6193 Compliance Management Jobs - Page 37

Ensure all IT policies are reviewed, updated, and approved annually Execute annual BCP Tests and store evidence of results Execute annual DR Tests and store evidence of results Maintain Risk and Control Matrix for IT controls relative to SOX Required Candidate profile 7 years in GRC, Information Security SOX audits Understanding of security classification, change controls, SDLC, security controls Experience with ISO standards, GDPR, NIST, PCI DSS. CIA/CISA/CISSP

1) Execution of client trades with negligible errors and provide trade confirmations while ensuring complete compliance with regulatory and organisations compliance norms. 2) Achievement of assigned Clusters Revenue Targets , Managed Brokerage and Cross Selling Targets. 3) Disemination of product recommendations messages to allocated client using compliant messaging systems. 4) Effective handling of client queries thus ensuring efficient client enagagement. 5) Application of technicals analysis to queries relating to the market and stock movements thus enabling conversion of opportunities into Trades. 6) Dissemminating Fundamental research recommendations to meet investing requirements of al...

As a Team Member in the Compliance department, you will play a crucial role in maintaining the banks compliance with various regulations and internal policies. Your work will directly impact the banks reputation and ensure a stable and secure environment for our customers. You will collaborate with a dedicated team of professionals, providing support and contributing to the development and implementation of effective compliance strategies. A bachelors degree in a relevant field, such as finance, law, or business administration. Minimum 2 years of experience in a compliance or regulatory role, preferably in the banking industry. Strong knowledge of banking regulations and compliance framework...

Bakingo ( A Brand of FA Gifts Pvt Ltd) is looking for Executive to join our dynamic team and embark on a rewarding career journey Collaborate with cross-functional teams to achieve strategic outcomes Apply subject expertise to support operations, planning, and decision-making Utilize tools, analytics, or platforms relevant to the job domain Ensure compliance with policies while improving efficiency and outcomes Disclaimer: This job description has been sourced from a public domain and may have been modified by Naukri.com to improve clarity for our users. We encourage job seekers to verify all details directly with the employer via their official channels before applying.

1.Maintaining adherence on OCG Audits, Internal & External audits - Compliance management (Internal, external audits, Frisking, Fraudulent cases prevention, OCG audits, Karigar room along with Service process audits) 2.Maintaining store hygiene delivering top class standards. Backend service satisfaction and management (Admin staff related) 3.Managing all vendors (Admin & HK staff related) end to end. Vendor management (Admin staff - agency related) 4.Managing the store maintenance with thorough checks / audits on a regular basis Complaint reduction by 10% qtr on qtr (Store Maintenance related) Work Experience Store Administration Inventory & Stock Management Customer Experience Management: ...

Implement, configure, and customize ServiceNow IRM modules including: Policy and Compliance Management Risk Management Audit Management Vendor Risk Management Business Continuity Management (optional) Work with stakeholders to define and document requirements, processes, and solutions aligned with organizational risk frameworks (e.g., ISO 27001, NIST, SOC2, GDPR). Develop and maintain custom workflows, reports, dashboards, and integrations related to IRM. Provide technical expertise for IRM upgrades, platform enhancements, and best practices. Collaborate with cross-functional teams (Security, IT, Compliance, Audit) to drive automation and efficiency.

Supervise all the business processes that involve compliance and regulations Take timely actions to ensure compliance, both with national/local laws and internal policies of the company Make reports and documentation on potential compliance risks

Job Description:- BPO Associate( Voice Process ) Location: Visakhapatnam (Vizag) Probation Period: 3 Months Stipend: 16000/-( During Probation Period ) Salary: 3.6 LPA( Post Probation Period ) Education: B.Sc./ B.Com / B.A / BCA / BBA / BE, BTech, MCA /Any Post graduation , Any Specialization) Joining Time: Immediate Shift: Night shift Transport: Two-way cab provided Bond: 2 years (2 Lakh penalty if broken) Skills Required: Excellent communication and active listening skills Strong problem-solving and multitasking abilities Customer-centric mindset with empathy Ability to handle customer queries and provide resolutions Adherence to quality and compliance standards Responsibilities: Customer ...

