responsible for day to day activities related to admission of issuer companies & subsequent app in Admission Cell. Co-ordinate with RTAs/Issuer Companies/Exchanges/market participants & other Dept. Preparing various reports/MIS Required Candidate profile Min 1-6 yrs exp in capital markets in DP-Ops in MII'S Well conversant with depository operations and Dmat Account Opening & Closing Good analytical and verbal & written Communication Skills

Position: Company Secretary (IPO Lead & Compliance Officer) Reporting To: Board of Directors / Audit Committee 1. Job Summary The Company Secretary serves as the Compliance Officer under SEBI and MCA regulations, steering the company through the IPO process and transitioning it into a listed entity. They will ensure legal, regulatory, and governance adherence, coordinate with official and intermediaries, and strengthen corporate disclosure and board effectiveness 2. Key Responsibilities A. IPO Stage (Pre-Listing) i. IPO Strategy & Timeline Management: Formulate and manage IPO workflows (Board approvals, timelines, compliance milestones). Support the constitution and functioning of the IPO Steering Committee. ii. Document & Due Diligence Coordination: Prepare and manage the Virtual Data Room (VDR). Coordinate with auditors, merchant bankers, and advisors to manage due- diligence requisitions. iii. Policy Framework & Corporate Governance: Draft/update governance policies (Board evaluation, whistleblowing, related-party transactions, POSH, risk governance). Oversee board and committee structuring in line with LODR norms. iv. Offer Document Preparation & Regulatory Filings: Assist in drafting, reviewing, and filing the DRHP/RHP. Address observations/comments from SEBI and stock exchanges. v. Intermediary Management & Secretarial Liaison: Coordinate filings and communications with SEBI, Stock Exchanges, RoC, depositories, auditors, CSR firms, underwriters, RTA, RBI (if relevant). B. Post-IPO (Listed Entity Compliance) i. Regulatory Compliance & Disclosure Management: Ensure continuous compliance with LODR regulations (disclosures, financial reporting, insider trading). Maintain statutory registers and updating website as required. ii. Board & Shareholder Relations: Set up and coordinate board/committee meetings including drafting agenda, materials, minutes, and resolutions. Manage ESG, stakeholders relationship, audit, and NRC committees. iii. Investor Grievance and Communication: Monitor and address investor queries through the designated grievance redressal email. Coordinate Annual General Meetings. iv. Risk Governance & Internal Control: Identify and mitigate secretarial, statutory, and insider-trading risks. Monitor and implement updates in corporate laws, FEMA/RBI norms, tax, and audit interfaces. 3. Required Qualifications & Experience Fellow/Associate member of ICSI in good standing. 8 to 24 years experience, with: Handling at least one IPO (SME or Main Board) Post-listing company secretarial compliance in listed entities Experience with Debt issuances, Credit Rating compliances (preferred) Strong fluency in Companies Act, SEBI (LODR, ICDR, PIT), copyright contracts, FEMA, and exchange byelaws. 4. Key Skills & Competencies # Skill Area Description 1 Exceptional understanding of SEBI regulations (ICDR, LODR, PIT) 2 Expertise in drafting oer documents, board resolutions, governance policies 3 Strong project management, with multi-stakeholder engagement 4 Excellent communication and problem-solving abilityliaison with regulators and intermediaries 5 High ethical integritymanaging confidential information, conflict reporting 5. Performance Metrics Timely filing of all statutory forms and IPO documents No material NCLT/penalty or compliance defect in the listing review Board and committee meetings held legally and accurately minuted Investor grievance resolution turnaround (30 days) Full readiness and coordination during audits and inspections 6. Reporting Framework Functional head for secretarial and compliance matters, reporting to the Audit Committee Direct liaison with Merchant Bankers / IPO Advisor / Legal Counsel Partnered with CFO and CEO to ensure alignment on financing and statutory filings