Designation: Executive HRBP Qualification: Postgraduate (MBA-HR)/ Graduate + HR Certification/ Diploma/ Executive Prog. Location: Hyd Experience: 2-6 years Job Requirements Strong communication and interpersonal skills Hands-on experience in employee lifecycle management, performance management coordination, employee engagement activities, grievance handling Proficiency in HRIS systems and data analytics and reconsilation Address employee concerns and facilitate conflict resolution Proficiency in the execution of HR policies and practices Regularly maintain and circulate HR dashboards, headcount reports, and attrition trackers to key stakeholders. Employee Policy Awareness Sessions Conduct o...

We are hiring for one of our reputed MNC client based in Pune . We are looking for candidates with 4+ years of experience in Global Payroll. Roles & Responsibilities: Experience in end to end global payroll. Handled the payroll of entire geographic region (Middle East, Africa, MENA). Experience in compliance management. Team handling experience will be an added advantage.

Role & responsibilities Prepare and post daily sales invoices in ERP/Tally with accurate pricing, GST, and discounts. Handle customer billing, e-way bills, delivery challans, and related documentation. Maintain customer ledgers, track outstanding payments, and follow up for collections. Prepare and reconcile accounts receivable and ensure timely posting of receipts. Coordinate with the sales, dispatch, and logistics teams for smooth order-to-cash operations. Assist in GST, TDS, and other statutory compliance related to sales transactions. Generate daily, weekly, and monthly MIS and sales reports for management review. Prepare customer-wise and product-wise sales summaries and profitability s...

As a full-time employee, you will be entitled to the following benefits: - Cell phone reimbursement - Health insurance - Paid sick time - Provident Fund Your work location will be in person.,

To develop, manage, and execute Information Security Governance, Risk and Compliance across Mashreq to Contribute strategically to the bank's success and enable the business and technology strategy of the bank to expand with secure and reliable service offering. Navigate compliance complexities and support compliance with information security requirements across regions, Ensure the confidentiality, integrity, and availability of our sensitive information and IT assets and a proactive approach to build a resilient security posture and Empower a security-conscious culture - all while. The Manager IS Governance, Risk and Compliance (IS GRC) has overall responsibility for information security go...

Handle accounting operations, MIS & finalization. Ensure GST, TDS, PF, ESI, labour law & compliance management. Coordinate audits, maintain controls, and stay updated on tax/labour regulations while guiding junior accountants.

- Manage end-to-end processes for: - Quotes & Tender Forms: Preparation, submission, and tracking. - Fleet Reporting: Daily, weekly, and monthly performance metrics. - Order-to-Delivery Lifecycle: - Vehicle Finder usage and allocation - Contracting and invoicing - Retailing status and tracking - Customer feedback loop - Handle Ford Pro Convertor Queries and coordinate logistics tracking for fleet movements. - Ensure adherence to Compliance Management protocols across fleet operations. Automation & Reporting - - QlikSense for interactive dashboards - Alteryx for data transformation and reporting pipelines - Skills & Tools - Strong command of QlikSense, Alteryx, Excel and great communication s...

Role Serves as the go-to person in the resolution of routine issues/tasks within a compliance area, typically escalates or seeks advice on non-standard/complex issues. Provides measurable input into creating compliance programs or policies and supports execution of programs or projects with a focus on EEMEA Region. Investigates and escalates potential compliance risks to minimize adverse financial impact and lawful liability Tracks ongoing measurement and monitoring of compliance program efforts and controls, including compiling data or metrics for reporting Perform detailed tests of Compliance controls for EEMEA/Global based on documented testing steps to ensure Mastercard employee comply w...

Candidate should manage data collection, analysis, and reporting for decision-making. He/she will be responsible for preparing and maintaining daily, weekly, and monthly MIS reports using Advanced Excel and ensuring data accuracy across departments.

Role & responsibilities: The Senior Executive of HR with a specialization in Payroll and Compliance will be responsible for overseeing payroll operations and ensuring compliance with labor laws, industry-specific regulations, and company policies. This role is crucial in ensuring that employees are compensated accurately and on time, and that the company maintains its legal and regulatory obligations. The role requires a detail-oriented professional who can manage payroll functions while also navigating the complexities of compliance, especially within the private security industry. Preferred candidate profile : Bachelors degree in Human Resources, Finance, Business Administration, or a rela...

Description We are seeking a detail-oriented and proactive individual to join our team as a Company Secretary. The ideal candidate will assist in ensuring that the company complies with all legal and regulatory requirements while supporting governance and organizational needs. Responsibilities Assist in the preparation and maintenance of company secretarial records and documents. Ensure compliance with legal requirements and regulations. Draft and file necessary documents with regulatory authorities. Support in organizing board meetings, preparing agendas, and recording minutes. Maintain and update statutory registers as required. Assist in the preparation of annual reports and other complia...

Trainee Engineers 1 Pos based in Amritsar. The ideal candidate brings 0-1years and a strong record of GMP/cGMP compliance within regulated pharma, chemicals or biotech environments. Key responsibilities include ownership of day-to-day operations, documentation integrity, SOP creation/review, deviation/OOS handling, CAPA and change control management, audit readiness, cross-functional coordination with Production, QC, Engineering and Supply Chain, and proactive risk assessment to protect product quality and patient safety. The role requires hands-on problem solving, stakeholder communication, coaching junior staff, and contribution to continuous improvement (5S/Lean/Kaizen). Must demonstrate ...

Deputy Manager QA 1 Pos based in Amritsar. The ideal candidate brings 12-15 yrs exp and a strong record of GMP/cGMP compliance within regulated pharma, chemicals or biotech environments. Key responsibilities include ownership of day-to-day operations, documentation integrity, SOP creation/review, deviation/OOS handling, CAPA and change control management, audit readiness, cross-functional coordination with Production, QC, Engineering and Supply Chain, and proactive risk assessment to protect product quality and patient safety. The role requires hands-on problem solving, stakeholder communication, coaching junior staff, and contribution to continuous improvement (5S/Lean/Kaizen). Strengthen Q...

We are looking for an experienced and detail-oriented person in Finance to oversee all financial operations, ensure regulatory compliance, manage budgeting and forecasting, and support strategic business decisions. The ideal candidate will have strong analytical skills, leadership abilities, and a thorough understanding of corporate finance principles. Key Responsibilities: Manage and oversee daily accounting and financial operations of the organization. Prepare and analyze financial statements, MIS reports, and variance analyses. Develop and monitor annual budgets, forecasts, and long-term financial plans. Ensure timely compliance with statutory requirements including GST, TDS, Income Tax, ...

Product Manager will be responsible for driving business through partnership opportunities with Exchange Houses, AD2s, Fintechs, Cross Border Payment providers. Responsible for handling cross border related product applications including compliance to all guidelines , new product development and monetization. Responsible for solutioning and implementation of possible solution linkages with the partner platform. Creating Business cases, working with internal tech team and technology partners for implementing applications. Providing training of applications to clients as well as internal stakeholders. Maintaining required business trackers and creating content collaterals for internal and exte...

our client is looking for experienced candidates to join our entrepreneurial team and manage the Legal Operations . The person will lead the team in providing advisory services to our clientss customers and well as other internal teams. You will be expected to Provide leadership and manage the staff and resources to achieve team goals. Handle the in-house legal team as well as the outsourced freelancing team and ensure that they meet their targets, including conducting performance reviews and feedback sessions. Interpret legal information, conduct training sessions and disseminate appropriate legal requirements in the team while also taking charge of research activities, knowledge management...

Execution and planning of compression / Coating / Capsule activity Troubleshooting of compression manchine / Coating machine / Capsule filling Recording of BMR, daily document, cleaning record, issuance of issuance of change part Exposure of audits (EU - GMP/ WHO / ROW / USFDA) Maintain the cleaniliness of area. Aware about the concept of GMP/GDP/Data integrity. Handling manpower